US Securities and Exchange Commission v. Tobin et al
| US Securities and Exchange Commission |
| Morrie Tobin, Daniel Lacher, Matthew Ledvina, Milan Patel, Brian Quinn and David Skriloff |
| US Attorney |
| 1:2018cv12451 |
| November 27, 2018 |
| US District Court for the District of Massachusetts |
| Nathaniel M Gorton |
| Securities/Commodities |
| 12 U.S.C. § 22 Securities Fraud |
| Plaintiff |
Docket Report
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This docket was last retrieved on August 16, 2022. A more recent docket listing may be available from PACER.
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| Filing 55 Mail Returned as Undeliverable. Mail sent to Daniel Lacher (Warnock, Douglas) |
| Filing 54 Judge Nathaniel M. Gorton: ORDER entered. JUDGMENT as to Brian Quinn (Warnock, Douglas) |
| Filing 53 Judge Nathaniel M. Gorton: ORDER entered ALLOWING #52 Assented to MOTION to Approve Consent Judgment as to Brian Quinn. (Warnock, Douglas) |
| Filing 52 Assented to MOTION to Approve Consent Judgment as to Brian Quinn by US Securities and Exchange Commission. (Attachments: #1 Exhibit A, Consent, #2 Exhibit B, Proposed Judgment)(Scheffler, David) |
| Filing 51 Judge Nathaniel M. Gorton: ORDER entered. FINAL JUDGMENT as to Daniel Lacher. (Warnock, Douglas) |
| Filing 50 Judge Nathaniel M. Gorton: ORDER entered ALLOWING #45 MOTION for Default Judgment as to Daniel Lacher (Warnock, Douglas) |
| Judge Nathaniel M. Gorton: ORDER entered. Case stayed pending resolution of criminal proceedings.(Lima, Christine) |
| Filing 49 Electronic Clerk's Notes for proceedings held before Judge Nathaniel M. Gorton: Status Conference held by video on 3/28/2022. Counsel for the SEC inform the Court that per the status report filed on 3/25/22 (Document No. 48), the matter should hopefully be resolved in the near future. All counsel agree. The Government has no position on the SEC resolution, but it is optimistic that it will resolve the pending criminal matters. Regarding the Court's 3/31/22 reporting deadline, in which this case is reportable as over 3 years old, the Court proposes that it either stay or administratively close this civil case pending the resolution of the criminal case. All counsel assent to this. Settlement papers can still be filed at any time on the docket. (Court Reporter: Kristin Kelley at kmob929@gmail.com.)(Attorneys present: Shields, Christofferson, Musoff, Horne, Drabick) (Lima, Christine) |
| Filing 48 STATUS REPORT by US Securities and Exchange Commission. (Shields, Kathleen) |
| Filing 47 AFFIDAVIT in Support re #45 MOTION for Default Judgment as to Daniel Lacher filed by US Securities and Exchange Commission. (Shields, Kathleen) |
| Filing 46 MEMORANDUM in Support re #45 MOTION for Default Judgment as to Daniel Lacher filed by US Securities and Exchange Commission. (Shields, Kathleen) |
| Filing 45 MOTION for Default Judgment as to Daniel Lacher by US Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order Proposed Final Judgment as to Daniel Lacher)(Shields, Kathleen) (Attachment 1 replaced on 4/22/2022) (Lima, Christine). |
| Filing 44 Judge Nathaniel M. Gorton: ORDER entered. STANDING ORDER on motions for default judgment (Warnock, Douglas) |
| Filing 43 NOTICE: Clerk's ENTRY OF DEFAULT as to Daniel Lacher (Warnock, Douglas) |
| Filing 42 Request for Entry of Default as to Defendant Daniel Lacher by US Securities and Exchange Commission.(Scheffler, David) Modified on 3/3/2022 docket text to properly reflect as a non-motion request (Warnock, Douglas). |
| Filing 41 ELECTRONIC NOTICE OF RESCHEDULINGThis hearing will be conducted by video conference. Counsel of record will receive a video conference invite at the email registered in CM/ECF. If you have technical or compatibility issues with the technology, please notify the session's courtroom deputy as soon as possible.Access to the hearing will be made available to the media and public. In order to gain access to the hearing, you must sign up at the following address: #https://forms.mad.uscourts.gov/courtlist.html. For questions regarding access to hearings, you may refer to the Court's general orders and public notices available on #www.mad.uscourts.gov or contact media@mad.uscourts.gov. Status Conference set for 3/28/2022 02:45 PM in Remote Proceeding : Boston before Judge Nathaniel M. Gorton. (Lima, Christine) |
| Filing 40 Electronic Clerk's Notes for proceedings held before Judge Nathaniel M. Gorton: Status Conference held by video on 1/18/2022. No representative for Defendant Lacher appears. Plaintiff informs the Court that he plans to move for default. Plaintiff reports that the parties have been engaged in discussions about resolving the case, but requests additional time, as they may have a resolution with regards to the criminal proceedings. Further Status Conference set for 4/12/2022 03:00 PM in Remote Proceeding : Boston before Judge Nathaniel M. Gorton.). This hearing will be conducted by video conference. Counsel of record will receive a video conference invite at the email registered in CM/ECF. If you have technical or compatibility issues with the technology, please notify the session's courtroom deputy as soon as possible.Access to the hearing will be made available to the media and public. In order to gain access to the hearing, you must sign up at the following address: #https://forms.mad.uscourts.gov/courtlist.html. For questions regarding access to hearings, you may refer to the Court's general orders and public notices available on #www.mad.uscourts.gov or contact media@mad.uscourts.gov. (Court Reporter: Kristin Kelley at kmob929@gmail.com.)(Attorneys present: Scheffler, Shields, Christofferson, Musoff, Horne, Drabick) (Lima, Christine) |
| Filing 39 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered ALLOWING #38 Motion for Leave to Appear Pro Hac Vice Added Jay Musoff. Attorneys admitted Pro Hac Vice must have an individual upgraded PACER account, not a shared firm account, to electronically file in the District of Massachusetts. Counsel may need to link their CM/ECF account to their upgraded individual pacer account. Instructions on how to link CM/ECF accounts to upgraded pacer account can be found at # https://www.mad.uscourts.gov/caseinfo/nextgen-current-pacer-accounts.htm#link-account. (Warnock, Douglas) |
| Filing 38 MOTION for Leave to Appear Pro Hac Vice for admission of Jay K. Musoff Filing fee: $ 100, receipt number AMADC-9090089 by David Skriloff. (Attachments: #1 Certification of Jay K. Musoff)(Horne, Jonathan) |
| Filing 37 NOTICE of Appearance by Jonathan M. Horne on behalf of David Skriloff (Horne, Jonathan) |
| Filing 36 NOTICE of Appearance by James R. Drabick on behalf of US Attorney (Drabick, James) |
| Filing 35 NOTICE of Appearance by Eric P. Christofferson on behalf of Brian Quinn (Christofferson, Eric) |
| Filing 34 ELECTRONIC NOTICE OF RESCHEDULINGThis hearing will be conducted by video conference. Counsel of record will receive a video conference invite at the email registered in CM/ECF. If you have technical or compatibility issues with the technology, please notify the session's courtroom deputy as soon as possible.Access to the hearing will be made available to the media and public. In order to gain access to the hearing, you must sign up at the following address: #https://forms.mad.uscourts.gov/courtlist.html. For questions regarding access to hearings, you may refer to the Court's general orders and public notices available on #www.mad.uscourts.gov or contact media@mad.uscourts.gov. Status Conference set for 1/18/2022 03:00 PM in Remote Proceeding : Boston before Judge Nathaniel M. Gorton. (Lima, Christine) |
| Filing 33 ELECTRONIC NOTICE of Hearing.This hearing will be conducted by video conference. Counsel of record will receive a video conference invite at the email registered in CM/ECF. If you have technical or compatibility issues with the technology, please notify the session's courtroom deputy as soon as possible.Access to the hearing will be made available to the media and public. In order to gain access to the hearing, you must sign up at the following address: #https://forms.mad.uscourts.gov/courtlist.html. For questions regarding access to hearings, you may refer to the Court's general orders and public notices available on #www.mad.uscourts.gov or contact media@mad.uscourts.gov. Status Conference set for 11/9/2021 03:00 PM in Remote Proceeding : Boston before Judge Nathaniel M. Gorton. (Lima, Christine) |
| Filing 32 STATUS REPORT by US Securities and Exchange Commission. (Scheffler, David) |
| Filing 31 Set/Reset Deadlines: Status Report due by 8/27/2021 (Lima, Christine) |
| Filing 30 Judge Nathaniel M. Gorton: ORDER entered. Final JUDGMENT as to Matthew Ledvina. (Vieira, Leonardo) |
| Filing 29 Judge Nathaniel M. Gorton: ORDER entered: Final JUDGMENT as to Milan Patel. (Vieira, Leonardo) |
| Filing 28 Judge Nathaniel M. Gorton: ORDER entered: Final JUDGMENT as to Morrie Tobin (Vieira, Leonardo) Modified on 4/16/2021 to fix docket text (Vieira, Leonardo). |
| Filing 27 Judge Nathaniel M. Gorton: ORDER entered ALLOWING #26 Motion for Entry of Judgment under Rule 54(b) (Vieira, Leonardo) |
| Filing 26 Assented to MOTION for Entry of Judgment under Rule 54(b) as to Defendants Tobin, Patel, and Ledvina by US Securities and Exchange Commission. (Attachments: #1 Exhibit A (Tobin Consent), #2 Exhibit B (Patel Consent), #3 Exhibit C (Ledvina Consent), #4 Exhibit D (Tobin Proposed Final Judgment), #5 Exhibit E (Patel Proposed Final Judgment), #6 Exhibit F (Ledvina Proposed Final Judgement))(Scheffler, David) |
| Filing 25 NOTICE of Withdrawal of Appearance by Charles Dell'Anno (Dell'Anno, Charles) |
| Filing 24 WAIVER OF SERVICE Returned Executed by US Securities and Exchange Commission. Brian Quinn waiver sent on 9/6/2019, answer due 11/5/2019. (Scheffler, David) |
| Filing 23 WAIVER OF SERVICE Returned Executed by US Securities and Exchange Commission. David Skriloff waiver sent on 9/6/2019, answer due 11/5/2019. (Shields, Kathleen) |
| Filing 22 AMENDED COMPLAINT against All Defendants, filed by US Securities and Exchange Commission.(Scheffler, David) |
| Filing 21 SUMMONS Returned Executed Daniel Lacher served on 1/22/2019, answer due 2/12/2019. (Shields, Kathleen) |
| Filing 20 Judge Nathaniel M. Gorton: ORDER entered granting #19 MOTION to Intervene and Stay Discovery. (Vieira, Leonardo) |
| Filing 19 MOTION to Intervene and Stay Discovery by US Attorney.(Rosen, Eric) |
| Filing 18 WAIVER OF SERVICE Returned Executed by US Securities and Exchange Commission. Morrie Tobin waiver sent on 11/30/2018, answer due 1/29/2019. (Shields, Kathleen) |
| Filing 17 NOTICE of Appearance by Brian T. Kelly on behalf of Morrie Tobin (Kelly, Brian) |
| Filing 16 NOTICE of Appearance by Charles Dell'Anno on behalf of Morrie Tobin (Dell'Anno, Charles) |
| Filing 15 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered granting #14 Motion for Leave to Appear Pro Hac Vice Added Thomas E. Zehnle. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (McDonagh, Christina) |
| Filing 14 MOTION for Leave to Appear Pro Hac Vice for admission of Thomas E. Zehnle Filing fee: $ 100, receipt number 0101-7456614 by Matthew Ledvina. (Attachments: #1 Exhibit A)(Lovett, William) |
| Filing 13 NOTICE of Appearance by William J. Lovett on behalf of Matthew Ledvina (Lovett, William) |
| Filing 12 WAIVER OF SERVICE Returned Executed by US Securities and Exchange Commission. Matthew Ledvina waiver sent on 11/30/2018, answer due 1/29/2019. (Shields, Kathleen) |
| Filing 11 WAIVER OF SERVICE Returned Executed by US Securities and Exchange Commission. Milan Patel waiver sent on 11/30/2018, answer due 1/29/2019. (Shields, Kathleen) |
| Filing 10 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered granting #7 Motion for Leave to Appear Pro Hac Vice Added Mireille R. Oldak. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (McDonagh, Christina) |
| Filing 9 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered granting #6 Motion for Leave to Appear Pro Hac Vice Added George M. Clarke III. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (McDonagh, Christina) |
| Filing 8 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered granting #5 Motion for Leave to Appear Pro Hac Vice Added David R. Callaway. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (McDonagh, Christina) |
| Filing 7 MOTION for Leave to Appear Pro Hac Vice for admission of Mireille R. Oldak Filing fee: $ 100, receipt number 0101-7432872 by Milan Patel. (Attachments: #1 Affidavit)(Greenberg, Ruth) |
| Filing 6 MOTION for Leave to Appear Pro Hac Vice for admission of George M. Clarke Filing fee: $ 100, receipt number 0101-7432826 by Milan Patel. (Attachments: #1 Affidavit)(Greenberg, Ruth) |
| Filing 5 MOTION for Leave to Appear Pro Hac Vice for admission of David R. Callaway Filing fee: $ 100, receipt number 0101-7432801 by Milan Patel. (Attachments: #1 Affidavit)(Greenberg, Ruth) |
| Filing 4 NOTICE of Appearance by Ruth Greenberg on behalf of Milan Patel (Greenberg, Ruth) |
| Filing 3 Summons Issued as to Daniel Lacher, Matthew Ledvina, Milan Patel, Morrie Tobin. Counsel receiving this notice electronically should download this summons, complete one for each defendant and serve it in accordance with Fed.R.Civ.P. 4 and LR 4.1. Summons will be mailed to plaintiff(s) not receiving notice electronically for completion of service. (Jones, Sherry) |
| Filing 2 ELECTRONIC NOTICE of Case Assignment. Judge Nathaniel M. Gorton assigned to case. If the trial Judge issues an Order of Reference of any matter in this case to a Magistrate Judge, the matter will be transmitted to Magistrate Judge Judith G. Dein. (Finn, Mary) |
| Filing 1 COMPLAINT against All Defendants (Fee Status: US Government), filed by US Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet, #2 Category Sheet)(Shields, Kathleen) |
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