Howes v. FINRA
| Thomas Howes |
| FINRA |
| 8:2018cv03094 |
| October 9, 2018 |
| US District Court for the District of Maryland |
| Paul W Grimm |
| Securities/Commodities |
| Plaintiff |
Docket Report
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This docket was last retrieved on February 24, 2023. A more recent docket listing may be available from PACER.
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Filing 9
LETTER ORDER scheduling a telephone conference call for Wednesday, December 19, 2018 at 4:30 PM; suspending Plaintiff's response deadline. Signed by Judge Paul W. Grimm on 12/7/2018. (c/m 12/07/2018 - jf3s, Deputy Clerk)
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Filing 8
Rule 12/56 letter mailed to Thomas Howes (c/m 12/06/2018 - jf3s, Deputy Clerk)
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Filing 7
Local Rule 103.3 Disclosure Statement by FINRA (Reicher, Terri)
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Filing 6
MOTION to Dismiss for Failure to State a Claim by FINRA (Attachments: #1 Memorandum in Support, #2 Text of Proposed Order)(Reicher, Terri)
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Filing 5
SUMMONS Returned Executed by Thomas Howes. FINRA served on 11/8/2018.(jf3s, Deputy Clerk)
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Filing 4
Summons Issued 21 days as to FINRA.(heps, Deputy Clerk)
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Filing 3
ORDER directing the Plaintiff to complete and Return the Summons to the Clerk. Signed by Judge Paul W. Grimm on 10/16/2018. (c/m 10/16/2018 - jf3s, Deputy Clerk)
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Filing 2
Letter Order Regarding the Filing of Motions. Signed by Judge Paul W. Grimm on 10/10/2018. (c/m 10/10/2018 - jf3s, Deputy Clerk)
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Filing 1
COMPLAINT against FINRA ( Filing fee $ 400 receipt number 84637033172.), filed by Thomas Howes. (Attachments: #1 Civil Cover Sheet, #2 Text of Proposed Order, #3 Exhibit A, #4 Exhibit B, #5 Exhibit C, #6 Exhibit D) (km4s, Deputy Clerk)
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| Plaintiff: Thomas Howes | |
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| Defendant: FINRA | |
| Represented By: | Terri L Reicher |
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