Securities and Exchange Commission v. Bolton Securities Corporation
| Securities and Exchange Commission |
| Bolton Securities Corporation |
| 4:2019cv40143 |
| November 4, 2019 |
| US District Court for the District of Massachusetts |
| Timothy S Hillman |
| Securities/Commodities |
| 15 U.S.C. ยง 77 |
| Plaintiff |
Docket Report
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This docket was last retrieved on December 20, 2019. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 8 District Judge Timothy S. Hillman: ELECTRONIC ORDER entered granting #6 Motion for Extension of Time to Answer. Bolton Securities Corporation answer due 1/17/2020. (Castles, Martin) |
| Filing 7 CORPORATE DISCLOSURE STATEMENT by Bolton Securities Corporation identifying Corporate Parent Bolton Financial Group, Inc. for Bolton Securities Corporation.. (Pirozzolo, Jack) |
| Filing 6 MOTION for Extension of Time to January 17, 2020 to File a Response to the Complaint (Unopposed) by Bolton Securities Corporation.(Pirozzolo, Jack) Modified on 12/20/2019 (Castles, Martin). |
| Filing 5 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Bolton Securities Corporation waiver sent on 11/4/2019, answer due 1/3/2020. (Harper, Richard) |
| Filing 4 NOTICE of Appearance by Michael C. Moran on behalf of Securities and Exchange Commission (Moran, Michael) |
| Filing 3 Summons Issued as to Bolton Securities Corporation. Counsel receiving this notice electronically should download this summons, complete one for each defendant and serve it in accordance with Fed.R.Civ.P. 4 and LR 4.1. Summons will be mailed to plaintiff(s) not receiving notice electronically for completion of service. (Jones, Sherry) |
| Filing 2 ELECTRONIC NOTICE of Case Assignment. District Judge Timothy S. Hillman assigned to case. If the trial Judge issues an Order of Reference of any matter in this case to a Magistrate Judge, the matter will be transmitted to Magistrate Judge David H. Hennessy. (Jones, Sherry) |
| Filing 1 COMPLAINT against Bolton Securities Corporation (Fee Status: US Government), filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet Civil Cover Sheet, #2 Civil Cover Sheet Category Form)(Harper, Richard) |
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| Defendant: Bolton Securities Corporation | |
| Represented By: | Jack W. Pirozzolo |
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| Plaintiff: Securities and Exchange Commission | |
| Represented By: | Richard Mann Harper, II |
| Represented By: | Michael C. Moran |
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