IN RE: G.E. ERISA LITIGATION
| Brian Sullivan, Kristi Haskins, Anthony Powell, Frank Magliocca, Kelvin Douglas, Melinda Stubblefield, Maria LaTorre, Robyn Berger, Laura Scully and Donald J. Janak |
| GE Asset Management Incorporated, Dmitri Stocktan, Daniel O Colao, Anand Hari, General Electric Company, Ralph Richard Layman, Cheryl Beucock, John Does 1-25, Dan Torey, Dmitri Stockton, Cheryl Beacock, Matthew Wiederecht, Rochelle Lazarus, Matthew Simpson, Peter Henry, Francisco DSouza, GE Retirement Savings Plan Trustees, Robert Lane, Michael Cosgrave, James Tisch, Edward Garden, Matthew Zakrzewski, Scott Silberstein, Marjin Dekkers, Mary Schapiro, Susan Hockfield, Risa Lavisso-Mourey, John J. Brennan, Benefit Plans Investment Committee, Michael Cosgrove, W. Geoffrey Beattie, GE Pension Board, Andrea Jung, David Wiederecht, James Mulva, Jeffrey Immelt, Don Torey, John Flannery, Arthur Jensen, GEAM Committee, George Bicher, Jessica Holscott, James Rohr, Greg Hartch, Jeanne LaPorta, Sebastien Bazin, Lowell McAdam, Paul Colonna, JoonWon Choe, Steven Mollenkopf, GE Board of Directors, Roger Penske, Matt Cribbins, Keith Sherin, Sam Nunn, Dan Janki, Alan Lafley, James Cash, John Samuels, Carol Anderson, Douglas Warner, Kelly Lafnitzegger, Vaidheesh Krishnamurti, Gregory Bouleris, Brian Worrell, Susan Peters, John Walker, Jamie Miller, Jan Hauser, Pamela Westmoreland, Ann Fudge, Raghu Krishnamoorthy, Robert Swieringa, Sharon Daley, John Lynch, Tracie Winbigler, Jeff Bornstein, Puneet Mahajan and Trevor Schauenberg |
| 1:2017cv12123 |
| October 30, 2017 |
| US District Court for the District of Massachusetts |
| Boston Office |
| Barnstable |
| Leo T Sorokin |
| Indira Talwani |
| Labor: E.R.I.S.A. |
| 29 U.S.C. § 1109 Breach of Fiduciary Duties |
| Plaintiff |
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| Filing 339 Judge Indira Talwani: ELECTRONIC ORDER allowing #338 Motion for Leave to Appear Pro Hac Vice Added Theodore J. Pintar. Attorneys admitted Pro Hac Vice must have an individual upgraded PACER account, not a shared firm account, to electronically file in the District of Massachusetts. Counsel may need to link their CM/ECF account to their upgraded individual pacer account. Instructions on how to link CM/ECF accounts to upgraded pacer account can be found at # https://www.mad.uscourts.gov/caseinfo/nextgen-current-pacer-accounts.htm#link-account. (Kelly, Danielle) |
| Filing 338 MOTION for Leave to Appear Pro Hac Vice for admission of Theodore J. Pintar Filing fee: $ 125, receipt number AMADC-9980764 by Robyn Berger. (Attachments: #1 Certification)(Leviton, Jason) |
| Filing 337 ELECTRONIC NOTICE Resetting Hearing - Motion Hearing set for 10/4/2023 03:15 PM in Courtroom 9 (In person only) before Judge Indira Talwani on Motions: #256 MOTION for Order to Exclude Portions of Christiana Wood's Expert Reports and Testimony , #250 MOTION for Order to Exclude the Reports and Proposed Testimony of Lisa H. Lattan , #247 MOTION for Summary Judgment , #251 MOTION for Order to Exclude Portions of David W. Richardson's Expert Reports and Testimony , #260 MOTION in Limine to Exclude Opinions of Plaintiffs' Expert William E. Fender, #263 MOTION for Summary Judgment , #259 MOTION in Limine to Exclude Opinions of Plaintiffs' Expert Gerald W. Buetow, Jr., #264 MOTION for Order to Exclude Portions of Kathleen Mann's Expert Reports and Testimony (MacDonald, Gail) |
| Filing 336 Judge Indira Talwani: ELECTRONIC ORDER: in light of the Notice of Settlement #333 and Supplemental Notice of Settlement #335 , the hearing scheduled for August 11, 2023, is continued. The clerk shall reset the hearing for the first week of October 2023. No later than September 15, 2023, counsel shall notify the court that either (1) the parties have reached a final agreement settle this action and are requesting a schedule for filing a motion for preliminary approval of settlement, or (2) they are unable to reach an agreement. (Kelly, Danielle) |
| Filing 335 NOTICE of Settlement by Robyn Berger, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Laura Scully, Melinda Stubblefield, Brian Sullivan (Kaufman, Evan) |
| Filing 334 Judge Indira Talwani: ELECTRONIC ORDER: counsel shall promptly supplement their Notice of Settlement #333 requesting an adjournment of the hearing scheduled for August 11, 2023, with a proposed deadline to notify the court either (1) that they have reached a final agreement to settle this action and are requesting a schedule for filing a motion for preliminary approval of settlement or (2) that they are unable to reach an agreement. (Kelly, Danielle) |
| Filing 333 NOTICE of Settlement by Robyn Berger, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Laura Scully, Melinda Stubblefield, Brian Sullivan (Kaufman, Evan) |
| Filing 332 ELECTRONIC NOTICE Resetting Hearing on Motions: Motion Hearing set for 8/11/2023 11:00 AM in Courtroom 9 (In person only) before Judge Indira Talwani. PLEASE NOTE, CHANGE IS ONLY TO EARLIER TIME. #256 MOTION for Order to Exclude Portions of Christiana Wood's Expert Reports and Testimony , #250 MOTION for Order to Exclude the Reports and Proposed Testimony of Lisa H. Lattan , #247 MOTION for Summary Judgment , #251 MOTION for Order to Exclude Portions of David W. Richardson's Expert Reports and Testimony , #260 MOTION in Limine to Exclude Opinions of Plaintiffs' Expert William E. Fender, #263 MOTION for Summary Judgment , #259 MOTION in Limine to Exclude Opinions of Plaintiffs' Expert Gerald W. Buetow, Jr., #264 MOTION for Order to Exclude Portions of Kathleen Mann's Expert Reports and Testimony. (MacDonald, Gail) |
| Filing 331 ELECTRONIC NOTICE Setting Hearing on Motion #256 MOTION for Order to Exclude Portions of Christiana Wood's Expert Reports and Testimony , #250 MOTION for Order to Exclude the Reports and Proposed Testimony of Lisa H. Lattan , #247 MOTION for Summary Judgment , #251 MOTION for Order to Exclude Portions of David W. Richardson's Expert Reports and Testimony , #260 MOTION to Exclude Opinions of Plaintiffs' Expert William E. Fender, #263 MOTION for Summary Judgment , #259 MOTION to Exclude Opinions of Plaintiffs' Expert Gerald W. Buetow, Jr., #264 MOTION for Order to Exclude Portions of Kathleen Mann's Expert Reports and Testimony: Motion Hearing set for 8/11/2023 02:30 PM in Courtroom 9 (In person only) before Judge Indira Talwani. (MacDonald, Gail) |
| Filing 330 Judge Indira Talwani: ELECTRONIC ORDER granting #329 Motion to Withdraw R. Joseph Barton as Counsel of Record. Attorney R. Joseph Barton terminated. (Kelly, Danielle) |
| Filing 329 MOTION to Withdraw as Attorney Motion to Withdraw R. Joseph Barton as Counsel of Record by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Text of Proposed Order)(Barton, R.) |
| Filing 328 Judge Indira Talwani: ORDER entered. Order Granting Plaintiff's Motion to Withdraw Edward D. Chapin as Counsel of Record #327 . (Kelly, Danielle) |
| Filing 327 MOTION to Withdraw as Attorney for Edward D. Chapin by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Text of Proposed Order)(Field, Charles) |
| Filing 326 Judge Indira Talwani: ELECTRONIC ORDER: granting the Joint Notice of Filing of Unsealed Documents and Motion for Leave to Impound ("Notice") #325 . The clerk shall unseal documents identified in par. 4 of the Notice (docket numbers [309-2], [309-3], [309-4], and [312-1]). Good cause shown, the following documents shall remain under seal: (1) the document identified in par. 6 of the Notice (docket number [309-1]); (2) Plaintiffs' Reply in Further Support of Motion for Partial Summary Judgment [315-1]; (3) Plaintiffs' Reply in Further Support of Motion to Exclude Portions of Kathleen Mann's Expert Reports and Testimony [316-1]; and (4) Plaintiffs' Responses to Defendants' Additional Statement of Undisputed Material Facts in Support of Their Opposition to Plaintiffs' Motion for Summary Judgment [310-1]. Plaintiffs are also granted leave to file under seal an unredacted version of Plaintiffs' Reply in Further Support of Motion to Exclude Portions of David W. Richardson's Expert Reports and Testimony #311 . Plaintiffs are directed to provide to the clerk substitute copies of (1) Plaintiffs' [Redacted] Reply in Further Support of Motion for Partial Summary Judgment #315 ; (2) Plaintiffs' [Redacted] Reply in Further Support of Motion to Exclude Portions of David W. Richardson's Expert Reports and Testimony #311 ; (3) Plaintiffs' [Redacted] Reply in Further Support of Motion to Exclude Portions of Kathleen Mann's Expert Reports and Testimony #316 ; and (4) Plaintiffs' [Redacted] Responses to Defendants' Additional Statement of Undisputed Material Facts in Support of Their Opposition to Plaintiffs' Motion for Summary Judgment #310 , with redactions limited to those portions that reference and/or summarize the sealed document [309-1] or documents that the court has previously allowed to be filed under seal. (Kelly, Danielle) Modified on 12/19/2022: Corrected docket text (Kelly, Danielle). |
| Filing 325 MOTION to Seal (Joint Motion) by Robyn Berger, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Exhibit A--Hartch Transcript, #2 Exhibit B--Colonna Transcript, #3 Exhibit C--Stockton Transcript, #4 Exhibit D--Mann Transcript)(Kurtz, Orin) |
| Filing 324 SUR-REPLY to Motion re #257 MOTION for Order to Exclude Expert Reports of Christianna Wood and Related Testimony filed by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Fleckner, James) |
| Filing 323 Judge Indira Talwani: ELECTRONIC ORDER granting #322 Assented to Motion for Leave to File Surreply; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Kelly, Danielle) |
| Filing 322 Assented to MOTION for Leave to File Surreply by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Attachments: #1 Exhibit A - [Proposed] Defendants' Surreply in Further Opposition to Plaintiffs' Motion to Exclude Expert Reports of Christianna Wood and Related Testimony)(Fleckner, James) |
| Filing 321 Judge Indira Talwani: ELECTRONIC ORDER granting #306 Defendants' Unopposed Motion for Leave to Impound. Good cause shown, Defendants are granted leave to file under seal the documents identified in par. 3 of the motion and portions of Defendants' Summary Judgment Reply, Defendants' Response to Plaintiffs' Additional Statement of Undisputed Material Facts ("ASUMF Response"), and Reply Memorandum of Law in Further Support of Defendants' Motion to Exclude Opinions of Plaintiffs' Expert Gerald W. Buetow, Jr. ("Buetow Daubert Reply") to the extent that such portions reference and/or summarize these sealed documents or documents that the court has previously allowed to be filed under seal. Counsel will receive an email within twenty-four (24) hours of this order with instructions for submitting sealed documents for which leave has been granted in accordance with the Local Rules of the U.S. District Court of Massachusetts. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Kelly, Danielle) |
| Filing 320 Judge Indira Talwani: ELECTRONIC ORDER: granting #305 Plaintiffs' Unopposed Motion for Leave to Impound. The order is without prejudice to a party seeking to de-designate the listed documents as confidential. As indicated by Plaintiffs in their motion, Plaintiffs shall continue to coordinate with Defendants regarding the confidentiality designations and refile the exhibits with the revised confidentiality designations by December 15, 2022. Counsel will receive an email within twenty-four (24) hours of this order with instructions for submitting sealed documents for which leave has been granted in accordance with the Local Rules of the U.S. District Court of Massachusetts. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Kelly, Danielle) |
| Filing 319 REPLY to Response to #247 MOTION for Summary Judgment (Filed Under Seal) filed by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Michael Cosgrove, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Fleckner, James) (Main Document 319 replaced on 12/2/2022) (MacDonald, Gail). (Additional attachment(s) added on 12/2/2022: #1 REPLY to Response *SEALED*) (Kelly, Danielle). |
| Filing 318 Response by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Michael Cosgrove, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski to #295 Statement of Material Facts L.R. 56.1, Defendants' Response to Plaintiffs' Additional Statement of Undisputed Material Facts (Filed Under Seal). (Fleckner, James) (Additional attachment(s) added on 12/2/2022: #1 Response *SEALED*) (Kelly, Danielle). |
| Filing 317 REPLY to Response to #257 MOTION for Order to Exclude Expert Reports of Christianna Wood and Related Testimony filed by Robyn Berger, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Kurtz, Orin) |
| Filing 316 REPLY to Response to #264 MOTION for Order to Exclude Portions of Kathleen Mann's Expert Reports and Testimony filed by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Field, Charles) (Additional attachment(s) added on 12/2/2022: #1 REPLY to Response *SEALED*) (Kelly, Danielle). |
| Filing 315 REPLY to Response to #263 MOTION for Summary Judgment filed by Robyn Berger, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Kaufman, Evan) (Additional attachment(s) added on 12/2/2022: #1 REPLY to Response *SEALED*) (Kelly, Danielle). (Main Document 315 replaced on 12/14/2022 - Document replaced with corrected version from counsel) (Kelly, Danielle). (Main Document 315 replaced on 12/19/2022) (Kelly, Danielle). |
| Filing 314 REPLY to Response to #259 MOTION to Exclude Opinions of Plaintiffs' Expert Gerald W. Buetow, Jr. (Filed Under Seal) filed by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Michael Cosgrove, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Fleckner, James) (Additional attachment(s) added on 12/2/2022: #1 REPLY to Response *SEALED*) (Kelly, Danielle). Modified on 7/20/2023: corrected docket text (Kelly, Danielle). |
| Filing 313 REPLY to Response to #260 MOTION to Exclude Opinions of Plaintiffs' Expert William E. Fender filed by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Michael Cosgrove, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Fleckner, James) Modified on 7/20/2023: Corrected docket text (Kelly, Danielle). |
| Filing 312 DECLARATION of Charles H. Field in Support of Plaintiffs' Reply to Defendants' Opposition to Plaintiffs' Motion to Exclude Portions of Kathleen Mann's Expert Reports and Testimony by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Exhibit A)(Field, Charles) (Additional attachment(s) added on 12/2/2022: #2 DECLARATION of Charles H. Field *SEALED*) (Kelly, Danielle). (Attachment 1 replaced on 12/2/2022) (Kelly, Danielle). |
| Filing 311 REPLY to Response to #251 MOTION for Order to Exclude Portions of David W. Richardson's Expert Reports and Testimony filed by Robyn Berger, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Kurtz, Orin) (Additional attachment(s) added on 7/19/2023: #1 REPLY to Response *SEALED*) (Kelly, Danielle). |
| Filing 310 Response to Defendants Additional Statement of Undisputed Material Facts in Support of Their Opposition to Plaintiffs Motion for Summary Judgment Response by Robyn Berger, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Laura Scully, Melinda Stubblefield, Brian Sullivan to #292 Response,,, . (Kaufman, Evan) (Additional attachment(s) added on 12/2/2022: #1 Response *SEALED*) (Kelly, Danielle). (Main Document 310 replaced on 12/19/2022) (Kelly, Danielle). |
| Filing 309 DECLARATION re #263 MOTION for Summary Judgment Declaration of Evan J. Kaufman in Further Support of Plaintiffs Motion for Partial Summary Judgment by Robyn Berger, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Exhibit 1 - West Tr., #2 Exhibit 2 - Hartch Tr., #3 Exhibit 3 - Colonna Tr., #4 Exhibit 4 - Stockton Tr.)(Kaufman, Evan) (Attachment 1 replaced on 12/2/2022) (Kelly, Danielle). (Attachment 2 replaced on 12/2/2022) (Kelly, Danielle). (Attachment 3 replaced on 12/2/2022) (Kelly, Danielle). (Attachment 4 replaced on 12/2/2022) (Kelly, Danielle). |
| Filing 308 DECLARATION re #247 MOTION for Summary Judgment Declaration of Katherine G. McKenney in Support of Defendants' Reply Memorandum of Law in Further Support of Their Motion for Summary Judgment by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Michael Cosgrove, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Attachments: #1 Exhibit 116: 1/22/21 Deposition of Carol S. Anderson (excerpts), #2 Exhibit 117: 4/8/21 Deposition of Jeffrey Bornstein (excerpts), #3 Exhibit 118: 4/22/21 Deposition of Seyi Bucknor (excerpts), #4 Exhibit 119: 2/25/21 Deposition of Jamianne Cheneski (excerpts), #5 Exhibit 120: 3/24/21 Deposition of John Flannery (excerpts), #6 Exhibit 121: 1/29/21 Deposition of Gregory Hartch (excerpts), #7 Exhibit 122: 3/31/21 Deposition of Jeanne LaPorta (excerpts), #8 Exhibit 123: 5/4/21 Deposition of Michael Scotto (excerpts), #9 Exhibit 124: Appendix D to the 7/14/21 Buetow Report, #10 Exhibit 125: 5/6/22 Wood Surrebuttal Report, #11 Exhibit 126: 3/12/21 Letter from B. Reilly to E. Kaufman et al., #12 Exhibit 127: Excerpts from 2016 Form 5500 for the GE Retirement Savings Plan, #13 Exhibit 128: GEAM 2013 Form ADV Brochure dated 3/28/13, #14 Exhibit 129: 6/10/11 GEAM Committee Minutes, #15 Exhibit 130: 12/16/11 GEAM Committee Minutes, #16 Exhibit 131: 12/3/13 GE Board of Directors Meeting Minutes (Filed Under Seal), #17 Exhibit 132: Elfun & RSP Watch List Update 12/31/13, #18 Exhibit 133: 6/11/13 Email re: S&SP Hewitt Report Part 1, #19 Exhibit 133: 6/11/13 Email re: S&SP Hewitt Report Part 2, #20 Exhibit 133: 6/11/13 Email re: S&SP Hewitt Report Part 3, #21 Exhibit 134: 7/19/15 Email re: Final Deck (filed under seal), #22 Exhibit 135: Excerpts from 11/1/16 GEAM Committee Meeting Materials, #23 Exhibit 136: Demonstratives, #24 Exhibit 137: Demonstratives with additional data, #25 Exhibit 138: 5/3/21 Deposition of Brian Worrell (excerpts), #26 Exhibit 139: Excerpts from GEs 2016 Annual Report, #27 Exhibit 140: Hewitt 2014 Investment Options Review, #28 Exhibit 141: Hewitt 2015 Investment Options Review, #29 Exhibit 142: Excerpts of 12/31/17 GE RSP Funds Annual Report)(McKenney, Katherine) (Attachment 16 replaced on 12/2/2022) (Kelly, Danielle). (Attachment 21 replaced on 12/2/2022) (Kelly, Danielle). |
| Filing 307 REPLY to Response to #250 MOTION for Order to Exclude the Reports and Proposed Testimony of Lisa H. Lattan filed by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Kurtz, Orin) |
| Filing 306 MOTION to Seal Defendants' Unopposed Motion for Leave to Impound by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski.(Fleckner, James) |
| Filing 305 MOTION to Seal Plaintiffs' Unopposed Motion for Leave to Impound by Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Text of Proposed Order)(Kurtz, Orin) |
| Filing 304 Judge Indira Talwani: ELECTRONIC ORDER granting Joint Motion for Leave to Impound #303 . Good cause shown, the documents identified in par. 6, 8, 10, 12 of the Joint Motion #303 shall remain under seal and Plaintiffs are granted leave to file under seal the portions of Plaintiffs' Additional Statement of Undisputed Material Facts #295 to the extent that such portions reference and/or summarize these sealed documents. (Kelly, Danielle) |
| Filing 303 Joint MOTION to Seal by Robyn Berger, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Exhibit 1 - Appendices A-D, #2 Exhibit 2 - Layman Deposition Tr., #3 Exhibit 3 - Anderson Deposition Tr., #4 Exhibit 4 - Cosgrove Deposition Tr., #5 Exhibit 5 - Hartch Deposition Tr., #6 Exhibit 6 - Wiederecht Deposition Tr., #7 Exhibit 7 - Carlson Deposition Tr., #8 Exhibit 10 - Bornstein Deposition Tr., #9 Exhibit 12 - Bucknor Deposition Tr., #10 Exhibit 13 - Stockton Deposition Tr., #11 Exhibit 14 - Zakrzewski Deposition Tr., #12 Exhibit 15 - Colonna Deposition Tr., #13 Exhibit 16 - Sherin Deposition Tr., #14 Exhibit 17 - Worrell Deposition Tr., #15 Exhibit 18 - Scotto Deposition Tr., #16 Exhibit 19 - Fender Deposition Tr., #17 Exhibit 21 - Mann Deposition Tr., #18 Exhibit 22 - Willard Deposition Tr., #19 Exhibit 23 - Rebuttal Expert Report of Christianna Wood, #20 Exhibit 25 - Appendix E to Rebuttal Expert Report of Kristen Willard, #21 Exhibit 28 - Material from the Expert Report of William E. Fender - GE Institutional Strategic Data, #22 Exhibit 29 - Material from the Expert Report of William E. Fender - GE SS Equity Fund Data, #23 Exhibit 30 - Material from the Expert Report of William E. Fender - GE SS Income Fund Data, #24 Exhibit 31 - Material from the Expert Report of William E. Fender - GE Institutional International Equity Data, #25 Exhibit 65 - 2009 Hewitt Report, #26 Exhibit 66 - 2010 Hewitt Report, #27 Exhibit 67 - 9/3/14 GEAM Minutes, #28 Exhibit 69 - Rocaton Materials, #29 Exhibit 70 - 4/1/11 GEAM Minutes, #30 Exhibit 72 - 5/21/12 Elfun/S&S Board Presentation, #31 Exhibit 74 - 2/26/13 Minutes, #32 Exhibit 75 - December 2015 Project Summer, #33 Exhibit 76 - 9/30/11 GEAM Minutes, #34 Exhibit 77 - 12/14/15 GEAM Minutes, #35 Exhibit 81 - 3/10/15 Email, #36 Exhibit 88 - 2011 Email from Hewitt, #37 Exhibit 89 - 2012 Email from Hewitt, #38 Exhibit 90 - 2013 Email from Hewitt, #39 Exhibit 91 - 2014 Email from Hewitt, #40 Exhibit 92 - 2015 Email from Hewitt, #41 Exhibit 93 - 2016 Email from Hewitt, #42 Exhibit 94 - 2015 Email, #43 Exhibit 95 - Meeting invitation, #44 Exhibit 96 - 5/20/16 Email, #45 Exhibit 98 - May 2014 GEAM/Hewitt Emails, #46 Exhibit 99 - Email, #47 Exhibit 100 - Original Draft Hewitt Investment Options Review, #48 Exhibit 101 - GEAM emails, #49 Exhibit 102 - GEAM emails, #50 Exhibit 103 - Draft Hewitt Report, #51 Exhibit 104 - Email attachment, #52 Exhibit 106 - 6/24/13 GEAM Email, #53 Exhibit 107 - GEAM Emails, #54 Exhibit 108 - Draft 2013 Hewitt Report, #55 Exhibit 109 - GEAM/Hewitt Emails, #56 Exhibit 110 - 5/28/15 GEAM/Hewitt Emails, #57 Exhibit 111 - 4/29/19 Email, #58 Exhibit 112 - 2015 Draft Hewitt Annual Report, #59 Exhibit 113 - 2016 Email, #60 Exhibit 114 - Draft 2015 Hewitt Report, #61 Exhibit 115 - GEAM Senior Leadership Bios, #62 Exhibit 120 - Statement of Work F, #63 Exhibit 121 - March 2011 Email Corres)(Kurtz, Orin) |
| Filing 302 Judge Indira Talwani: ELECTRONIC ORDER granting Plaintiffs' Unopposed Motion for an Extension to Comply #301 . Plaintiffs time to file the notice of compliance with the court's Order 282 is extended through November 22, 2022. (Kelly, Danielle) |
| Filing 301 MOTION for Extension of Time to November 22, 2022 to File Notice of compliance with October 27, 2022 Impoundment Order by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan.(Kurtz, Orin) |
| Filing 300 MEMORANDUM in Support re #256 MOTION for Order to Exclude Portions of Christiana Wood's Expert Reports and Testimony REVISED filed by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Leviton, Jason) |
| Filing 299 Judge Indira Talwani: ELECTRONIC ORDER: Plaintiffs have used the same docket text for docket entries #256 and #257 (except as to the spelling of Christianna Wood) and the first page of the two documents are the same. The remaining pages of the document filed #257 appear to be Plaintiffs' memorandum in support of #256 . Accordingly, Plaintiffs shall promptly refile that document with a corrected cover page and docket text, linking it to the pending motion #256 . The clerk shall terminate the motion #257 as improperly filed. (Kelly, Danielle) |
| Filing 298 Judge Indira Talwani: ELECTRONIC ORDER: granting the Joint Notice of Filing of Unsealed Documents and Motion for Leave to Impound ("Notice") #297 . The clerk shall unseal documents referred to as (j)-(l), (q), (r), and (t)-(y) in the Notice with docket numbers [267-9], [267-6], [267-23], [267-24], [267-25], [267-2], [267-26], [267-8], [253-5], [258-4] and [258-5], originally filed under seal in connection with Plaintiffs' summary judgment and Daubert briefing. The documents referred to as (n) and (p) in the Notice-Expert Rebuttal Report of David W. Richardson, dated Oct. 1, 2021, and Excerpts of the transcript of the deposition of David W. Richardson, respectively-with docket numbers [251-2] and [251-4] shall remain under seal. With respect to the documents referred to as (h) and (i) in the Notice-the Expert Rebuttal Report of Kathleen Mann, dated Oct. 1, 2021, and Expert Surrebuttal Report of Kathleen Mann, dated May 6, 2022, respectively-the court grants the parties' request that redacted portions of the reports remain under seal. The parties shall promptly file the redacted versions of the reports on the docket. (Kelly, Danielle) |
| Filing 297 Joint MOTION to Seal Document 274 Order on Motion to Seal,,,, by Robyn Berger, Kristi Haskins, Donald J. Janak, Frank Magliocca, Laura Scully, Brian Sullivan.(Kurtz, Orin) |
| Filing 296 MEMORANDUM in Opposition re #247 MOTION for Summary Judgment filed by Robyn Berger, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Kaufman, Evan) (Additional attachment(s) added on 10/28/2022: #1 MEMORANDUM in Opposition *SEALED*) (Kelly, Danielle). |
| Filing 295 Statement of Material Facts L.R. 56.1 re #263 MOTION for Summary Judgment Additional Statement of Undisputed Material Facts filed by Robyn Berger, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Kaufman, Evan) (Additional attachment(s) added on 10/28/2022: #1 Additional Statement of Undisputed Material Facts *SEALED*) (Kelly, Danielle). |
| Filing 294 Plaintiffs' Response to Defendants' Statement of Undisputed Material Facts in Support of their Motion for Summary Judgment Response by Robyn Berger, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Laura Scully, Melinda Stubblefield, Brian Sullivan to #273 Statement of Material Facts L.R. 56.1,,, . (Kaufman, Evan) (Additional attachment(s) added on 10/28/2022: #1 Plaintiffs' Response to Defendants' Statement of Undisputed Material Facts *SEALED*) (Kelly, Danielle). |
| Filing 293 MEMORANDUM in Opposition re #259 MOTION to Exclude Opinions of Plaintiffs' Expert Gerald W. Buetow, Jr. filed by Robyn Berger, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Kaufman, Evan) (Additional attachment(s) added on 10/28/2022: #1 MEMORANDUM in Opposition *SEALED*) (Kelly, Danielle). Modified on 7/20/2023: corrected docket text (Kelly, Danielle). |
| Filing 292 Defendants' Response to Plaintiffs' Statement of Undisputed Material Facts Pursuant to Local Rule 56.1 Response by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski to #267 Affidavit in Support of Motion,,,,,,,,,,,,, . (Fleckner, James) (Additional attachment(s) added on 10/28/2022: #1 Defendants' Response to Plaintiffs' Statement of Undisputed Material Facts *SEALED*) (Kelly, Danielle). |
| Filing 291 MEMORANDUM in Opposition re #263 MOTION for Summary Judgment filed by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Fleckner, James) (Additional attachment(s) added on 10/28/2022: #1 MEMORANDUM in Opposition *SEALED*) (Kelly, Danielle). |
| Filing 290 AFFIDAVIT of Evan J. Kaufman in Opposition re #247 MOTION for Summary Judgment filed by Robyn Berger, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Exhibit 1 - Appendices A-D, #2 Exhibit 2 - Layman Deposition Tr., #3 Exhibit 3 - Anderson Deposition Tr., #4 Exhibit 4 - Cosgrove Deposition Tr, #5 Exhibit 5 - Hartch Deposition Tr., #6 Exhibit 6 - Wiederecht Deposition Tr., #7 Exhibit 7 - Carlson Deposition Tr, #8 Exhibit 8 - Flannery Deposition Tr., #9 Exhibit 9 - LaPorta Deposition Tr., #10 Exhibit 10 - Bornstein Deposition Tr., #11 Exhibit 11 - West Deposition Tr., #12 Exhibit 12 - Bucknor Deposition Tr., #13 Exhibit 13 - Stockton Deposition Tr., #14 Exhibit 14 - Zakrzewski Deposition Tr, #15 Exhibit 15 - Colonna Deposition Tr., #16 Exhibit 16 - Sherin Deposition Tr., #17 Exhibit 17 - Worrell Deposition Tr., #18 Exhibit 18 - Scotto Deposition Tr., #19 Exhibit 19 - Fender Deposition Tr., #20 Exhibit 20 - Buetow Deposition Tr., #21 Exhibit 21 - Mann Deposition Tr., #22 Exhibit 22 - Willard Deposition Tr., #23 Exhibit 23 - Rebuttal Expert Report of Christianna Wood, #24 Exhibit 24 - Rebuttal Expert Report of Kristen Willard, #25 Exhibit 25 - Appendix E to Willard Rebuttal, #26 Exhibit 26 - Expert Rebuttal Report of Kathleen Mann, #27 Exhibit 27 - Fender Supplemental Expert Report, #28 Exhibit 28 - Amended Expert Report of Fender GE Institutional Strategic Data, #29 Exhibit 29 - Amended Expert Report of Fender GE SS Equity Fund Data, #30 Exhibit 30 - Amended Expert Report of Fender GE SS Income Fund Data, #31 Exhibit 31 - Amended Expert Report of Fender GE Institutional International Equity Data, #32 Exhibit 32 - 2011 GE Institutional Funds Form N-Q, #33 Exhibit 33 - 2012 GE Institutional Funds Form N-Q, #34 Exhibit 34 - 2013 GE Institutional Funds Form N-Q, #35 Exhibit 35 - 2014 GE Institutional Funds Form N-Q, #36 Exhibit 36 - 2015 GE Institutional Funds Form N-Q, #37 Exhibit 37 - 2016 GE Institutional Funds Form N-Q, #38 Exhibit 38 - 2011 GE Form 5500, #39 Exhibit 39 - 2012 GE Form 5500, #40 Exhibit 40 - 2013 GE Form 5500, #41 Exhibit 41 - 2014 GE Form 5500, #42 Exhibit 42 - 2015 GE Form 5500, #43 Exhibit 43 - 2016 GE Form 5500, #44 Exhibit 44 - 2011 GE Form 485BPOS, #45 Exhibit 45 - 2012 GE Form 485BPOS, #46 Exhibit 46 - 2013 GE Form 485BPOS, #47 Exhibit 47 - 2014 GE Form 485BPOS, #48 Exhibit 48 - 2015 GE Form 485BPOS, #49 Exhibit 49 - 2016 GE Form 485BPOS, #50 Exhibit 50 - 2009 GE Investment Funds Form N-CSR, #51 Exhibit 51 - 2011 GE Institutional Funds Form N-CSR, #52 Exhibit 52 - 2012 GE Institutional Funds Form N-CSR, #53 Exhibit 53 - 2009 GE S&S Income Fund Form N-CSR, #54 Exhibit 54 - 2011 GE S&S Income Fund Form N-CSR, #55 Exhibit 55 - 2012 GE S&S Income Fund Form N-CSR, #56 Exhibit 56 - 2013 GE RSP Income Fund Form N-CSR, #57 Exhibit 57 - 2014 GE RSP Income Fund Form N-CSR, #58 Exhibit 58 - 2015 GE RSP Income Fund Form N-CSR, #59 Exhibit 59 - 2016 GE RSP Income Fund Form N-CSR, #60 Exhibit 60 - GE Form 10-K FYE 12/31/11 61 - Agenda, #61 Exhibit 61 - Agenda, #62 Exhibit 62 - 2014 Financial Statements, #63 Exhibit 63 - 10/14/11 GE Email, #64 Exhibit 64 - 2008 Hewitt Report, #65 Exhibit 65 - 2009 Hewitt Report, #66 Exhibit 66 - 2010 Hewitt Report, #67 Exhibit 67 - 9/3/14 GEAM Minutes, #68 Exhibit 68 - 4/27/15 GEAM Minutes, #69 Exhibit 69 - Rocaton Materials, #70 Exhibit 70 - 4/1/11 GEAM Minutes, #71 Exhibit 71 - 7/6/17 GEAM Minutes, #72 Exhibit 72 - 5/21/12 Elfun/S&S Board Presentation, #73 Exhibit 73 - 5/21/12 Minutes, #74 Exhibit 74 - 2/26/13 Minutes, #75 Exhibit 75 - December 2015 Project Summer, #76 Exhibit 76 - 9/30/11 GEAM Minutes, #77 Exhibit 77 - 12/14/15 GEAM Minutes, #78 Exhibit 78 - GEAM Emails, #79 Exhibit 79 - 7/15/16 Email, #80 Exhibit 80 - 9/13/13 GE Minutes, #81 Exhibit 81 - 3/10/15 Email, #82 Exhibit 82 - 2015 Internal Slide Deck, #83 Exhibit 83 - 9/14/11 Draft IPS, #84 Exhibit 84 - 1/18/18 RSP Minutes, #85 Exhibit 85 - 106th BPIC Meeting Minutes, #86 Exhibit 86 - 105th BPIC Meeting Minutes, #87 Exhibit 87 - GEAM Due Diligence Questionnaire, #88 Exhibit 88 - 2011 Email from Hewitt, #89 Exhibit 89 - 2012 Email from Hewitt, #90 Exhibit 90 - 2013 Email from Hewitt, #91 Exhibit 91 - 2014 Email from Hewitt, #92 Exhibit 92 - 2015 Email from Hewitt, #93 Exhibit 93 - 2016 Email from Hewitt, #94 Exhibit 94 - 2015 Email, #95 Exhibit 95 - Meeting invitation, #96 Exhibit 96 - 5/20/16 Email, #97 Exhibit 97 - 6/11/13 GEAM Emails, #98 Exhibit 98 - May 2014 GEAM/Hewitt Emails, #99 Exhibit 99 - Email, #100 Exhibit 100 - Original Draft Hewitt Investment Options Review, #101 Exhibit 101 - GEAM emails, #102 Exhibit 102 - GEAM emails, #103 Exhibit 103 - Draft Hewitt Report, #104 Exhibit 104 - Email attachment, #105 Exhibit 105 - 2012 Hewitt Draft Report, #106 Exhibit 106 - 6/24/13 GEAM Email, #107 Exhibit 107 - GEAM Emails, #108 Exhibit 108 - Draft 2013 Hewitt Report, #109 Exhibit 109 - GEAM/Hewitt Emails, #110 Exhibit 110 - 5/28/15 GEAM/Hewitt Emails, #111 Exhibit 111 - 4/29/19 Email, #112 Exhibit 112 - 2015 Draft Hewitt Annual Report, #113 Exhibit 113 - 2016 Email, #114 Exhibit 114 - Draft 2015 Hewitt Report, #115 Exhibit 115 - GEAM Senior Leadership Bios, #116 Exhibit 116 - Project Returns Analysis, #117 Exhibit 117 - 7/20/15 GEAM PowerPoint, #118 Exhibit 118 - 12/18/15 Letter, #119 Exhibit 119 - 2/7/16 Email, #120 Exhibit 120 - Statement of Work F, #121 Exhibit 121 - March 2011 Email Corres, #122 Exhibit 122 - Project Summer Presentation Slide, #123 Exhibit 123 - 12/16/11 GEAM Minutes, #124 Exhibit 124 - 2/23/15 Draft Return Analysis, #125 Exhibit 125 - Second Round Bid Summary, #126 Exhibit 126 - Executed Asset Purchase Agreement, #127 Exhibit 127 - Deloitte 2019 Benchmarking Survey Report, #128 Exhibit 128 - Plaintiffs' First RFP to Defendants, #129 Exhibit 129 Plaintiffs Second RFP to Defendants, #130 Exhibit 130 - tate Street March 30 2016 Press Release)(Kaufman, Evan) (Attachment 1 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 2 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 3 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 4 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 5 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 6 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 7 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 8 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 9 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 10 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 11 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 12 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 13 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 14 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 15 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 16 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 17 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 18 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 19 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 20 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 21 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 22 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 23 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 24 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 25 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 26 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 27 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 28 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 29 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 30 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 31 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 61 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 62 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 63 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 64 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 65 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 66 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 67 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 68 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 69 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 70 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 71 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 72 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 73 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 74 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 75 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 76 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 77 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 78 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 79 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 80 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 81 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 82 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 83 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 84 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 85 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 86 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 87 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 88 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 89 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 90 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 91 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 92 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 93 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 94 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 95 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 96 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 97 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 98 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 99 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 100 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 101 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 102 replaced on 10/28/2022) (Kelly, Danielle). (Attachment 103 replaced on 10/28/20 |
| Filing 289 MEMORANDUM in Opposition re #251 MOTION for Order to Exclude Portions of David W. Richardson's Expert Reports and Testimony filed by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Fleckner, James) (Additional attachment(s) added on 10/28/2022: #1 MEMORANDUM in Opposition *SEALED*) (Kelly, Danielle). |
| Filing 288 MEMORANDUM in Opposition re #256 MOTION for Order to Exclude Portions of Christiana Wood's Expert Reports and Testimony filed by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Fleckner, James) |
| Filing 287 MEMORANDUM in Opposition re #264 MOTION for Order to Exclude Portions of Kathleen Mann's Expert Reports and Testimony filed by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Fleckner, James) |
| Filing 286 MEMORANDUM in Opposition re #250 MOTION for Order to Exclude the Reports and Proposed Testimony of Lisa H. Lattan filed by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Fleckner, James) |
| Filing 285 MEMORANDUM in Opposition re #260 MOTION to Exclude Opinions of Plaintiffs' Expert William E. Fender filed by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Kurtz, Orin) (Additional attachment(s) added on 10/31/2022: #1 MEMORANDUM in Opposition *SEALED*) (Kelly, Danielle). Modified on 7/20/2023: corrected docket text (Kelly, Danielle). |
| Filing 284 DECLARATION [Declaration of Katherine G. McKenney in Support of Defendants' Oppositions to Plaintiff's Motions to Exclude Opinions of Defendants' Experts Kathleen Mann, David W. Richardson, Christianna Wood, and Lisa H. Lattan] by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Attachments: #1 Exhibit 26: 10/1/21 Expert Rebuttal Report of Kathleen Mann (Redacted), #2 Exhibit 27: 5/6/22 Expert Surrebuttal Report of Kathleen Mann (Redacted), #3 Exhibit 28: 6/16/22 Fender Deposition Excerpts, #4 Exhibit 29: 6/7/22 Richardson Deposition Excerpts (Redacted), #5 Exhibit 30: 6/24/22 Buetow Deposition Excerpts (Redacted), #6 Exhibit 31: 7/1/22 Mann Deposition Excerpts, #7 Exhibit 32: 10/1/21 Rebuttal Report of Expert Christianna Wood, #8 Exhibit 33: 5/6/22 Surrebuttal Report of Christianna Wood, #9 Exhibit 34: 7/14/22 Wood Deposition Excerpts, #10 Exhibit 35: 7/19/22 Lattan Deposition Excerpts, #11 Exhibit 36: 9/30/11 GE Institutional Funds Annual Report, #12 Exhibit 37: 9/30/2014 GE Institutional Funds Annual Report, #13 Exhibit 38: 12/31/11 General Electric S&S U.S. Equity Fund Annual Report, #14 Exhibit 39: 12/31/15 General Electric RSP U.S. Equity Fund Annual Report)(McKenney, Katherine) (Additional attachment(s) added on 10/28/2022: #15 Exhibit 26: 10/1/21 Expert Rebuttal Report of Kathleen Mann *SEALED*, #16 Exhibit 27: 5/6/22 Expert Surrebuttal Report of Kathleen Mann *SEALED*, #17 Exhibit 29: 6/7/22 Richardson Deposition Excerpts *SEALED*, #18 Exhibit 30: 6/24/22 Buetow Deposition Excerpts *SEALED*) (Kelly, Danielle). |
| Filing 283 AFFIDAVIT of Jonah H. Goldstein in Opposition re #259 MOTION to Exclude Opinions of Plaintiffs' Expert Gerald W. Buetow, Jr. filed by Robyn Berger, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Exhibit 1 - Excerpted Deposition Transcript of Kristen Willard, #2 Exhibit 2 - Rebuttal Expert Report of Kristen Willard)(Kaufman, Evan) (Attachment 1 replaced on 10/27/2022) (Kelly, Danielle). (Attachment 2 replaced on 10/27/2022) (Kelly, Danielle). Modified on 7/20/2023: Corrected docket text (Kelly, Danielle). |
| Filing 282 Judge Indira Talwani: ELECTRONIC ORDER: granting #277 Plaintiffs' Unopposed Motion for Leave to Impound. Plaintiffs may file under seal the listed documents. The order is without prejudice to a party seeking to de-designate the listed documents as confidential. As indicated by Plaintiffs in their motion, Plaintiffs shall continue to coordinate with Defendants regarding the confidentiality designations and refile the exhibits with the revised confidentiality designations by November 11, 2022.Counsel will receive an email within twenty-four (24) hours of this order with instructions for submitting sealed documents for which leave has been granted in accordance with the Local Rules of the U.S. District Court of Massachusetts. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Kelly, Danielle) |
| Filing 281 AFFIDAVIT in Opposition re #260 MOTION to Exclude Opinions of Plaintiffs' Expert William E. Fender filed by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Exhibit A--Updated Fender Resume, #2 Exhibit B--Fender Transcript Excerpts)(Kurtz, Orin) (Attachment 2 replaced on 10/31/2022) (Kelly, Danielle). Modified on 7/20/2023: Corrected docket text (Kelly, Danielle). |
| Filing 280 Judge Indira Talwani: ELECTRONIC ORDER: granting #279 Defendants' Unopposed Motion for Leave to Impound. Defendants may file under seal the listed documents, and portions of (i) Defendants' Memorandum of Law in Opposition to Plaintiffs' Motion for Partial Summary Judgment, (ii) Response to Plaintiffs'Statement of Undisputed Material Facts Pursuant to Local Rule 56.1, and (iii) Opposition to Plaintiffs' Motions to Exclude David Richardson, that reference and/or summarize the confidential documents. The order is without prejudice to a party seeking to de-designate the listed documents as confidential.Counsel will receive an email within twenty-four (24) hours of this order with instructions for submitting sealed documents for which leave has been granted in accordance with the Local Rules of the U.S. District Court of Massachusetts. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Kelly, Danielle) |
| Filing 279 MOTION to Seal [Defendants' Unopposed Motion for Leave to Impound] by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski.(Fleckner, James) |
| Filing 278 DECLARATION of Alison V. Douglass in Support of Defendants' Opposition to Plaintiffs' Motion for Partial Summary Judgment by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Attachments: #1 Exhibit 95: 1/15/21 Layman Deposition Excerpts, #2 Exhibit 96: 1/22/21 Anderson Deposition Excerpts, #3 Exhibit 97: 1/29/21 Hartch Deposition Excerpts, #4 Exhibit 98: 2/26/21 Wiederecht Deposition Excerpts, #5 Exhibit 99: 3/29/21 Colonna Deposition Excerpts, #6 Exhibit 100: 4/6/21 Bicher Deposition Excerpts, #7 Exhibit 101: 4/8/21 Bornstein Deposition Excerpts, #8 Exhibit 102: 4/16/21 Simpson Deposition Excerpts, #9 Exhibit 103: 4/26/21 Stockton Deposition Excerpts, #10 Exhibit 104: 3/31/21 LaPorta Deposition Excerpts, #11 Exhibit 105: 10/3/11 BPIC Meeting Materials Part 1 of 5, #12 Exhibit 105: 10/3/11 BPIC Meeting Materials Part 2 of 5, #13 Exhibit 105: 10/3/11 BPIC Meeting Materials Part 3 of 5, #14 Exhibit 105: 10/3/11 BPIC Meeting Materials Part 4 of 5, #15 Exhibit 105: 10/3/11 BPIC Meeting Materials Part 5 of 5, #16 Exhibit 106: 6/16/14 BPIC Meeting Minutes and Materials, #17 Exhibit 107: 12/16/13 Fund Trustee Meeting Minutes, #18 Exhibit 108: 12/16/12 Fund Trustee Meeting Materials Part 1 of 8, #19 Exhibit 108: 12/16/12 Fund Trustee Meeting Materials Part 2 of 8, #20 Exhibit 108: 12/16/12 Fund Trustee Meeting Materials Part 3 of 8, #21 Exhibit 108: 12/16/12 Fund Trustee Meeting Materials Part 4 of 8, #22 Exhibit 108: 12/16/12 Fund Trustee Meeting Materials Part 5 of 8, #23 Exhibit 108: 12/16/12 Fund Trustee Meeting Materials Part 6 of 8, #24 Exhibit 108: 12/16/12 Fund Trustee Meeting Materials Part 7 of 8, #25 Exhibit 108: 12/16/12 Fund Trustee Meeting Materials Part 8 of 8, #26 Exhibit 109: 12/11/14 Fund Trustee Meeting Materials Part 1 of 9, #27 Exhibit 109: 12/11/14 Fund Trustee Meeting Materials Part 2 of 9, #28 Exhibit 109: 12/11/14 Fund Trustee Meeting Materials Part 3 of 9, #29 Exhibit 109: 12/11/14 Fund Trustee Meeting Materials Part 4 of 9, #30 Exhibit 109: 12/11/14 Fund Trustee Meeting Materials Part 5 of 9, #31 Exhibit 109: 12/11/14 Fund Trustee Meeting Materials Part 6 of 9, #32 Exhibit 109: 12/11/14 Fund Trustee Meeting Materials Part 7 of 9, #33 Exhibit 109: 12/11/14 Fund Trustee Meeting Materials Part 8 of 9, #34 Exhibit 109: 12/11/14 Fund Trustee Meeting Materials Part 9 of 9, #35 Exhibit 110: 2/24/14 GEAM Committee Minutes and Materials, #36 Exhibit 111: 9/3/14 GEAM Committee Minutes and Materials, #37 Exhibit 112: 2/26/13 RSP Funds Board Watch List Meeting Minutes, #38 Exhibit 113: 2/26/13 RSP Funds Board Watch List meeting Materials, #39 Exhibit 114: 9/30/11 Calland Summary of the S&SP GEAM Committee Investment Policy, #40 Exhibit 115: 3/24/21 Flannery Deposition Excerpts)(Douglass, Alison) |
| Filing 277 MOTION to Seal Plaintiffs' Unopposed Motion for Leave to Impound by Robyn Berger, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Proposed Order)(Kaufman, Evan) |
| Filing 276 Judge Indira Talwani: ORDER entered. Order Granting the Parties' Joint Motion to Extend Deadlines for Summary Judgment and Daubert Briefing #275 . (Kelly, Danielle) |
| Filing 275 Joint MOTION for Extension of Time to 10/27/2022 & 12/1/2022 to File Oppositions to Summary Judgement and Daubert Motions & Reply Briefs by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Text of Proposed Order)(Leviton, Jason) Modified on 10/4/2022: corrected event type (Kelly, Danielle). |
| Filing 274 Judge Indira Talwani: ELECTRONIC ORDER: The court grants in part and denies in part Plaintiffs' Motion for Leave to Impound #249 . Specifically, based on the categories provided in Defendants' Response to Plaintiffs' Motion for Leave to Impound #270 , the court (i) denies Plaintiffs' motion as to the documents that Defendants do not contend need to be filed under seal (documents (a), (e)-(g)); (ii) directs Plaintiffs to provide Defendants more information and then confer regarding (a) the documents which appear to relate to material that Defendants already agreed could be produced publicly but Defendants cannot ascertain whether those are the excerpts that Plaintiffs are referring to (documents (q)-(y)) and (b) the documents as to which non-parties need to be consulted as to public filing (documents (h)-(l), (n), (p), (s)); and (iii) grants Plaintiffs' motion as to the documents that Defendants claim confidential protection (documents (b)-(d)). (Kelly, Danielle) |
| Filing 273 Statement of Material Facts L.R. 56.1 re #247 MOTION for Summary Judgment filed by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrave, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Fleckner, James) (Additional attachment(s) added on 9/6/2022: #1 Statement of Material Facts L.R. 56.1 *SEALED*) (Kelly, Danielle). |
| Filing 272 MEMORANDUM in Support re #247 MOTION for Summary Judgment filed by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrave, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Fleckner, James) (Additional attachment(s) added on 9/6/2022: #1 MEMORANDUM in Support *SEALED*) (Kelly, Danielle). |
| Filing 271 MEMORANDUM in Support re #260 MOTION to Exclude Opinions of Plaintiffs' Expert William E. Fender filed by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrave, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Fleckner, James) Modified on 7/20/2023: corrected docket text (Kelly, Danielle). |
| Filing 270 RESPONSE to Motion re #249 MOTION to Seal Plaintiffs' Unopposed Motion for Leave to Impound filed by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrave, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Fleckner, James) |
| Filing 269 MEMORANDUM in Support re #263 MOTION for Summary Judgment filed by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Leviton, Jason) (Additional attachment(s) added on 7/19/2023: #1 MEMORANDUM in Support *SEALED*) (Kelly, Danielle). |
| Filing 268 MEMORANDUM in Support re #259 MOTION to Exclude Opinions of Plaintiffs' Expert Gerald W. Buetow, Jr. filed by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrave, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Fleckner, James) (Additional attachment(s) added on 9/6/2022: #1 MEMORANDUM in Support *SEALED*) (Kelly, Danielle). Modified on 7/20/2023: corrected docket text (Kelly, Danielle). |
| Filing 267 AFFIDAVIT of Jason M. Leviton in Support re #263 MOTION for Summary Judgment filed by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Exhibit A Redacted Rule 56.1 Statement, #2 Exhibit B - Excerpted Pages from the Deposition of Ralph Layman, #3 Exhibit C - GEAM Committee Investment Policy Statement, #4 Exhibit D - Excerpted Pages from the Deposition of Paul Colonna (Under Seal), #5 Exhibit E - Minutes of GE Board of Directors Meeting (Under Seal), #6 Exhibit F - Excerpted Pages from the Deposition of Dmitri Stockton, #7 Exhibit G - Excerpted Pages from the Deposition of David W. Richardson (Under Seal), #8 Exhibit H - Excerpted Pages from the Deposition of John Flannery, #9 Exhibit I - Excerpted Pages from the Deposition of Gregory Hartch, #10 Exhibit J - SSGA Revised Proposal (Under Seal), #11 Exhibit K - GE Savings and Security Program - July 1, 2011, #12 Exhibit L - GE S&SP File Folder, #13 Exhibit M - GE Savings and Security Program - July 1, 1994, #14 Exhibit N - GE Savings and Security Program - July 1, 1997, #15 Exhibit O - GE Savings and Security Program - July 1, 2007, #16 Exhibit P - Fidelity Trust Agreement, #17 Exhibit Q - Excerpted Pages from the Deposition of Jeanne LaPorta (Under Seal), #18 Exhibit R - Covington & Burling LLP Document, #19 Exhibit S - Draft GE Savings and Security Program, Investment Policy Statement, #20 Exhibit S - Draft GE Savings and Security Program, Investment Policy Statement, #21 Exhibit S - Draft GE Savings and Security Program, Investment Policy Statement, #22 Exhibit T - Excerpted Pages from the Deposition of Callan LLC by Annoesjka West (Under Seal), #23 Exhibit U - Excerpted Pages from the Deposition of George Bicher, #24 Exhibit V - Excerpted Pages from the Deposition of David B. Carlson, #25 Exhibit W - Excerpted Pages from the Deposition of Keith Sherin, #26 Exhibit X - Excerpted Pages from the Deposition of Carol S. Anderson, #27 Exhibit Y - Excerpted Pages from the Deposition of Matthew Simpson (Under Seal), #28 Exhibit Z - Correspondence Between Covington and GE (Under Seal), #29 Exhibit AA - GEAM Committee 2011 Meeting Minutes)(Leviton, Jason) (Attachment 2 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 4 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 5 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 6 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 7 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 8 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 9 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 10 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 17 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 22 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 23 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 24 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 25 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 26 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 27 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 28 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 29 replaced on 9/28/2022) (Kelly, Danielle). Modified on 11/3/2022 (Kelly, Danielle). |
| Filing 266 MEMORANDUM in Support re #251 MOTION for Order to Exclude Portions of David W. Richardson's Expert Reports and Testimony filed by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Leviton, Jason) (Additional attachment(s) added on 7/19/2023: #1 MEMORANDUM in Support *SEALED*) (Kelly, Danielle). |
| Filing 265 Memorandum of Law in Support of #264 MOTION for Order to Exclude Portions of Kathleen Mann's Expert Reports and Testimony filed by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Leviton, Jason) Modified on 11/4/2022: corrected docket text to properly reflect document (Kelly, Danielle). (Additional attachment(s) added on 7/19/2023: #1 Memorandum of Law in Support *SEALED*) (Kelly, Danielle). |
| Filing 264 MOTION for Order to Exclude Portions of Kathleen Mann's Expert Reports and Testimony by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan.(Leviton, Jason) (Main Document 264 replaced on 9/2/2022 - Document replaced with corrected version from counsel.) (Kelly, Danielle). |
| Filing 263 MOTION for Summary Judgment by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan.(Leviton, Jason) |
| Filing 262 MEMORANDUM in Support re #250 MOTION for Order to Exclude the Reports and Proposed Testimony of Lisa H. Lattan filed by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Leviton, Jason) |
| Filing 261 DECLARATION re #260 MOTION to Exclude Opinions of Plaintiffs' Expert William E. Fender, #259 MOTION to Exclude Opinions of Plaintiffs' Expert Gerald W. Buetow, Jr. by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrave, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Attachments: #1 Exhibit 1 Buetow Report, #2 Exhibit 2 Buetow Rebuttal Report (Redacted), #3 Exhibit 3 Fender Report, #4 Exhibit 4 Fender Rebuttal Report, #5 Exhibit 5 Fender Supplemental Report, #6 Exhibit 6 Buetow Transcript, #7 Exhibit 7 Fender Transcript, #8 Exhibit 8 Mercer Article, #9 Exhibit 9 Project Summer Materials, #10 Exhibit 10 State Street Annual Report, #11 Exhibit 11 Deloitte Article, #12 Exhibit 12 Willard Report, #13 Exhibit 13 7/16/21 Letter, #14 Exhibit 14 7/21/21 Letter, #15 Exhibit 15 7/23/21 Letter, #16 Exhibit 16 7/29/21 Letter, #17 Exhibit 17 8/4/21 Letter, #18 Exhibit 18 8/11/21 Letter, #19 Exhibit 19 Buetow Sims Transcript, #20 Exhibit 20 Lattan Rebuttal Report, #21 Exhibit 21 Lattan Supplemental Report, #22 Exhibit 22 Sacerdote Decision, #23 Exhibit 23 Sacerdote Trial Transcript, #24 Exhibit 24 9/30/11 GEAM Committee Materials, #25 Exhibit 25 2/26/13 GEAM Committee Materials)(Rosenberg, David) (Additional attachment(s) added on 9/6/2022: #26 Exhibit 2 Buetow Rebuttal Report *SEALED*, #27 Exhibit 3 Fender Report *SEALED*, #28 Exhibit 4 Fender Rebuttal Report *SEALED*, #29 Exhibit 5 Fender Supplemental Report *SEALED*, #30 Exhibit 6 Buetow Transcript *SEALED*, #31 Exhibit 9 Project Summer Materials *SEALED*) (Kelly, Danielle). Modified on 7/20/2023: corrected docket text (Kelly, Danielle). |
| Filing 260 MOTION to Exclude Opinions of Plaintiffs' Expert William E. Fender by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrave, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski.(Fleckner, James) Modified on 7/20/2023: corrected docket text (Kelly, Danielle). |
| Filing 259 MOTION to Exclude Opinions of Plaintiffs' Expert Gerald W. Buetow, Jr. by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrave, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski.(Fleckner, James) Modified on 7/20/2023: corrected docket text (Kelly, Danielle). |
| Filing 258 AFFIDAVIT of Lee Squitieri in Support re #257 MOTION for Order to Exclude Expert Reports of Christianna Wood and Related Testimony , #256 MOTION for Order to Exclude Portions of Christiana Wood's Expert Reports and Testimony filed by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Exhibit A - Amended Expert Report of William E. Fender, CPA, J.D., MBA, AIFA (Under Seal), #2 Exhibit B - Expert Rebuttal Report of William E. Fender, CPA, J.D., MBA, AIFA (Under Seal), #3 Exhibit C - Supplemental Expert Report of William E. Fender, CPA, J.D., MBA, AIFA (Under Seal), #4 Exhibit D - Rebuttal Expert Report of Christianna Wood, #5 Exhibit E - Surrebuttal Expert Report of Christianna Wood)(Leviton, Jason) (Attachment 1 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 2 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 3 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 4 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 5 replaced on 9/28/2022) (Kelly, Danielle). Modified on 11/3/2022: edited docket text (Kelly, Danielle). |
| Filing 257 MOTION for Order to Exclude Expert Reports of Christianna Wood and Related Testimony by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan.(Leviton, Jason) |
| Filing 256 MOTION for Order to Exclude Portions of Christiana Wood's Expert Reports and Testimony by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan.(Leviton, Jason) |
| Filing 255 Judge Indira Talwani: ELECTRONIC ORDER regarding #249 Plaintiffs' Unopposed Motion for Leave to Impound certain documents designated by Defendants as confidential. Defendants shall promptly respond to the motion and to the extent that they contend the documents should remain confidential, Defendants shall provide their asserted basis for maintaining that designation. (Kelly, Danielle) |
| Filing 254 Judge Indira Talwani: ELECTRONIC ORDER granting #246 Defendants' Unopposed Motion for Leave to Impound. Defendants may file under seal the listed documents, and portions of (i) Defendants' Memorandum of Law in Support of their Motion for Summary Judgment and 56.1 Statement of Undisputed Facts, (ii) Defendants' Memoranda of Law in Support of the Motion to Exclude Opinions of Plaintiffs' Expert Gerald W. Buetow, Jr., (iii) Defendants' Memoranda of Law in Support of the Motion to Exclude Opinions of Plaintiffs' Expert William E. Fender, that reference and/or summarize the confidential documents. Plaintiffs may also file under seal the portions of their oppositions to these filings that reference and/or summarize the confidential documents. The order is without prejudice to a party seeking to de-designate the listed documents as confidential. Counsel will receive an email within twenty-four (24) hours of this order with instructions for submitting sealed documents for which leave has been granted in accordance with the Local Rules of the U.S. District Court of Massachusetts. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Kelly, Danielle) |
| Filing 253 Declaration of Jason M. Leviton in Support of #265 MOTION for Order to Exclude Portions of Kathleen Mann's Expert Reports and Testimony filed by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Leviton, Jason) (Additional attachment(s) added on 9/28/2022: #1 Exhibit 1 - Expert Rebuttal Report of Kathleen Mann *SEALED*, #2 Exhibit 2 - Expert Surrebuttal Report of Kathleen Mann*SEALED*, #3 Exhibit 3 - Highlighted Rebuttal Report of Kathleen Mann *SEALED*, #4 Exhibit 4 - Highlighted Surrebuttal Report of Kathleen Mann *SEALED*, #5 Exhibit 5 Excerpts from the Deposition of Kathleen Mann, #6 Exhibit 6 June 11, 2013 Correspondence between GEAM and Hewitt *SEALED*, #7 Exhibit 7 May 8, 2014 Correspondence between GEAM and Hewitt *SEALED*, #8 Exhibit 8 June 24, 2013 Correspondence between GEAM and Hewitt *SEALED*) (Kelly, Danielle). Modified on 11/3/2022: edited docket text (Kelly, Danielle). Modified on 11/4/2022 (Kelly, Danielle). |
| Filing 252 MOTION for Order to Exclude Portions of Kathleen Mann's Expert Reports and Testimony by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan.(Leviton, Jason) |
| Filing 251 MOTION for Order to Exclude Portions of David W. Richardson's Expert Reports and Testimony by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Declaration of Jason M. Leviton, #2 Exhibit A - Expert Rebuttal Report of David W. Richardson, CFA, dated October 1, 2021 (Under Seal), #3 Exhibit B - Expert Surrebuttal Report of David W. Richardson, CFA, dated May 6, 2022 (Under Seal), #4 Exhibit C Excerpted Transcript from the Deposition of David W. Richardson, CFA, taken on June 7, 2022 (Under Seal), #5 Exhibit D - Lazard DCF Model (Under Seal))(Leviton, Jason) (Attachment 2 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 3 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 4 replaced on 9/28/2022) (Kelly, Danielle). (Attachment 5 replaced on 9/28/2022) (Kelly, Danielle). |
| Filing 250 MOTION for Order to Exclude the Reports and Proposed Testimony of Lisa H. Lattan by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Declaration of Jason M. Leviton, #2 Exhibit A - Rebuttal Expert Report of Lisa H. Lattan, Esq., dated October 1, 2021, #3 Exhibit B - Rebuttal Expert Report of Lisa H. Lattan, Esq., dated May 6, 2022, #4 Exhibit C - Excerpted Transcript from the Deposition of Deposition of Lisa H.)(Leviton, Jason) |
| Filing 249 MOTION to Seal Plaintiffs' Unopposed Motion for Leave to Impound by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Text of Proposed Order)(Leviton, Jason) |
| Filing 248 DECLARATION re #247 MOTION for Summary Judgment of Benjamin S. Reilly by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Attachments: #1 Ex. 1 Confidential Memoranda, #2 Ex. 2 Press release, #3 Ex. 3 Press release, #4 Ex. 4 2011 Plan Document, #5 Ex. 5 2015 Plan Document, #6 Ex. 6 Employee Publication, #7 Ex. 7 Depo. Tr. 4-6-2021, #8 Ex. 8 Depo. Tr. 4-8-2021, #9 Ex. 9 Depo. Tr. 3-3-21, #10 Ex. 10 Depo. Tr. 3-29-21, #11 Ex. 11 Depo Tr. 1-26-21, #12 Ex. 12 Depo. Tr. 1-15-21, #13 Ex. 13 Depo Tr. 4-26-21, #14 Ex. 14 Depo. Tr. 2-26-21, #15 Ex. 15 2011 Form 5500, #16 Ex. 16 2012 Form 5500, #17 Ex. 17 2013 Form 5500, #18 Ex. 18 2014 Form 5500, #19 Ex. 19 2015 Form 5500, #20 Ex. 20 2016 Form 5500, #21 Ex. 21 2017 Form 5500, #22 Ex. 22 2018 Form 5500, #23 Ex. 23 2019 Form 5500, #24 Ex. 24 2011 Annual Report, #25 Ex. 25 2015 Annual Report, #26 Ex. 26 2011 Annual Report, #27 Ex. 27 2015 Annual Report, #28 Ex. 28 2017 Annual Report, #29 Ex. 29 2011 Supp. Info., #30 Ex. 30 2014 Supp. Info., #31 Ex. 31 2015 Supp. Info., #32 Ex. 32 Fund Prospectus, #33 Ex. 33 Fund Prospectus, #34 Ex. 34 2014 10-K, #35 Ex. 35 2016 10-K, #36 Ex. 36 Agreement, #37 Ex. 37 Agreement, #38 Ex. 38 Agreement, #39 Ex. 39 Policy, #40 Ex. 40 Policy, #41 Ex. 41 Chart, #42 Ex. 42 Email 7-30-2010, #43 Ex. 43 Minutes Part 1, #44 Ex. 43 Minutes Part 2, #45 Ex. 43 Minutes Part 3, #46 Ex. 44 Training Materials, #47 Ex. 45 Training Materials, #48 Ex. 46 Meeting Minutes and Materials, #49 Ex. 47 Meeting Minutes and Materials Part 1, #50 Ex. 47 Meeting Minutes and Materials Part 2, #51 Ex. 48 Meeting Minutes and Materials, #52 Ex. 49 Email 12-11-2014, #53 Ex. 50 Meeting Minutes and Materials, #54 Ex. 51 Meeting Minutes and Materials, #55 Ex. 52 Fee Disclosure, #56 Ex. 53 Summary Report, #57 Ex. 54 Master Services Agreement, #58 Ex. 55 Consulting Agreement, #59 Ex. 56 Engagement Letter, #60 Ex. 57 Engagement Letter, #61 Ex. 58 Statement of Work, #62 Ex. 59 Engagement Letter, #63 Ex. 60 Advisory Agreement, #64 Ex. 61 Master Services Agreement, #65 Ex. 62 2011 Consulting Report, #66 Ex. 63 2012 Consulting Report, #67 Ex. 64 2013 Consulting Report, #68 Ex. 65 2014 Consulting Report, #69 Ex. 66 2005 Consulting Report, #70 Ex. 67 Report Part 1, #71 Ex. 67 Report Part 2, #72 Ex. 67 Report Part 3, #73 Ex. 67 Report Part 4, #74 Ex. 67 Report Part 5, #75 Ex. 67 Report Part 6, #76 Ex. 68 Notes, #77 Ex. 69 Presentation, #78 Ex. 70 Consulting Report Part 1, #79 Ex. 70 Consulting Report Part 2, #80 Ex. 71 Proxy Vote, #81 Ex. 72 Offer Letter, #82 Ex. 73 Presentation, #83 Ex. 74 Annual Report, #84 Ex. 75 Expert Report, #85 Ex. 76 Expert Report, #86 Ex. 77 Depo. Tr. 6-24-22, #87 Ex. 78 Expert Report, #88 Ex. 79 Depo. Tr. 6-16-22, #89 Ex. 80 Expert Report, #90 Ex. 81 Expert Report, #91 Ex. 82 Expert Report, #92 Ex. 83 Expert Report, #93 Ex. 84 Expert Report, #94 Ex. 85 Depo. Tr. 7-14-22, #95 Ex. 86 Presentation, #96 Ex. 87 Article, #97 Ex. 88 Article, #98 Ex. 89 Article, #99 Ex. 90 Prospectus, #100 Ex. 91 Meeting Minutes, #101 Ex. 92 Meeting Minutes and Materials Part 1, #102 Ex. 92 Meeting Minutes and Materials Part 2, #103 Ex. 92 Meeting Minutes and Materials Part 3, #104 Ex. 92 Meeting Minutes and Materials Part 4, #105 Ex. 93 Program Part 1, #106 Ex. 93 Program Part 2, #107 Ex.93 Program Part 3, #108 Ex. 93 Program Part 4, #109 Ex. 93 Program Part 5, #110 Ex. 93 Program Part 6, #111 Ex. 93 Program Part 7, #112 Ex. 93 Program Part 8, #113 Ex. 94 Article)(Reilly, Benjamin) (Additional attachment(s) added on 9/6/2022: #114 Ex. 1 Confidential Memoranda Part 1 *SEALED*, #115 Ex. 1 Confidential Memoranda Part 2 *SEALED*, #116 Ex. 72 Offer Letter *SEALED*, #117 Ex. 73 Presentation *SEALED*, #118 Ex. 76 Expert Report *SEALED*, #119 Ex. 77 Depo. Tr. 6-24-22 *SEALED*, #120 Ex. 78 Expert Report *SEALED*, #121 Ex. 79 Depo. Tr. 6-16-22 *SEALED*, #122 Ex. 81 Expert Report *SEALED*) (Kelly, Danielle). (Attachment 91 replaced on 9/7/2022) (Kelly, Danielle). |
| Filing 247 MOTION for Summary Judgment by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski.(Fleckner, James) |
| Filing 246 MOTION to Seal Document (Defendants' Unopposed Motion to for Leave to Impound) by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski.(Fleckner, James) Modified on 9/2/2022: corrected event type (Kelly, Danielle). |
| Filing 245 Judge Indira Talwani: ELECTRONIC ORDER granting #244 Joint Motion to Extend Page Limits and Deadlines #244 . See attached Order. All papers filed in support of or opposition to the anticipated summary judgment and Daubert motions shall comply with this session's Standing Order Regarding Motion Practice, revised February 8, 2022. (Kelly, Danielle) |
| Filing 244 Joint MOTION for Extension of Time for Summary Judgement and Daubert Opposition and Reply Briefing, Joint MOTION for Leave to File Excess Pages for Summary Judgement Briefing and Allow Replies for Daubert Briefing ( Responses due by 9/8/2022) by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Attachments: #1 Text of Proposed Order)(Fleckner, James) |
| Filing 243 Judge Indira Talwani: ELECTRONIC ORDER granting #242 Motion for Leave to Appear Pro Hac Vice Added Jonah H. Goldstein. Attorneys admitted Pro Hac Vice must have an individual PACER account, not a shared firm account, to electronically file in the District of Massachusetts. To register for a PACER account, go the Pacer website at # https://pacer.uscourts.gov/register-account.Pro Hac Vice Admission Request Instructions # https://www.mad.uscourts.gov/caseinfo/nextgen-pro-hac-vice.htm.A Notice of Appearance must be entered on the docket by the newly admitted attorney. (Kelly, Danielle) |
| Filing 242 MOTION for Leave to Appear Pro Hac Vice for admission of Jonah H. Goldstein Filing fee: $ 100, receipt number AMADC-9404324 by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Certification)(Leviton, Jason) |
| Filing 241 Electronic Clerk's Notes for proceedings held before Judge Indira Talwani: Status Conference held on 6/1/2022. Case called. Court had colloquy with counsel. Parties to jointly report to clerk any request for ADR. The deadline for all dispositive motions and any motions under Daubert is September 2, 2022. (Court Reporter: Robert Paschal at rwp.reporter@gmail.com.)(Attorneys present: Lee Squitieri, James O. Fleckner) (MacDonald, Gail) |
| Filing 240 Judge Indira Talwani: ORDER entered. STIPULATION AND ORDER Regarding the Admissibility of Documents Produced by Defendants Pursuant to Federal Rules of Evidence 803(6) and 801(d)(2). (Kelly, Danielle) |
| Filing 239 STIPULATION AND [PROPOSED] ORDER REGARDING THE ADMISSIBILITY OF DOCUMENTS PRODUCED BY DEFENDANTS PURSUANT TO FEDERAL RULES OF EVIDENCE 803(6) AND 801(d)(2) by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Leviton, Jason) |
| Filing 238 Judge Indira Talwani: ORDER entered. Order Granting The Parties' Joint Motion for Leave to File Supplemental Expert Report and Extension of Related Deadlines #237 . Please see attached. (Kelly, Danielle) |
| Filing 237 Joint MOTION for Leave to File Supplemental Expert Report and Extension of Related Deadlines by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Matthew Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Attachments: #1 Text of Proposed Order)(Fleckner, James) |
| Filing 236 NOTICE Resetting a Hearing. Status Conference set for 4/25/2022 is RESET for 6/1/2022 03:00 PM in Courtroom 9 (Remote only) before Judge Indira Talwani. This hearing will be conducted by video conference. Counsel of record will receive a video conference invite at the email registered in CM/ECF. If you have technical or compatibility issues with the technology, please notify the session's courtroom deputy as soon as possible.Access to the hearing will be made available to the media and public. In order to gain access to the hearing, you must sign up at the following address: #https://forms.mad.uscourts.gov/courtlist.html. For questions regarding access to hearings, you may refer to the Court's general orders and public notices available on #www.mad.uscourts.gov or contact media@mad.uscourts.gov.(MacDonald, Gail) |
| Filing 235 Judge Indira Talwani: ELECTRONIC ORDER granting Joint Motion for Extension of Time #234 . Defendants' deadline to submit their experts' sur-reply reports is extended from March 11 to April 1, 2022; the deadline for expert discovery, including expert depositions, is extended from April 19, 2022, to May 31, 2022; and the deadline for all dispositive motions and any motions under Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579 (1993), is extended to July 15, 2022. The clerk shall reschedule the April 25, 2022 status conference to the end of expert discovery. (Dore, Samantha) Modified on 3/11/2022, to edit date (MacDonald, Gail). |
| Filing 234 Joint MOTION for Extension of Time to April 1, 2022 to to Submit Expert Sur-Reply Reports ; to May 31, 2022 for expert depositions; and to July 15, 2022 to file all dispositive motions and any motions under Daubert v. Merrell Dow Pharmaceuticals, Inc. by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrave, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Attachments: #1 Text of Proposed Order)(Fleckner, James) |
| Filing 233 Judge Indira Talwani: ELECTRONIC ORDER granting Defendants' Unopposed Motion for Extension of Time #232 . Defendants' time to submit experts' sur-reply reports is extended to March 11, 2022.(Dore, Samantha) |
| Filing 232 MOTION for Extension of Time to March 11, 2022 to Submit Expert Sur-Reply Reports by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Attachments: #1 Text of Proposed Order)(Fleckner, James) |
| Filing 231 Judge Indira Talwani: ORDER entered. Stipulation and Order Pursuant to Federal Rule of Evidence 502(d) Concerning Defendants' Production of Certain Documents. See attached. (Dore, Samantha) |
| Filing 230 MOTION for Order to Pursuant to Federal Rule of Evidence 502(d) Concerning Defendants' Production of Certain Documents by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Attachments: #1 Exhibit 1: Stipulation and Proposed Order Pursuant to Federal Rule of Evidence 502(d) Concerning Defendants' Production of Certain Documents)(Fleckner, James) |
| Filing 229 ELECTRONIC NOTICE of Hearing. Status Conference set for 4/25/2022 02:15 PM in Courtroom 9 (Remote only) before Judge Indira Talwani. This hearing will be conducted by video conference. Counsel of record will receive a video conference invite at the email registered in CM/ECF. If you have technical or compatibility issues with the technology, please notify the session's courtroom deputy as soon as possible.Access to the hearing will be made available to the media and public. In order to gain access to the hearing, you must sign up at the following address: #https://forms.mad.uscourts.gov/courtlist.html. For questions regarding access to hearings, you may refer to the Court's general orders and public notices available on #www.mad.uscourts.gov or contact media@mad.uscourts.gov.Associated Cases: 1:17-cv-12123-IT, 1:17-cv-12139-IT, 1:17-cv-12267-IT, 1:18-cv-10234-IT(MacDonald, Gail) |
| Filing 228 Judge Indira Talwani: ORDER entered. MEMORANDUM AND ORDER For the aforementioned reasons, Plaintiff's Motion to Compel [#203] is ALLOWED INPART and DENIED IN PART. See attached. (Dore, Samantha) |
| Filing 227 NOTICE of Change of Address or Firm Name by R. Joseph Barton (Barton, R.) |
| Filing 226 Judge Indira Talwani: ELECTRONIC ORDER allowing #225 Unopposed Motion for Leave of Court for Withdrawal of Appearance of Adam M. Stewart. Attorney Adam M. Stewart terminated (Dore, Samantha) |
| Filing 225 MOTION to Withdraw as Attorney Unopposed Motion for Leave of Court for Withdrawal of Appearance of Adam M. Stewart by Robyn Berger, Maria LaTorre.(Stewart, Adam) |
| Filing 224 Judge Indira Talwani: ELECTRONIC ORDER: good cause shown, the Joint Motion for Leave to Serve Reply and Sur-Reply Expert Reports and for an Extension of Time #223 is ALLOWED. Plaintiffs' reply expert reports shall be served no later than December 10, 2021, and Defendants sur-reply reports, if any, shall be served no later than February 18, 2021. Expert discovery, including depositions, shall be completed by April 19, 2022. All dispositive motions, and any motions under Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579 (1993), shall be filed no later than June 3, 2022. (Kelly, Danielle) |
| Filing 223 Joint MOTION for Leave to File JOINT MOTION FOR LEAVE TO SERVE REPLY AND SUR-REPLY EXPERT REPORTS AND FOR AN EXTENSION OF TIME by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan.(Leviton, Jason) |
| Filing 222 NOTICE of Change of Address or Firm Name by Charles H. Field (Field, Charles) |
| Filing 221 Judge Indira Talwani: ELECTRONIC ORDER granting Joint Motion to Extend the Deadlines for Service of Opening Expert Reports #220 . Plaintiffs shall identify their trial experts and serve the disclosures required by Rules 26(a)(2)(B) and (C) by July 14, 2021, and Defendants shall identify their trial experts and serves the disclosures required by Rules 26(a)(2)(B) and (C) by October 1, 2021. (Kelly, Danielle) |
| Filing 220 MOTION for Extension of Time to 07/14/21 and 10/1/21 to Deadlines for Service of Opening Expert Reports JOINT MOTION TO EXTEND THE DEADLINES FOR SERVICE OF OPENING EXPERT REPORTS by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan.(Leviton, Jason) |
| Filing 219 DECLARATION re #207 Memorandum in Opposition to Motion,, Supplemental Declaration of Alison V. Douglass in Support of Defendants' Opposition to Plaintiffs' Motion to Compel by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Douglass, Alison) |
| Filing 218 Electronic Clerk's Notes for proceedings held before Judge Indira Talwani: Status Conference held on 5/11/2021. Case called. Court had colloquy with counsel. Motion to Compel #203 taken under advisement. Parties to jointly report to clerk any request for ADR. Schedule outlined at #186 remains in place. (Court Reporter: Robert Paschal at rwp.reporter@gmail.com.)(Attorneys present: Magdalene Economou, Meagan A. Farmer, Orin Kurtz, Evan J. Kaufman, Alison V. Douglass, James O. Fleckner, Katherine G. McKenney) (MacDonald, Gail) |
| Filing 217 ELECTRONIC NOTICE OF RESCHEDULING. Status Conference set for 5/11/2021 04:15 PM in Remote Proceeding : Boston before Judge Indira Talwani. PLEASE NOTE change to later time. This hearing will be conducted by video conference. Counsel of record will receive a video conference invite at the email registered in CM/ECF. If you have technical or compatibility issues with the technology, please notify the session's courtroom deputy as soon as possible.Access to the hearing will be made available to the media and public. In order to gain access to the hearing, you must sign up at the following address: #https://forms.mad.uscourts.gov/courtlist.html. For questions regarding access to hearings, you may refer to the Court's general orders and public notices available on #www.mad.uscourts.gov or contact media@mad.uscourts.gov.(MacDonald, Gail) |
| Filing 216 NOTICE Resetting a Hearing: The Status Conference set for 5/04/2021 is RESET to 5/11/2021 at 2:45 PM in Remote Proceeding : Boston before Judge Indira Talwani. This hearing will be conducted by video conference. Counsel of record will receive a video conference invite at the email registered in CM/ECF. If you have technical or compatibility issues with the technology, please notify the session's courtroom deputy as soon as possible.Access to the hearing will be made available to the media and public. In order to gain access to the hearing, you must sign up at the following address: #https://forms.mad.uscourts.gov/courtlist.html. For questions regarding access to hearings, you may refer to the Court's general orders and public notices available on #www.mad.uscourts.gov or contact media@mad.uscourts.gov. (Kelly, Danielle) |
| Filing 215 REPLY to Response to #213 MOTION for Leave to File A Reply Brief In Further Support Of Their Motion To Compel Documents Improperly Withheld As Attorney-Client Privileged, #203 MOTION to Compel filed by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Kurtz, Orin) |
| Filing 214 Judge Indira Talwani: ELECTRONIC ORDER ALLOWING #213 Motion for Leave to File A Reply Brief In Further Support Of Their Motion To Compel Documents Improperly Withheld As Attorney-Client Privileged; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Kelly, Danielle) |
| Filing 213 MOTION for Leave to File A Reply Brief In Further Support Of Their Motion To Compel Documents Improperly Withheld As Attorney-Client Privileged by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Exhibit Plaintiffs Reply Brief In Further Support Of Their Motion To Compel Documents Improperly Withheld As Attorney-Client Privileged)(Kurtz, Orin) |
| Filing 212 DECLARATION re #207 Memorandum in Opposition to Motion,, of Rory O'Halloran, Esq. by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Douglass, Alison) |
| Filing 211 DECLARATION re #207 Memorandum in Opposition to Motion,, of Matthew Simpson, Esq. by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Douglass, Alison) |
| Filing 210 DECLARATION re #207 Memorandum in Opposition to Motion,, of Elizabeth Schultz, Esq. by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Douglass, Alison) |
| Filing 209 DECLARATION re #207 Memorandum in Opposition to Motion,, of Jerry Wald, Esq. by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Douglass, Alison) |
| Filing 208 DECLARATION re #207 Memorandum in Opposition to Motion,, of Alison V. Douglass by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Douglass, Alison) |
| Filing 207 MEMORANDUM in Opposition re #203 MOTION to Compel filed by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Douglass, Alison) |
| Filing 206 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above-captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at #http://www.mad.uscourts.gov/caseinfo/transcripts.htm (Coppola, Katelyn) |
| Filing 205 Transcript of Telephonic Conference held on February 23, 2021, before Judge Indira Talwani. The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Court Reporter Name and Contact Information: Robert Paschal at rwp.reporter@gmail.com. Redaction Request due 3/23/2021. Redacted Transcript Deadline set for 4/2/2021. Release of Transcript Restriction set for 6/1/2021. (Coppola, Katelyn) |
| Filing 204 AFFIDAVIT of Orin Kurtz in Support re #203 MOTION to Compel filed by Robyn Berger, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Exhibit A1--Privilege Log, #2 Exhibit A2--Privilege Log, #3 Exhibit B--January 14, 2021 Correspondence, #4 Exhibit C--January 29, 2021 Correspondence)(Kurtz, Orin) |
| Filing 203 MOTION to Compel by Robyn Berger, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Laura Scully, Melinda Stubblefield, Brian Sullivan.(Kurtz, Orin) |
| Filing 202 Electronic Clerk's Notes for proceedings held before Judge Indira Talwani: Telephone Conference held on 2/23/2021. Case called. Court had colloquy with counsel re: discovery issue. Issue needs to be briefed. Parties to meet and confer re: the dates in question on the privilege log, and to identify what the legal dispute is. (Court Reporter: Robert Paschal at rwp.reporter@gmail.com.)(Attorneys present: Meagan Farmer, Alison Douglass) (MacDonald, Gail) |
| Filing 201 Judge Indira Talwani: ELECTRONIC ORDER entered granting #200 MOTION for Hearing Concerning Discovery Dispute. Telephone Conference set for 2/23/2021 04:00 PM in Remote Proceeding : Boston before Judge Indira Talwani. Teleconference #: (888)-808-6929 access code: 8523158. (MacDonald, Gail) |
| Filing 200 MOTION for Hearing Concerning Discovery Dispute by Robyn Berger, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Laura Scully, Melinda Stubblefield, Brian Sullivan.(Kurtz, Orin) |
| Filing 199 Judge Indira Talwani: ELECTRONIC ORDER ALLOWING #198 Motion for Leave to Appear Pro Hac Vice Added Meagan Farmer. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Kelly, Danielle) |
| Filing 198 MOTION for Leave to Appear Pro Hac Vice for admission of Meagan Farmer Filing fee: $ 100, receipt number 0101-8629310 by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Affidavit)(Leviton, Jason) |
| Filing 197 Judge Indira Talwani: ELECTRONIC ORDER ALLOWING #195 Motion for Leave to Appear Pro Hac Vice Added DeMario M. Carswell. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Kelly, Danielle) |
| Filing 196 NOTICE of Appearance by David Rosenberg on behalf of Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski (Rosenberg, David) |
| Filing 195 MOTION for Leave to Appear Pro Hac Vice for admission of DeMario M. Carswell Filing fee: $ 100, receipt number 0101-8626943 by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Attachments: #1 Exhibit A - Certificate of DeMario M. Carswell)(McKenney, Katherine) |
| Filing 194 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above-captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at #http://www.mad.uscourts.gov/caseinfo/transcripts.htm (Coppola, Katelyn) |
| Filing 193 Transcript of Telephonic Conference held on January 27, 2021, before Judge Indira Talwani. The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Court Reporter Name and Contact Information: Robert Paschal at rwp.reporter@gmail.com. Redaction Request due 2/22/2021. Redacted Transcript Deadline set for 3/4/2021. Release of Transcript Restriction set for 5/3/2021. (Coppola, Katelyn) |
| Filing 192 Electronic Clerk's Notes for proceedings held before Judge Indira Talwani: Telephone Conference held on 1/27/2021. Case called. Court had colloquy with counsel. If counsel plans to file a motion to compel, it must be filed shortly. (Court Reporter: Robert Paschal at rwp.reporter@gmail.com.)(Attorneys present: Orin Kurtz, Katherine G. McKenney) (MacDonald, Gail) |
| Filing 191 NOTICE of Appearance by Benjamin S. Reilly on behalf of Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski (Reilly, Benjamin) |
| Filing 190 ELECTRONIC NOTICE of Hearing. Telephone Conference set for 1/27/2021 03:45 PM in Remote Proceeding : Boston before Judge Indira Talwani. Teleconference #: (888)-808-6929 access code: 8523158. (MacDonald, Gail) |
| Filing 189 Judge Indira Talwani: ELECTRONIC ORDER entered granting #188 Motion for Hearing (MacDonald, Gail) |
| Filing 188 MOTION for Hearing Concerning Discovery Dispute by Robyn Berger, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Laura Scully, Melinda Stubblefield, Brian Sullivan.(Kurtz, Orin) |
| Filing 187 Judge Indira Talwani: ELECTRONIC ORDER ALLOWING #186 Joint Motion to Amend #134 Joint statement of counsel. Status Conference set for 5/4/2021 02:45 PM in Remote Proceeding : Boston before Judge Indira Talwani. This conference will be held telephonically. The parties are instructed to call 888-808-6929 and enter Code: 8523158 to be connected to the court's teleconference system. (Kelly, Danielle) |
| Filing 186 Joint MOTION to Amend #134 Joint statement of counsel by Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski.(Fleckner, James) |
| Filing 185 NOTICE of Appearance by Katherine G. McKenney on behalf of Carol Anderson, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Paul Colonna, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jessica Holscott, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, John Walker, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski (McKenney, Katherine) |
| Filing 184 Judge Indira Talwani: ORDER entered. ORDER GRANTING PLAINTIFF'S MOTION TO WITHDRAW PAUL BLANKENSTEIN AS COUNSEL OF RECORD #183 . (Kelly, Danielle) |
| Filing 183 MOTION to Withdraw as Attorney for Paul Blankenstein by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Text of Proposed Order)(Field, Charles) |
| Filing 182 Judge Indira Talwani: ORDER entered. STIPULATION OF DISMISSAL WITHOUT PREJUDICE OF JAMIE MILLER. (Kelly, Danielle) |
| Filing 181 MEMORANDUM OF LAW by Carol Anderson, Cheryl Beacock, W. Geoffrey Beattie, George Bicher, Jeff Bornstein, JoonWon Choe, Daniel O Colao, Paul Colonna, Michael Cosgrave, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Anand Hari, Greg Hartch, Jessica Holscott, Arthur Jensen, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Jamie Miller, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, Dan Torey, John Walker, David Wiederecht, Matthew Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski to #180 Stipulation of Dismissal,,,. (Fleckner, James) |
| Filing 180 STIPULATION of Dismissal Without Prejudice of Jamie Miller by Carol Anderson, Sebastien Bazin, Cheryl Beacock, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, JoonWon Choe, Daniel O Colao, Paul Colonna, Michael Cosgrave, Michael Cosgrove, Matt Cribbins, John Flannery, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Anand Hari, Greg Hartch, Jessica Holscott, Arthur Jensen, Jeanne LaPorta, Ralph Richard Layman, Puneet Mahajan, Jamie Miller, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Don Torey, Dan Torey, John Walker, David Wiederecht, Matthew Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Fleckner, James) |
| Filing 179 Judge Indira Talwani: ORDER entered. ORDER GRANTING MOTION FOR APPROVAL OF CLASS ACTION NOTICE AND PLAN OF NOTICE. (Kelly, Danielle) (Additional attachment(s) added on 4/3/2020: #1 Class Action Notice) (Kelly, Danielle). |
| Filing 178 MOTION to Approve Joint Statement JOINT MOTION FOR APPROVAL OF CLASS ACTION NOTICE AND PLAN OF NOTICE by Robyn Berger. (Attachments: #1 Exhibit, #2 Proposed Order)(Leviton, Jason) |
| Filing 177 Judge Indira Talwani: ORDER entered. ORDER ON APPOINTMENT OF CLASS COUNSEL. (Kelly, Danielle) |
| Filing 176 Judge Indira Talwani: ORDER entered. ORDER ON CLASS CERTIFICATION, APPOINTMENT OF CLASS REPRESENTATIVES, AND APPOINTMENT OF CLASS COUNSEL. (Kelly, Danielle) |
| Filing 175 Judge Indira Talwani: ORDER entered. Order Of Dismissal As To Certain Individual Defendants. (Kelly, Danielle) |
| Filing 174 Judge Indira Talwani: ORDER entered. Order Consolidating Actions. (Kelly, Danielle) |
| Filing 173 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above-captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at #http://www.mad.uscourts.gov/caseinfo/transcripts.htm (Belpedio, Lisa) |
| Filing 172 Transcript of Hearings on Motions to Certify the Class and to Appoint Counsel held on March 4, 2020, before Judge Indira Talwani. The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Court Reporter Name and Contact Information: Cheryl Dahlstrom at cheryldahlstrom@yahoo.com. Redaction Request due 3/31/2020. Redacted Transcript Deadline set for 4/10/2020. Release of Transcript Restriction set for 6/8/2020. (Belpedio, Lisa) |
| Filing 171 Electronic Clerk's Notes for proceedings held before Judge Indira Talwani: Motion Hearing held on 3/4/2020 re #144 MOTION to Appoint Counsel MOTION to Certify Class filed by Donald J. Janak, Laura Scully, Kristi Haskins, #143 Amended MOTION to Certify Class RENEWED UNOPPOSED MOTION FOR CLASS CERTIFICATION, APPOINTMENT OF CLASS REPRESENTATIVES, AND APPOINTMENT OF CLASS COUNSEL filed by Maria LaTorre, Brian Sullivan, Robyn Berger, Melinda Stubblefield, Frank Magliocca. Case called. Court heard argument from counsel. Counsel to submit a proposed notice to the Class and include the procedure by which the Class will receive the notice. Court was in recess for counsel to meet and confer. Session resumed; counsel report they could not reach an agreement as to the appt. of class rep. Matter taken under advisement. (Court Reporter: Cheryl Dahlstrom at cheryldahlstrom@yahoo.com.) (Attorneys present: Squitieri, Leviton, Milgroom, Field, Sharp, Blankenstein, Sanford, Kaufman, Kurtz, Fleckner) (MacDonald, Gail) Modified on 3/5/2020 (MacDonald, Gail). |
| Filing 170 ELECTRONIC NOTICE Resetting Hearing on Motion #144 MOTION to Appoint Counsel MOTION to Certify Class , #143 Amended MOTION to Certify Class RENEWED UNOPPOSED MOTION FOR CLASS CERTIFICATION, APPOINTMENT OF CLASS REPRESENTATIVES, AND APPOINTMENT OF CLASS COUNSEL : Motion Hearing set for 3/4/2020 11:00 AM in Courtroom 9 before Judge Indira Talwani. PLEASE NOTE CHANGE TO EARLIER TIME. (MacDonald, Gail) |
| Filing 169 NOTICE of Appearance by Lauren G. Milgroom on behalf of Robyn Berger, Maria LaTorre, Frank Magliocca, Melinda Stubblefield, Brian Sullivan (Milgroom, Lauren) |
| Filing 168 Judge Indira Talwani: ELECTRONIC ORDER entered: DENYING AS MOOT #158 Motion to Expedite Motion for Expedited Hearing. (Kelly, Danielle) |
| Filing 167 ELECTRONIC NOTICE Setting Hearing on Motion #144 MOTION to Appoint Counsel MOTION to Certify Class , #143 Amended MOTION to Certify Class RENEWED UNOPPOSED MOTION FOR CLASS CERTIFICATION, APPOINTMENT OF CLASS REPRESENTATIVES, AND APPOINTMENT OF CLASS COUNSEL : Motion Hearing set for 3/4/2020 04:00 PM in Courtroom 9 before Judge Indira Talwani. (Kelly, Danielle) |
| Filing 166 CERTIFICATE OF SERVICE pursuant to LR 5.2 by Kristi Haskins, Donald J. Janak, Laura Scully re #165 Reply to Response to Motion . (Sanford, David) |
| Filing 165 REPLY to Response to #144 MOTION to Appoint Counsel MOTION to Certify Class Corrected Reply filed by Kristi Haskins, Donald J. Janak, Laura Scully. (Sanford, David) |
| Filing 164 CERTIFICATE OF SERVICE pursuant to LR 5.2 by Kristi Haskins, Donald J. Janak, Laura Scully re #161 Reply to Response to Motion, #162 Affidavit in Support of Motion, #163 Affidavit in Support of Motion, . (Sanford, David) |
| Filing 163 AFFIDAVIT in Support re #144 MOTION to Appoint Counsel MOTION to Certify Class Reply Declaration of Paul Blankenstein filed by Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully. (Sanford, David) |
| Filing 162 AFFIDAVIT in Support re #144 MOTION to Appoint Counsel MOTION to Certify Class Reply Declaration of Charles H. Field filed by Kristi Haskins, Donald J. Janak, Laura Scully. (Attachments: #1 Exhibit Ex. 1, #2 Exhibit Ex. 2)(Sanford, David) |
| Filing 161 REPLY to Response to #144 MOTION to Appoint Counsel MOTION to Certify Class filed by Kristi Haskins, Donald J. Janak, Laura Scully. (Sanford, David) |
| Filing 160 Judge Indira Talwani: ELECTRONIC ORDER: ALLOWING #159 Motion for Leave to File Reply to "Coordinated" Plaintiffs' Opposition to Motion for Attorneys from Sanford Heisler Sharp, LLP as Lead Class Counsel ; Reply to be filed by Thursday, February 6, 2020 at noon. Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Kelly, Danielle) |
| Filing 159 MOTION for Leave to File Reply to "Coordinated" Plaintiffs' Opposition to Motion for Attorneys from Sanford Heisler Sharp, LLP as Lead Class Counsel by Kristi Haskins, Donald J. Janak, Laura Scully.(Sanford, David) |
| Filing 158 MOTION to Expedite Motion for Expedited Hearing by Robyn Berger.(Leviton, Jason) |
| Filing 157 Opposition re #144 MOTION to Appoint Counsel MOTION to Certify Class and IN FURTHER SUPPORT OF RENEWED MOTION FOR CLASS CERTIFICATION filed by Robyn Berger. (Attachments: #1 Declaration, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit, #6 Exhibit, #7 Declaration, #8 Exhibit, #9 Exhibit, #10 Exhibit, #11 Exhibit, #12 Declaration)(Leviton, Jason) |
| Filing 156 CERTIFICATE OF SERVICE pursuant to LR 5.2 by Kristi Haskins, Donald J. Janak, Laura Scully re #144 MOTION to Appoint Counsel MOTION to Certify Class . (Sanford, David) |
| Filing 155 EXHIBIT re #144 MOTION to Appoint Counsel MOTION to Certify Class Proposed Order by Kristi Haskins, Donald J. Janak, Laura Scully. (Sanford, David) |
| Filing 154 DECLARATION re #144 MOTION to Appoint Counsel MOTION to Certify Class Declaration of John Slatner by Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully. (Sanford, David) |
| Filing 153 DECLARATION re #144 MOTION to Appoint Counsel MOTION to Certify Class Declaration of Chip Knight by Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully. (Sanford, David) |
| Filing 152 DECLARATION re #144 MOTION to Appoint Counsel MOTION to Certify Class Declaration of Jeff Janak by Kristi Haskins, Donald J. Janak, Laura Scully. (Sanford, David) |
| Filing 151 DECLARATION re #144 MOTION to Appoint Counsel MOTION to Certify Class Declaration of Laura Scully by Kristi Haskins, Donald J. Janak, Laura Scully. (Sanford, David) |
| Filing 150 DECLARATION re #144 MOTION to Appoint Counsel MOTION to Certify Class Declaration of Kristi Haskins by Kristi Haskins, Donald J. Janak, Laura Scully. (Sanford, David) |
| Filing 149 DECLARATION re #144 MOTION to Appoint Counsel MOTION to Certify Class Declaration of David Sanford by Kristi Haskins, Donald J. Janak, Laura Scully. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)(Sanford, David) |
| Filing 148 DECLARATION re #144 MOTION to Appoint Counsel MOTION to Certify Class Declaration of Kevin Sharp by Kristi Haskins, Donald J. Janak, Laura Scully. (Sanford, David) |
| Filing 147 DECLARATION re #144 MOTION to Appoint Counsel MOTION to Certify Class Declaration of Paul Blankenstein by Kristi Haskins, Donald J. Janak, Laura Scully. (Sanford, David) |
| Filing 146 DECLARATION re #144 MOTION to Appoint Counsel MOTION to Certify Class Declaration of Charles H. Field by Kristi Haskins, Donald J. Janak, Laura Scully. (Sanford, David) |
| Filing 145 MEMORANDUM in Support re #144 MOTION to Appoint Counsel MOTION to Certify Class filed by Kristi Haskins, Donald J. Janak, Laura Scully. (Sanford, David) |
| Filing 144 MOTION to Appoint Counsel , MOTION to Certify Class ( Responses due by 1/30/2020) by Kristi Haskins, Donald J. Janak, Laura Scully.(Sanford, David) |
| Filing 143 Amended MOTION to Certify Class RENEWED UNOPPOSED MOTION FOR CLASS CERTIFICATION, APPOINTMENT OF CLASS REPRESENTATIVES, AND APPOINTMENT OF CLASS COUNSEL by Robyn Berger, Maria LaTorre, Frank Magliocca, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Text of Proposed Order, #2 Declaration, #3 Exhibit, #4 Exhibit, #5 Exhibit, #6 Exhibit, #7 Exhibit, #8 Exhibit)(Leviton, Jason) |
| Filing 142 Judge Indira Talwani: ELECTRONIC ORDER: ALLOWING #141 Motion for Leave to Appear Pro Hac Vice Added Samuel H. Rudman. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Kelly, Danielle) |
| Filing 141 MOTION for Leave to Appear Pro Hac Vice for admission of Samuel H. Rudman Filing fee: $ 100, receipt number 0101-8056442 by Robyn Berger. (Attachments: #1 Certification)(Leviton, Jason) |
| Filing 140 Judge Indira Talwani: ELECTRONIC ORDER entered: DENYING WITHOUT PREJUDICE Plaintiffs' Motion to Certify Class #138 . Fed. R. Civ. Proc. 23(g)(1)(A) requires a court certifying a class to appoint class counsel, and before doing so, to consider the qualifications of potential class counsel. Fed. R. Civ. Proc. 23(g)(4) in turn places specific duties with regards to the class on class counsel. The court's enforcement of both provisions is frustrated by the motion's failure to identify individual attorneys (as opposed to law firms) as proposed class counsel. Accordingly, Plaintiffs may renew their motion with a specific identification of the individual attorneys plaintiffs seek to have appointed. In the alternative, Plaintiffs' motion shall include authority for the proposition that Rule 23(g) contemplates the appointment of law firms, as opposed to individual attorneys, to serve as class counsel. The court does not anticipate finding persuasive class certification orders that appoint law firms as class counsel without specifically addressing the issue. (Vieira, Leonardo) |
| Filing 139 NOTICE of Change of Address or Firm Name by Jaime A. Santos (Santos, Jaime) |
| Filing 138 MOTION to Certify Class by Robyn Berger. (Attachments: #1 Supplement, #2 Supplement, #3 Supplement, #4 Exhibit, #5 Exhibit, #6 Exhibit, #7 Exhibit, #8 Exhibit, #9 Exhibit, #10 Exhibit, #11 Exhibit, #12 Exhibit, #13 Exhibit, #14 Exhibit)(Leviton, Jason) |
| Filing 137 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above-captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at #http://www.mad.uscourts.gov/caseinfo/transcripts.htm (Scalfani, Deborah) |
| Filing 136 Transcript of Motion Hearing held on October 22, 2019, before Judge Indira Talwani. The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Court Reporter Name and Contact Information: James Gibbons at jamesgibbonsrpr@gmail.com Redaction Request due 11/29/2019. Redacted Transcript Deadline set for 12/9/2019. Release of Transcript Restriction set for 2/6/2020. (Scalfani, Deborah) |
| Filing 135 Judge Indira Talwani: ELECTRONIC ORDER: The court adopts the Joint Statement Concerning discovery and Motion Practice #134 except that a Reply or Sur-reply to the motion for class certification is not permitted as a matter of course. See Local Rule 7.1(b)(3). Parties may seek leave for such filings after an opposition or reply is filed, showing cause for the requested additional briefing. (Vieira, Leonardo) |
| Filing 134 JOINT STATEMENT of counsel . (Leviton, Jason) (Main Document 134 replaced on 11/6/2019) to upload document with counsel's signature (Vieira, Leonardo). |
| Filing 133 Judge Indira Talwani: ORDER entered. AMENDED MEMORANDUM AND ORDER. (Vieira, Leonardo) |
| Filing 132 Judge Indira Talwani: ELECTRONIC ORDER: Defendants' Motion for Reconsideration #105 is GRANTED IN PART and DENIED IN PART. Defendants' motion is granted to the extent that the court will issue an amended memorandum and order correcting certain conclusions of law stated in the Memorandum and Order #102 . The request for relief is otherwise denied. (Vieira, Leonardo) |
| Filing 131 Electronic Clerk's Notes for proceedings held before Judge Indira Talwani: Motion Hearing held on 10/22/2019 re #105 MOTION for Reconsideration re #102 Memorandum & ORDER: Case called. Court heard argument from counsel. Discovery is ongoing. Proposed sched. order, including class cert. info., to be filed by 11/5/19, with a status conf. to be set at the end of fact discovery. Reconsideration was granted with a revised order to follow. (Court Reporter: James Gibbons at jamesgibbonsrpr@gmail.com.)(Attorneys present: Squitieri, Blankenstein, Leviton, Field, Kaufman, Kurtz, Santos, Flecker) (MacDonald, Gail) |
| Filing 130 ELECTRONIC NOTICE Setting Hearing on Motion #105 MOTION for Reconsideration re #102 Memorandum & ORDER : Motion Hearing set for 10/22/2019 11:00 AM in Courtroom 9 before Judge Indira Talwani. (MacDonald, Gail) |
| Filing 129 Judge Indira Talwani: ELECTRONIC ORDER entered ALLOWING #128 Motion for Leave to Appear Pro Hac Vice Added Magdalene Economou. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Vieira, Leonardo) |
| Filing 128 MOTION for Leave to Appear Pro Hac Vice for admission of Magdalene Economou Filing fee: $ 100, receipt number 0101-7871793 by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Affidavit)(Leviton, Jason) |
| Filing 127 Judge Indira Talwani: ELECTRONIC ORDER entered ALLOWING #124 Motion for Leave to Appear Pro Hac Vice Added Paul Blankenstein. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Vieira, Leonardo) |
| Filing 126 Judge Indira Talwani: ORDER FOR THE PRODUCTION AND EXCHANGE OF CONFIDENTIAL INFORMATION entered. (MacDonald, Gail) |
| Filing 125 Judge Indira Talwani: ELECTRONIC ORDER entered granting #123 SECOND JOINT MOTION TO ENTER CONFIDENTIALITY ORDER. (MacDonald, Gail) |
| Filing 124 MOTION for Leave to Appear Pro Hac Vice for admission of Paul Blankenstein Filing fee: $ 100, receipt number 0101-7843656 by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Affidavit P. Blankenstein Certificate)(Miller, Andrew) |
| Filing 123 Joint MOTION for Protective Order Second Joint Motion to Enter Confidentiality Order by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Text of Proposed Order, #2 Exhibit Redline Proposed Order)(Leviton, Jason) |
| Filing 122 Judge Indira Talwani: ELECTRONIC ORDER Denying Joint Motion for Protective Order #120 . The parties may submit a renewed motion that deletes the provisions at 6(a) and 32 that purport to limit actions of the Court and its personnel. (MacDonald, Gail) |
| Filing 121 Proposed Document(s) submitted by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. Document received: Proposed Confidentiality Order. (Leviton, Jason) |
| Filing 120 Joint MOTION for Protective Order by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan.(Leviton, Jason) |
| Filing 119 NOTICE by Robyn Berger, Kelvin Douglas, Maria LaTorre, Frank Magliocca, Anthony Powell, Melinda Stubblefield, Brian Sullivan Notice of Withdrawal of Counsel Jordan D. Mamorsky (Kaufman, Evan) |
| Filing 118 Judge Indira Talwani: ELECTRONIC ORDER entered granting #113 Motion for Leave to Appear Pro Hac Vice. Added Mark C. Gardy. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Haran, Jodi) |
| Filing 117 Judge Indira Talwani: ELECTRONIC ORDER entered granting #114 Motion for Leave to Appear Pro Hac Vice. Added James S. Notis. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Haran, Jodi) |
| Filing 116 REPLY to Response to #105 MOTION for Reconsideration re #102 Memorandum & ORDER filed by Carol Anderson, Sebastien Bazin, W. Geoffrey Beattie, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Gregory Bouleris, John J. Brennan, James Cash, Paul Colonna, Michael Cosgrove, Matt Cribbins, Francisco DSouza, Sharon Daley, Marjin Dekkers, John Flannery, Ann Fudge, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GEAM Committee, Edward Garden, General Electric Company, Greg Hartch, Jan Hauser, Peter Henry, Susan Hockfield, Jessica Holscott, Jeffrey Immelt, Dan Janki, Andrea Jung, Raghu Krishnamoorthy, Vaidheesh Krishnamurti, Jeanne LaPorta, Alan Lafley, Kelly Lafnitzegger, Risa Lavisso-Mourey, Ralph Richard Layman, Rochelle Lazarus, John Lynch, Puneet Mahajan, Jamie Miller, Steven Mollenkopf, James Mulva, Sam Nunn, Roger Penske, Susan Peters, James Rohr, John Samuels, Mary Schapiro, Trevor Schauenberg, Keith Sherin, Scott Silberstein, Matthew Simpson, Dmitri Stockton, Robert Swieringa, James Tisch, Don Torey, John Walker, Douglas Warner, Pamela Westmoreland, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Fleckner, James) |
| Filing 115 Judge Indira Talwani: ELECTRONIC ORDER entered ALLOWING #112 Defendants' Motion for Leave to File Document; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Haran, Jodi) |
| Filing 114 MOTION for Leave to Appear Pro Hac Vice for admission of James S. Notis Filing fee: $ 100, receipt number 0101-7547592 by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Affidavit)(Leviton, Jason) |
| Filing 113 MOTION for Leave to Appear Pro Hac Vice for admission of Mark C. Gardy Filing fee: $ 100, receipt number 0101-7547574 by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Affidavit)(Leviton, Jason) |
| Filing 112 MOTION for Leave to File Reply by Carol Anderson, Sebastien Bazin, W. Geoffrey Beattie, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Gregory Bouleris, John J. Brennan, James Cash, Paul Colonna, Michael Cosgrove, Matt Cribbins, Francisco DSouza, Sharon Daley, Marjin Dekkers, John Flannery, Ann Fudge, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GEAM Committee, Edward Garden, General Electric Company, Greg Hartch, Jan Hauser, Peter Henry, Susan Hockfield, Jessica Holscott, Jeffrey Immelt, Dan Janki, Andrea Jung, Raghu Krishnamoorthy, Vaidheesh Krishnamurti, Jeanne LaPorta, Alan Lafley, Kelly Lafnitzegger, Risa Lavisso-Mourey, Ralph Richard Layman, Rochelle Lazarus, John Lynch, Puneet Mahajan, Jamie Miller, Steven Mollenkopf, James Mulva, Sam Nunn, Roger Penske, Susan Peters, James Rohr, John Samuels, Mary Schapiro, Trevor Schauenberg, Keith Sherin, Scott Silberstein, Matthew Simpson, Dmitri Stockton, Robert Swieringa, James Tisch, Don Torey, John Walker, Douglas Warner, Pamela Westmoreland, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Attachments: #1 Proposed Reply)(Fleckner, James) |
| Filing 111 MEMORANDUM in Opposition re #105 MOTION for Reconsideration re #102 Memorandum & ORDER filed by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Leviton, Jason) |
| Filing 110 Defendants' ANSWER to #54 Amended Complaint by Carol Anderson, W. Geoffrey Beattie, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, John J. Brennan, James Cash, Paul Colonna, Michael Cosgrove, Matt Cribbins, Francisco DSouza, Sharon Daley, Marjin Dekkers, John Flannery, Ann Fudge, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jan Hauser, Susan Hockfield, Jessica Holscott, Jeffrey Immelt, Andrea Jung, Jeanne LaPorta, Alan Lafley, Kelly Lafnitzegger, Ralph Richard Layman, Rochelle Lazarus, John Lynch, Puneet Mahajan, James Mulva, Sam Nunn, Roger Penske, Susan Peters, James Rohr, John Samuels, Mary Schapiro, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Robert Swieringa, James Tisch, Don Torey, John Walker, Douglas Warner, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski.(Fleckner, James) |
| Filing 109 Reset Deadlines as to #105 MOTION for Reconsideration. Response due by 2/11/2019. (DaSilva, Carolina) |
| Filing 108 Judge Indira Talwani: ELECTRONIC ORDER entered ALLOWING IN PART #107 Joint MOTION to Amend the Briefing Schedule for Defendants' Motion for Reconsideration. No reply may be filed without leave of court. Leave may be requested after review of the opposition and a determination that a reply is necessary. (DaSilva, Carolina) |
| Filing 107 Joint MOTION to Amend the Briefing Schedule for Defendants' Motion for Reconsideration by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Text of Proposed Order)(Leviton, Jason) |
| Filing 106 MEMORANDUM in Support re #105 MOTION for Reconsideration re #102 Memorandum & ORDER filed by Carol Anderson, Cheryl Beacock, W. Geoffrey Beattie, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, John J. Brennan, James Cash, JoonWon Choe, Daniel O Colao, Paul Colonna, Michael Cosgrave, Michael Cosgrove, Matt Cribbins, Francisco DSouza, Sharon Daley, Marjin Dekkers, John Flannery, Ann Fudge, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Anand Hari, Greg Hartch, Jan Hauser, Susan Hockfield, Jessica Holscott, Jeffrey Immelt, Arthur Jensen, John Does 1-25, Andrea Jung, Jeanne LaPorta, Alan Lafley, Kelly Lafnitzegger, Robert Lane, Ralph Richard Layman, Rochelle Lazarus, John Lynch, Puneet Mahajan, Jamie Miller, James Mulva, Sam Nunn, Roger Penske, Susan Peters, James Rohr, John Samuels, Mary Schapiro, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Robert Swieringa, James Tisch, Don Torey, Dan Torey, John Walker, Douglas Warner, David Wiederecht, Matthew Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Fleckner, James) |
| Filing 105 MOTION for Reconsideration re #102 Memorandum & ORDER by Carol Anderson, Cheryl Beacock, W. Geoffrey Beattie, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, John J. Brennan, James Cash, JoonWon Choe, Daniel O Colao, Paul Colonna, Michael Cosgrave, Michael Cosgrove, Matt Cribbins, Francisco DSouza, Sharon Daley, Marjin Dekkers, John Flannery, Ann Fudge, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Anand Hari, Greg Hartch, Jan Hauser, Susan Hockfield, Jessica Holscott, Jeffrey Immelt, Arthur Jensen, John Does 1-25, Andrea Jung, Jeanne LaPorta, Alan Lafley, Kelly Lafnitzegger, Robert Lane, Ralph Richard Layman, Rochelle Lazarus, John Lynch, Puneet Mahajan, Jamie Miller, James Mulva, Sam Nunn, Roger Penske, Susan Peters, James Rohr, John Samuels, Mary Schapiro, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Robert Swieringa, James Tisch, Don Torey, Dan Torey, John Walker, Douglas Warner, David Wiederecht, Matthew Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski.(Fleckner, James) |
| Filing 104 Judge Indira Talwani: ELECTRONIC ORDER entered. The court treats document #103 as an assented-to motion for leave to extend the deadline for Defendants' to answer to Plaintiffs' Second Amended Complaint and to set a deadline for exchange of Initial Disclosures. The assented-to motion is ALLOWED. The parties are advised that extensions to deadlines set by rule or court order require leave of court. (DaSilva, Carolina) |
| Filing 103 STIPULATION To Extend The Deadline For Defendants' Answer To Plaintiffs' Second Amended Complaint and To Set A Deadline For Exchange of Initial Disclosures by Carol Anderson, W. Geoffrey Beattie, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, John J. Brennan, James Cash, Paul Colonna, Michael Cosgrove, Matt Cribbins, Francisco DSouza, Sharon Daley, Marjin Dekkers, John Flannery, Ann Fudge, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, General Electric Company, Greg Hartch, Jan Hauser, Susan Hockfield, Jessica Holscott, Jeffrey Immelt, Andrea Jung, Jeanne LaPorta, Alan Lafley, Kelly Lafnitzegger, Ralph Richard Layman, Rochelle Lazarus, John Lynch, Puneet Mahajan, James Mulva, Sam Nunn, Roger Penske, Susan Peters, James Rohr, John Samuels, Mary Schapiro, Trevor Schauenberg, Keith Sherin, Matthew Simpson, Dmitri Stockton, Robert Swieringa, James Tisch, Don Torey, John Walker, Douglas Warner, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Fleckner, James) |
| Filing 102 Judge Indira Talwani: ORDER entered. MEMORANDUM AND ORDER. Defendants' #63 Motion to Dismiss the Second Consolidated Amended Complaint is ALLOWED as to Count III and DENIED as to Count IV.(DaSilva, Carolina) |
| Filing 101 NOTICE of Voluntary Dismissal by All Plaintiffs (Walker, Jacob) |
| Filing 100 Judge Indira Talwani: ELECTRONIC ORDER entered ALLOWING nunc pro tunc the filing of Defendant's #99 RESPONSE to Plaintifff's Notice of Supplemental Authority. Counsel are reminded that additional papers may be submitted only with leave of court. See Local Rule 7.1(b)(3). (DaSilva, Carolina) |
| Filing 99 Defendants' Response by Carol Anderson, Sebastien Bazin, W. Geoffrey Beattie, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Gregory Bouleris, John J. Brennan, James Cash, Paul Colonna, Michael Cosgrove, Matt Cribbins, Francisco DSouza, Sharon Daley, Marjin Dekkers, John Flannery, Ann Fudge, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GEAM Committee, Edward Garden, General Electric Company, Greg Hartch, Jan Hauser, Peter Henry, Susan Hockfield, Jessica Holscott, Jeffrey Immelt, Dan Janki, Andrea Jung, Raghu Krishnamoorthy, Vaidheesh Krishnamurti, Jeanne LaPorta, Alan Lafley, Kelly Lafnitzegger, Robert Lane, Risa Lavisso-Mourey, Ralph Richard Layman, Rochelle Lazarus, John Lynch, Puneet Mahajan, Lowell McAdam, Jamie Miller, Steven Mollenkopf, James Mulva, Sam Nunn, Roger Penske, Susan Peters, James Rohr, John Samuels, Mary Schapiro, Trevor Schauenberg, Keith Sherin, Scott Silberstein, Matthew Simpson, Dmitri Stockton, Robert Swieringa, James Tisch, Don Torey, John Walker, Douglas Warner, Pamela Westmoreland, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski to #98 Notice of Supplemental Authorities . (Fleckner, James) |
| Filing 98 Notice of Supplemental Authority in Further Opposition to #63 Motion to Dismiss (Attachments: #1 Exhibit D. Md. Decision)(Walker, Jacob) |
| Filing 97 Judge Indira Talwani: ELECTRONIC ORDER entered ALLOWING #96 MOTION for Leave to File Notice of Supplemental Authority in Further Opposition of Defendants' Motion to Dismiss ; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (DaSilva, Carolina) |
| Filing 96 MOTION for Leave to File Notice of Supplemental Authority in Further Opposition of Defendants' Motion to Dismiss by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Exhibit Proposed Notice)(Walker, Jacob) |
| Filing 95 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above-captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at #http://www.mad.uscourts.gov/caseinfo/transcripts.htm (Scalfani, Deborah) |
| Filing 94 Transcript of Hearing on Motion to Suppress held on August 15, 2018, before Judge Indira Talwani. The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Court Reporter Name and Contact Information: Cheryl Dahlstrom at cheryldahlstrom@yahoo.com Redaction Request due 9/11/2018. Redacted Transcript Deadline set for 9/21/2018. Release of Transcript Restriction set for 11/19/2018. (Scalfani, Deborah) |
| Filing 93 Judge Indira Talwani: ELECTRONIC ORDER entered DENYING in part and taking under advisement in part Defendants' #63 Motion to Dismiss the Second Consolidated Amended Complaint. Plaintiffs have sufficiently stated a claim as to Counts I, II, V, VI, VII, and VIII. Counts III and IV are taken under advisement. (DaSilva, Carolina) |
| Filing 92 Electronic Clerk's Notes for proceedings held before Judge Indira Talwani: Motion Hearing held on 8/15/2018 re #63 MOTION to Dismiss the Second Consolidated Amended Complaint. Case called. Court hears argument from counsel. By 8/17/18, plaintiffs shall submit further info to the court. The court may require a short briefing in re: to legal structure of prohibited transaction claim (5-10 pages). (Court Reporter: Cheryl Dahlstrom at cheryldahlstrom@yahoo.com.) (Attorneys present: Squitieri, Walker, Field, Kaufman, Kurtz, Douglass, Santos, Fleckner) (MacDonald, Gail) |
| Filing 91 NOTICE of Appearance by Jacob A. Walker on behalf of Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan (Walker, Jacob) |
| Filing 90 REPLY to Response to #63 MOTION to Dismiss the Second Consolidated Amended Complaint filed by Carol Anderson, Sebastien Bazin, W. Geoffrey Beattie, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Gregory Bouleris, John J. Brennan, James Cash, Paul Colonna, Michael Cosgrove, Matt Cribbins, Francisco DSouza, Sharon Daley, Marjin Dekkers, John Flannery, Ann Fudge, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GEAM Committee, Edward Garden, General Electric Company, Greg Hartch, Jan Hauser, Peter Henry, Susan Hockfield, Jessica Holscott, Jeffrey Immelt, Dan Janki, Andrea Jung, Raghu Krishnamoorthy, Vaidheesh Krishnamurti, Jeanne LaPorta, Alan Lafley, Kelly Lafnitzegger, Robert Lane, Risa Lavisso-Mourey, Ralph Richard Layman, Rochelle Lazarus, John Lynch, Puneet Mahajan, Lowell McAdam, Jamie Miller, Steven Mollenkopf, James Mulva, Sam Nunn, Roger Penske, Susan Peters, James Rohr, John Samuels, Mary Schapiro, Trevor Schauenberg, Keith Sherin, Scott Silberstein, Matthew Simpson, Dmitri Stockton, Robert Swieringa, James Tisch, Don Torey, John Walker, Douglas Warner, Pamela Westmoreland, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Fleckner, James) |
| Filing 89 ELECTRONIC NOTICE issued requesting courtesy copy for #63 MOTION to Dismiss the Second Consolidated Amended Complaint, #64 Memorandum in Support of Motion, #65 Declaration. Counsel who filed the document are requested to submit a courtesy copy to the Clerk's Office by July 3, 2018. These documents must be clearly marked as a Courtesy Copy, contain appropriate (number/letter) tabs, reflect the document number assigned by CM/ECF, and be placed in a 3-ring binder. (DaSilva, Carolina) |
| Filing 88 ELECTRONIC NOTICE issued requesting courtesy copy for #86 Memorandum in Opposition to Motion, #87 Declaration. Counsel who filed the document are requested to submit a courtesy copy to the Clerk's Office by July 3, 2018. These documents must be clearly marked as a Courtesy Copy, contain appropriate (number/letter) tabs, reflect the document number assigned by CM/ECF, and be placed in a 3-ring binder. (DaSilva, Carolina) |
| Filing 87 DECLARATION re #86 Memorandum in Opposition to Motion, Declaration of Jason Leviton in Support of Plaintiffs' Opposition to Defendants' Motion to Dismiss the Second Amended Complaint by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Exhibit A, #2 Exhibit B)(Leviton, Jason) |
| Filing 86 MEMORANDUM in Opposition re #63 MOTION to Dismiss the Second Consolidated Amended Complaint filed by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Leviton, Jason) |
| Filing 85 Judge Indira Talwani: ELECTRONIC ORDER entered granting #84 MOTION to Amend Briefing Schedule for Defendants' Motion to Dismiss the Second Amended Complaint. Responses to #63 MOTION to Dismiss the Second Consolidated Amended Complaint due by 6/27/2018; Replies due by 8/8/2018. Motion Hearing set for 8/1/18 is RESET for 8/15/2018 02:30 PM in Courtroom 9 before Judge Indira Talwani.(MacDonald, Gail) |
| Filing 84 MOTION to Amend Briefing Schedule for Defendants' Motion to Dismiss the Second Amended Complaint by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan.(Block, Jeffrey) |
| Filing 83 ELECTRONIC NOTICE Resetting Hearing on Motion #63 MOTION to Dismiss the Second Consolidated Amended Complaint : Motion Hearing set for 8/1/2018 02:30 PM in Courtroom 9 before Judge Indira Talwani. PLEASE NOTE CHANGE IN TIME AND COURTROOM NUMBER. (MacDonald, Gail) |
| Filing 82 NOTICE by Lowell McAdam to Join and Adopt Co-Defendants' Motion to Dismiss (Docket Nos. 63, 64, and 65) (Fleckner, James) |
| Filing 81 NOTICE of Appearance by Jaime A. Santos on behalf of Lowell McAdam (Santos, Jaime) |
| Filing 80 NOTICE of Appearance by Alison V. Douglass on behalf of Lowell McAdam (Douglass, Alison) |
| Filing 79 NOTICE of Appearance by James O. Fleckner on behalf of Lowell McAdam (Fleckner, James) |
| Filing 78 NOTICE by Robert Lane to Join and Adopt Co-Defendants' Motion to Dismiss (Docket Nos. 63, 64, and 65) (Fleckner, James) |
| Filing 77 NOTICE of Appearance by Jaime A. Santos on behalf of Robert Lane (Santos, Jaime) |
| Filing 76 NOTICE of Appearance by Alison V. Douglass on behalf of Robert Lane (Douglass, Alison) |
| Filing 75 NOTICE of Appearance by James O. Fleckner on behalf of Robert Lane (Fleckner, James) |
| Filing 74 STIPULATION Stipulation for Consolidation and Appointment of Interim Class Counsel by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Leviton, Jason) |
| Filing 73 Judge Indira Talwani: ORDER entered. Plaintiffs shall promptly submit a proposed stipulation of consolidation with a revised lead counsel structure. The lead counsel structure shall identify specific attorneys, not merely law firms. See Attached Order. (DaSilva, Carolina) |
| Filing 72 Judge Indira Talwani: ORDER entered. Plaintiffs' Motion to Extend Time to Serve Defendants David Wiederecht, Lowell McAdam, and Robert Lane, and for Leave to Allow Service by Certified Mail and Electronically #66 is ALLOWED in part and DENIED without prejudice in part. See attached Order. (MacDonald, Gail) |
| Filing 71 ELECTRONIC NOTICE of Reassignment. Judge Indira Talwani added. Judge F. Dennis Saylor, IV no longer assigned to case. Associated Cases: 1:17-cv-12123-FDS, 1:17-cv-12139-FDS, 1:17-cv-12267-FDS, 1:18-cv-10234-FDS(Danieli, Chris) |
| Filing 70 Judge F. Dennis Saylor, IV: ELECTRONIC ORDER entered. ORDER OF RECUSAL. ORDER OF RECUSAL. I hereby RECUSE myself from this case pursuant to 28 USC section 455(b)(4) and direct that the clerk randomly reassign this case to another district judge. Associated Cases: 1:17-cv-12123-FDS, 1:17-cv-12139-FDS, 1:17-cv-12267-FDS, 1:18-cv-10234-FDS(Pezzarossi, Lisa) |
| Filing 69 SUMMONS Returned Executed David Wiederecht served on 4/26/2018, answer due 5/17/2018. (Attachments: #1 Certificate of Service)(Barton, R.) |
| Filing 68 ELECTRONIC NOTICE of Reassignment. Judge F. Dennis Saylor, IV added. Judge Denise J. Casper no longer assigned to case. Associated Cases: 1:17-cv-12123-DJC, 1:17-cv-12139-DJC, 1:17-cv-12267-DJC, 1:18-cv-10234-DJC(Danieli, Chris) |
| Filing 67 Judge Denise J. Casper: ORDER entered. ORDER OF RECUSAL.Associated Cases: 1:17-cv-12123-DJC, 1:17-cv-12139-DJC, 1:17-cv-12267-DJC, 1:18-cv-10234-DJC(Hourihan, Lisa) |
| Filing 66 MOTION for Extension of Time to 07/25/2018 to Serve Defendants Plaintiffs' Unopposed Motion to Extend Time to Serve Defendants David Wiederecht, Lowell McAdam, and Robert Lane, and for Leave to Allow Service by Certified Mail and Electronically by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Memorandum, #2 Declaration of Ming Siegel, #3 Exhibit A, #4 Exhibit B, #5 Exhibit C, #6 Exhibit D, #7 Text of Proposed Order)(Leviton, Jason) |
| Filing 65 DECLARATION re #63 MOTION to Dismiss the Second Consolidated Amended Complaint of Jaime A. Santos by Carol Anderson, Sebastien Bazin, W. Geoffrey Beattie, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Gregory Bouleris, John J. Brennan, James Cash, Paul Colonna, Michael Cosgrove, Matt Cribbins, Francisco DSouza, Sharon Daley, Marjin Dekkers, John Flannery, Ann Fudge, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GEAM Committee, Edward Garden, General Electric Company, Greg Hartch, Jan Hauser, Peter Henry, Susan Hockfield, Jessica Holscott, Jeffrey Immelt, Dan Janki, Andrea Jung, Raghu Krishnamoorthy, Vaidheesh Krishnamurti, Jeanne LaPorta, Alan Lafley, Kelly Lafnitzegger, Risa Lavisso-Mourey, Ralph Richard Layman, Rochelle Lazarus, John Lynch, Puneet Mahajan, Jamie Miller, Steven Mollenkopf, James Mulva, Sam Nunn, Roger Penske, Susan Peters, James Rohr, John Samuels, Mary Schapiro, Trevor Schauenberg, Keith Sherin, Scott Silberstein, Matthew Simpson, Dmitri Stockton, Robert Swieringa, James Tisch, Don Torey, John Walker, Douglas Warner, Pamela Westmoreland, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J, #11 Exhibit K, #12 Exhibit L, #13 Exhibit M, #14 Exhibit N, #15 Exhibit O, #16 Exhibit P, #17 Exhibit Q, #18 Exhibit R, #19 Exhibit S, #20 Exhibit T, #21 Exhibit U)(Santos, Jaime) |
| Filing 64 MEMORANDUM in Support re #63 MOTION to Dismiss the Second Consolidated Amended Complaint filed by Carol Anderson, Sebastien Bazin, W. Geoffrey Beattie, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Gregory Bouleris, John J. Brennan, James Cash, Paul Colonna, Michael Cosgrove, Matt Cribbins, Francisco DSouza, Sharon Daley, Marjin Dekkers, John Flannery, Ann Fudge, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GEAM Committee, Edward Garden, General Electric Company, Greg Hartch, Jan Hauser, Peter Henry, Susan Hockfield, Jessica Holscott, Jeffrey Immelt, Dan Janki, Andrea Jung, Raghu Krishnamoorthy, Vaidheesh Krishnamurti, Jeanne LaPorta, Alan Lafley, Kelly Lafnitzegger, Risa Lavisso-Mourey, Ralph Richard Layman, Rochelle Lazarus, John Lynch, Puneet Mahajan, Jamie Miller, Steven Mollenkopf, James Mulva, Sam Nunn, Roger Penske, Susan Peters, James Rohr, John Samuels, Mary Schapiro, Trevor Schauenberg, Keith Sherin, Scott Silberstein, Matthew Simpson, Dmitri Stockton, Robert Swieringa, James Tisch, Don Torey, John Walker, Douglas Warner, Pamela Westmoreland, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski. (Fleckner, James) |
| Filing 63 MOTION to Dismiss the Second Consolidated Amended Complaint by Carol Anderson, Sebastien Bazin, W. Geoffrey Beattie, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Gregory Bouleris, John J. Brennan, James Cash, Paul Colonna, Michael Cosgrove, Matt Cribbins, Francisco DSouza, Sharon Daley, Marjin Dekkers, John Flannery, Ann Fudge, GE Asset Management Incorporated, GE Board of Directors, GE Pension Board, GEAM Committee, Edward Garden, General Electric Company, Greg Hartch, Jan Hauser, Peter Henry, Susan Hockfield, Jessica Holscott, Jeffrey Immelt, Dan Janki, Andrea Jung, Raghu Krishnamoorthy, Vaidheesh Krishnamurti, Jeanne LaPorta, Alan Lafley, Kelly Lafnitzegger, Risa Lavisso-Mourey, Ralph Richard Layman, Rochelle Lazarus, John Lynch, Puneet Mahajan, Jamie Miller, Steven Mollenkopf, James Mulva, Sam Nunn, Roger Penske, Susan Peters, James Rohr, John Samuels, Mary Schapiro, Trevor Schauenberg, Keith Sherin, Scott Silberstein, Matthew Simpson, Dmitri Stockton, Robert Swieringa, James Tisch, Don Torey, John Walker, Douglas Warner, Pamela Westmoreland, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski.(Fleckner, James) |
| Filing 62 NOTICE of Appearance by Jaime A. Santos on behalf of Carol Anderson, Sebastien Bazin, W. Geoffrey Beattie, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Gregory Bouleris, John J. Brennan, James Cash, Paul Colonna, Michael Cosgrove, Matt Cribbins, Francisco DSouza, Sharon Daley, Marjin Dekkers, John Flannery, Ann Fudge, GE Board of Directors, GE Pension Board, GEAM Committee, Edward Garden, General Electric Company, Greg Hartch, Jan Hauser, Peter Henry, Susan Hockfield, Jessica Holscott, Jeffrey Immelt, Dan Janki, Andrea Jung, Raghu Krishnamoorthy, Vaidheesh Krishnamurti, Jeanne LaPorta, Alan Lafley, Kelly Lafnitzegger, Risa Lavisso-Mourey, Ralph Richard Layman, Rochelle Lazarus, John Lynch, Puneet Mahajan, Jamie Miller, Steven Mollenkopf, James Mulva, Sam Nunn, Roger Penske, Susan Peters, James Rohr, John Samuels, Mary Schapiro, Trevor Schauenberg, Keith Sherin, Scott Silberstein, Matthew Simpson, Dmitri Stockton, Robert Swieringa, James Tisch, Don Torey, Douglas Warner, Pamela Westmoreland, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski (Santos, Jaime) |
| Filing 61 NOTICE of Appearance by Alison V. Douglass on behalf of Carol Anderson, Sebastien Bazin, W. Geoffrey Beattie, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Gregory Bouleris, John J. Brennan, James Cash, Paul Colonna, Michael Cosgrove, Matt Cribbins, Francisco DSouza, Sharon Daley, Marjin Dekkers, John Flannery, Ann Fudge, GE Board of Directors, GE Pension Board, GEAM Committee, Edward Garden, General Electric Company, Greg Hartch, Jan Hauser, Peter Henry, Susan Hockfield, Jessica Holscott, Jeffrey Immelt, Dan Janki, Andrea Jung, Raghu Krishnamoorthy, Vaidheesh Krishnamurti, Jeanne LaPorta, Alan Lafley, Kelly Lafnitzegger, Risa Lavisso-Mourey, Ralph Richard Layman, Rochelle Lazarus, John Lynch, Puneet Mahajan, Jamie Miller, Steven Mollenkopf, James Mulva, Sam Nunn, Roger Penske, Susan Peters, James Rohr, John Samuels, Mary Schapiro, Trevor Schauenberg, Keith Sherin, Scott Silberstein, Matthew Simpson, Dmitri Stockton, Robert Swieringa, James Tisch, Don Torey, Douglas Warner, Pamela Westmoreland, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski (Douglass, Alison) |
| Filing 60 NOTICE of Appearance by James O. Fleckner on behalf of Carol Anderson, Sebastien Bazin, W. Geoffrey Beattie, Benefit Plans Investment Committee, George Bicher, Jeff Bornstein, Gregory Bouleris, John J. Brennan, James Cash, Paul Colonna, Michael Cosgrove, Matt Cribbins, Francisco DSouza, Sharon Daley, Marjin Dekkers, John Flannery, Ann Fudge, GE Board of Directors, GE Pension Board, GEAM Committee, Edward Garden, General Electric Company, Greg Hartch, Jan Hauser, Peter Henry, Susan Hockfield, Jessica Holscott, Jeffrey Immelt, Dan Janki, Andrea Jung, Raghu Krishnamoorthy, Vaidheesh Krishnamurti, Jeanne LaPorta, Alan Lafley, Kelly Lafnitzegger, Risa Lavisso-Mourey, Ralph Richard Layman, Rochelle Lazarus, John Lynch, Puneet Mahajan, Jamie Miller, Steven Mollenkopf, James Mulva, Sam Nunn, Roger Penske, Susan Peters, James Rohr, John Samuels, Mary Schapiro, Trevor Schauenberg, Keith Sherin, Scott Silberstein, Matthew Simpson, Dmitri Stockton, Robert Swieringa, James Tisch, Don Torey, Douglas Warner, Pamela Westmoreland, David Wiederecht, Tracie Winbigler, Brian Worrell, Matthew Zakrzewski (Fleckner, James) |
| Filing 59 WAIVER OF SERVICE Returned Executed by Kristi Haskins, Melinda Stubblefield, Robyn Berger, Maria LaTorre, Frank Magliocca, Anthony Powell, Brian Sullivan, Laura Scully, Donald J. Janak, Kelvin Douglas. Benefit Plans Investment Committee waiver sent on 3/9/2018, answer due 5/8/2018; GE Board of Directors waiver sent on 3/9/2018, answer due 5/8/2018; GE Pension Board waiver sent on 3/9/2018, answer due 5/8/2018; GEAM Committee waiver sent on 3/9/2018, answer due 5/8/2018. (Barton, R.) |
| Filing 58 WAIVER OF SERVICE Returned Executed by Kristi Haskins, Melinda Stubblefield, Robyn Berger, Maria LaTorre, Frank Magliocca, Anthony Powell, Brian Sullivan, Laura Scully, Donald J. Janak, Kelvin Douglas. Carol Anderson waiver sent on 3/9/2018, answer due 5/8/2018; Sebastien Bazin waiver sent on 3/9/2018, answer due 5/8/2018; W. Geoffrey Beattie waiver sent on 3/9/2018, answer due 5/8/2018; George Bicher waiver sent on 3/9/2018, answer due 5/8/2018; Jeff Bornstein waiver sent on 3/9/2018, answer due 5/8/2018; Gregory Bouleris waiver sent on 3/9/2018, answer due 5/8/2018; John J. Brennan waiver sent on 3/9/2018, answer due 5/8/2018; James Cash waiver sent on 3/9/2018, answer due 5/8/2018; Paul Colonna waiver sent on 3/9/2018, answer due 5/8/2018; Michael Cosgrove waiver sent on 3/9/2018, answer due 5/8/2018; Matt Cribbins waiver sent on 3/9/2018, answer due 5/8/2018; Francisco DSouza waiver sent on 3/9/2018, answer due 5/8/2018; Sharon Daley waiver sent on 3/9/2018, answer due 5/8/2018; Marjin Dekkers waiver sent on 3/9/2018, answer due 5/8/2018; John Flannery waiver sent on 3/9/2018, answer due 5/8/2018; Ann Fudge waiver sent on 3/9/2018, answer due 5/8/2018; Edward Garden waiver sent on 3/9/2018, answer due 5/8/2018; Greg Hartch waiver sent on 3/9/2018, answer due 5/8/2018; Jan Hauser waiver sent on 3/9/2018, answer due 5/8/2018; Peter Henry waiver sent on 3/9/2018, answer due 5/8/2018; Susan Hockfield waiver sent on 3/9/2018, answer due 5/8/2018; Jessica Holscott waiver sent on 3/9/2018, answer due 5/8/2018; Jeffrey Immelt waiver sent on 3/9/2018, answer due 5/8/2018; Dan Janki waiver sent on 3/9/2018, answer due 5/8/2018; Andrea Jung waiver sent on 3/9/2018, answer due 5/8/2018; Raghu Krishnamoorthy waiver sent on 3/9/2018, answer due 5/8/2018; Vaidheesh Krishnamurti waiver sent on 3/9/2018, answer due 5/8/2018; Jeanne LaPorta waiver sent on 3/9/2018, answer due 5/8/2018; Alan Lafley waiver sent on 3/9/2018, answer due 5/8/2018; Kelly Lafnitzegger waiver sent on 3/9/2018, answer due 5/8/2018; Risa Lavisso-Mourey waiver sent on 3/9/2018, answer due 5/8/2018; Ralph Richard Layman waiver sent on 3/9/2018, answer due 5/8/2018; Rochelle Lazarus waiver sent on 3/9/2018, answer due 5/8/2018; John Lynch waiver sent on 3/9/2018, answer due 5/8/2018; Puneet Mahajan waiver sent on 3/9/2018, answer due 5/8/2018; Jamie Miller waiver sent on 3/9/2018, answer due 5/8/2018; Steven Mollenkopf waiver sent on 3/9/2018, answer due 5/8/2018; James Mulva waiver sent on 3/9/2018, answer due 5/8/2018; Sam Nunn waiver sent on 3/9/2018, answer due 5/8/2018; Roger Penske waiver sent on 3/9/2018, answer due 5/8/2018; Susan Peters waiver sent on 3/9/2018, answer due 5/8/2018; James Rohr waiver sent on 3/9/2018, answer due 5/8/2018; John Samuels waiver sent on 3/9/2018, answer due 5/8/2018; Mary Schapiro waiver sent on 3/9/2018, answer due 5/8/2018; Trevor Schauenberg waiver sent on 3/9/2018, answer due 5/8/2018; Keith Sherin waiver sent on 3/9/2018, answer due 5/8/2018; Scott Silberstein waiver sent on 3/9/2018, answer due 5/8/2018; Matthew Simpson waiver sent on 3/9/2018, answer due 5/8/2018; Dmitri Stockton waiver sent on 3/9/2018, answer due 5/8/2018; Robert Swieringa waiver sent on 3/9/2018, answer due 5/8/2018; James Tisch waiver sent on 3/9/2018, answer due 5/8/2018; Don Torey waiver sent on 3/9/2018, answer due 5/8/2018; John Walker waiver sent on 3/9/2018, answer due 5/8/2018; Douglas Warner waiver sent on 3/9/2018, answer due 5/8/2018; Pamela Westmoreland waiver sent on 3/9/2018, answer due 5/8/2018; Tracie Winbigler waiver sent on 3/9/2018, answer due 5/8/2018; Brian Worrell waiver sent on 3/9/2018, answer due 5/8/2018; Matthew Zakrzewski waiver sent on 3/9/2018, answer due 5/8/2018. (Leviton, Jason) |
| Filing 57 ELECTRONIC NOTICE Setting Hearing on Motion to Dismiss. Motion Hearing set for 8/1/2018 02:00 PM in Courtroom 11 before Judge Denise J. Casper. (Hourihan, Lisa) |
| Filing 56 Judge Denise J. Casper: ELECTRONIC ORDER entered re #55 JOINT STATEMENT re scheduling conference re scheduling conference Joint Statement of the Parties Concerning Briefing Schedule on Defendants' Motion to Dismiss. The Court adopts the schedule to the following extent. Defendants shall file their omnibus motion to dismiss by 4/25/18. Plaintiffs shall file their opposition to the motion to dismiss by 6/13/18. Defendants shall file their reply by 7/13/18. Defendants' memorandum of law in support of the motion, and plaintiffs' opposition to the motion, shall not exceed 30 pages in length. Defendants' reply memorandum shall not exceed 15 pages. Hearing set for 8/1/18 at 2:00PM.(Hourihan, Lisa) |
| Filing 55 JOINT STATEMENT re scheduling conference Joint Statement of the Parties Concerning Briefing Schedule on Defendants' Motion to Dismiss. (Block, Jeffrey) |
| Filing 54 AMENDED COMPLAINT against All Defendants, filed by Robyn Berger, Kelvin Douglas, Kristi Haskins, Donald J. Janak, Maria LaTorre, Frank Magliocca, Anthony Powell, Laura Scully, Melinda Stubblefield, Brian Sullivan.(Leviton, Jason) |
| Filing 53 Judge Denise J. Casper: ELECTRONIC ORDER entered granting #48 , #49 , #50 , #51 , #52 Motions for Leave to Appear Pro Hac Vice Added Charles H. Field, David Sanford, David Tracey, Edward D. Chapin and Kevin H. Sharp. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (McKillop, Matthew) |
| Filing 52 MOTION for Leave to Appear Pro Hac Vice for admission of Kevin H. Sharp Filing fee: $ 100, receipt number 0101-7034213 by Kristi Haskins. (Attachments: #1 Affidavit)(Miller, Andrew) |
| Filing 51 MOTION for Leave to Appear Pro Hac Vice for admission of Edward D. Chapin Filing fee: $ 100, receipt number 0101-7034212 by Kristi Haskins. (Attachments: #1 Affidavit)(Miller, Andrew) |
| Filing 50 MOTION for Leave to Appear Pro Hac Vice for admission of David Tracey Filing fee: $ 100, receipt number 0101-7034211 by Kristi Haskins. (Attachments: #1 Affidavit)(Miller, Andrew) |
| Filing 49 MOTION for Leave to Appear Pro Hac Vice for admission of David Sanford Filing fee: $ 100, receipt number 0101-7034210 by Kristi Haskins. (Attachments: #1 Affidavit)(Miller, Andrew) |
| Filing 48 MOTION for Leave to Appear Pro Hac Vice for admission of Charles H. Field Filing fee: $ 100, receipt number 0101-7034204 by Kristi Haskins. (Attachments: #1 Affidavit)(Miller, Andrew) |
| Filing 47 NOTICE of Appearance by Andrew H. Miller on behalf of Kristi Haskins (Miller, Andrew) |
| Filing 46 JOINT STATEMENT re scheduling conference Joint Statement of the Parties Pursuant to February 7, 2018 Order. (Block, Jeffrey) |
| Filing 45 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above-captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at #http://www.mad.uscourts.gov/caseinfo/transcripts.htm (Scalfani, Deborah) |
| Filing 44 Transcript of Motion Hearing held on February 7, 2018, before Judge Denise J. Casper. The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Court Reporter Name and Contact Information: Debra Joyce at joycedebra@gmail.com Redaction Request due 3/2/2018. Redacted Transcript Deadline set for 3/12/2018. Release of Transcript Restriction set for 5/10/2018. (Scalfani, Deborah) |
| Filing 43 Electronic Clerk's Notes for proceedings held before Judge Denise J. Casper: Motion Hearing held on 2/7/2018 re #19 First MOTION to Intervene First MOTION to Transfer Case to Southern California. filed by Kristi Haskins. Counsel report that the CA case has been transferred to Massachusetts and therefore motion is moot. Court denies as moot #19 Motion to Intervene and #19 Motion to Transfer Case. Counsel for the plaintiffs to confer and by 2/16/18 notify defense counsel if they are going to file an amended complaint. Court orders all parties to meet and confer and file a Joint Statement by 2/23/18 noting the date for the filing of any further amended complaint and the date for the filing of any responsive pleading. Counsel to also try to work out issue of named defendants. If not worked out, plaintiffs can inform the Court of their position and what additional information they are seeking. (Court Reporter: Debra Joyce at joycedebra@gmail.com.)(Attorneys present: Andrew Miller, Jeffrey Block, Evan Kaufman and Orin Kirtz for the plaintiffs. Alison Douglass and James Fleckner for the defendants.) (Hourihan, Lisa) |
| Filing 42 Notice of Supplemental Authorities re #19 First MOTION to Intervene First MOTION to Transfer Case to Southern California. (GE Defendants' Notice of Supplemental Authority) (Attachments: #1 Exhibit A)(Fleckner, James) |
| Filing 41 ELECTRONIC NOTICE Resetting Hearing on Motion #19 First MOTION to Intervene First MOTION to Transfer Case to Southern California. : Motion Hearing set for 2/7/2018 10:00 AM in Courtroom 11 before Judge Denise J. Casper. NOTE TIME CHANGE ONLY (Hourihan, Lisa) |
| Filing 40 Summons Issued as to GE Board of Directors. Counsel receiving this notice electronically should download this summons, complete one for each defendant and serve it in accordance with Fed.R.Civ.P. 4 and LR 4.1. Summons will be mailed to plaintiff(s) not receiving notice electronically for completion of service. (McKillop, Matthew) |
| Filing 39 Summons Issued as to New Defendants Sebastien Bazin, W. Geoffrey Beattie, Benefit Plans Investment Committee, George Bicher, John J. Brennan, JoonWon Choe, Paul Colonna, Michael Cosgrave, Michael Cosgrove, Francisco DSouza, Marjin Dekkers, John Flannery, GE Asset Management Incorporated, GE Pension Board, GE Retirement Savings Plan Trustees, GEAM Committee, Edward Garden, General Electric Company, Greg Hartch, Peter Henry, Susan Hockfield, Jessica Holscott, Jeffrey Immelt, Arthur Jensen, John Does 1-25, Andrea Jung, Jeanne LaPorta, Robert Lane, Risa Lavisso-Mourey, Ralph Richard Layman, Rochelle Lazarus, Lowell McAdam, Steven Mollenkopf, James Mulva, James Rohr, Mary Schapiro, Scott Silberstein, Matthew Simpson, Dmitri Stockton, James Tisch, Don Torey, David Wiederecht, Matthew Wiederecht, Matthew Zakrzewski. Counsel receiving this notice electronically should download this summons, complete one for each defendant and serve it in accordance with Fed.R.Civ.P. 4 and LR 4.1. Summons will be mailed to plaintiff(s) not receiving notice electronically for completion of service. (McKillop, Matthew) |
| Filing 38 NOTICE of Appearance by Jeffrey C Block on behalf of Robyn Berger, Maria LaTorre, Frank Magliocca, Melinda Stubblefield, Brian Sullivan (Block, Jeffrey) |
| Filing 37 Judge Denise J. Casper: ELECTRONIC ORDER entered granting #36 Motion for Leave to Appear Pro Hac Vice Added Jordan D. Mamorsky. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (McKillop, Matthew) |
| Filing 36 MOTION for Leave to Appear Pro Hac Vice for admission of Jordan D. Mamorsky Filing fee: $ 100, receipt number 0101-6963875 by Robyn Berger, Kelvin Douglas, Maria LaTorre, Frank Magliocca, Anthony Powell, Melinda Stubblefield, Brian Sullivan. (Attachments: #1 Affidavit)(Leviton, Jason) |
| Filing 35 AMENDED COMPLAINT Consolidated Amended Complaint for Breach of Fiduciary Duty and Prohibited Transactions Under the Employee Retirement Income Security Act against Ralph Richard Layman, General Electric Company, GE Asset Management Incorporated, John Does 1-25, Dmitri Stockton, Matthew Wiederecht, Rochelle Lazarus, Matthew Simpson, Peter Henry, Francisco DSouza, GE Retirement Savings Plan Trustees, Robert Lane, Michael Cosgrave, James Tisch, Edward Garden, Matthew Zakrzewski, Scott Silberstein, Marjin Dekkers, Mary Schapiro, Susan Hockfield, Risa Lavisso-Mourey, John J. Brennan, Benefit Plans Investment Committee, Michael Cosgrove, W. Geoffrey Beattie, GE Pension Board, Andrea Jung, David Wiederecht, James Mulva, Jeffrey Immelt, Don Torey, John Flannery, Arthur Jensen, GEAM Committee, George Bicher, Jessica Holscott, James Rohr, Greg Hartch, Jeanne LaPorta, Sebastien Bazin, Lowell McAdam, Paul Colonna, JoonWon Choe, Steven Mollenkopf, filed by Robyn Berger, Maria LaTorre, Frank Magliocca, Melinda Stubblefield, Brian Sullivan, GE Board of Directors .(Leviton, Jason) Modified on 1/31/2018 (McKillop, Matthew). |
| Filing 34 REPLY to Response to #19 First MOTION to Intervene First MOTION to Transfer Case to Southern California. filed by Kristi Haskins. (Miller, Andrew) |
| Filing 33 Judge Denise J. Casper: ELECTRONIC ORDER entered granting #32 Motion for Leave to File Reply Brief by Proposed Intervenors; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Hourihan, Lisa) |
| Filing 32 Proposed MOTION for Leave to File by Kristi Haskins.(Miller, Andrew) |
| Filing 31 ELECTRONIC ENDORSEMENT re #30 Stipulation to extend deadlines. Plaintiffs shall file a consolidated amended complaint on or before January 12, 2018; Defendants shall file their responsive pleading on or before February 28, 2018 or whatever other date the Court sets for the responsive pleading deadline at the February 7, 2018 scheduled hearing in this matter filed by Melinda Stubblefield, Kelvin Douglas, Anthony Powell, Frank Magliocca. Approved. (Hourihan, Lisa) |
| Filing 30 STIPULATION re 16 Order, for Extension of Time to File Consolidated Amended Complaint by Kelvin Douglas, Frank Magliocca, Anthony Powell, Melinda Stubblefield. (Leviton, Jason) |
| Filing 29 ELECTRONIC NOTICE Setting Hearing on Motion #19 First MOTION to Intervene First MOTION to Transfer Case to Southern California. : Motion Hearing set for 2/7/2018 03:00 PM in Courtroom 11 before Judge Denise J. Casper. (Hourihan, Lisa) |
| Filing 28 DECLARATION in Support of Defendants' Opposition to Proposed Intervenors' Motion to Transfer Venue by GE Asset Management Incorporated, General Electric Company. (Attachments: #1 Exhibit A)(Douglass, Alison) |
| Filing 27 Opposition re #19 First MOTION to Intervene First MOTION to Transfer Case to Southern California. filed by GE Asset Management Incorporated, General Electric Company. (Fleckner, James) |
| Filing 26 Opposition re #19 First MOTION to Intervene First MOTION to Transfer Case to Southern California. filed by Kelvin Douglas, Frank Magliocca, Anthony Powell, Melinda Stubblefield. (Attachments: #1 Affidavit Declaration with Exhibits)(Leviton, Jason) |
| Filing 25 Judge Denise J. Casper: ELECTRONIC ORDER entered granting #23 , #24 Motions for Leave to Appear Pro Hac Vice Added Evan J. Kaufman, R. Joseph Barton. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (McKillop, Matthew) |
| Filing 24 MOTION for Leave to Appear Pro Hac Vice for admission of R. Joseph Barton Filing fee: $ 100, receipt number 0101-6930784 by Kelvin Douglas, Frank Magliocca, Anthony Powell, Melinda Stubblefield. (Attachments: #1 Affidavit, #2 Supplement Bar Admissions)(Leviton, Jason) |
| Filing 23 MOTION for Leave to Appear Pro Hac Vice for admission of Evan J. Kaufman Filing fee: $ 100, receipt number 0101-6928123 by Kelvin Douglas, Frank Magliocca, Anthony Powell, Melinda Stubblefield. (Attachments: #1 Affidavit)(Leviton, Jason) |
| Filing 22 Judge Denise J. Casper: ELECTRONIC ORDER entered granting parties Stipulation for Consolidation and Appointment of Interim Class Counsel. Plaintiffs shall file a consolidated amended complaint by December 22, 2017 and Defendants shall file a single responsive pleading on or before January 31, 2017. re #21 Stipulation filed by Brian Sullivan (McKillop, Matthew) |
| Filing 21 STIPULATION re 15 Order on Motion to Consolidate Cases by Brian Sullivan. (Leviton, Jason) |
| Filing 20 MEMORANDUM in Support re #19 First MOTION to Intervene First MOTION to Transfer Case to Southern California. filed by Kristi Haskins. (Attachments: #1 Ex. A Declaration of D. Sanford, #2 Ex. B Aug. 9, 2017 Letter, #3 Ex. C Defs' Ex Parte Motion, #4 Ex. D Defs' Mem ISO Ex parte Motion, #5 Ex. E Decl. of A. Douglass, #6 Ex. F Defs' Mem ISO Mot to Transfer, #7 Ex. G Chart Comparing Complaints)(Miller, Andrew) |
| Filing 19 First MOTION to Intervene , First MOTION to Transfer Case to Southern California.( Responses due by 12/18/2017) by Kristi Haskins.(Miller, Andrew) |
| Filing 18 NOTICE of Appearance by Jaime A. Santos on behalf of GE Asset Management Incorporated, General Electric Company (Santos, Jaime) |
| Filing 17 NOTICE of Appearance by Lee Squitieri on behalf of Brian Sullivan (Squitieri, Lee) |
| Filing 16 Judge Denise J. Casper: ELECTRONIC ORDER entered. Plaintiffs in the Sullivan and Powell action to file a consolidated amended complaint by 12/22/17. Defendants to file a single responsive pleading by 1/31/18.Associated Cases: 1:17-cv-12123-DJC, 1:17-cv-12139-DJC(Hourihan, Lisa) |
| Filing 15 Judge Denise J. Casper: ELECTRONIC ORDER entered granting #14 Motion to Consolidate Cases with CA 17-12139-NMG (Hourihan, Lisa) |
| Filing 14 Joint MOTION to Consolidate Cases by GE Asset Management Incorporated, General Electric Company. (Attachments: #1 Exhibit A: Powell Complaint, #2 Exhibit B: Haskins Complaint, #3 Exhibit C: LaTorre Complaint)(Fleckner, James) |
| Filing 13 Judge Denise J. Casper: ELECTRONIC ORDER entered granting #12 Motion for Leave to Appear Pro Hac Vice Added Lee Squitieri. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (McKillop, Matthew) |
| Filing 12 MOTION for Leave to Appear Pro Hac Vice for admission of Lee Squitieri Filing fee: $ 100, receipt number 0101-6885939 by Brian Sullivan. (Attachments: #1 Certification of Good Standing)(Hess-Mahan, Theodore) |
| Filing 11 CORPORATE DISCLOSURE STATEMENT by GE Asset Management Incorporated. (Fleckner, James) |
| Filing 10 CORPORATE DISCLOSURE STATEMENT by General Electric Company. (Fleckner, James) |
| Filing 9 NOTICE of Appearance by Alison V. Douglass on behalf of GE Asset Management Incorporated, General Electric Company (Douglass, Alison) |
| Filing 8 NOTICE of Appearance by James O. Fleckner on behalf of GE Asset Management Incorporated, General Electric Company (Fleckner, James) |
| Filing 7 ELECTRONIC NOTICE of Case Reassignment. Judge Denise J. Casper assigned to case. (adminn, ) |
| Filing 6 District Judge Leo T. Sorokin: ELECTRONIC ORDER OF RECUSAL entered. Pursuant to 28 U.S.C. section 455(b)(4), I hereby RECUSE myself from this case and order the clerk to randomly reassign this case to another district judge.(Simeone, Maria) |
| Filing 5 AMENDED COMPLAINT against All Defendants, filed by Brian Sullivan. (Attachments: #1 Exhibit A, #2 Errata B)(Hess-Mahan, Theodore) |
| Filing 4 Set Deadlines: Complete Service by 1/29/2018. (Montes, Mariliz) |
| Filing 3 Summons Issued as to Cheryl Beucock, Daniel O Colao, GE Asset Management Incorporated, General Electric Company, Anand Hari, John Does 1-25, Ralph Richard Layman, Dmitri Stocktan, Dan Torey. Counsel receiving this notice electronically should download this summons, complete one for each defendant and serve it in accordance with Fed.R.Civ.P. 4 and LR 4.1. Summons will be mailed to plaintiff(s) not receiving notice electronically for completion of service. (Geraldino-Karasek, Clarilde) |
| Filing 2 ELECTRONIC NOTICE of Case Assignment. District Judge Leo T. Sorokin assigned to case. If the trial Judge issues an Order of Reference of any matter in this case to a Magistrate Judge, the matter will be transmitted to Magistrate Judge Donald L. Cabell. (Caruso, Stephanie) |
| Filing 1 COMPLAINT against All Defendants Filing fee: $ 400, receipt number 0101-6862614 (Fee Status: Filing Fee paid), filed by Brian Sullivan. (Attachments: #1 Civil Cover Sheet, #2 Category Form)(Hess-Mahan, Theodore) (Attachment 2 replaced on 10/30/2017) (Geraldino-Karasek, Clarilde). |
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