Securities and Exchange Commission v. Commonwealth Equity Services, LLC
Plaintiff: Securities and Exchange Commission
Defendant: Commonwealth Equity Services, LLC
Case Number: 1:2019cv11655
Filed: August 1, 2019
Court: US District Court for the District of Massachusetts
Presiding Judge: Allison D Burroughs
Referring Judge: M Page Kelley
Nature of Suit: Securities/Commodities
Cause of Action: 12:22
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on August 8, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
August 8, 2019 Filing 6 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Commonwealth Equity Services, LLC waiver sent on 8/1/2019, answer due 9/30/2019. (Harper, Richard)
August 2, 2019 Filing 5 ELECTRONIC NOTICE of Case Re-Assignment. Judge Allison D. Burroughs assigned to case. If the trial Judge issues an Order of Reference of any matter in this case to a Magistrate Judge, the matter will be transmitted to Magistrate Judge Jennifer C. Boal. (Finn, Mary)
August 2, 2019 Filing 4 Magistrate Judge M. Page Kelley: ORDER entered. ORDER OF RECUSAL.(Belmont, Kellyann)
August 1, 2019 Filing 3 Summons Issued as to Commonwealth Equity Services, LLC. Counsel receiving this notice electronically should download this summons, complete one for each defendant and serve it in accordance with Fed.R.Civ.P. 4 and LR 4.1. Summons will be mailed to plaintiff(s) not receiving notice electronically for completion of service. (Currie, Haley)
August 1, 2019 Filing 2 NOTICE of Case Assignment. Magistrate Judge M. Page Kelley assigned to case. Plaintiff's counsel, or defendant's counsel if this case was initiated by the filing of a Notice of Removal, are directed to the Notice and Procedures regarding Consent to Proceed before the Magistrate Judge which can be downloaded #here. These documents will be mailed to counsel not receiving notice electronically. Pursuant to General Order 09-3, until the Court receives for filing either a consent to the Magistrate Judge's jurisdiction or the reassignment of the case to a District Judge, the initial assignment of a civil case to the Magistrate Judge is a referral to the Magistrate Judge under 28 USC 636(b) for all pretrial non-dispositive matters and Report and Recommendations, but not for the Rule 16(b) scheduling conference. (Finn, Mary)
August 1, 2019 Filing 1 COMPLAINT against Commonwealth Equity Services, LLC d/b/a Commonwealth Financial Network (Fee Status: US Government), filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet, #2 Category Form, #3 Summons)(Harper, Richard)

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Defendant: Commonwealth Equity Services, LLC
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Plaintiff: Securities and Exchange Commission
Represented By: Richard Mann Harper, II
Represented By: Alfred A. Day
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