Securities and Exchange Commission v. Rocha
| Securities and Exchange Commission |
| Jose D Rocha |
| 1:2023cv11779 |
| August 3, 2023 |
| US District Court for the District of Massachusetts |
| Leo T Sorokin |
| Securities/Commodities |
| 12 U.S.C. ยง 22 Securities Fraud |
| Defendant |
Docket Report
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This docket was last retrieved on August 7, 2023. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 5 District Judge Leo T. Sorokin: CONSENT JUDGMENT entered granting #4 MOTION to Approve Consent Judgment by Securities and Exchange Commission. (Belmont, Kellyann) |
| Filing 4 MOTION to Approve Consent Judgment by Securities and Exchange Commission. (Attachments: #1 Exhibit Consent to Entry of Judgment Executed by Defendant Rocha, #2 Text of Proposed Order Judgment as to Defendant Rocha)(Day, Alfred) |
| Filing 3 Summons Issued as to Jose D Rocha. Counsel receiving this notice electronically should download this summons, complete one for each defendant and serve it in accordance with Fed.R.Civ.P. 4 and LR 4.1. Summons will be mailed to plaintiff(s) not receiving notice electronically for completion of service. (Dore, Samantha) |
| Filing 2 ELECTRONIC NOTICE of Case Assignment. District Judge Leo T. Sorokin assigned to case. (Cowan, Nicole) |
| Filing 1 COMPLAINT against Jose D Rocha (Fee Status: US Government), filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet, #2 Category Form)(Day, Alfred) |
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| Plaintiff: Securities and Exchange Commission | |
| Represented By: | Alfred A. Day |
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| Defendant: Jose D Rocha | |
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