E TRADE Securities v. Nomura Canada, Inc., et al
Plaintiff: E TRADE Securities
Defendant: Nomura Canada, Inc
Case Number: 0:2003cv05311
Filed: September 25, 2003
Court: US District Court for the District of Minnesota
Presiding Judge:
Referring Judge:
Nature of Suit: Other
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Docket Report

This docket was last retrieved on April 19, 2024. A more recent docket listing may be available from PACER.

Date Filed Document Text
September 14, 2006 Opinion or Order Filing 481 ORDER OF RECUSAL. Judge Patrick J Schiltz recused and Chief Magistrate Judge Raymond L Erickson is no longer assigned to this case. Case reassigned to Judge Michael J Davis and Magistrate Judge Susan R Nelson for all further proceedings. The new case number is 0:03-cv-05311-MJD-SRN. Signed by Judge Patrick J Schiltz on 09/14/06. (JGG)
September 13, 2006 Opinion or Order Filing 480 ORDER OF RECUSAL. Judge John R Tunheim recused and Magistrate Judge Franklin L Noel is no longer assigned to this case. Case reassigned to Judge Patrick J Schiltz and Chief Magistrate Judge Raymond L Erickson for all further proceedings. The new case number is 0:03-cv-05311-PJS-RLE. Signed by Judge John R Tunheim on 09/13/06. (JGG)
September 12, 2006 Opinion or Order Filing 479 Order of Disqualification and for Reassignment. (Written Opinion). Signed by Judge Richard H. Kyle on 09/12/06. (rhks)
September 8, 2006 Opinion or Order Filing 478 ORDER DISMISSING WITH PREJUDICE re 477 Stipulation of Dismissal. (Written Opinion). Signed by Judge Richard H. Kyle on 09/08/06. (rhks)
September 8, 2006 Filing 477 STIPULATION of Dismissal by all Plaintiffs and James Smith. (Attachments: # 1 Certificate of Service)(Breyer, K) Modified text on 9/11/2006 (KT). Modified text on 9/28/2006 (kt).
July 6, 2006 Opinion or Order Filing 476 ORDER re: briefing schedule for all motions for default judgment and motions to set aside default judgments; hearing is scheduled for August 22, 2006 at 9:00 a.m., the Court's jurisdiction will be extended to October 1, 2006. (Written Opinion). Signed by Judge Richard H. Kyle on 07/06/06. (rhks)
June 28, 2006 Opinion or Order Filing 475 ORDER/NOTICE OF CONTINUED Settlement Conference set for 8/16/2006 at 9:00 AM before Magistrate Judge Arthur J Boylan in Suite 720 in St. Paul. Signed by Magistrate Judge Arthur J Boylan on 6/27/06. (JME)
June 20, 2006 Filing 474 NOTICE by Wayne Breedon OF NAME CHANGE & WITHDRAWAL OF COUNSEL (Brenda L. Joly f/k/a Brenda L. Hanquist) (Attachments: # 1 Certificate of Service of Service)(Kimker, Teresa) Modified on 6/20/2006 (JME).
June 20, 2006 Filing 473 LETTER TO MAGISTRATE JUDGE by James Smith. (Firestone, Julie)
June 15, 2006 Filing 472 LETTER TO MAGISTRATE JUDGE by James Smith. (Firestone, Julie)
April 17, 2006 Opinion or Order Filing 471 AMENDED ORDER FOR SETTLEMENT CONFERENCE: Settlement Conference set for 6/26-27/2006 09:00 AM before Magistrate Judge Arthur J Boylan. Signed by Magistrate Judge Arthur J Boylan on 4/14/06. (LPH)
March 6, 2006 Filing 470 NOTICE OF WITHDRAWAL FROM CASE by Deutsche Bank AG, Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited (Minkler, Erin)
February 23, 2006 Opinion or Order Filing 469 ORDER FOR Settlement Conference set for 4/19/2006 at 9:00 AM before Magistrate Judge Arthur J Boylan in St. Paul. Signed by Magistrate Judge Arthur J Boylan on 2/22/06. (JME)
February 21, 2006 Opinion or Order Filing 468 ORDER granting 463 Motion to Reopen Case. (Written Opinion). Signed by Judge Richard H. Kyle on 02/21/06. (rhks) Modified on 2/22/2006 (LPH).
February 20, 2006 Filing 467 CERTIFICATE OF SERVICE by E*TRADE Securities, Inc. Proposed Order (Breyer, K)
February 20, 2006 Filing 466 CERTIFICATE OF SERVICE by E*TRADE Securities, Inc. re 464 Memorandum in Support of Motion, 463 MOTION to Reopen Case (Breyer, K)
February 20, 2006 Filing 465 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by E*TRADE Securities, Inc. re 464 Memorandum in Support of Motion. (Breyer, K)
February 17, 2006 Filing 464 MEMORANDUM in Support re 463 MOTION to Reopen Case filed by E*TRADE Securities, Inc.. (Breyer, K)
February 17, 2006 Filing 463 MOTION to Reopen Case by E*TRADE Securities, Inc.. (Breyer, K)
December 28, 2005 Filing 462 JUDGMENT. (Attachments: # 1 Civil-8th Circuit Pre-Hearing Conference Notice # 2 Civil Notice - appeal)(JME)
December 28, 2005 Opinion or Order Filing 461 Bar Order, Injunction and Dismissal of Claims GRANTING 455 Motion. Written Opinion). Signed by Judge Richard H. Kyle on 12/28/05. (rhks)
December 28, 2005 Filing 460 LETTER TO DISTRICT JUDGE by Nomura Canada, Inc. re: scheduling a hearing on their Motion for a Bar Order for 12/28/05 at 8:30 a.m. (JME)
December 6, 2005 Filing 459 CERTIFICATE OF SERVICE by Nomura Canada, Inc., Nomura Securities International, Inc., Scott Reed re 456 Notice of Hearing on Motion, 457 Declaration in Support,, 455 MOTION for Bar Order, Injunction and Dismissal of Claims (Bryden, Daniel)
December 6, 2005 Filing 458 MEMORANDUM in Support re 455 MOTION for Bar Order, Injunction and Dismissal of Claims filed by Nomura Canada, Inc., Nomura Securities International, Inc., Scott Reed. (Attachments: # 1 LR7.1 Word Count Compliance Certificate)(Bryden, Daniel) SEALED DOCUMENTS RECEIVED BY CLERKS OFFICE on 12/6/2005 (LPH).
December 6, 2005 Filing 457 Declaration of Jonathan M. Wagner in Support of 456 Notice of Hearing on Motion, 455 MOTION for Bar Order, Injunction and Dismissal of Claims filed by Nomura Canada, Inc., Nomura Securities International, Inc., Scott Reed. (Attachments: # 1 Exhibit 1)(Bryden, Daniel) SEALED DOCUMENTS RECEIVED BY CLERKS OFFICE on 12/6/2005 (LPH).
December 6, 2005 Filing 456 NOTICE OF HEARING ON MOTION 455 MOTION for Bar Order, Injunction and Dismissal of Claims: Motion Hearing set for 12/28/2005 08:30 AM in St Paul - Courtroom 4 before Judge Richard H Kyle. (Attachments: # 1 Exhibit A)(Bryden, Daniel) SEALED DOCUMENTS RECEIVED BY CLERKS OFFICE on 12/6/2005 (LPH).
December 6, 2005 Filing 455 MOTION for Bar Order, Injunction and Dismissal of Claims by Nomura Canada, Inc., Nomura Securities International, Inc., Scott Reed. (Bryden, Daniel) SEALED DOCUMENTS RECEIVED BY CLERS OFFICE on 12/6/2005 (LPH).
December 6, 2005 Filing 454 MOTION for Bar Order, Injunction and Dismissal of Claims by Nomura Canada, Inc., Nomura Securities International, Inc., Scott Reed. (Bryden, Daniel)
November 22, 2005 Opinion or Order Filing 453 ORDER DISMISSING CASE. Signed by Judge Richard H Kyle on 11/22/05. (ds)
November 18, 2005 Filing 452 CERTIFICATE OF SERVICE by Wayne Breedon re 435 List of Deposition Testimony, 436 List of Deposition Testimony, 432 Proposed Voir Dire, 433 List of Deposition Testimony (Kimker, Teresa)
November 15, 2005 Filing 451 Proposed Jury Instructions submitted by E*TRADE Securities, Inc.. (Breyer, K)
November 15, 2005 Filing 450 Proposed Juror Questionaire by E*TRADE Securities, Inc.. (Breyer, K) Modified on 11/16/2005 (LPH).
November 15, 2005 Filing 449 Proposed Voir Dire by E*TRADE Securities, Inc.. (Breyer, K)
November 15, 2005 Filing 448 CERTIFICATE OF SERVICE by Nomura Canada, Inc., Nomura Securities International, Inc., Scott Reed re 447 Proposed Special Verdict Form,, (Bryden, Daniel)
November 15, 2005 Filing 447 Proposed Special Verdict Form by Nomura Canada, Inc., Nomura Securities International, Inc., Scott Reed. (Attachments: # 1 A) E*Trade Claims# 2 B) NSI, NCI and Reed Cross-Claims, Third Party Claims, Counterclaims - E*Trade# 3 C) E*Trade (as assignee of Fiserv) Claims# 4 D) NSI, NCI and Reed Cross Claims and Third Party Claims - E*Trade (as assignee of Fiserv)# 5 E) FBW Claims# 6 F) NSI, NCI and Reed Cross Claims - FBW# 7 G) The Deutsche Bank Entities? Contribution Claim against the Nomura-related Defendants - Trustee)(Bryden, Daniel)
November 15, 2005 Filing 446 List of Deposition Testimony (Counter Designations) submitted by E*TRADE Securities, Inc.. (Breyer, K)
November 15, 2005 Filing 445 CERTIFICATE OF SERVICE by Nomura Canada, Inc., Scott Reed (Bryden, Daniel)
November 15, 2005 Filing 444 Proposed Jury Instructions submitted by Nomura Canada, Inc., Scott Reed. (Bryden, Daniel)
November 15, 2005 Filing 443 Proposed Special Verdict Form by E*TRADE Securities, Inc.. (Breyer, K)
November 15, 2005 Filing 442 CERTIFICATE OF SERVICE by Nomura Canada, Inc., Nomura Securities International, Inc., Scott Reed re 440 Proposed Voir Dire, 441 Proposed Voir Dire (Bryden, Daniel)
November 15, 2005 Filing 441 Proposed Juror Questionaire by Nomura Canada, Inc., Nomura Securities International, Inc., Scott Reed. (Bryden, Daniel) Modified on 11/16/2005 (LPH).
November 15, 2005 Filing 440 Proposed Voir Dire by Nomura Canada, Inc., Nomura Securities International, Inc., Scott Reed. (Bryden, Daniel)
November 15, 2005 Filing 439 Proposed Jury Instructions submitted by Wayne Breedon. (Kimker, Teresa)
November 15, 2005 Filing 438 CERTIFICATE OF SERVICE by Nomura Securities International, Inc. re 437 Proposed Jury Instructions (Bryden, Daniel)
November 15, 2005 Filing 437 Proposed Jury Instructions submitted by Nomura Securities International, Inc.. (Bryden, Daniel)
November 15, 2005 Filing 436 List of Deposition Testimony (Counterdesignations in Response to James Smith's Designations) submitted by Wayne Breedon. (Kimker, Teresa)
November 15, 2005 Filing 435 List of Deposition Testimony (Counterdesignations in Response to Nomura Securities Int'l Inc.'s Designations) submitted by Wayne Breedon. (Kimker, Teresa)
November 15, 2005 Filing 434 CERTIFICATE OF SERVICE by Deutsche Bank AG re 424 Proposed Jury Instructions, 425 Proposed Voir Dire, 426 Proposed Jury Instructions, 430 Proposed Special Verdict Form, 421 List of Deposition Testimony (Keyes, Michael)
November 15, 2005 Filing 433 List of Deposition Testimony (Counterdesignations in Response to Nomura Canada, Inc.'s Designations) submitted by Wayne Breedon. (Kimker, Teresa)
November 15, 2005 Filing 432 Proposed Voir Dire by Wayne Breedon. (Kimker, Teresa)
November 15, 2005 Filing 431 CERTIFICATE OF SERVICE by Nomura Canada, Inc., Scott Reed re 422 List of Deposition Testimony, 423 Exhibit List (Bryden, Daniel)
November 15, 2005 Filing 430 Proposed Special Verdict Form by Deutsche Bank AG. (Keyes, Michael)
November 15, 2005 Filing 429 CERTIFICATE OF SERVICE by Nomura Securities International, Inc. re 427 List of Deposition Testimony, 428 Proposed Witness List (Bryden, Daniel)
November 15, 2005 Filing 428 Proposed Witness List (Revised) by Nomura Securities International, Inc.. (Bryden, Daniel)
November 15, 2005 Filing 427 List of Deposition Testimony Counter Designations submitted by Nomura Securities International, Inc.. (Bryden, Daniel)
November 15, 2005 Filing 426 Proposed Jury Instructions submitted by Deutsche Bank AG. (Keyes, Michael)
November 15, 2005 Filing 425 Proposed Voir Dire by Deutsche Bank AG. (Fisher, Heidi)
November 15, 2005 Filing 424 Proposed Jury Instructions submitted by Deutsche Bank AG. (Minkler, Erin)
November 15, 2005 Filing 423 Exhibit List Corrected Telephone Recordings Designated as Exhibits by Nomura Canada, Inc., Scott Reed. (Attachments: # 1 Errata to Exhibit Designations)(Bryden, Daniel)
November 15, 2005 Filing 422 List of Deposition Testimony (Counter Designations) submitted by Nomura Canada, Inc., Scott Reed. (Bryden, Daniel)
November 15, 2005 Filing 421 List of Deposition Testimony (Counter Designations) on behalf of Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited, and Deutsche Bank Canada submitted by Deutsche Bank AG. (Keyes, Michael)
November 9, 2005 Filing 420 MOTION for Admission Pro Hac Vice for Brenda Hanquist by Wayne Breedon. (Attachments: # 1 Affidavit of Service)(Kimker, Teresa)
November 2, 2005 Filing 419 CERTIFICATE OF SERVICE by Nomura Canada, Inc., Scott Reed re 418 MOTION for Admission Pro Hac Vice for Patricia E. Ronan (Bryden, Daniel)
November 2, 2005 Filing 418 MOTION for Admission Pro Hac Vice for Patricia E. Ronan by Nomura Canada, Inc., Scott Reed. (Bryden, Daniel)
November 2, 2005 Opinion or Order Filing 416 ORDER RE: SCHEDULE FOR SUBMISSION OF TRIAL MATERIALS FOR JANUARY, 2006 TRIAL CALENDAR. Signed by Judge Richard H Kyle on 11/2/05. (ds)
October 28, 2005 Opinion or Order Filing 417 ORDER re: schedule of settlement conferences for November 16-18, 2005; In preparation for the settlement conferences, each party shall provide the Court with a confidential statement of their settlement position on or before 11/9/05. Signed by Magistrate Judge Arthur J Boylan on 10/28/05. (LPH)
October 21, 2005 Filing 415 CERTIFICATE OF SERVICE by A. G. Edwards & Sons, Inc. (Grgurich, Christopher)
October 21, 2005 Filing 414 LETTER TO MAGISTRATE JUDGE by A. G. Edwards & Sons, Inc.. (Grgurich, Christopher)
October 20, 2005 Filing 413 ERRATA to 408 Exhibit List by E*TRADE Securities, Inc.. (Attachments: # 1 Exhibit REPLACEMENT PAGE# 2 Certificate of Service # 3 Service List)(Jamison, Thomas)
October 18, 2005 Filing 412 CERTIFICATE OF SERVICE by Richard Evangelista re 409 Exhibit List, 410 Witness List, 411 List of Deposition Testimony (Carey, Michael)
October 18, 2005 Filing 411 List of Deposition Testimony submitted by Richard Evangelista. (Carey, Michael)
October 18, 2005 Filing 410 Witness List by Richard Evangelista. (Carey, Michael)
October 18, 2005 Filing 409 Exhibit List by Richard Evangelista. (Carey, Michael)
October 17, 2005 Filing 408 Exhibit List by E*TRADE Securities, Inc.. (Attachments: # 1 Certificate of Service # 2 SERVICE LIST)(Jamison, Thomas)
October 17, 2005 Filing 407 List of Deposition Testimony submitted by E*TRADE Securities, Inc.. (Attachments: # 1 Certificate of Service # 2 service list)(Jamison, Thomas)
October 17, 2005 Filing 406 CERTIFICATE OF SERVICE by Wayne Breedon re 402 Exhibit List, 395 Witness List, 396 List of Deposition Testimony (Kimker, Teresa)
October 17, 2005 Filing 405 CERTIFICATE OF SERVICE by A. G. Edwards & Sons, Inc. (Fleming, Terrence)
October 17, 2005 Filing 404 PROPOSED EXHIBIT LIST by A. G. Edwards & Sons, Inc... (Fleming, Terrence)
October 17, 2005 Filing 403 List of Deposition Testimony submitted by A. G. Edwards & Sons, Inc.. (Fleming, Terrence)
October 17, 2005 Filing 402 Exhibit List by Wayne Breedon. (Kimker, Teresa)
October 17, 2005 Filing 401 CERTIFICATE OF SERVICE by Deutsche Bank AG re 394 Witness List, 400 Exhibit List, 392 List of Deposition Testimony on behalf of Deutsche Bank Securities Inc., and Deutsche Bank Securities Limited (Minkler, Erin)
October 17, 2005 Filing 400 Exhibit List on behalf of Deutsche Bank Securities Inc., and Deutsche Bank Securities Limited by Deutsche Bank AG. (Minkler, Erin)
October 17, 2005 Filing 399 Witness List by E*TRADE Securities, Inc.. (Attachments: # 1 Certificate of Service # 2 service list)(Jamison, Thomas)
October 17, 2005 Filing 398 Proposed Witness List by A. G. Edwards & Sons, Inc.. (Fleming, Terrence)
October 17, 2005 Filing 397 DOCUMENT FILED IN ERROR - List of Deposition Testimony submitted by A. G. Edwards & Sons, Inc.. (Fleming, Terrence) Modified on 10/18/2005 (MKC).
October 17, 2005 Filing 396 List of Deposition Testimony Designations to be Offered at Trial submitted by Wayne Breedon. (Kimker, Teresa)
October 17, 2005 Filing 395 Witness List by Wayne Breedon. (Kimker, Teresa)
October 17, 2005 Filing 394 Witness List by Deutsche Bank AG. (Minkler, Erin)
October 17, 2005 Filing 393 CERTIFICATE OF SERVICE by Nomura Canada, Inc., Scott Reed re 388 List of Deposition Testimony, 389 Proposed Witness List, 390 Exhibit List (Bryden, Daniel)
October 17, 2005 Filing 392 List of Deposition Testimony on behalf of Deutsche Bank Securities, Inc., Deutsche Bank Securities Limited and Deutsche Bank Canada submitted by Deutsche Bank AG. (Minkler, Erin)
October 17, 2005 Filing 391 LETTER TO MAGISTRATE JUDGE by Wayne Breedon re: settlement conferences. (Attachments: # 1 Affidavit of Service)(Kimker, Teresa)
October 17, 2005 Filing 390 Exhibit List by Nomura Canada, Inc., Scott Reed. (Bryden, Daniel)
October 17, 2005 Filing 389 Proposed Witness List by Nomura Canada, Inc., Scott Reed. (Bryden, Daniel)
October 17, 2005 Filing 388 List of Deposition Testimony submitted by Nomura Canada, Inc., Scott Reed. (Bryden, Daniel)
October 17, 2005 Filing 387 CERTIFICATE OF SERVICE by Nomura Securities International, Inc. re 383 List of Deposition Testimony, 384 Exhibit List, 385 Exhibit List, 386 Proposed Witness List (Bryden, Daniel)
October 17, 2005 Filing 386 Proposed Witness List by Nomura Securities International, Inc.. (Bryden, Daniel)
October 17, 2005 Filing 385 Exhibit List - Phone Calls by Nomura Securities International, Inc.. (Bryden, Daniel)
October 17, 2005 Filing 384 Exhibit List - Minnesota Court by Nomura Securities International, Inc.. (Bryden, Daniel)
October 17, 2005 Filing 383 List of Deposition Testimony submitted by Nomura Securities International, Inc.. (Bryden, Daniel)
October 14, 2005 Filing 382 CERTIFICATE OF SERVICE by James Smith re 380 Exhibit List, 381 List of Deposition Testimony, 379 Witness List (Firestone, Julie)
October 14, 2005 Filing 381 List of Deposition Testimony submitted by James Smith. (Firestone, Julie)
October 14, 2005 Filing 380 Exhibit List by James Smith. (Firestone, Julie)
October 14, 2005 Filing 379 Witness List by James Smith. (Firestone, Julie)
October 5, 2005 Filing 378 LETTER from Magistrate Judge Arthur J. Boylan to all counsel of Securities Litigation Cases re: settlement conferences. Response to letter due by 10/14/05. Signed by Magistrate Judge Arthur J Boylan on 10/5/05. (LPH)
September 29, 2005 Filing 377 AFFIDAVIT of Service by Wayne Breedon re 376 Notice of Withdrawal from Case (Kimker, Teresa)
September 29, 2005 Filing 376 NOTICE OF WITHDRAWAL FROM CASE by Wayne Breedon (Attachments: # 1 Affidavit of Service)(Kimker, Teresa)
September 21, 2005 Opinion or Order Filing 375 THIRD ADDENDUM TO STIPULATED PROTECTIVE ORDER re 374 Stipulation for documents produced by Maple Securities USA, Inc . Signed by Magistrate Judge Arthur J Boylan on 9/21/05. (GJS)
September 20, 2005 Filing 374 STIPULATION for Third Addendum to Stipulated Protective Order by A.G. Edwards & Sons, Inc., all Deutsche Bank parties, Nomura Canada, Inc., Nomura Securities International, Inc., Scott Reed, James Smith and E*TRADE Securities, Inc.. (Attachments: # 1 Exhibit A# 2 Certificate of Service)(Jamison, Thomas) Modified filers on 9/21/2005 (LJD).
September 15, 2005 Filing 373 Minute Entry for proceedings held before Judge Richard H Kyle : Motion Hearing held on 9/15/2005 re 189 MOTION for Summary Judgment filed by Nomura Canada, Inc.,, Scott Reed,, 198 MOTION for Summary Judgment on Plaintiffs' Claims Under the Securities Act of 1933 filed by Deutsche Bank Securities Limited,, Deutsche Bank Securities, Inc.,, Deutsche Bank AG,, 222 MOTION for Summary Judgment filed by Richard Evangelista,, 194 MOTION for Summary Judgment filed by Nomura Securities International, Inc.,, 201 MOTION for Summary Judgment filed by Wayne Breedon, argued and taken under advisement (Court Reporter Jeanne Anderson) (ds)
September 13, 2005 Filing 372 LETTER TO DISTRICT JUDGE by Richard Evangelista. (Attachments: # 1 Certificate of Service of Letter to Judge Kyle)(Carey, Michael)
September 2, 2005 Filing 371 NOTICE of ASSIGNMENT OF CASES FOR TRIAL BEFORE JUDGE KYLE, JANUARY 2006. (ds)
September 1, 2005 Filing 370 EXHIBIT re 364 Declaration in Support by E*TRADE Securities, Inc.. (Attachments: # 1 Exhibit F (pages 121-150)# 2 Exhibit F (pages 151-170)# 3 Exhibit F (pages 171-185)# 4 Exhibit D (pages 186-205)# 5 Exhibit F (pages 206-231))(Breyer, K)
September 1, 2005 Filing 369 EXHIBIT re 364 Declaration in Support by E*TRADE Securities, Inc.. (Attachments: # 1 Exhibit F (pages 1-10)# 2 Exhibit F (pages 11-25)# 3 Exhibit F (pages 26-40)# 4 Exhibit F (pages 41-55)# 5 Exhibit F (pages 56-75)# 6 Exhibit F (pages 76-95))(Jamison, Thomas)
September 1, 2005 Filing 368 EXHIBIT re 364 Declaration in Support by E*TRADE Securities, Inc.. (Attachments: # 1 Exhibit D (pages 320-348)# 2 Exhibit D (pages 349-358)# 3 Exhibit D (pages 359-377)# 4 Exhibit D (pages 378-385)# 5 Errata D (Pages 386-390)# 6 Exhibit D (pages 391-404))(Breyer, K)
September 1, 2005 Filing 367 EXHIBIT re 364 Declaration in Support by E*TRADE Securities, Inc.. (Attachments: # 1 Exhibit D (pages 110 - 119)# 2 Exhibit D (pages 120-133)# 3 Exhibit D (pages 134-153)# 4 Exhibit D (pages 154-168)# 5 Exhibit D (pages 169-183)# 6 Exhibit D (pages 184-199))(Jamison, Thomas)
September 1, 2005 Filing 366 EXHIBIT re 364 Declaration in Support by E*TRADE Securities, Inc.. (Attachments: # 1 Exhibit D (pages 210-229)# 2 Errata D (pages 230-248)# 3 Exhibit D (pages 249-262)# 4 Exhibit D (pages 263-274)# 5 Exhibit D (pages 275-284)# 6 Exhibit D (pages 285-314))(Breyer, K)
September 1, 2005 Filing 365 EXHIBIT re 364 Declaration in Support by E*TRADE Securities, Inc.. (Attachments: # 1 Exhibit D (pages 11-20)# 2 Exhibit D (pages 21-35)# 3 Exhibit D (pages 36-59)# 4 Exhibit D (pages 60-77)# 5 Exhibit D (pages 78-86)# 6 Exhibit D (pages 87-97))(Jamison, Thomas)
September 1, 2005 Filing 364 Declaration of Richard A. Kirby in Support of 363 Memorandum in Opposition to Motion, filed by E*TRADE Securities, Inc.. (Attachments: # 1 Exhibit A (pages 1-25)# 2 Exhibit A (pages 26-47)# 3 Exhibit B# 4 Exhibit C)(Jamison, Thomas)
September 1, 2005 Filing 363 MEMORANDUM in Opposition re 317 MOTION to Exclude the Expert Testimony of Anthony Leitner, Mary Beach and Robert Lowry by Deutsche Bank Securities, Inc., Deutsche Bank Canada, Deutsche Bank Securities Limited and, 325 MOTION to Exclude the Expert Testimony of Plaintiffs' Expert Anthony J. Leitner filed by E*TRADE Securities, Inc.. (Attachments: # 1 LR7.1 Word Count Compliance Certificate)(Jamison, Thomas)
September 1, 2005 Filing 362 DECLARATION of Ronnie H. Brandes in Opposition to 319 MOTION to Exclude Expert Testimony of H. Stephen Grace, Jr. filed by Nomura Securities International, Inc.. (Bryden, Daniel). SEALED DOCUMENT RECEIVED IN THE CLERK'S OFFICE ON 09/01/05. Modified Text on 9/6/2005 (SS).
September 1, 2005 Filing 361 MEMORANDUM in Opposition re 319 MOTION to Exclude Expert Testimony of H. Stephen Grace, Jr. filed by Nomura Securities International, Inc.. (Bryden, Daniel). SEALED DOCUMENT RECEIVED IN THE CLERK'S OFFICE ON 09/01/05. Modified Text on 9/6/2005 (SS).
September 1, 2005 Filing 360 EXHIBIT re 333 MOTION to Exclude Expert Testimony of Alexander Aganin Compendium of Unreported Cases by Nomura Canada, Inc., Nomura Securities International, Inc. filed by Nomura Canada, Inc., Nomura Securities International, Inc.. (Bryden, Daniel). SEALED DOCUMENT RECEIVED IN THE CLERK'S OFFICE ON 09/01/05. Modified Text on 9/6/2005 (SS).
September 1, 2005 Filing 359 DECLARATION of Daniel Bryden in Opposition to 333 MOTION to Exclude Expert Testimony of Alexander Aganin filed by Nomura Canada, Inc., Nomura Securities International, Inc.. (Bryden, Daniel). SEALED DOCUMENT RECEIVED IN THE CLERK'S OFFICE ON 09/01/05. Modified Text on 9/6/2005 (SS).
September 1, 2005 Filing 358 MEMORANDUM in Opposition re 333 MOTION to Exclude Expert Testimony of Alexander Aganin filed by Nomura Canada, Inc., Nomura Securities International, Inc.. (Bryden, Daniel). SEALED DOCUMENT RECEIVED IN THE CLERK'S OFFICE ON 09/01/05. Modified Text on 9/6/2005 (SS).
September 1, 2005 Filing 357 DECLARATION of Amianna Stovall in Opposition to 336 MOTION to Exclude Expert Testimony of Samuel Luque, Jr., 330 MOTION to Exclude Expert Testimony of Charles Stopford Sackville filed by Nomura Canada, Inc., Nomura Securities International, Inc.. (Bryden, Daniel). SEALED DOCUMENT RECEIVED IN THE CLERK'S OFFICE ON 09/01/05. Modified Text on 9/6/2005 (SS).
September 1, 2005 Filing 356 MEMORANDUM in Opposition re 336 MOTION to Exclude Expert Testimony of Samuel Luque, Jr., 330 MOTION to Exclude Expert Testimony of Charles Stopford Sackville filed by Nomura Canada, Inc., Nomura Securities International, Inc.. (Bryden, Daniel). SEALED DOCUMENT RECEIVED IN THE CLERK'S OFFICE ON 09/01/05. Modified Text on 9/6/2005 (SS).

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