IN RE: January 2021 Short Squeeze Trading Litigation
Plaintiff: Liaison Counsel for Plaintiffs
Defendant: Liaison Counsel for Defendants
Case Number: MDL NO. 2989
Filed: February 5, 2021
Court: Judicial Panel on Multidistrict Litigation
Presiding Judge: Cecilia M Altonaga
Nature of Suit: Other
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This docket was last retrieved on April 5, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
April 5, 2021 Filing 280 ***TEXT ONLY NOTICE***NOTICE OF FILING OF CTO AND PUBLICATION OF BRIEFING SCHEDULE (CTO-2) re: pldg. ( #279 in MDL No. 2989, 2 in NYS/1:21-cv-02566) BRIEFING SCHEDULE IS SET AS FOLLOWS: Oppositions due on or before 4/12/2021. Signed by Clerk of the Panel John W. Nichols on 4/5/2021. Associated Cases: MDL No. 2989, NYS/1:21-cv-02566 (dld)
April 5, 2021 Filing 279 CONDITIONAL TRANSFER ORDER FILED TODAY (CTO-2) - 1 action(s) Signed by Clerk of the Panel John W. Nichols on 4/5/2021. Associated Cases: MDL No. 2989, NYS/1:21-cv-02566 (dld)
April 2, 2021 Filing 278 ***TEXT ONLY NOTICE***NOTICE OF FILING OF CTO AND PUBLICATION OF BRIEFING SCHEDULE (CTO-1) re: pldg. (24 in ARE/4:21-cv-00093, 3 in CAC/2:21-cv-02230, 13 in CAN/3:21-cv-00980, 11 in CAN/4:21-cv-00871, 64 in CAN/4:21-cv-00896, 4 in CAN/4:21-cv-01596, 11 in CAS/3:21-cv-00238, 11 in FLM/8:21-cv-00329, 2 in ILN/1:21-cv-01601, 3 in ILN/1:21-cv-01643, #277 in MDL No. 2989, 11 in MN/0:21-cv-00415, 2 in MN/0:21-cv-00689, 2 in NE/8:21-cv-00093, 123 in NYE/1:21-cv-00677, 6 in OR/3:21-cv-00319) BRIEFING SCHEDULE IS SET AS FOLLOWS: Oppositions due on or before 4/9/2021. Signed by Clerk of the Panel John W. Nichols on 4/2/2021. Associated Cases: MDL No. 2989, ARE/4:21-cv-00093, CAC/2:21-cv-02230, CAN/3:21-cv-00980, CAN/4:21-cv-00871, CAN/4:21-cv-00896, CAN/4:21-cv-01596, CAS/3:21-cv-00238, FLM/8:21-cv-00329, ILN/1:21-cv-01601, ILN/1:21-cv-01643, MN/0:21-cv-00415, MN/0:21-cv-00689, NE/8:21-cv-00093, NYE/1:21-cv-00677, OR/3:21-cv-00319 (LH)
April 2, 2021 Filing 277 CONDITIONAL TRANSFER ORDER FILED TODAY (CTO-1) - 15 action(s) Signed by Clerk of the Panel John W. Nichols on 4/2/2021. Associated Cases: MDL No. 2989, ARE/4:21-cv-00093, CAC/2:21-cv-02230, CAN/3:21-cv-00980, CAN/4:21-cv-00871, CAN/4:21-cv-00896, CAN/4:21-cv-01596, CAS/3:21-cv-00238, FLM/8:21-cv-00329, ILN/1:21-cv-01601, ILN/1:21-cv-01643, MN/0:21-cv-00415, MN/0:21-cv-00689, NE/8:21-cv-00093, NYE/1:21-cv-00677, OR/3:21-cv-00319 (LH)
April 2, 2021 Filing 276 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #274 in MDL No. 2989) Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Associated Cases: MDL No. 2989 et al. (Orsini, Kevin)
April 2, 2021 Filing 275 OFFICIAL TRANSCRIPT of Hearing held on 3/25/2021 before the Panel at Washington, DC. Court Reporter/Transcriber Bryan Wayne, 333 Constitution Avenue, N.W., Room 4704-A, Washington, DC 20001, bryan_wayne@dcd.uscourts.gov. Transcript may be viewed at the Panel's office or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Notice of Redaction due 4/9/2021. Redaction Request due 4/23/2021. Redacted Transcript Deadline set for 5/3/2021. Release of Transcript Restriction set for 7/1/2021.Signed by Clerk of the Panel John W. Nichols on 4/2/2021. Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAC/2:21-cv-00837, CAN/4:21-cv-00693, CAN/4:21-cv-00696, CAN/4:21-cv-00697, CAN/4:21-cv-00758, CAN/4:21-cv-00759, CAN/4:21-cv-00781, CAN/4:21-cv-00829, CAN/4:21-cv-00833, CAN/4:21-cv-00838, CAN/4:21-cv-00861, CAS/3:21-cv-00167, CT/3:21-cv-00123, CT/3:21-cv-00134, FLM/6:21-cv-00207, FLM/8:21-cv-00216, FLM/8:21-cv-00222, FLM/8:21-cv-00234, FLN/4:21-cv-00061, FLS/0:21-cv-60220, FLS/0:21-cv-60226, FLS/1:21-cv-20414, FLS/9:21-cv-80238, ILN/1:21-cv-00490, ILN/1:21-cv-00510, ILN/1:21-cv-00541, ILN/1:21-cv-00574, ILN/1:21-cv-00624, NJ/2:21-cv-01348, NJ/2:21-cv-01729, NJ/3:21-cv-01361, NYS/1:21-cv-00777, NYS/1:21-cv-00799, PAE/2:21-cv-00489, TXS/4:21-cv-00292, TXS/4:21-cv-00311, VAE/1:21-cv-00115 (RH)
April 1, 2021 Filing 274 NOTICE OF POTENTIAL TAG-ALONG -- 1 Action(s) -- Filed by attorney Kevin Orsini, counsel for: Defendants Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. -- New York Southern District Court (1:21-cv-02566) (Attachments: #1 Schedule of Actions, #2 Proof of Service, #3 Docket Sheet and Complaint) (Orsini, Kevin) Modified on 4/2/2021 (LH). ADDED PARTY TYPE
April 1, 2021 Opinion or Order Filing 272 TRANSFER ORDER re: pldg. ( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989) Transferring 35 action(s) to Judge Cecilia M.Altonaga in the S.D. Florida.Signed by Judge Karen K. Caldwell, Chair, PANEL ON MULTIDISTRICT LITIGATION, on 4/1/2021. Associated Cases: MDL No. 2989 et al. (LAH)
April 1, 2021 Opinion or Order Filing 271 CONSENT ORDER re: pldg(s). #2 , #6 , #1 Consenting to transfer of litigation to Judge Cecilia M Altonaga in the Florida Southern District Court for coordinated or consolidated pretrial proceedings. Signed by Chief Judge, USDC K. Michael Moore on 3/29/21. (LAH)
March 29, 2021 Filing 270 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #269 in MDL No. 2989) Filed by Defendant TD Ameritrade, Inc. -- Associated Cases: MDL No. 2989, ILN/1:21-cv-01643 (Mendro, Jason)
March 25, 2021 Filing 269 NOTICE OF RELATED ACTION -- 1 Action(s) -- Filed by attorney Jason Mendro, Counsel for: Defendants Charles Schwab & Co., Inc., TD Ameritrade, Inc., TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corporation, and The Charles Schwab Corporation -- Illinois Northern District Court (1:21-cv-01643) (Attachments: #1 Schedule of Actions, #2 Proof of Service, #3 Complaint ILN 1:21-cv-01643) (Mendro, Jason)
March 25, 2021 Filing 268 NOTICE OF APPEARANCE re: pldg.( #66 in MDL No. 2989), ( #251 in MDL No. 2989) Filed by Eric Lechtzin on behalf of Plaintiffs Sabrina Clapp, Denise Redfield (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/4:21-cv-00896 (Lechtzin, Eric) Modified on 3/25/2021 (LH). REMOVED LIAISON COUNSEL AND ADDED MDL LINK
March 24, 2021 Filing 267 NOTICE OF RELATED ACTION -- 1 Action(s) -- Filed by attorney Kevin Orsini, Counsel for: Defendants Robinhood Financial LLC, Robinhood Securities, LLC and Robinhood Markets, Inc. -- Illinois Northern District Court (1:21-cv-01601) (Attachments: #1 Schedule of Actions, #2 Proof of Service, #3 Complaint) (Orsini, Kevin) Modified on 3/24/2021 (LH). ADDED PARTY TYPE
March 17, 2021 Filing 266 SUPPLEMENTAL INFORMATION Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List]. (Attachments: #1 Schedule of Actions, #2 Proof of Service, #3 Court Filings) Associated Cases: MDL No. 2989, CAC/2:21-cv-00843, PAW/3:21-cv-00013 (Orsini, Kevin)
March 17, 2021 Filing 265 NOTICE OF APPEARANCE re: pldg.( #249 in MDL No. 2989) Filed by Ryan P. McDevitt on behalf of Plaintiffs Alec English, #et al.Cody Hill, Spencer Lybrook, Michael Watson #[Suppress List] (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/4:21-cv-01596 (McDevitt, Ryan)
March 15, 2021 Filing 264 NOTICE OF RELATED ACTION -- 1 Action(s) -- Filed by attorney Kevin J. Orsini, Counsel for: Defendants Robinhood Financial LLC, Robinhood Securities, LLC and Robinhood Markets, Inc. -- Minnesota District Court (0:21-cv-00689) (Attachments: #1 Schedule of Actions, #2 Proof of Service, #3 Docket Sheet and Complaint) (Orsini, Kevin)
March 12, 2021 Filing 263 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #87 in MDL No. 2989), ( #86 in MDL No. 2989) Filed by Defendant M1 Finance, LLC -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00896, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Gibbs, Patrick)
March 12, 2021 Filing 262 CORPORATE DISCLOSURE STATEMENT (AMENDED) - re: pldg. ( #178 in MDL No. 2989) Identifying Subsidiary Morgan Stanley Capital Management, LLC, Subsidiary Morgan Stanley, Subsidiary E*Trade Financial Holdings, LLC, Subsidiary Morgan Stanley Domestic Holdings, Inc., Subsidiary E*TRADE Financial, LLC for Etrade Financial Corporation; Non-Party/Financial Interest Mitsubishi UFJ Financial Group, Inc. 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330 for ETrade Financial Corporation. (Attachments: #1 Amended Schedule of Actions, #2 Addendum to Corporate Disclosure Statement, #3 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, ILN/1:21-cv-00541, NYE/1:21-cv-00677 (Weinstein, Brian) Modified on 3/15/2021 (LH). EDITED MDL LINK, ADDED FILING PARTY AND REMOVED DUPLICATE PARTIES
March 12, 2021 Filing 261 NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989), ( #219 in MDL No. 2829) Filed by Brian S Weinstein on behalf of Defendants ETrade Financial Corporation, #et al.ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC, #[Suppress List] (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, ILN/1:21-cv-00541, NYE/1:21-cv-00677 (Weinstein, Brian) Modified on 3/15/2021 (LH). ADDED MDL LINK Modified on 3/15/2021 (LH). EDITED EVENT NAME,ADDED MDL LINK AND REMOVED DUPLICATE PARTIES
March 12, 2021 Filing 260 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #259 in MDL No. 2989) Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Associated Cases: MDL No. 2989 et al. (Orsini, Kevin)
March 11, 2021 Filing 259 NOTICE OF RELATED ACTION -- 1 Action(s) -- Filed by attorney Kevin J. Orsini, Counsel for: Defendants Robinhood Financial LLC, Robinhood Securities, LLC and Robinhood Markets, Inc. -- California Central District Court (2:21-cv-02230) (Orsini, Kevin)
March 11, 2021 Filing 258 NOTICE OF PRESENTATION OF ORAL ARGUMENT (AMENDED) re: pldg. ( #1 in MDL No. 2989), ( #43 in MDL No. 2989) Janet Varnell replaces Jason Zimmerman and is now designated to present oral argument on behalf of Plaintiff STEVEN BAIRD Associated Cases: MDL No. 2989, FLN/4:21-cv-00061 (ZIMMERMAN, JASON) ADDED ATTORNEY NAME, ADDED MDL LINK Modified on 3/12/2021 (RH).
March 11, 2021 Filing 257 NOTICE OF PRESENTATION OF ORAL ARGUMENT (AMENDED) re: pldg. ( #130 in MDL No. 2989), ( #174 in MDL No. 2989) Janet Varnell replaces Michael S. Taaffe and is now designated to present oral argument on behalf of Plaintiffs Ryan Heitz, Taylor Perri, Kevin Sheehan (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, FLM/8:21-cv-00234 (Taaffe, Michael) ADDED ATTORNEY NAME, ADDED MDL LINK Modified on 3/12/2021 (RH).
March 11, 2021 Filing 256 NOTICE OF PRESENTATION OF ORAL ARGUMENT (AMENDED) re: pldg. (24 in FLS/9:21-cv-80238, #163 in MDL No. 2989), ( #121 in MDL No. 2989) Janet Varnell replaces Marguerite Snyder and is now designated to present oral argument on behalf of Plaintiff Michael D Scalia (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, FLS/9:21-cv-80238 (Snyder, Marguerite) ADDED ATTORNEY NAME, ADDED MDL LINK Modified on 3/12/2021 (RH).
March 11, 2021 Filing 255 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (58 in CAN/3:21-cv-00896, #253 in MDL No. 2989) Filed by Plaintiffs Sabrina Clapp, Denise Redfield -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00896 (Lechtzin, Eric) Modified on 3/11/2021 (LH). REMOVED LIAISON COUNSEL AND ADDED MDL LINK
March 11, 2021 Filing 254 CERTIFICATE OF SERVICE re: pldg. (29 in FLM/8:21-cv-00216, 19 in FLM/8:21-cv-00222, #232 in MDL No. 2989) Filed by Plaintiff Austin Schaff -- Associated Cases: MDL No. 2989, FLM/8:21-cv-00216, FLM/8:21-cv-00222 (Justice, Chad)
March 10, 2021 Filing 252 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #245 in MDL No. 2989) Filed by Plaintiff Royal Williams -- Associated Cases: MDL No. 2989, NYS/1:21-cv-00799 (Brehm, Elizabeth)
March 10, 2021 Filing 253 CERTIFICATE OF SERVICE re: pldg. (57 in CAN/3:21-cv-00896, #251 I MDL No. 2989) Filed by Plaintiffs Sabrina Clapp,
March 9, 2021 Filing 251 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Eric Lechtzin on behalf of Plaintiffs Sabrina Clapp, Denise Redfield Associated Cases: MDL No. 2989, CAN/3:21-cv-00896 (Lechtzin, Eric) Modified on 3/11/2021 (LH). REMOVED LIAISON COUNSEL
March 9, 2021 Filing 250 ERRATA - to (86 in CAN/3:21-cv-00781, 29 in CAN/3:21-cv-00896, #179 in MDL No. 2989, 76 in NYE/1:21-cv-00677, 58 in TXS/4:21-cv-00292) - Filed by Defendant Apex Clearing Corporation (Attachments: #1 Brief (Figure 4 - Corrected), #2 Exhibit 3 - Corrected, #3 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00896, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Pace, Jack)
March 9, 2021 Filing 249 NOTICE OF RELATED ACTION -- 1 Action(s) -- Filed by attorney Kevin J. Orsini, Counsel for: Defendants Robinhood Financial LLC, Robinhood Securities, LLC and Robinhood Markets, Inc. -- California Northern District Court (4:21-cv-01596) (Orsini, Kevin)
March 9, 2021 Filing 248 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #85 in MDL No. 2989), ( #84 in MDL No. 2989) Filed by Defendant Barclays Bank PLC -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677 (Owens, Richard) Modified on 3/9/2021 (LAH). REMOVED DUPLICATE PARTY
March 9, 2021 Filing 247 CORPORATE DISCLOSURE STATEMENT (AMENDED) - re: pldg. ( #197 in MDL No. 2989) Identifying Corporate Parent No Parent Corp. for The Depository Trust & Clearing Corporation. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00896, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Boyle, Gregory) Modified on 3/10/2021 (LH). REMOVED DUPLICATE PARTIES
March 9, 2021 Filing 246 NOTICE OF APPEARANCE (CORRECTED) re: pldg.( #1 in MDL No. 2989), ( #165 in MDL No. 2989) Filed by Gregory M. Boyle on behalf of Defendant The Depository Trust & Clearing Corporation. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00896, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Boyle, Gregory) Modified on 3/10/2021 (LH). EDITED EVENT NAME AND ADDED MDL LINK
March 9, 2021 Filing 245 CERTIFICATE OF SERVICE re: pldg. ( #242 in MDL No. 2989) Filed by Plaintiff Royal Williams -- Associated Cases: MDL No. 2989, NYS/1:21-cv-00799 (Brehm, Elizabeth)
March 9, 2021 Filing 244 NOTICE OF RELATED ACTION -- 1 Action(s) -- Filed by attorney Jason J. Mendro, Counsel for: Defendants Charles Schwab & Co., Inc.; TD Ameritrade, Inc.; TD Ameritrade Clearing, Inc.; TD Ameritrade Holding Corporation; The Charles Schwab Corporation -- Nebraska District Court (8:21-cv-00093) (Attachments: #1 Schedule of Actions, #2 Proof of Service, #3 Complaint NEB 8:21-cv-93) (Mendro, Jason)
March 8, 2021 Filing 243 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. ( #240 in MDL No. 2989, 20 in NYS/1:21-cv-00799), ( #1 in MDL No. 2989), (3 in NYS/1:21-cv-00799), ( #9 in MDL No. 2989) Filed by Elizabeth A Brehm on behalf of Plaintiff Royal Williams Associated Cases: MDL No. 2989, NYS/1:21-cv-00799 (Brehm, Elizabeth) ADDED MDL LINK Modified on 3/9/2021 (RH).
March 8, 2021 Filing 242 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Elizabeth A Brehm on behalf of Plaintiff Royal Williams Associated Cases: MDL No. 2989, NYS/1:21-cv-00799 (Brehm, Elizabeth)
March 8, 2021 Filing 241 WITHDRAWAL OF APPEARANCE (re: pldg. (5 in FLS/9:21-cv-80238, #67 in MDL No. 2989) ) by John Quaranta, Esq., Plaintiff Michael D Scalia. (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, FLS/9:21-cv-80238 (Snyder, Marguerite)
March 8, 2021 Filing 240 SUPPLEMENTAL NOTICE OF HEARING SESSION re: pldg. (3 in CAC/2:21-cv-00835, 3 in CAC/2:21-cv-00837, 3 in CAC/2:21-cv-00843, 3 in CAN/3:21-cv-00693, 3 in CAN/3:21-cv-00759, 3 in CAN/3:21-cv-00781, 3 in CAN/3:21-cv-00829, 3 in CAN/3:21-cv-00861, 3 in CAN/4:21-cv-00696, 4 in CAN/4:21-cv-00697, 4 in CAN/4:21-cv-00758, 3 in CAN/4:21-cv-00838, 3 in CAN/5:21-cv-00833, 3 in CAS/3:21-cv-00167, 3 in CO/1:21-cv-00290, 3 in CT/3:21-cv-00123, 3 in CT/3:21-cv-00134, 3 in FLM/6:21-cv-00207, 3 in FLM/8:21-cv-00216, 3 in FLM/8:21-cv-00222, 3 in FLM/8:21-cv-00234, 3 in FLN/4:21-cv-00061, 3 in FLS/0:21-cv-60220, 3 in FLS/0:21-cv-60226, 3 in FLS/1:21-cv-20414, 3 in FLS/9:21-cv-80238, 3 in ILN/1:21-cv-00490, 3 in ILN/1:21-cv-00510, 3 in ILN/1:21-cv-00541, 3 in ILN/1:21-cv-00574, 3 in ILN/1:21-cv-00624, #9 in MDL No. 2989, 3 in NJ/2:21-cv-01348, 3 in NJ/2:21-cv-01729, 3 in NJ/3:21-cv-01361, 3 in NYS/1:21-cv-00777, 3 in NYS/1:21-cv-00799, 3 in PAE/2:21-cv-00489, 3 in PAW/3:21-cv-00013, 3 in TXS/4:21-cv-00292, 3 in TXS/4:21-cv-00311, 3 in VAE/1:21-cv-00115) Signed by Clerk of the Panel John W. Nichols on 3/8/2021. Associated Cases: MDL No. 2989 et al. (dld)
March 8, 2021 Filing 239 MINUTE ORDER CLOSING BRIEFING re: pldg. ( #2 in MDL No. 2989), ( #6 in MDL No. 2989), ( #1 in MDL No. 2989) Briefing in this matter is now closed. The parties to actions on the motion(s) remain under a duty, pursuant to Panel Rules 6.1(f) and 6.2(d), to notify the Clerk of the Panel promptly of potential tag-along actions, as well as any development that moots the motion or fully disposes of any action on the motion. Parties in any potential tag-along action may file an Interested Party response, but must do so promptly, and in any event, no later than the Thursday prior to the hearing session at which the motion for transfer is to be heard by the Panel.Signed by Clerk of the Panel John W. Nichols on 3/8/2021. Associated Cases: MDL No. 2989 et al. (LH)
March 5, 2021 Filing 238 REPLY TO RESPONSE TO MOTION FOR TRANSFER re: pldg. ( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989), ( #101 , #114 , #116 , #126 , #127 , #128 , #130 , #132 , #135 , #138 , #141 , #144 , #152 , #153 , #158 , #159 , #163 , #164 , #172 , #177 , #179 , #181 , #182 , #189 , #225 in MDL No. 2989) Filed by Plaintiffs Shane Cheng, Terell Sterling (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781 (Saveri, Joseph) Modified on 3/8/2021 (LH). ADDED MDL LINKS
March 5, 2021 Filing 237 SUPPLEMENTAL INFORMATION re: pldg. ( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989), ( #164 in MDL No. 2989) Filed by Defendants Charles Schwab & Co., Inc., #et al.The Charles Schwab Corporation, TD Ameritrade, Inc., TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corporation #[Suppress List] (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989 et al. (Mendro, Jason) Modified on 3/8/2021 (LH). EDITED EVENT NAME,REMOVED DUPLICATE PARTIES AND ADDED MDL LINK
March 5, 2021 Filing 236 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (19 in CAN/3:21-cv-00781, 9 in CAN/3:21-cv-00829, 9 in CO/1:21-cv-00290, #55 in MDL No. 2989, 17 in NYE/1:21-cv-00677, 16 in TXS/4:21-cv-00292) Filed by Defendant Interactive Brokers, LLC -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CO/1:21-cv-00290, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Ross Lahlou, Shari) Modified on 3/8/2021 (LH). REMOVED DUPLICATE PARTIES
March 5, 2021 Filing 235 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (17 in CAN/3:21-cv-00781, 8 in CAN/3:21-cv-00829, 9 in CAS/3:21-cv-00167, 8 in CO/1:21-cv-00290, #49 in MDL No. 2989, 15 in NYE/1:21-cv-00677, 15 in TXS/4:21-cv-00292) Filed by Defendant IBG Holdings, LLC, et al. -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAS/3:21-cv-00167, CO/1:21-cv-00290, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Ross Lahlou, Shari) Modified on 3/5/2021 (LH). ADDED ADDITIONAL FILING PARTIES
March 5, 2021 Filing 234 CORPORATE DISCLOSURE STATEMENT (AMENDED) - re: pldg. (26 in CAN/3:21-cv-00781, 9 in CAN/3:21-cv-00861, 10 in CAN/4:21-cv-00758, 17 in CAS/3:21-cv-00167, 11 in CO/1:21-cv-00290, 9 in FLS/1:21-cv-20414, #65 in MDL No. 2989, 24 in NYE/1:21-cv-00677, 21 in TXS/4:21-cv-00292, 10 in VAE/1:21-cv-00115) Identifying Corporate Parent Citadel Securities GP LLC for Citadel Securities LLC. (Attachments: #1 Schedule of Actions, #2 Proof of Service (Amended)) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00861, CAN/3:21-cv-00896, CAN/4:21-cv-00758, CAN/4:21-cv-00980, CAS/3:21-cv-00167, CO/1:21-cv-00290, FLS/1:21-cv-20414, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Hoeflich, Adam) Modified on 3/5/2021 (LH). REMOVED DUPLICATE PARTIES
March 5, 2021 Filing 233 CORPORATE DISCLOSURE STATEMENT (AMENDED) - re: pldg. (11 in CAC/2:21-cv-00835, 25 in CAN/3:21-cv-00781, 11 in CAN/3:21-cv-00829, 8 in CAN/3:21-cv-00861, 9 in CAN/4:21-cv-00758, 11 in ILN/1:21-cv-00510, #64 in MDL No. 2989, 23 in NYE/1:21-cv-00677, 20 in TXS/4:21-cv-00292, 9 in VAE/1:21-cv-00115) Identifying Corporate Parent Citadel GP LLC for Citadel Enterprise Americas, LLC. (Attachments: #1 Schedule of Actions, #2 Proof of Service (Amended)) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00861, CAN/3:21-cv-00896, CAN/4:21-cv-00758, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Hoeflich, Adam) Modified on 3/5/2021 (LH). REMOVED DUPLICATE PARTIES
March 5, 2021 Filing 232 WITHDRAWAL OF APPEARANCE (re: pldg. (5 in FLM/8:21-cv-00216, 5 in FLM/8:21-cv-00222, #40 in MDL No. 2989) ) by Chad A. Justice, Esq., Plaintiff Austin Schaff. Associated Cases: MDL No. 2989, FLM/8:21-cv-00216, FLM/8:21-cv-00222 (Justice, Chad)
March 5, 2021 Filing 231 NOTICE OF APPEARANCE (CORRECTED) re: pldg.( #6 in MDL No. 2989), ( #66 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989), ( #8 in MDL No. 2989), ( #59 in MDL No. 2989) Filed by Adam L. Hoeflich on behalf of Defendants Citadel Enterprise Americas, LLC, Citadel Securities LLC (Attachments: #1 Schedule of Actions, #2 Proof of Service (Amended)) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00861, CAN/3:21-cv-00896, CAN/4:21-cv-00758, CAN/4:21-cv-00980, CAS/3:21-cv-00167, CO/1:21-cv-00290, FLS/1:21-cv-20414, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Hoeflich, Adam) Modified on 3/5/2021 (LH). EDITED EVENT NAME, ADDED MDL LINK AND REMOVED DUPLICATE PARTIES
March 5, 2021 Filing 230 CORPORATE DISCLOSURE STATEMENT (AMENDED) - re: pldg. (59 in CAN/3:21-cv-00781, #118 in MDL No. 2989) Identifying Corporate Parent No Parent Corp. for Ally Financial Inc.. (Attachments: #1 Proof of Service for Amended Corporate Disclosure Statement) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781 (De Leeuw, Marc)
March 5, 2021 Filing 229 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (48 in CAN/3:21-cv-00781, #99 in MDL No. 2989) Filed by Defendant Ally Financial Inc. -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781 (De Leeuw, Marc)
March 5, 2021 Filing 228 NOTICE OF RELATED ACTION -- 1 Action(s) -- Filed by attorney Kevin J. Orsini, counsel for: Defendants Robinhood Financial LLC, Robinhood Securities, LLC and Robinhood Markets, Inc. -- Oregon District Court (3:21-cv-00319) (Orsini, Kevin) Modified on 3/5/2021 (LH). EDITED EVENT NAME
March 5, 2021 Filing 227 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #166 in MDL No. 2989) Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Associated Cases: MDL No. 2989 et al. (Orsini, Kevin)
March 5, 2021 Filing 226 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAS/3:21-cv-00167, #9 in MDL No. 2989) Filed by Gary Richard Carlin on behalf of Plaintiffs Aaron Kolysko, Timothy A. Nordeen Parties will WAIVE ORAL ARGUMENT IF ALL OTHER PARTIES IN THIS MATTER WAIVE ORAL ARGUMENT; otherwise the designated attorney shall present oral argument at the Panel hearing session. Associated Cases: MDL No. 2989, CAS/3:21-cv-00167 (dld)
March 5, 2021 Filing 225 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989) ) Filed by Plaintiffs Aaron Kolysko, Timothy A. Nordeen Associated Cases: MDL No. 2989, CAS/3:21-cv-00167 (dld)
March 4, 2021 Filing 224 CERTIFICATE OF SERVICE re: pldg. (12 in CAN/5:21-cv-00833, #100 in MDL No. 2989) Filed by Plaintiffs Mark Feeney, Jason Fossella -- Associated Cases: MDL No. 2989, CAN/5:21-cv-00833 (Rathod, Jason) Modified on 3/5/2021 (LH). REMOVED LIAISON COUNSEL
March 4, 2021 Filing 223 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (24 in ILN/1:21-cv-00541, #90 in MDL No. 2989) Filed by Plaintiffs Brian Belderrain, #et al.Marcus Lagmanson, Anthony R Reyes #[Suppress List] -- Associated Cases: MDL No. 2989, ILN/1:21-cv-00541 (Lubin, Jonathan) Modified on 3/5/2021 (LH). ADDED MDL LINK AND REMOVED LIAISON COUNSEL
March 4, 2021 Filing 222 CORPORATE DISCLOSURE STATEMENT (AMENDED) - re: pldg. (37 in CAN/3:21-cv-00781, #79 in MDL No. 2989) Identifying Corporate Parent Morgan Stanley, Subsidiary Morgan Stanley Capital Management, LLC, Non-Party/Financial Interest Mitsubishi UFJ Financial Group, Inc. 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330, Subsidiary Morgan Stanley Domestic Holdings, Inc. for Morgan Stanley Smith Barney LLC. (Attachments: #1 Amended Schedule of Actions, #2 Addendum to Corporate Disclosure Statement, #3 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677 (Weinstein, Brian) Modified on 3/5/2021 (LH). REMOVED DUPLICATE PARTY
March 4, 2021 Filing 221 CORPORATE DISCLOSURE STATEMENT (AMENDED) - re: pldg. (35 in CAN/3:21-cv-00781, #76 in MDL No. 2989) Identifying Corporate Parent Morgan Stanley, Subsidiary Morgan Stanley Capital Management, LLC, Non-Party/Financial Interest Mitsubishi UFJ Financial Group, Inc. 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330, Subsidiary Morgan Stanley Domestic Holdings, Inc. for ETrade Financial Holdings, LLC. (Attachments: #1 Amended Schedule of Actions, #2 Addendum to Corporate Disclosure Statement, #3 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677 (Weinstein, Brian) Modified on 3/5/2021 (LH). REMOVED DUPLICATE PARTY
March 4, 2021 Filing 220 CORPORATE DISCLOSURE STATEMENT (AMENDED) - re: pldg. (51 in CAN/3:21-cv-00781, #105 in MDL No. 2989) Identifying Corporate Parent Morgan Stanley, Subsidiary Morgan Stanley Capital Management, LLC, Subsidiary ETRADE Financial Holdings, LLC, Non-Party/Financial Interest Mitsubishi UFJ Financial Group, Inc. 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330, Subsidiary ETCM Holdings, LLC, Subsidiary Morgan Stanley Domestic Holdings, Inc. for ETrade Securities LLC. (Attachments: #1 Amended Schedule of Actions, #2 Addendum to Corporate Disclosure Statement, #3 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677 (Weinstein, Brian) Modified on 3/5/2021 (LH). REMOVED DUPLICATE PARTY
March 4, 2021 Filing 219 SEE CORRECTED PLEADING (re: pldg. ( #261 in MDL No. 2989)) NOTICE OF APPEARANCE (CORRECTED) re: pldg.( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989), ( #171 in MDL No. 2989) Filed by Brian S Weinstein on behalf of Defendants ETrade Financial Corporation, #et al.ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC #[Suppress List] (Attachments: #1 Amended MDL Schedule, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, NYE/1:21-cv-00677 (Weinstein, Brian) Modified on 3/5/2021 (LH). EDITED EVENT NAME, ADDED MDL LINK AND REMOVED DUPLICATE PARTIES Modified on 3/15/2021 (LH). ADDED NOTATION
March 3, 2021 Filing 218 CERTIFICATE OF SERVICE re: pldg. (18 in CAN/5:21-cv-00833, #152 in MDL No. 2989) Filed by Plaintiffs Mark Feeney, #et al.Jason Fossella #[Suppress List] -- Associated Cases: MDL No. 2989, CAN/5:21-cv-00833 (Rathod, Jason) Modified on 3/4/2021 (LH). REMOVED LIAISON COUNSEL
March 3, 2021 Filing 217 CORPORATE DISCLOSURE STATEMENT (AMENDED) re: pldg. ( #1 in MDL No. 2989), ( #35 in MDL No. 2989) -- Identifying Corporate Parent No Parent Corp. for Melvin Capital Management, LP. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00896, CAS/3:21-cv-00167, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Redburn, Thomas) Modified on 3/4/2021 (LH). EDITED EVENT NAME, ADDED AND EDITED MDL LINKS
March 3, 2021 Filing 216 NOTICE OF APPEARANCE (CORRECTED) re: pldg.( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989), ( #34 in MDL No. 2989) Filed by Thomas E Redburn, Jr on behalf of Defendant Melvin Capital Management, LP (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00896, CAS/3:21-cv-00167, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Redburn, Thomas) Modified on 3/4/2021 (LH). EDITED EVENT NAME AND ADDED MDL LINK
March 3, 2021 Filing 215 CERTIFICATE OF SERVICE re: pldg. (24 in ILN/1:21-cv-00541, #189 in MDL No. 2989) Filed by Plaintiffs Brian Belderrain, #et al.Marcus Lagmanson, Anthony R Reyes #[Suppress List] -- Associated Cases: MDL No. 2989, ILN/1:21-cv-00541 (Lubin, Jonathan) Modified on 3/4/2021 (LH). EDITED MDL LINKS
March 3, 2021 Filing 214 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAC/2:21-cv-00835, 3 in CAC/2:21-cv-00837, 3 in CAC/2:21-cv-00843, 3 in CAN/3:21-cv-00693, 3 in CAN/3:21-cv-00759, 3 in CAN/3:21-cv-00781, 3 in CAN/3:21-cv-00829, 3 in CAN/3:21-cv-00861, 3 in CAN/4:21-cv-00696, 4 in CAN/4:21-cv-00697, 4 in CAN/4:21-cv-00758, 3 in CAN/4:21-cv-00838, 3 in CAN/5:21-cv-00833, 3 in CAS/3:21-cv-00167, 3 in CO/1:21-cv-00290, 3 in CT/3:21-cv-00123, 3 in CT/3:21-cv-00134, 3 in FLM/6:21-cv-00207, 3 in FLM/8:21-cv-00216, 3 in FLM/8:21-cv-00222, 3 in FLM/8:21-cv-00234, 3 in FLN/4:21-cv-00061, 3 in FLS/0:21-cv-60220, 3 in FLS/0:21-cv-60226, 3 in FLS/1:21-cv-20414, 3 in FLS/9:21-cv-80238, 3 in ILN/1:21-cv-00490, 3 in ILN/1:21-cv-00510, 3 in ILN/1:21-cv-00541, 3 in ILN/1:21-cv-00574, 3 in ILN/1:21-cv-00624, #9 in MDL No. 2989, 3 in NJ/2:21-cv-01348, 3 in NJ/2:21-cv-01729, 3 in NJ/3:21-cv-01361, 3 in NYS/1:21-cv-00777, 3 in NYS/1:21-cv-00799, 3 in PAE/2:21-cv-00489, 3 in PAW/3:21-cv-00013, 3 in TXS/4:21-cv-00292, 3 in TXS/4:21-cv-00311, 3 in VAE/1:21-cv-00115) Filed by Joseph Michael Kar on behalf of Plaintiff Levi Cobos (Attachments: #1 Notice of Appearance) Associated Cases: MDL No. 2989 et al. (Kar, Joseph)
March 3, 2021 Filing 213 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #177 in MDL No. 2989) Filed by Defendants Robinhood Financial, LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Associated Cases: MDL No. 2989 et al. (Orsini, Kevin)
March 3, 2021 Filing 212 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #175 in MDL No. 2989) Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Associated Cases: MDL No. 2989 et al. (Orsini, Kevin)
March 3, 2021 Filing 211 SEE CORRECTED PLEADING (re: pldg. ( #227 in MDL No. 2989)) CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #166 in MDL No. 2989) Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Associated Cases: MDL No. 2989 et al. (Orsini, Kevin) Modified on 3/5/2021 (LH). ADDED NOTATION
March 3, 2021 Filing 210 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #161 in MDL No. 2989, 64 in NYE/1:21-cv-00677), ( #159 in MDL No. 2989, 63 in NYE/1:21-cv-00677) Filed by Plaintiffs Dan Dechirico, Angel Guzman, Joshua Palmer -- Associated Cases: MDL No. 2989, NYE/1:21-cv-00677 (Schirripa, Frank)
March 2, 2021 Filing 209 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #179 in MDL No. 2989) Filed by Defendant Apex Clearing Corporation -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00896, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Pace, Jack)
March 2, 2021 Filing 208 CORPORATE DISCLOSURE STATEMENT (AMENDED) - re: pldg. (5 in CAN/3:21-cv-00781, #19 in MDL No. 2989, 3 in NYE/1:21-cv-00677, 5 in TXS/4:21-cv-00292) Identifying Corporate Parent PEAK6 Investments LLC, Corporate Parent Apex Clearing Holdings LLC for Apex Clearing Corporation. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00896, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Pace, Jack) Modified on 3/3/2021 (LH).
March 2, 2021 Filing 207 NOTICE OF APPEARANCE (CORRECTED) re: pldg.( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989), ( #18 in MDL No. 2989) Filed by Jack E. Pace, III on behalf of Defendant Apex Clearing Corporation (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00896, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Pace, Jack) Modified on 3/3/2021 (LH). EDITED EVENT NAME AND ADDED MDL LINK
March 2, 2021 Filing 206 CERTIFICATE OF SERVICE re: pldg. ( #130 in MDL No. 2989) Filed by Plaintiffs Ryan Heitz, Taylor Perri, Kevin Sheehan -- Associated Cases: MDL No. 2989, FLM/8:21-cv-00234 (Taaffe, Michael)
March 2, 2021 Filing 205 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #117 in MDL No. 2989) Filed by Defendant Open to the Public Investing, Inc. -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CO/1:21-cv-00290, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Sessions, Justina)
March 2, 2021 Filing 204 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #24 in MDL No. 2989), ( #23 in MDL No. 2989) Filed by Defendant Open to the Public Investing, Inc. -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CO/1:21-cv-00290, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Sessions, Justina)
March 2, 2021 Filing 203 CORPORATE DISCLOSURE STATEMENT (AMENDED) - re: pldg. (39 in CAN/3:21-cv-00781, #82 in MDL No. 2989, 33 in NYE/1:21-cv-00677, 27 in TXS/4:21-cv-00292) Identifying Corporate Parent No Parent Corp. for Sequoia Capital Operations LLC. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00896, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Olivar, Harry) Modified on 3/3/2021 (LH). REMOVED DUPLICATE PARTIES
March 2, 2021 Filing 202 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (81 in CAN/3:21-cv-00781, 33 in CAN/3:21-cv-00829, #171 in MDL No. 2989, 71 in NYE/1:21-cv-00677), (85 in CAN/3:21-cv-00781, 37 in CAN/3:21-cv-00829, #178 in MDL No. 2989, 75 in NYE/1:21-cv-00677), (51 in CAN/3:21-cv-00781, #105 in MDL No. 2989), (83 in CAN/3:21-cv-00781, 35 in CAN/3:21-cv-00829, #176 in MDL No. 2989, 73 in NYE/1:21-cv-00677) Filed by Defendants ETrade Financial Corporation, #et al.ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC, ETrade Financial Corporation, ETrade Financial Corporation #[Suppress List] -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, NYE/1:21-cv-00677 (Weinstein, Brian)
March 2, 2021 Filing 201 NOTICE OF APPEARANCE (CORRECTED) re: pldg.( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989), ( #81 in MDL No. 2989) Filed by Harry A Olivar on behalf of Defendant Sequoia Capital Operations LLC (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00896, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Olivar, Harry) Modified on 3/3/2021 (LH). REMOVED DUPLICATE PARTIES AND ADDED MDL LINK
March 2, 2021 Filing 200 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #131 in MDL No. 2989) Filed by Plaintiffs C. Louis Bunya, #et al.Drew Hunnicutt, Erika Mercado, Ryan Zachary Ross #[Suppress List] -- Associated Cases: MDL No. 2989, TXS/4:21-cv-00292 (Assaad, Gabriel)
March 2, 2021 Filing 199 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #128 in MDL No. 2989) Filed by Plaintiffs C. Louis Bunya, #et al.Drew Hunnicutt, Erika Mercado, Ryan Zachary Ross #[Suppress List] -- Associated Cases: MDL No. 2989, TXS/4:21-cv-00292 (Assaad, Gabriel)
March 2, 2021 Filing 198 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #38 in MDL No. 2989) Filed by Plaintiffs C. Louis Bunya, #et al.Drew Hunnicutt, Erika Mercado, Ryan Zachary Ross #[Suppress List] -- Associated Cases: MDL No. 2989, TXS/4:21-cv-00292 (Assaad, Gabriel)
March 2, 2021 Filing 197 SEE CORRECTED PLEADING (re: pldg. ( #247 in MDL No. 2989)) CORPORATE DISCLOSURE STATEMENT (AMENDED) - re: pldg. (8 in CAC/2:21-cv-00835, 21 in CAN/3:21-cv-00781, 8 in ILN/1:21-cv-00510, #57 in MDL No. 2989, 19 in NYE/1:21-cv-00677) Identifying Corporate Parent No Parent Corp. for The Depository Trust & Clearing Corporation. (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00896, ILN/1:21-cv-00510, NYE/1:21-cv-00677 (Boyle, Gregory) Modified on 3/3/2021 (LH). REMOVED DUPLICATE PARTIES Modified on 3/10/2021 (LH). ADDED NOTATION
March 2, 2021 Filing 196 ERRATA - to (21 in FLN/4:21-cv-00061, #126 in MDL No. 2989) - Filed by Plaintiff STEVEN BAIRD Associated Cases: MDL No. 2989, FLN/4:21-cv-00061 (ZIMMERMAN, JASON)
March 2, 2021 Filing 195 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #151 in MDL No. 2989) Filed by Defendant Dough LLC -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781 (Haskins, Thomas)
March 2, 2021 Filing 194 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #150 in MDL No. 2989) Filed by Defendant Dough LLC -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781 (Haskins, Thomas)
March 2, 2021 Filing 193 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (11 in CAS/3:21-cv-00167, #52 in MDL No. 2989), (13 in CAS/3:21-cv-00167, #54 in MDL No. 2989), (12 in CAS/3:21-cv-00167, #53 in MDL No. 2989), (10 in CAS/3:21-cv-00167, #51 in MDL No. 2989) Filed by Defendants IBG Holdings, LLC, #et al.IBG, LLC, Interactive Brokers Corp, the Interactive Brokers Group Inc and Subsidiaries #[Suppress List] -- Associated Cases: MDL No. 2989, CAS/3:21-cv-00167 (Ross Lahlou, Shari)
March 2, 2021 Filing 192 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #72 in MDL No. 2989) Filed by Defendant Cash App Investing LLC -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677 (Lee, Belinda)
March 2, 2021 Filing 191 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #70 in MDL No. 2989) Filed by Defendant Square Inc. -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677 (Lee, Belinda)
March 2, 2021 Filing 190 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #69 in MDL No. 2989) Filed by Defendants Cash App Investing LLC, Square Inc. -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677 (Lee, Belinda)
March 2, 2021 Filing 189 RESPONSE IN OPPOSITION -- (re: pldg. ( #1 in MDL No. 2989) ) Filed by Plaintiffs Brian Belderrain, #et al.Marcus Lagmanson, Anthony R Reyes #[Suppress List] Associated Cases: MDL No. 2989, ILN/1:21-cv-00541 (Lubin, Jonathan)
March 2, 2021 Filing 188 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #37 in MDL No. 2989) Filed by Defendant Candlestick Capital Management L.P. -- Associated Cases: MDL No. 2989, CAS/3:21-cv-00167 (Redburn, Thomas)
March 2, 2021 Filing 187 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #35 in MDL No. 2989) Filed by Defendant Melvin Capital Management, LP -- Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00896, CAS/3:21-cv-00167, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Redburn, Thomas)
March 2, 2021 Filing 186 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #36 in MDL No. 2989) Filed by Defendant Candlestick Capital Management L.P. -- Associated Cases: MDL No. 2989, CAS/3:21-cv-00167 (Redburn, Thomas)
March 2, 2021 Filing 185 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #34 in MDL No. 2989) Filed by Defendant Melvin Capital Management, LP -- Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00896, CAS/3:21-cv-00167, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Redburn, Thomas)
March 1, 2021 Filing 184 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAS/3:21-cv-00167, #9 in MDL No. 2989) Filed by Thomas E Redburn, Jr on behalf of Defendant Candlestick Capital Management L.P. (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAS/3:21-cv-00167 (Redburn, Thomas)
March 1, 2021 Filing 183 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAC/2:21-cv-00835, 3 in CAN/3:21-cv-00781, 3 in CAN/3:21-cv-00829, 3 in CAS/3:21-cv-00167, 3 in ILN/1:21-cv-00510, #9 in MDL No. 2989, 3 in TXS/4:21-cv-00292, 3 in VAE/1:21-cv-00115) Filed by Thomas E Redburn, Jr on behalf of Defendant Melvin Capital Management, LP (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00896, CAS/3:21-cv-00167, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Redburn, Thomas)
March 1, 2021 Filing 182 RESPONSE (JOINDER) -- (re: pldg. ( #179 in MDL No. 2989) ) Filed by Defendant Candlestick Capital Management L.P. (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAS/3:21-cv-00167 (Redburn, Thomas)
March 1, 2021 Filing 181 RESPONSE (JOINDER) -- (re: pldg. ( #179 in MDL No. 2989) ) Filed by Defendant Melvin Capital Management, LP (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00896, CAS/3:21-cv-00167, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Redburn, Thomas)
March 1, 2021 Filing 180 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. ( #2 in MDL No. 2989), ( #6 in MDL No. 2989), ( #1 in MDL No. 2989), ( #9 in MDL No. 2989) Filed by Jack E. Pace, III on behalf of Defendant Apex Clearing Corporation (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00896, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Pace, Jack) ADDED MDL LINK, DELETED DUPLICATE PARTY NAMES Modified on 3/2/2021 (RH).
March 1, 2021 Filing 179 RESPONSE IN OPPOSITION -- (re: pldg. ( #1 in MDL No. 2989) ) Filed by Defendant Apex Clearing Corporation, (Attachments: #1 Exhibit 1, #2 Exhibit 2A, #3 Exhibit 2B, #4 Exhibit 3, #5 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00896, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Pace, Jack) Modified on 3/2/2021 (dld). REMOVED DUPLICATE PARTIES
March 1, 2021 Filing 178 SEE CORRECTED PLEADING (re: pldg. ( #262 in MDL No. 2989)) CORPORATE DISCLOSURE STATEMENT (AMENDED) - re: pldg. (34 in CAN/3:21-cv-00781, 16 in CAN/3:21-cv-00829, #75 in MDL No. 2989) Identifying Other Affiliate Morgan Stanley, Other Affiliate E*TRADE Financial Holdings, LLC, Other Affiliate Morgan Stanley Domestic Holdings, Inc, Other Affiliate Morgan Stanley Capital Management LLC, Non-Party/Financial Interest Mitsubishi UFJ Financial Group, Inc. 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330 for. (Attachments: #1 Schedule of Actions Amended Schedule of Actions, #2 Other Addendum to Corporate Disclosure Form, #3 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, NYE/1:21-cv-00677 (Weinstein, Brian) Modified on 3/15/2021 (LH). ADDED NOTATION
March 1, 2021 Filing 177 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989), ( #2 in MDL No. 2989), ( #6 in MDL No. 2989) ) Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] (Attachments: #1 Appendix A Short Squeeze Actions, #2 Appendix B Proposed Class Definitions) Associated Cases: MDL No. 2989 et al. (Orsini, Kevin)
March 1, 2021 Filing 176 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. ( #2 in MDL No. 2989), ( #6 in MDL No. 2989), ( #1 in MDL No. 2989), ( #9 in MDL No. 2989) Filed by Brian S Weinstein on behalf of Defendants ETrade Financial Corporation, #et al.ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC #[Suppress List] (Attachments: #1 Schedule of Actions Schedule of Actions, #2 Proof of Service Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, NYE/1:21-cv-00677 (Weinstein, Brian) ADDED MDL LINK Modified on 3/2/2021 (RH).
March 1, 2021 Filing 175 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. (3 in CAC/2:21-cv-00835, 3 in CAC/2:21-cv-00837, 3 in CAC/2:21-cv-00843, 3 in CAN/3:21-cv-00693, 3 in CAN/3:21-cv-00759, 3 in CAN/3:21-cv-00781, 3 in CAN/3:21-cv-00829, 3 in CAN/3:21-cv-00861, 3 in CAN/4:21-cv-00696, 4 in CAN/4:21-cv-00697, 4 in CAN/4:21-cv-00758, 3 in CAN/4:21-cv-00838, 3 in CAN/5:21-cv-00833, 3 in CAS/3:21-cv-00167, 3 in CO/1:21-cv-00290, 3 in CT/3:21-cv-00123, 3 in CT/3:21-cv-00134, 3 in FLM/6:21-cv-00207, 3 in FLM/8:21-cv-00216, 3 in FLM/8:21-cv-00234, 3 in FLN/4:21-cv-00061, 3 in FLS/0:21-cv-60220, 3 in FLS/0:21-cv-60226, 3 in FLS/1:21-cv-20414, 3 in FLS/9:21-cv-80238, 3 in ILN/1:21-cv-00490, 3 in ILN/1:21-cv-00510, 3 in ILN/1:21-cv-00541, 3 in ILN/1:21-cv-00574, #9 in MDL No. 2989, 3 in NJ/2:21-cv-01348, 3 in NJ/2:21-cv-01729, 3 in NJ/3:21-cv-01361, 3 in NYS/1:21-cv-00777, 3 in PAE/2:21-cv-00489, 3 in PAW/3:21-cv-00013, 3 in TXS/4:21-cv-00292, 3 in TXS/4:21-cv-00311, 3 in VAE/1:21-cv-00115) Filed by Kevin J. Orsini on behalf of Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] Associated Cases: MDL No. 2989 et al. (Orsini, Kevin)
March 1, 2021 Filing 174 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. ( #2 in MDL No. 2989), ( #6 in MDL No. 2989), ( #1 in MDL No. 2989), ( #9 in MDL No. 2989) Filed by Michael S. Taaffe on behalf of Plaintiffs Ryan Heitz, Taylor Perri, Kevin Sheehan Associated Cases: MDL No. 2989, FLM/8:21-cv-00234 (Taaffe, Michael) ADDED MDL LINK Modified on 3/2/2021 (RH).
March 1, 2021 Filing 173 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. (23 in CAC/2:21-cv-00837), ( #2 in MDL No. 2989), ( #6 in MDL No. 2989), ( #1 in MDL No. 2989), ( #9 in MDL No. 2989) Filed by Maurice Pessah on behalf of Plaintiffs Josh Gossett, #et al.James LaPlant, Danielle Perreault, Maurice Scarborough, Scott Schiller #[Suppress List] (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00837 (Pessah, Maurice) ADDED MDL LINK Modified on 3/2/2021 (RH).
March 1, 2021 Filing 172 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989), ( #2 in MDL No. 2989), ( #6 in MDL No. 2989) ) Filed by Plaintiffs Josh Gossett, #et al.James LaPlant, Danielle Perreault, Maurice Scarborough, Scott Schiller #[Suppress List] (Attachments: #1 Exhibit Exhibits A - C to Response in Partial Support of Motion to Consolidate, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00837 (Pessah, Maurice)
March 1, 2021 Filing 171 SEE CORRECTED PLEADING (re: pldg. ( #219 in MDL No. 2989)) NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989) Filed by Brian S Weinstein on behalf of Defendants ETrade Financial Corporation, #et al.ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC #[Suppress List] (Attachments: #1 Schedule of Actions Amended Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, NYE/1:21-cv-00677 (Weinstein, Brian) Modified on 3/5/2021 (LH). ADDED NOTATION AND REMOVED DUPLICATE ATTACHMENT NAMES
March 1, 2021 Filing 170 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #57 in MDL No. 2989) Filed by Defendants The Depository Trust & Clearing Corporation, The Depository Trust Company -- Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00896, ILN/1:21-cv-00510, NYE/1:21-cv-00677 (Boyle, Gregory) Modified on 3/2/2021 (LH). REMOVED DUPLICATE PARTIES
March 1, 2021 Filing 169 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. ( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989), ( #9 in MDL No 2989) Filed by #et al.Charles Schwab and Co. Inc., TD Ameritrade, Inc, The Charles Schwab Corporation, TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corporation, #[Suppress List] (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989 et al. (Mendro, Jason)ADDED MDL LINK, DELETED DUPLICATE PARTIES NAMES Modified on 3/2/2021 (RH).
March 1, 2021 Filing 168 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #56 in MDL No. 2989) Filed by Defendants The Depository Trust & Clearing Corporation, The Depository Trust Company -- Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00896, ILN/1:21-cv-00510, NYE/1:21-cv-00677 (Boyle, Gregory) Modified on 3/2/2021 (LH). REMOVED DUPLICATE PARTIES
March 1, 2021 Filing 167 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAC/2:21-cv-00835, 3 in CAN/3:21-cv-00781, 3 in ILN/1:21-cv-00510, #9 in MDL No. 2989) Filed by Gregory M. Boyle on behalf of Defendants The Depository Trust & Clearing Corporation, #et al.The Depository Trust Company, #[Suppress List] (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00896, ILN/1:21-cv-00510, NYE/1:21-cv-00677 (Boyle, Gregory) DELETED DUPLICATE PARTIES NAMES Modified on 3/2/2021 (RH).
March 1, 2021 Filing 166 NOTICE OF RELATED ACTION -- 5 Action(s) -- Filed by attorney Kevin Orsini, Counsel for: Defendants Robinhood Financial LLC, Robinhood Securities, LLC and Robinhood Markets, Inc. -- California Northern District Court (3:21-cv-00871,4:21-cv-00980), California Southern District Court (3:21-cv-00238), Florida Middle District Court (8:21-cv-00329), Minnesota District Court (0:21-cv-00415) (Orsini, Kevin) Modified on 3/5/2021 (LH). ADDED PARTY TYPE
March 1, 2021 Filing 165 SEE CORRECTED PLEADING (re: pldg. ( #246 in MDL No. 2989)) NOTICE OF APPEARANCE (CORRECTED) re: pldg.( #1 in MDL No. 2989),( #56 in MDL No. 2989) Filed by Gregory M. Boyle on behalf of Defendants The Depository Trust & Clearing Corporation, The Depository Trust Company (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00896, ILN/1:21-cv-00510, NYE/1:21-cv-00677 (Boyle, Gregory) Modified on 3/2/2021 (LH). EDITED EVENT NAME, REMOVED DUPLICATE PARTIES AND ADDED MDL LINK Modified on 3/10/2021 (LH). ADDED NOTATION
March 1, 2021 Filing 164 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989), ( #2 in MDL No. 2989), ( #6 in MDL No. 2989) ) Filed by Defendants Charles Schwab & Co., Inc., #et al. TD Ameritrade, Inc, The Charles Schwab Corporation, TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corporation, #[Suppress List] (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989 et al. (Mendro, Jason) Modified on 3/2/2021 (dld). REMOVED DUPLICATE PARTIES
March 1, 2021 Filing 163 RESPONSE IN OPPOSITION -- (re: pldg. ( #1 in MDL No. 2989), ( #2 in MDL No. 2989), ( #6 in MDL No. 2989) ) Filed by Plaintiff Michael D Scalia (Attachments: #1 Exhibit A, Draft Consolidated Complaint, #2 Exhibit B, Proof of Service) Associated Cases: MDL No. 2989, FLS/9:21-cv-80238 (Snyder, Marguerite)
March 1, 2021 Filing 162 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. (3 in CAN/4:21-cv-00696, #9 in MDL No. 2989) Filed by Matthew Lawrence Venezia on behalf of Plaintiff Robert Days Associated Cases: MDL No. 2989, CAN/4:21-cv-00696 (Venezia, Matthew)
March 1, 2021 Filing 161 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. ( #9 in MDL No. 2989), (63 in NYE/1:21-cv-00677) Filed by Frank R. Schirripa on behalf of Plaintiffs Dan Dechirico, Angel Guzman, Joshua Palmer (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, NYE/1:21-cv-00677 (Schirripa, Frank)
March 1, 2021 Filing 160 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. ( #158 in MDL No. 2989, 20 in NJ/2:21-cv-01729), ( #1 in MDL No. 2989), ( #9 in MDL No. 2989 Filed by Phillip Kim on behalf of Plaintiff DAMON MUNCY (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, NJ/2:21-cv-01729 (Kim, Phillip) ADDED MDL LINK Modified on 3/2/2021 (RH).
March 1, 2021 Filing 159 INTERESTED PARTY RESPONSE IN OPPOSITION -- (re: pldg. ( #1 in MDL No. 2989) ) Filed by Plaintiffs Dan Dechirico, Angel Guzman, Joshua Palmer (Attachments: #1 Declaration Declaration of Frank R. Schirripa in Support of Response, #2 Proof of Service) Associated Cases: MDL No. 2989, NYE/1:21-cv-00677 (Schirripa, Frank) Modified on 3/2/2021 (dld). EDITED EVENT TYPE
March 1, 2021 Filing 158 RESPONSE IN OPPOSITION -- (re: pldg. ( #1 in MDL No. 2989) ) Filed by Plaintiff DAMON MUNCY (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, NJ/2:21-cv-01729 (Kim, Phillip)
March 1, 2021 Filing 157 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAC/2:21-cv-00835, 3 in CAN/3:21-cv-00781, 3 in CAN/3:21-cv-00829, 3 in CAN/3:21-cv-00861, 4 in CAN/4:21-cv-00758, 3 in CAS/3:21-cv-00167, 3 in CO/1:21-cv-00290, 3 in FLS/1:21-cv-20414, 3 in ILN/1:21-cv-00510, #9 in MDL No. 2989, 3 in TXS/4:21-cv-00292, 3 in VAE/1:21-cv-00115) Filed by Adam L. Hoeflich on behalf of Defendants Citadel Enterprise Americas, LLC, #et al.Citadel Securities LLC, #[Suppress List] (Attachments: #1 Schedule of Actions for Citadel Enterprise Americas LLC and Citadel Securities LLC, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00861, CAN/3:21-cv-00896, CAN/4:21-cv-00758, CAS/3:21-cv-00167, CO/1:21-cv-00290, FLS/1:21-cv-20414, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Hoeflich, Adam) DELETED DUPLICATE PARTIES NAMES Modified on 3/2/2021 (RH).
March 1, 2021 Filing 156 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAN/3:21-cv-00781, #9 in MDL No. 2989, 3 in TXS/4:21-cv-00292) Filed by Harry A Olivar on behalf of Defendant Sequoia Capital Operations LLC, (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00896, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Olivar, Harry) DELETED DUPLICATE PARTY NAMES Modified on 3/2/2021 (RH).
March 1, 2021 Filing 155 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. ( #9 in MDL No. 2989) Filed by William M Audet on behalf of Plaintiffs Sagi Cezana, Elvia Curiel-Ruth (Attachments: #1 Exhibit A, #2 Proof of Service) Associated Cases: MDL No. 2989 et al. (Audet, William)
March 1, 2021 Filing 154 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAN/3:21-cv-00781, #9 in MDL No. 2989, 3 in TXS/4:21-cv-00292) Filed by Thomas G Haskins, Jr on behalf of Defendants Dough LLC, #et al.Tastyworks, Inc., Tastyworks, Inc. #[Suppress List] (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00896, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Haskins, Thomas)
March 1, 2021 Filing 153 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989) ) Filed by Plaintiffs Sagi Cezana, Elvia Curiel-Ruth (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989 et al. (Audet, William)
March 1, 2021 Filing 152 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989) ) Filed by Plaintiffs Mark Feeney, #et al.Jason Fossella #[Suppress List] Associated Cases: MDL No. 2989, CAN/5:21-cv-00833 (Rathod, Jason) Modified on 3/2/2021 (dld). REMOVED ADDITIONAL FILING PARTY
March 1, 2021 Filing 151 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #1 in MDL No. 2989) -- Identifying Corporate Parent Tastytrade, Inc. for Dough LLC. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781 (Haskins, Thomas)
March 1, 2021 Filing 150 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Thomas G Haskins, Jr on behalf of Defendant Dough LLC (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781 (Haskins, Thomas)
March 1, 2021 Filing 149 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (18 in CAN/3:21-cv-00781, #50 in MDL No. 2989, 16 in NYE/1:21-cv-00677) Filed by Defendant Tastyworks, Inc. -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677 (Haskins, Thomas) Modified on 3/2/2021 (LH). REMOVED DUPLICATE PARTY
March 1, 2021 Filing 148 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #47 in MDL No. 2989) Filed by Defendant Tastyworks, Inc. -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677 (Haskins, Thomas) Modified on 3/2/2021 (LH). ADDED MDL LINK AND REMOVED DUPLICATE PARTY
March 1, 2021 Filing 147 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAN/3:21-cv-00781, #9 in MDL No. 2989) Filed by Robin Nunn on behalf of Defendant Stash Financial, Inc. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677 (Nunn, Robin) DELETED DUPLICATE PARTY NAMES Modified on 3/2/2021 (RH).
March 1, 2021 Filing 146 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAN/3:21-cv-00781, 3 in TXS/4:21-cv-00292), (11 in CAN/3:21-cv-00896, 47 in NYE/1:21-cv-00677), ( #6 in MDL No. 2989), ( #9 in MDL No. 2989) Filed by Leiv H. Blad on behalf of Defendants Alpaca Securities LLC, eToro USA Securities, Inc. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00896, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Blad, Leiv) ADDED MDL LINK Modified on 3/2/2021 (RH).
March 1, 2021 Filing 145 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAC/2:21-cv-00835, 3 in ILN/1:21-cv-00510, #9 in MDL No. 2989) Filed by Lana B Nassar on behalf of Plaintiffs Mohammed A. Doleh, #et al.Hanna Kayali, #[Suppress List] (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, ILN/1:21-cv-00510 (Nassar, Lana) DELETED DUPLICATE PARTIES NAMES Modified on 3/2/2021 (RH).
March 1, 2021 Filing 144 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989), ( #6 in MDL No. 2989) ) Filed by Plaintiff Robert Days Associated Cases: MDL No. 2989, CAN/4:21-cv-00696 (Venezia, Matthew)
March 1, 2021 Filing 143 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAS/3:21-cv-00167, 3 in FLS/1:21-cv-20414, #9 in MDL No. 2989, 3 in TXS/4:21-cv-00292) Filed by Daniel J Kramer on behalf of Defendant Point72 Asset Management, L.P., (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAS/3:21-cv-00167, FLS/1:21-cv-20414, TXS/4:21-cv-00292 (Kramer, Daniel) DELETED DUPLICATE PARTY NAMES Modified on 3/2/2021 (RH).
March 1, 2021 Filing 142 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. (24 in CAN/4:21-cv-00758, #141 in MDL No. 2989), ( #1 in MDL No. 2989), ( #9 in MDL No. 2989) Filed by Jeffrey A Klafter on behalf of Plaintiff PATRYK KRASOWSKI (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/4:21-cv-00758 (Klafter, Jeffrey) ADDED MDL LINK Modified on 3/2/2021 (RH).
March 1, 2021 Filing 141 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989) ) Filed by Plaintiffs PATRYK KRASOWSKI, NICK PARKER (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/4:21-cv-00758 (Klafter, Jeffrey)
March 1, 2021 Filing 140 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (24 in CAN/3:21-cv-00781, #63 in MDL No. 2989, 22 in NYE/1:21-cv-00677), (23 in CAN/3:21-cv-00781, #62 in MDL No. 2989, 21 in NYE/1:21-cv-00677) Filed by Defendant Stash Financial, Inc. -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677 (Nunn, Robin) Modified on 3/3/2021 (LH). REMOVED DUPLICATE PARTY
March 1, 2021 Filing 139 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. (23 in FLS/1:21-cv-20414), ( #9 in MDL No. 2989) Filed by Natalia M Salas on behalf of Plaintiffs Omar Alsaedi, #et al.Ethan Arellano, Christine Bukowski, Carolyn Collier, Travis Elliott, Charles Fellows, Amanda Giuliani, Jessica Hines, Bryan Joyner, Andrea Juncadella, Michael Ridpath, Matt Scime, William Urrutia, Chastity Woodward, Patrick Young, Michelle del Valle, Liaison Counsel for Plaintiffs #[Suppress List] (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, FLS/1:21-cv-20414 (Salas, Natalia) ADDED MDL LINK Modified on 3/2/2021 (RH).
March 1, 2021 Filing 138 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989) ) Filed by Plaintiffs Omar Alsaedi, #et al.Ethan Arellano, Christine Bukowski, Carolyn Collier, Travis Elliott, Charles Fellows, Amanda Giuliani, Jessica Hines, Bryan Joyner, Andrea Juncadella, Michael Ridpath, Matt Scime, William Urrutia, Chastity Woodward, Patrick Young, Michelle del Valle #[Suppress List] (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, FLS/1:21-cv-20414 (Salas, Natalia) Modified on 3/18/2021 (dld). REMOVED LIAISON COUNSEL FOR PLAINTIFFS
March 1, 2021 Filing 137 NOTICE OF CHANGE OF LAW FIRM by Jeffrey A Klafter for Plaintiff PATRYK KRASOWSKI (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/4:21-cv-00758 (Klafter, Jeffrey)
March 1, 2021 Filing 136 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. (18 in CAN/4:21-cv-00697, #135 in MDL No. 2989), (4 in CAN/4:21-cv-00697, #9 in MDL No. 2989) Filed by Jeffrey A Koncius on behalf of Plaintiff Christian A. Dalton (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/4:21-cv-00697 (Koncius, Jeffrey)
March 1, 2021 Filing 135 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989), ( #2 in MDL No. 2989), ( #6 in MDL No. 2989) ) Filed by Plaintiff Christian A. Dalton (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/4:21-cv-00697 (Koncius, Jeffrey)
March 1, 2021 Filing 134 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAN/3:21-cv-00693, 3 in CT/3:21-cv-00123, 3 in FLS/0:21-cv-60226, #9 in MDL No. 2989, 3 in NJ/2:21-cv-01348, 3 in NYS/1:21-cv-00777, 3 in PAE/2:21-cv-00489) Filed by Alexander G. Cabeceiras on behalf of Plaintiffs Peter Fray, #et al.David Wieg, Brandon Nelson, Brendon Nelson, Zachary Ziegler, STEVEN MINNICK, JHANNA WHITE, BARTOSZ ZYBURA #[Suppress List] (Attachments: #1 Attachment A, #2 Attachment B) Associated Cases: MDL No. 2989, CAN/3:21-cv-00693, CT/3:21-cv-00123, FLS/0:21-cv-60226, NJ/2:21-cv-01348, NYS/1:21-cv-00777, PAE/2:21-cv-00489 (Cabeceiras, Alexander)
March 1, 2021 Filing 133 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CO/1:21-cv-00290, #9 in MDL No. 2989) Filed by Kevin S. Hannon on behalf of Plaintiff Chance Daniels (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CO/1:21-cv-00290 (Hannon, Kevin)
March 1, 2021 Filing 132 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989) ) Filed by Plaintiff Chance Daniels (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CO/1:21-cv-00290 (Hannon, Kevin)
March 1, 2021 Filing 131 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. ( #1 in MDL No. 2989), ( #9 in MDL No. 2989) Filed by Gabriel A Assaad on behalf of Plaintiffs C. Louis Bunya, #et al.Drew Hunnicutt, Erika Mercado, Ryan Zachary Ross #[Suppress List] Parties will WAIVE ORAL ARGUMENT IF ALL OTHER PARTIES IN THIS MATTER WAIVE ORAL ARGUMENT; otherwise the designated attorney shall present oral argument at the Panel hearing session. (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, TXS/4:21-cv-00292 (Assaad, Gabriel) EDITED EVENT NAME, ADDED MDL LINK Modified on 3/2/2021 (RH).
March 1, 2021 Filing 130 RESPONSE IN OPPOSITION -- (re: pldg. ( #1 in MDL No. 2989), ( #2 in MDL No. 2989), ( #6 in MDL No. 2989) ) Filed by Plaintiffs Ryan Heitz, Taylor Perri, Kevin Sheehan (Attachments: #1 Exhibit Draft Consolidated Class Action Complaint) Associated Cases: MDL No. 2989, FLM/8:21-cv-00234 (Taaffe, Michael)
March 1, 2021 Filing 129 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. (19 in FLM/6:21-cv-00207, #127 in MDL No. 2989), ( #6 in MDL No. 2989), ( #1 in MDL No. 2989), ( #9 in MDL No. 2989 Filed by Janet R. Varnell on behalf of Plaintiff Jonathan Diamond (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, FLM/6:21-cv-00207 (Varnell, Janet) ADDED MDL LINK Modified on 3/2/2021 (RH).
March 1, 2021 Filing 128 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989) ) Filed by Plaintiffs C. Louis Bunya, #et al.Drew Hunnicutt, Erika Mercado, Ryan Zachary Ross #[Suppress List] (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, TXS/4:21-cv-00292 (Assaad, Gabriel)
March 1, 2021 Filing 127 RESPONSE IN OPPOSITION -- (re: pldg. ( #1 in MDL No. 2989), ( #6 in MDL No. 2989) ) Filed by Plaintiff Jonathan Diamond (Attachments: #1 Exhibit A, #2 Proof of Service) Associated Cases: MDL No. 2989, FLM/6:21-cv-00207, FLM/8:21-cv-00234, FLN/4:21-cv-00061, FLS/9:21-cv-80238 (Varnell, Janet)
March 1, 2021 Filing 126 RESPONSE IN OPPOSITION -- (re: pldg. ( #1 in MDL No. 2989) ) Filed by Plaintiff STEVEN BAIRD (Attachments: #1 Exhibit) Associated Cases: MDL No. 2989, FLN/4:21-cv-00061 (ZIMMERMAN, JASON)
March 1, 2021 Filing 125 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAC/2:21-cv-00835, 3 in CAC/2:21-cv-00837, 3 in CAC/2:21-cv-00843, 3 in CAN/3:21-cv-00693, 3 in CAN/3:21-cv-00759, 3 in CAN/3:21-cv-00781, 3 in CAN/3:21-cv-00829, 3 in CAN/3:21-cv-00861, 3 in CAN/4:21-cv-00696, 4 in CAN/4:21-cv-00697, 4 in CAN/4:21-cv-00758, 3 in CAN/4:21-cv-00838, 3 in CAN/5:21-cv-00833, 3 in CAS/3:21-cv-00167, 3 in CO/1:21-cv-00290, 3 in CT/3:21-cv-00123, 3 in CT/3:21-cv-00134, 3 in FLM/6:21-cv-00207, 3 in FLM/8:21-cv-00216, 3 in FLM/8:21-cv-00222, 3 in FLM/8:21-cv-00234, 3 in FLN/4:21-cv-00061, 3 in FLS/0:21-cv-60220, 3 in FLS/0:21-cv-60226, 3 in FLS/1:21-cv-20414, 3 in FLS/9:21-cv-80238, 3 in ILN/1:21-cv-00490, 3 in ILN/1:21-cv-00510, 3 in ILN/1:21-cv-00541, 3 in ILN/1:21-cv-00574, 3 in ILN/1:21-cv-00624, #9 in MDL No. 2989, 3 in NJ/2:21-cv-01348, 3 in NJ/2:21-cv-01729, 3 in NJ/3:21-cv-01361, 3 in NYS/1:21-cv-00777, 3 in NYS/1:21-cv-00799, 3 in PAE/2:21-cv-00489, 3 in PAW/3:21-cv-00013, 3 in TXS/4:21-cv-00292, 3 in TXS/4:21-cv-00311, 3 in VAE/1:21-cv-00115) Filed by Brandon James Hill on behalf of Plaintiff Austin Schaff (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989 et al. (Hill, Brandon)
March 1, 2021 Filing 124 NOTICE OF APPEARANCE (CORRECTED) re: pldg.( #1 in MDL No. 2989),( #83 in MDL No. 2989) Filed by Marguerite C Snyder on behalf of Plaintiff Michael D Scalia (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, FLS/9:21-cv-80238 (Snyder, Marguerite) Modified on 3/2/2021 (LH). EDITED EVENT NAME AND ADDED MDL LINK
March 1, 2021 Filing 123 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in VAE/1:21-cv-00115), ( #9 in MDL No. 2989) Filed by Parker James Lavin on behalf of Plaintiff Matthew M Lavin (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, VAE/1:21-cv-00115 (Lavin, Parker) ADDED MDL LINK Modified on 3/2/2021 (RH).
March 1, 2021 Filing 122 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAN/3:21-cv-00781, #9 in MDL No. 2989, 3 in TXS/4:21-cv-00292) Filed by Richard D. Owens on behalf of Defendants Barclays Bank PLC, #et al.Barclays Bank PLC, Barclays Bank PLC #[Suppress List] (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Owens, Richard)
March 1, 2021 Filing 121 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. (3 in FLS/9:21-cv-80238, #9 in MDL No. 2989) Filed by Marguerite C Snyder on behalf of Plaintiff Michael D Scalia Associated Cases: MDL No. 2989, FLS/9:21-cv-80238 (Snyder, Marguerite)
March 1, 2021 Filing 120 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in TXS/4:21-cv-00311), ( #9 in MDL No. 2989) Filed by Shreedhar R Patel on behalf of Plaintiffs Anuj Kapur, #et al.Brian Ng, Chetan Patel, Jayesh Shah, Summit Thakral #[Suppress List] (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, TXS/4:21-cv-00311 (Patel, Shreedhar) ADDED MDL LINK Modified on 3/2/2021 (RH).
March 1, 2021 Filing 119 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAN/3:21-cv-00781, #9 in MDL No. 2989, 3 in TXS/4:21-cv-00292), (11 in CAN/3:21-cv-00896, 47 in NYE/1:21-cv-00677), ( #2 in MDL No. 2989), ( #6 in MDL No. 2989), ( #1 in MDL No. 2989) Filed by Marc De Leeuw on behalf of Defendant Ally Financial Inc. (Attachments: #1 Proof of Service of Notice of Waiver of Oral Argument) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00896, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (De Leeuw, Marc)
March 1, 2021 Filing 118 SEE CORRECTED PLEADING (re: pldg. ( #230 in MDL No. 2989)) CORPORATE DISCLOSURE STATEMENT re: pldg. ( #2 in MDL No. 2989), ( #6 in MDL No. 2989), ( #1 in MDL No. 2989) -- Identifying Corporate Parent No Parent Corp. for Ally Financial Inc.. (Attachments: #1 Supplement Attachment to Ally Corporate Disclosure Statement, #2 Schedule of Actions Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00896, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (De Leeuw, Marc) Modified on 3/5/2021 (LH). ADDED NOTATION Modified on 3/8/2021 (LH). EDITED MDL LINK
March 1, 2021 Filing 117 NOTICE OF WAIVER OF ORAL ARGUMENT re: pldg. (3 in CAN/3:21-cv-00781, 3 in CO/1:21-cv-00290, #9 in MDL No. 2989, 3 in TXS/4:21-cv-00292) Filed by Justina K Sessions on behalf of Defendant Open to the Public Investing, Inc. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CO/1:21-cv-00290, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Sessions, Justina) EDITED EVENT NAME Modified on 3/1/2021 (RH).
March 1, 2021 Filing 116 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989) ) Filed by Plaintiff Austin Schaff (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989 et al. (Hill, Brandon)
March 1, 2021 Filing 115 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. (3 in CAN/3:21-cv-00861, #9 in MDL No. 2989) Filed by Roy T. Willey, IV on behalf of Plaintiffs David Moody, Julie Moody (Attachments: #1 Certificate of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00861 (Willey, Roy)
March 1, 2021 Filing 114 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989), ( #6 in MDL No. 2989) ) Filed by Plaintiffs David Moody, Julie Moody (Attachments: #1 Certificate of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00861 (Willey, Roy)
March 1, 2021 Filing 113 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Gary Richard Carlin on behalf of Plaintiffs Aaron Kolysko, #et al.Timothy A. Nordeen #[Suppress List] (Attachments: #1 Oral Argument Statement Notice of Presentation, #2 Memorandum In support of Consolidation N.D. Cal.) Associated Cases: MDL No. 2989, CAS/3:21-cv-00167 (Carlin, Gary) Modified on 3/4/2021 (LH). REMOVED LIAISON COUNSEL
March 1, 2021 Filing 112 CORPORATE DISCLOSURE STATEMENT (AMENDED) - re: pldg. (13 in CAN/3:21-cv-00781, #32 in MDL No. 2989, 9 in NYE/1:21-cv-00677, 11 in TXS/4:21-cv-00292), (1 in CAN/3:21-cv-00896) Identifying Corporate Parent eToro Group Limited for eToro USA Securities, Inc.. (Attachments: #1 Exhibit Additional Case Captions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00896, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Blad, Leiv)
March 1, 2021 Filing 111 CORPORATE DISCLOSURE STATEMENT (AMENDED) - re: pldg. (12 in CAN/3:21-cv-00781, #31 in MDL No. 2989, 8 in NYE/1:21-cv-00677, 10 in TXS/4:21-cv-00292), (1 in CAN/3:21-cv-00896) Identifying Corporate Parent AlpacaDB, Inc for Alpaca Securities LLC. (Attachments: #1 Exhibit Additional Case Captions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00896, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Blad, Leiv)
March 1, 2021 Filing 110 NOTICE OF APPEARANCE (CORRECTED) re: pldg.( #1 in MDL No. 2989), ( #30 in MDL No. 2989) Filed by Leiv H. Blad on behalf of Defendants Alpaca Securities LLC, eToro USA Securities, Inc. (Attachments: #1 Exhibit Additional Case Captions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00896, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Blad, Leiv) Modified on 3/2/2021 (LH). EDITED EVENT NAME AND ADDED MDL LINK Modified on 3/3/2021 (LH). EDITED MDL LINK
March 1, 2021 Filing 109 CERTIFICATE OF SERVICE re: pldg. (6 in FLN/4:21-cv-00061, #42 in MDL No. 2989), (5 in FLN/4:21-cv-00061, #41 in MDL No. 2989) Filed by Plaintiff STEVEN BAIRD -- Associated Cases: MDL No. 2989, FLN/4:21-cv-00061 (ZIMMERMAN, JASON)
February 26, 2021 Filing 108 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (9 in CAC/2:21-cv-00837, #80 in MDL No. 2989) Filed by Plaintiffs Josh Gossett, #et al.James LaPlant, Danielle Perreault, Maurice Scarborough, Scott Schiller #[Suppress List] -- Associated Cases: MDL No. 2989, CAC/2:21-cv-00837 (Pessah, Maurice)
February 26, 2021 Filing 107 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #6 in MDL No. 2989) -- Identifying Corporate Parent The Charles Schwab Corporation, Corporate ParentSchwab Holdings, Inc. for Charles Schwab & Co. Inc.; Corporate Parent The Charles Schwab Corporation, Corporate ParentTD Ameritrade Holding Corp, Corporate Parent TD Ameritrade Online Holding Corporation for TD Ameritrade, Inc.;Corporate Parent No Parent Corp for The Charles Schwab Corporation; Non-Party/Financial Interest Toronto Dominion Bank for The Charles Schwab Corporation. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989 et al. (Mendro, Jason) Modified on 3/4/2021 (LH). ADDED PARENT CORPS
February 26, 2021 Filing 106 NOTICE OF APPEARANCE re: pldg.( #66 in MDL No. 2989) Filed by Jason J Mendro on behalf of Defendants Charles Schwab & Co., Inc., #et al.TD Ameritrade, Inc, The Charles Schwab Corporation, TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corporation, #[Suppress List] (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989 et al. (Mendro, Jason) Modified on 3/2/2021 (LH). REMOVED DUPLICATE PARTIES
February 26, 2021 Filing 105 SEE CORRECTED PLEADING (re: pldg. ( #220 in MDL No. 2989)) CORPORATE DISCLOSURE STATEMENT re: pldg. ( #2 in MDL No. 2989), ( #6 in MDL No. 2989), ( #1 in MDL No. 2989) -- Identifying Corporate Parent Morgan Stanley, Subsidiary Morgan Stanley Capital Management, LLC, Subsidiary E*Trade Financial Holdings, LLC, Non-Party/Financial Interest Mitsubishi UFJ Financial Group, Inc. 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330, Subsidiary ETCM Holdings, LLC, Subsidiary Morgan Stanley Domestic Holdings, Inc for E*TRADE Securities LLC. (Attachments: #1 Other - Addendum to Corporate Disclosure Statement, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781 (Weinstein, Brian) Modified on 3/4/2021 (LH). ADDED FILING PARTY Modified on 3/5/2021 (LH). ADDED NOTATION
February 26, 2021 Filing 104 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #66 in MDL No. 2989) Filed by Defendants Charles Schwab & Co., Inc., #et al.TD Ameritrade, Inc, The Charles Schwab Corporation, TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corporation #[Suppress List] -- Associated Cases: MDL No. 2989 et al. (Mendro, Jason) Modified on 3/2/2021 (LH). REMOVED DUPLICATE PARTIES
February 26, 2021 Filing 103 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #2 in MDL No. 2989), ( #6 in MDL No. 2989), ( #1 in MDL No. 2989), ( #74 in MDL No. 2989), ( #75 in MDL No. 2989) Filed by Defendants ETrade Financial Corporation, #et al.ETrade Financial Holdings, LLC, Morgan Stanley Smith Barney LLC, E Trade Asset Management, Inc. #[Suppress List] -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAS/3:21-cv-00167 (Weinstein, Brian) Modified on 3/2/2021 (LH). REMOVED DUPLICATE PARTIES AND ADDED MDL LINKS
February 26, 2021 Filing 102 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. (3 in CAN/4:21-cv-00838, #9 in MDL No. 2989) Filed by Andrew Joseph Obergfell on behalf of Plaintiff Jordan Krumenacker (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/4:21-cv-00838 (Obergfell, Andrew)
February 26, 2021 Filing 101 RESPONSE IN SUPPORT -- (re: pldg. ( #1 in MDL No. 2989), ( #6 in MDL No. 2989) ) Filed by Plaintiff Jordan Krumenacker (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/4:21-cv-00838 (Obergfell, Andrew)
February 26, 2021 Filing 100 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Jason S Rathod on behalf of Plaintiffs Mark Feeney, #et al.Jason Fossella, Liaison Counsel for Plaintiffs #[Suppress List] Associated Cases: MDL No. 2989, CAN/5:21-cv-00833 (Rathod, Jason)
February 26, 2021 Filing 99 NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989) Filed by Marc De Leeuw on behalf of Defendant Ally Financial Inc. (Attachments: #1 Proof of Service for Notice of Appearance of Marc De Leeuw) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781 (De Leeuw, Marc)
February 26, 2021 Filing 98 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #29 in MDL No. 2989) Filed by Plaintiff Austin Schaff -- Associated Cases: MDL No. 2989 et al. (Hill, Brandon)
February 25, 2021 Filing 97 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (4 in CAN/3:21-cv-00759, 4 in CAN/3:21-cv-00829, #22 in MDL No. 2989) Filed by Plaintiff Elvia Curiel-Ruth -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00759, CAN/3:21-cv-00829 (Audet, William)
February 25, 2021 Filing 96 NOTICE OF APPEARANCE (CORRECTED) re: pldg.( #1 in MDL No. 2989), ( #25 in MDL No. 2989) Filed by Joseph R. Saveri on behalf of Plaintiffs Shane Cheng, Terell Sterling (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781 (Saveri, Joseph) Modified on 3/1/2021 (LH). ADDED MDL LINK AND EDITED EVENT NAME
February 25, 2021 Filing 95 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (4 in FLM/6:21-cv-00207, #28 in MDL No. 2989) Filed by Plaintiff Jonathan Diamond -- Associated Cases: MDL No. 2989, FLM/6:21-cv-00207 (Varnell, Janet)
February 25, 2021 Filing 94 NOTICE OF APPEARANCE (CORRECTED) re: pldg.( #1 in MDL No. 2989), ( #11 in MDL No. 2989) Filed by Natalia M Salas on behalf of Plaintiffs Omar Alsaedi, #et al.Ethan Arellano, Christine Bukowski, Carolyn Collier, Travis Elliott, Charles Fellows, Amanda Giuliani, Jessica Hines, Bryan Joyner, Andrea Juncadella, Michael Ridpath, Matt Scime, William Urrutia, Chastity Woodward, Patrick Young, Michelle del Valle #[Suppress List] (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, FLS/1:21-cv-20414 (Salas, Natalia) Modified on 2/25/2021 (LH). ADDED MDL LINK
February 25, 2021 Filing 93 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (4 in CO/1:21-cv-00290, #17 in MDL No. 2989) Filed by Plaintiff Chance Daniels -- Associated Cases: MDL No. 2989, CO/1:21-cv-00290 (Hannon, Kevin)
February 24, 2021 Filing 92 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (14 in CAC/2:21-cv-00835, 7 in CAC/2:21-cv-00837, 7 in CAC/2:21-cv-00843, 9 in CAN/3:21-cv-00693, 8 in CAN/3:21-cv-00759, 32 in CAN/3:21-cv-00781, 14 in CAN/3:21-cv-00829, 12 in CAN/3:21-cv-00861, 8 in CAN/4:21-cv-00696, 8 in CAN/4:21-cv-00697, 13 in CAN/4:21-cv-00758, 8 in CAN/4:21-cv-00838, 7 in CAN/5:21-cv-00833, 20 in CAS/3:21-cv-00167, 14 in CO/1:21-cv-00290, 8 in CT/3:21-cv-00123, 7 in CT/3:21-cv-00134, 8 in FLM/6:21-cv-00207, 8 in FLM/8:21-cv-00216, 8 in FLM/8:21-cv-00234, 10 in FLN/4:21-cv-00061, 7 in FLS/0:21-cv-60220, 8 in FLS/0:21-cv-60226, 12 in FLS/1:21-cv-20414, 8 in FLS/9:21-cv-80238, 7 in ILN/1:21-cv-00490, 14 in ILN/1:21-cv-00510, 7 in ILN/1:21-cv-00541, 7 in ILN/1:21-cv-00574, #73 in MDL No. 2989, 8 in NJ/2:21-cv-01348, 8 in NJ/2:21-cv-01729, 7 in NJ/3:21-cv-01361, 30 in NYE/1:21-cv-00677, 8 in NYS/1:21-cv-00777, 8 in PAE/2:21-cv-00489, 7 in PAW/3:21-cv-00013, 24 in TXS/4:21-cv-00292, 8 in TXS/4:21-cv-00311, 13 in VAE/1:21-cv-00115) Filed by Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Associated Cases: MDL No. 2989 et al. (Orsini, Kevin)
February 24, 2021 Filing 91 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (12 in CAC/2:21-cv-00835, 5 in CAC/2:21-cv-00837, 5 in CAC/2:21-cv-00843, 7 in CAN/3:21-cv-00693, 6 in CAN/3:21-cv-00759, 27 in CAN/3:21-cv-00781, 12 in CAN/3:21-cv-00829, 10 in CAN/3:21-cv-00861, 6 in CAN/4:21-cv-00696, 6 in CAN/4:21-cv-00697, 11 in CAN/4:21-cv-00758, 6 in CAN/4:21-cv-00838, 5 in CAN/5:21-cv-00833, 18 in CAS/3:21-cv-00167, 12 in CO/1:21-cv-00290, 6 in CT/3:21-cv-00123, 5 in CT/3:21-cv-00134, 6 in FLM/6:21-cv-00207, 6 in FLM/8:21-cv-00216, 6 in FLM/8:21-cv-00234, 8 in FLN/4:21-cv-00061, 5 in FLS/0:21-cv-60220, 6 in FLS/0:21-cv-60226, 10 in FLS/1:21-cv-20414, 6 in FLS/9:21-cv-80238, 5 in ILN/1:21-cv-00490, 12 in ILN/1:21-cv-00510, 5 in ILN/1:21-cv-00541, 5 in ILN/1:21-cv-00574, #68 in MDL No. 2989, 6 in NJ/2:21-cv-01348, 6 in NJ/2:21-cv-01729, 5 in NJ/3:21-cv-01361, 25 in NYE/1:21-cv-00677, 6 in NYS/1:21-cv-00777, 6 in PAE/2:21-cv-00489, 5 in PAW/3:21-cv-00013, 22 in TXS/4:21-cv-00292, 6 in TXS/4:21-cv-00311, 11 in VAE/1:21-cv-00115) Filed by Defendants Robinhood Financial, LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] -- Associated Cases: MDL No. 2989 et al. (Orsini, Kevin)
February 24, 2021 Filing 90 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Jonathan Lubin on behalf of Plaintiffs Brian Belderrain, #et al.Marcus Lagmanson, Anthony R Reyes #[Suppress List] Associated Cases: MDL No. 2989, ILN/1:21-cv-00541 (Lubin, Jonathan)
February 24, 2021 Filing 89 MOTION FOR LEAVE TO FILE Notice of Appearance Timely Filed re: pldg. (16 in CAC/2:21-cv-00835, 16 in ILN/1:21-cv-00510, #88 in MDL No. 2989) - Filed by Lana B Nassar on behalf of Plaintiffs Mohammed A. Doleh, #et al.Hanna Kayali #[Suppress List] (Attachments: #1 Exhibit A, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, ILN/1:21-cv-00510 (Nassar, Lana) Modified on 3/1/2021 (LH). REMOVED DUPLICATE PARTIES AND EDITED EVENT NAME
February 24, 2021 Filing 88 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Lana B Nassar on behalf of Plaintiffs Mohammed A. Doleh, #et al.Hanna Kayali #[Suppress List] (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, ILN/1:21-cv-00510 (Nassar, Lana) Modified on 3/1/2021 (LH). REMOVED DUPLICATE PARTIES
February 24, 2021 Filing 87 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #2 in MDL No. 2989), ( #6 in MDL No. 2989), ( #1 in MDL No. 2989) -- Identifying Corporate Parent M1 Holdings Inc. for M1 Finance, LLC. (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00896, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Gibbs, Patrick)
February 24, 2021 Filing 86 NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( #66 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989), ( #8 in MDL No. 2989) Filed by Patrick E Gibbs on behalf of Defendant M1 Finance, LLC (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00896, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Gibbs, Patrick)
February 24, 2021 Filing 85 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #1 in MDL No. 2989) -- Identifying Corporate Parent Barclays PLC for Barclays Bank PLC. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677 (Owens, Richard) Modified on 3/9/2021 (LAH). REMOVED DUPLICATE PARTY
February 24, 2021 Filing 84 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989), ( #8 in MDL No. 2989) Filed by Richard D. Owens on behalf of Defendant Barclays Bank PLC (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677 (Owens, Richard) Modified on 3/9/2021 (LAH). REMOVED DUPLICATE PARTY
February 24, 2021 Filing 83 SEE CORRECTED PLEADING (re: pldg. ( #124 in MDL No. 2989) NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Marguerite C Snyder on behalf of Plaintiff Michael D Scalia (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, FLS/9:21-cv-80238 (Snyder, Marguerite) Modified on 3/2/2021 (LH). ADDED NOTATION
February 24, 2021 Filing 82 SEE CORRECTED PLEADING (re: pldg. ( #203 in MDL No. 2989)) CORPORATE DISCLOSURE STATEMENT re: pldg. ( #2 in MDL No. 2989), ( #6 in MDL No. 2989), ( #1 in MDL No. 2989) -- Identifying Corporate Parent No Parent Corp. for Sequoia Capital Operations LLC. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Olivar, Harry) Modified on 3/3/2021 (LH). REMOVED DUPLICATE PARTIES AND ADDED NOTATION
February 24, 2021 Filing 81 SEE CORRECTED PLEADING (re: pldg. ( #201 in MDL No. 2989)) NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989) Filed by Harry A Olivar on behalf of Defendant Sequoia Capital Operations LLC (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Olivar, Harry) Modified on 3/3/2021 (LH). REMOVED DUPLICATE PARTIES AND ADDED NOTATION
February 24, 2021 Filing 80 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Maurice Pessah on behalf of Plaintiffs Josh Gossett, #et al.James LaPlant, Danielle Perreault, Maurice Scarborough, Scott Schiller #[Suppress List] (Attachments: #1 Exhibit A to Notice of Appearance, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00837 (Pessah, Maurice) Modified on 3/1/2021 (LH). REMOVED DUPLICATE ATTACHMENT NAME
February 23, 2021 Filing 79 SEE CORRECTED PLEADING (re: pldg. ( #79 in MDL No. 2989)) CORPORATE DISCLOSURE STATEMENT re: pldg. ( #2 in MDL No. 2989), ( #6 in MDL No. 2989), ( #1 in MDL No. 2989) -- Identifying Corporate Parent Morgan Stanley Capital Management, LLC, Corporate Parent Morgan Stanley, Corporate Parent Morgan Stanley Domestic Holdings, Inc., Non-Party/Financial Interest Mitsubishi UFJ Financial Group, Inc. 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330 for Morgan Stanley Smith Barney LLC. (Attachments: #1 Other - Addendum to Corporate Disclosure Statement, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781 (Weinstein, Brian) Modified on 3/5/2021 (LH). ADDED NOTATION
February 23, 2021 Filing 78 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989) -- Identifying Corporate Parent TD Ameritrade Online Holdings Corp., Corporate Parent The Charles Schwab Corporation, Corporate Parent TD Ameritrade Holding Corporation for TD Ameritrade Clearing, Inc., TD Ameritrade Inc.; Corporate Parent The Charles Schwab Corporation Corporate Parent Schwab Holdings Inc. for Charles Schwab & Co. Inc.; Corporate Parent The Charles Schwab Corporation for TD Ameritrade Holding Corporation; Corporate Parent No Parent Corp for The Charles Schwab Corporation; Non-Party/Financial Interest Toronto-Dominion Bank for The Charles Schwab Corporation. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989 et al. (Mendro, Jason) Modified on 3/4/2021 (LH). ADDED PARENT CORPS
February 23, 2021 Filing 77 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #2 in MDL No. 2989), ( #6 in MDL No. 2989), ( #1 in MDL No. 2989) -- Identifying Other Affiliate Morgan Stanley, Other Affiliate Morgan Stanley Domestic Holdings, Inc., Other Affiliate ETRADE Financial Advisory Services, Inc., Other Affiliate ETRADE Institutional Holdings, Inc., Other Affiliate ETCM Holdings, Inc., Other Affiliate ETCM Holdings, LLC, Other Affiliate Morgan Stanley Capital Management, LLC, Non-Party/Financial Interest Mitsubishi UFJ Financial Group, Inc. 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330 for E Trade Asset Management, Inc.. (Attachments: #1 Other - Addendum to Corporate Disclosure Statement, #2 Proof of Service) Associated Cases: MDL No. 2989, CAS/3:21-cv-00167 (Weinstein, Brian)
February 23, 2021 Filing 76 SEE CORRECTED PLEADING (re: pldg. ( #221 in MDL No. 2989)) CORPORATE DISCLOSURE STATEMENT re: pldg. ( #2 in MDL No. 2989), ( #6 in MDL No. 2989), ( #1 in MDL No. 2989) -- Identifying Corporate Parent Morgan Stanley Capital Management, LLC, Corporate Parent Morgan Stanley, Corporate Parent Morgan Stanley Domestic Holdings, Inc., Non-Party/Financial Interest Mitsubishi UFJ Financial Group, Inc. 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330 for ETrade Financial Holdings, LLC. (Attachments: #1 Other - Addendum to Corporate Disclosure Statement, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781 (Weinstein, Brian) Modified on 3/5/2021 (LH). ADDED NOTATION
February 23, 2021 Filing 75 SEE CORRECTED PLEADING (re: pldg. ( #178 in MDL No. 2989)) CORPORATE DISCLOSURE STATEMENT re: pldg. ( #2 in MDL No. 2989), ( #6 in MDL No. 2989), ( #1 in MDL No. 2989) -- Identifying Other Affiliate Morgan Stanley Capital Management, LLC, Other Affiliate Morgan Stanley, Other Affiliate ETRADE Financial Holdings, LLC, Other Affiliate Morgan Stanley Domestic Holdings, Inc., Non-Party/Financial Interest Mitsubishi UFJ Financial Group, Inc. 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330 for ETrade Financial Corporation. (Attachments: #1 Schedule of Actions, #2 Other - Addendum to Corporate Disclosure Statement, #3 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829 (Weinstein, Brian) Modified on 3/2/2021 (LH). REMOVED DUPLICATE PARTY Modified on 3/4/2021 (LH). ADDED NOTATION
February 23, 2021 Filing 74 NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989) Filed by Brian S Weinstein on behalf of Defendants ETrade Financial Corporation, #et al.ETrade Financial Holdings, LLC, Morgan Stanley Smith Barney LLC, E Trade Asset Management, Inc. #[Suppress List] (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAS/3:21-cv-00167 (Weinstein, Brian) Modified on 3/2/2021 (LH). REMOVED DUPLICATE PARTY
February 23, 2021 Filing 73 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989) -- Identifying Corporate Parent Robinhood Markets, Inc. for Robinhood Financial LLC, Robinhood Securities, LLC; Corporate Parent No Parent Corp. for Robinhood Markets, Inc.; . Associated Cases: MDL No. 2989 et al. (Orsini, Kevin) Modified on 3/1/2021 (LH). ADDED NO PARENT CORP.
February 23, 2021 Filing 72 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #1 in MDL No. 2989) -- Identifying Corporate Parent Square, Inc., Corporate Parent Third Party Technologies Inc. for Cash App Investing LLC. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677 (Lee, Belinda)
February 23, 2021 Filing 71 NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989), ( #8 in MDL No. 2989) Filed by Jason J Mendro on behalf of Defendants Charles Schwab & Co., Inc., #et al.TD Ameritrade, Inc, The Charles Schwab Corporation, TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corporation #[Suppress List] (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989 et al. (Mendro, Jason) Modified on 3/3/2021 (LH). REMOVED DUPLICATE PARTIES
February 23, 2021 Filing 70 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #1 in MDL No. 2989) -- Identifying Corporate Parent No Parent Corp. for Square Inc.. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677 (Lee, Belinda)
February 23, 2021 Filing 69 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989), ( #8 in MDL No. 2989) Filed by Belinda S Lee on behalf of Defendants Cash App Investing LLC, Square Inc. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677 (Lee, Belinda)
February 23, 2021 Filing 68 NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989) Filed by Kevin J. Orsini on behalf of Defendants Robinhood Financial LLC, #et al.Robinhood Markets, Inc., Robinhood Securities, LLC #[Suppress List] Associated Cases: MDL No. 2989 et al. (Orsini, Kevin)
February 23, 2021 Filing 67 PLEADING WITHDRAWN (re: pdg. ( #241 in MDL No. 2989)) NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by John Marion Quaranta on behalf of Plaintiff Michael D Scalia (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, FLS/9:21-cv-80238 (Quaranta, John) Modified on 3/9/2021 (LH). ADDED NOTATION
February 23, 2021 Filing 66 NOTICE OF RELATED ACTION -- 3 Action(s) -- Filed by attorney Jason J. Mendro, Counsel for: Defendants Charles Schwab & Co., Inc.; TD Ameritrade, Inc.; TD Ameritrade Clearing, Inc.; TD Ameritrade Holding Corporation; The Charles Schwab Corporation -- California Northern District Court (3:21-cv-00896), Arkansas Eastern District Court (4:21-cv-00093), New York Eastern District Court (1:21-cv-00677) (Attachments: #1 Schedule of Actions, #2 Proof of Service, #3 Complaint CAN 3:21-cv-896, #4 Complaint ARE 4:21-cv-93, #5 Complaint NYE 1:21-cv-677) (Mendro, Jason) Modified on 2/25/2021 (LH). ADDED ADDITIONAL CASE NO.
February 23, 2021 Filing 65 SEE CORRECTED PLEADING (re: pldg. ( #234 in MDL No. 2989))CORPORATE DISCLOSURE STATEMENT re: pldg. ( #2 in MDL No. 2989), ( #6 in MDL No. 2989), ( #1 in MDL No. 2989) -- Identifying. (Attachments: #1 Schedule of Actions for Citadel Securities LLC, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00861, CAN/4:21-cv-00758, CAS/3:21-cv-00167, CO/1:21-cv-00290, FLS/1:21-cv-20414, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Hoeflich, Adam) Modified on 3/5/2021 (LH). ADDED NOTATION
February 23, 2021 Filing 64 SEE CORRECTED PLEADING (re: pldg. ( #233 in MDL No. 2989)) CORPORATE DISCLOSURE STATEMENT re: pldg. ( #2 in MDL No. 2989), ( #6 in MDL No. 2989), ( #1 in MDL No. 2989) -- Identifying. (Attachments: #1 Schedule of Actions for Citadel Enterprise Americas LLC, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00861, CAN/4:21-cv-00758, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Hoeflich, Adam) Modified on 3/5/2021 (LH). ADDED NOTATION
February 23, 2021 Filing 63 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #1 in MDL No. 2989) -- Identifying Corporate Parent No Parent Corp. for Stash Financial, Inc. (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677 (Nunn, Robin) Modified on 3/3/2021 (LH). REMOVED DUPLICATE PARTY
February 23, 2021 Filing 62 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989), ( #8 in MDL No. 2989) Filed by Robin Nunn on behalf of Defendant Stash Financial, Inc. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677 (Nunn, Robin) Modified on 3/3/2021 (LH). REMOVED DUPLICATE PARTY
February 23, 2021 Filing 61 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #2 in MDL No. 2989), ( #6 in MDL No. 2989), ( #1 in MDL No. 2989) -- Identifying Corporate Parent No Parent Corp. for Point72 Asset Management, L.P. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAS/3:21-cv-00167, FLS/1:21-cv-20414, TXS/4:21-cv-00292 (Kramer, Daniel) Modified on 2/26/2021 (LH). REMOVED DUPLICATE PARTIES
February 23, 2021 Filing 60 NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989) Filed by Daniel J Kramer on behalf of Defendant Point72 Asset Management, L.P. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAS/3:21-cv-00167, FLS/1:21-cv-20414, TXS/4:21-cv-00292 (Kramer, Daniel) Modified on 2/26/2021 (LH). REMOVED DUPLICATE PARTIES
February 23, 2021 Filing 59 SEE CORRECTED PLEADING (re: pldg. ( #231 in MDL No. 2989)) NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989), ( #8 in MDL No. 2989) Filed by Adam L. Hoeflich on behalf of Defendants Citadel Enterprise Americas, LLC, Citadel Securities LLC (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00861, CAN/4:21-cv-00758, CAS/3:21-cv-00167, CO/1:21-cv-00290, FLS/1:21-cv-20414, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Hoeflich, Adam) Modified on 3/5/2021 (LH). ADDED NOTATION AND REMOVED DUPLICATE PARTIES
February 23, 2021 Filing 58 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #1 in MDL No. 2989) -- Identifying Corporate Parent The Depository Trust & Clearing Corporation for The Depository Trust Company (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, ILN/1:21-cv-00510 (Boyle, Gregory) Modified on 2/26/2021 (LH). REMOVED DUPLICATE PARTY
February 23, 2021 Filing 57 SEE CORRECTED PLEADING (re: pldg. ( #197 in MDL No. 2989)) CORPORATE DISCLOSURE STATEMENT re: pldg. ( #1 in MDL No. 2989) -- Identifying Corporate Parent No Parent Corp. for The Depository Trust & Clearing Corporation. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, ILN/1:21-cv-00510, NYE/1:21-cv-00677 (Boyle, Gregory) Modified on 3/2/2021 (LH). REMOVED DUPLICATE PARTIES Modified on 3/3/2021 (LH). ADDED NOTATION
February 23, 2021 Filing 56 SEE CORRECTED PLEADING (re: pldg. ( #165 in MDL No. 2989)) NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Gregory M. Boyle on behalf of Defendants The Depository Trust & Clearing Corporation, The Depository Trust Company (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, ILN/1:21-cv-00510, NYE/1:21-cv-00677 (Boyle, Gregory) Modified on 3/2/2021 (LH). ADDED NOTATION AND REMOVED DUPLICATE PARTIES
February 23, 2021 Filing 55 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #1 in MDL No. 2989) -- Identifying Corporate Parent IBG LLC, non-public company for Interactive Brokers, LLC. (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CO/1:21-cv-00290, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Ross Lahlou, Shari) Modified on 3/8/2021 (LH). REMOVED DUPLICATE PARTIES
February 23, 2021 Filing 54 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #1 in MDL No. 2989) -- Identifying Corporate Parent IB Exchange Corp for Interactive Brokers Corp. (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAS/3:21-cv-00167 (Ross Lahlou, Shari)
February 23, 2021 Filing 53 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #1 in MDL No. 2989) -- Identifying Corporate Parent Interactive Brokers Group, Inc., Corporate Parent IBG Holdings LLC for IBG, LLC. (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAS/3:21-cv-00167 (Ross Lahlou, Shari)
February 23, 2021 Filing 52 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #1 in MDL No. 2989) -- Identifying Corporate Parent No Parent Corp for the Interactive Brokers Group Inc and Subsidiaries. (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAS/3:21-cv-00167 (Ross Lahlou, Shari)
February 23, 2021 Filing 51 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #1 in MDL No. 2989) -- Identifying Corporate Parent No Parent Corp for IBG Holdings, LLC. (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAS/3:21-cv-00167 (Ross Lahlou, Shari)
February 23, 2021 Filing 50 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #1 in MDL No. 2989) -- Identifying Corporate Parent tastytrade, Inc. for Tastyworks, Inc. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677 (Haskins, Thomas) Modified on 3/2/2021 (LH). REMOVED DUPLICATE PARTY
February 23, 2021 Filing 49 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Shari Ross Lahlou on behalf of Defendants IBG Holdings, LLC, #et al.Interactive Brokers Corp, the Interactive Brokers Group Inc and Subsidiaries #[Suppress List] (Attachments: #1 Exhibit A., #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAS/3:21-cv-00167, CO/1:21-cv-00290, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Ross Lahlou, Shari) Modified on 3/8/2021 (LH). REMOVED DUPLICATE PARTIES
February 23, 2021 Filing 48 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #13 in MDL No. 2989, 1 in NYE/1:21-cv-00677) Filed by Plaintiffs Dan Dechirico, Angel Guzman, Joshua Palmer -- Associated Cases: MDL No. 2989, NYE/1:21-cv-00677 (Schirripa, Frank)
February 23, 2021 Filing 47 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Thomas G Haskins, Jr on behalf of Defendants Tastyworks, Inc. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677 (Haskins, Thomas) Modified on 3/2/2021 (LH). REMOVED DUPLICATE PARTY
February 23, 2021 Filing 46 NOTICE OF APPEARANCE re: pldg.( #8 in MDL No. 2989) Filed by Ishan Dave on behalf of Plaintiff David Wieg (Attachments: #1 Exhibit, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00693 (Dave, Ishan)
February 23, 2021 Filing 45 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Michael S. Taaffe on behalf of Plaintiffs Ryan Heitz, Taylor Perri, Kevin Sheehan (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, FLM/8:21-cv-00234 (Taaffe, Michael) Modified on 2/26/2021 (LH). EDITED MDL LINK
February 23, 2021 Filing 44 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Parker James Lavin on behalf of Plaintiff Matthew M Lavin (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, VAE/1:21-cv-00115 (Lavin, Parker)
February 23, 2021 Filing 43 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. ( #1 in MDL No. 2989), ( #9 in MDL No. 2989) Filed by JASON ALEC ZIMMERMAN on behalf of Plaintiff STEVEN BAIRD Associated Cases: MDL No. 2989, FLN/4:21-cv-00061 (ZIMMERMAN, JASON) EDITED EVENT NAME, ADDED MDL LINK Modified on 2/24/2021 (RH).
February 23, 2021 Filing 42 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by JASON ALEC ZIMMERMAN on behalf of Plaintiff STEVEN BAIRD Associated Cases: MDL No. 2989, FLN/4:21-cv-00061 (ZIMMERMAN, JASON)
February 23, 2021 Filing 41 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #1 in MDL No. 2989) -- Identifying Corporate Parent No Parent Corp. for STEVEN BAIRD. Associated Cases: MDL No. 2989, FLN/4:21-cv-00061 (ZIMMERMAN, JASON)
February 23, 2021 Filing 40 APPEARANCE WITHDRAWN (re: pldg. ( #232 in MDL No. 2989)) NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Chad A. Justice on behalf of Plaintiff Austin Schaff (Attachments: #1 Exhibit, #2 Proof of Service) Associated Cases: MDL No. 2989, FLM/8:21-cv-00216, FLM/8:21-cv-00222 (Justice, Chad) Modified on 3/5/2021 (LH). ADDED NOTATION
February 23, 2021 Filing 39 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Matthew Lawrence Venezia on behalf of Plaintiff Robert Days Associated Cases: MDL No. 2989, CAN/4:21-cv-00696 (Venezia, Matthew)
February 23, 2021 Filing 38 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Gabriel A Assaad on behalf of Plaintiffs C. Louis Bunya, #et al.Drew Hunnicutt, Erika Mercado, Ryan Zachary Ross #[Suppress List] (Attachments: #1 Exhibit Add'l Plaintiffs Represented by Gabriel A. Assaad) Associated Cases: MDL No. 2989, TXS/4:21-cv-00292 (Assaad, Gabriel)
February 23, 2021 Filing 37 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #1 in MDL No. 2989) -- Identifying Corporate Parent No Parent Corp. for Candlestick Capital Management L.P.. (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAS/3:21-cv-00167 (Redburn, Thomas) Modified on 3/3/2021 (LH). EDITED MDL LINK
February 23, 2021 Filing 36 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Thomas E Redburn, Jr on behalf of Defendant Candlestick Capital Management L.P. (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAS/3:21-cv-00167 (Redburn, Thomas) Modified on 3/3/2021 (LH). EDITED MDL LINK
February 23, 2021 Filing 35 SEE CORRECTED PLEADING (re: pldg. ( #217 in MDL No. 2989)) CORPORATE DISCLOSURE STATEMENT re: pldg. ( #1 in MDL No. 2989) -- Identifying Corporate Parent No Parent Corp. for Melvin Capital Management, LP. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAS/3:21-cv-00167, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Redburn, Thomas) Modified on 3/3/2021 (LH). EDITED MDL LINK Modified on 3/4/2021 (LH). ADDED NOTATION
February 23, 2021 Filing 34 SEE CORRECTED PLEADING (re: pldg. ( #216 in MDL No. 2989)) NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Thomas E Redburn, Jr on behalf of Defendant Melvin Capital Management, LP (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAS/3:21-cv-00167, ILN/1:21-cv-00510, NYE/1:21-cv-00677, TXS/4:21-cv-00292, VAE/1:21-cv-00115 (Redburn, Thomas) Modified on 3/4/2021 (LH). EDITED MDL LINK AND ADDED NOTATION
February 23, 2021 Filing 33 CERTIFICATE OF SERVICE (AMENDED) re: pldg. ( #8 in MDL No. 2989) Filed by Plaintiffs Dan Dechirico, Angel Guzman, Joshua Palmer -- Associated Cases: MDL No. 2989, NYE/1:21-cv-00677 (Schirripa, Frank)
February 23, 2021 Filing 32 SEE CORRECTED PLEADING (re: pldg. ( #112 in MDL No. 2989)) CORPORATE DISCLOSURE STATEMENT re: pldg. ( #6 in MDL No. 2989) -- Identifying Corporate Parent eToro Group Limited for eToro USA Securities, Inc.. (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Blad, Leiv) Modified on 3/2/2021 (LH). ADDED NOTATION
February 23, 2021 Filing 31 SEE CORRECTED PLEADING (re: pldg. ( #111 in MDL No. 2989)) CORPORATE DISCLOSURE STATEMENT re: pldg. ( #6 in MDL No. 2989) -- Identifying Corporate Parent AlpacaDB, Inc for Alpaca Securities LLC. (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Blad, Leiv) Modified on 3/2/2021 (LH). ADDED NOTATION
February 23, 2021 Filing 30 SEE CORRECTED PLEADING (re: pldg. ( #110 in MDL No. 2989)) NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989) Filed by Leiv H. Blad on behalf of Defendants Alpaca Securities LLC, eToro USA Securities, Inc. (Attachments: #1 Additional Case Captions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Blad, Leiv) Modified on 3/2/2021 (LH). ADDED NOTATION
February 23, 2021 Filing 29 NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989), ( #8 in MDL No. 2989) Filed by Brandon James Hill on behalf of Plaintiff Austin Schaff (Attachments: #1 Errata A, #2 Proof of Service) Associated Cases: MDL No. 2989 et al. (Hill, Brandon)
February 23, 2021 Filing 28 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Janet R. Varnell on behalf of Plaintiff Jonathan Diamond (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, FLM/6:21-cv-00207 (Varnell, Janet)
February 23, 2021 Filing 27 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Shreedhar R Patel on behalf of Plaintiffs Anuj Kapur, #et al.Brian Ng, Chetan Patel, Jayesh Shah, Summit Thakral #[Suppress List] (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, TXS/4:21-cv-00311 (Patel, Shreedhar)
February 23, 2021 Filing 26 NOTICE OF PRESENTATION OF ORAL ARGUMENT re: pldg. ( #9 in MDL No. 2989) Filed by Joseph R. Saveri on behalf of Plaintiffs Shane Cheng, Terell Sterling (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781 (Saveri, Joseph)
February 23, 2021 Filing 25 SEE CORRECTED PLEADING (re: pldg. ( #96 in MDL No. 2989)) NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Joseph R. Saveri on behalf of Plaintiffs Shane Cheng, Terell Sterling (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781 (Saveri, Joseph) Modified on 3/1/2021 (LH). ADDED NOTATION
February 23, 2021 Filing 24 CORPORATE DISCLOSURE STATEMENT re: pldg. ( #1 in MDL No. 2989) -- Identifying Corporate Parent Public Holdings, Inc. for Open to the Public Investing, Inc.. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CO/1:21-cv-00290, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Sessions, Justina)
February 23, 2021 Filing 23 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Justina K Sessions on behalf of Defendant Open to the Public Investing, Inc. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, CO/1:21-cv-00290, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Sessions, Justina)
February 22, 2021 Filing 22 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by William M Audet on behalf of Plaintiffs Elvia Curiel-Ruth, Sagi Cezana (Attachments: #1 Exhibit A, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00759, CAN/3:21-cv-00829 (Audet, William)
February 22, 2021 Filing 21 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Andrew Joseph Obergfell on behalf of Plaintiff Jordan Krumenacker Associated Cases: MDL No. 2989, CAN/4:21-cv-00838 (Obergfell, Andrew)
February 22, 2021 Filing 20 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Solomon B. Cera on behalf of Plaintiff NICK PARKER (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/4:21-cv-00758 (Cera, Solomon)
February 22, 2021 Filing 19 SEE CORRECTED PLEADING (re: pldg. ( #208 in MDL No. 2989) CORPORATE DISCLOSURE STATEMENT re: pldg. ( #1 in MDL No. 2989) -- Identifying Corporate Parent PEAK6 Investments LLC, Corporate Parent Apex Clearing Holdings LLC for Apex Clearing Corporation. (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Pace, Jack) Modified on 3/3/2021 (LH). ADDED NOTATION
February 22, 2021 Filing 18 SEE CORRECTED PLEADING (re: pldg. ( #207 in MDL No. 2989) NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989), ( #8 in MDL No. 2989) Filed by Jack E. Pace, III on behalf of Defendant Apex Clearing Corporation (Attachments: #1 Schedule of Actions, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00781, NYE/1:21-cv-00677, TXS/4:21-cv-00292 (Pace, Jack) Modified on 3/3/2021 (LH). ADDED NOTATION
February 19, 2021 Filing 17 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Kevin S. Hannon on behalf of Plaintiff Chance Daniels (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CO/1:21-cv-00290 (Hannon, Kevin)
February 18, 2021 Filing 16 CERTIFICATE OF SERVICE (AMENDED) re: pldg. (4 in CAN/3:21-cv-00861, #10 in MDL No. 2989) Filed by Plaintiffs David Moody, Julie Moody -- Associated Cases: MDL No. 2989, CAN/3:21-cv-00861 (Willey, Roy)
February 18, 2021 Filing 15 NOTICE OF APPEARANCE re: pldg.( #6 in MDL No. 2989), ( #2 in MDL No. 2989), ( #1 in MDL No. 2989) Filed by Alexander G. Cabeceiras on behalf of Plaintiffs Peter Fray, #et al.David Wieg, Brandon Nelson, Brendon Nelson, Zachary Ziegler, STEVEN MINNICK, JHANNA WHITE, BARTOSZ ZYBURA #[Suppress List] (Attachments: #1 Attachment A - Case List, #2 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00693, CT/3:21-cv-00123, FLS/0:21-cv-60226, NJ/2:21-cv-01348, NYS/1:21-cv-00777, PAE/2:21-cv-00489 (Cabeceiras, Alexander)
February 18, 2021 Filing 14 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Phillip Kim on behalf of Plaintiff DAMON MUNCY (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, NJ/2:21-cv-01729 (Kim, Phillip)
February 18, 2021 Filing 13 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989), ( #8 in MDL No. 2989) Filed by Frank R. Schirripa on behalf of Plaintiffs Dan Dechirico, Angel Guzman, Joshua Palmer (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, NYE/1:21-cv-00677 (Schirripa, Frank)
February 18, 2021 Filing 12 CERTIFICATE OF SERVICE re: pldg. ( #7 in MDL No. 2989) Filed by Plaintiff PATRYK KRASOWSKI -- Associated Cases: MDL No. 2989, CAN/4:21-cv-00758 (Klafter, Jeffrey)
February 17, 2021 Filing 11 SEE CORRECTED PLEADING (re: pldg. ( #94 in MDL No. 2989)) NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Natalia M Salas on behalf of Plaintiffs Omar Alsaedi, #et al.Ethan Arellano, Christine Bukowski, Carolyn Collier, Travis Elliott, Charles Fellows, Amanda Giuliani, Jessica Hines, Bryan Joyner, Andrea Juncadella, Michael Ridpath, Matt Scime, William Urrutia, Chastity Woodward, Patrick Young, Michelle del Valle #[Suppress List] (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, FLS/1:21-cv-20414 (Salas, Natalia) Modified on 2/26/2021 (LH). ADDED NOTATION
February 17, 2021 Filing 10 NOTICE OF APPEARANCE re: pldg.( #2 in MDL No. 2989), ( #1 in MDL No. 2989) Filed by Roy T. Willey, IV on behalf of Plaintiffs David Moody, Julie Moody (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/3:21-cv-00861 (Willey, Roy) Modified on 2/22/2021 (LH). ADDED MDL LINK
February 17, 2021 Opinion or Order Filing 9 HEARING ORDER re: pldg. ( #1 in MDL No. 2989) - SECTION A (DESIGNATED FOR ORAL ARGUMENT) PANEL HEARING set for 3/25/2021 in Washington, DC. Notices of Presentation or Waiver of Oral Argument due on or before 3/1/2021.#Notice of Presentation or Waiver of Oral Argument form (JPML form 9) can be downloaded from our website.Signed by Judge Karen K. Caldwell, Chair, PANEL ON MULTIDISTRICT LITIGATION, on 2/17/2021. Associated Cases: MDL No. 2989 et al. (RH)
February 12, 2021 Filing 8 NOTICE OF RELATED ACTION -- 1 Action(s) -- Filed by attorney Frank R. Schirripa, Counsel for: Plaintiffs Dan Dechirico, Angel Guzman, and Joshua Palmer -- New York Eastern District Court (1:21-cv-00677) (Attachments: #1 Schedule of Actions, #2 Proof of Service, #3 Complaint EDNY 1:21-00677) (Schirripa, Frank)
February 10, 2021 Filing 7 NOTICE OF APPEARANCE re: pldg.( #1 in MDL No. 2989) Filed by Jeffrey A Klafter on behalf of Plaintiff PATRYK KRASOWSKI Associated Cases: MDL No. 2989, CAN/4:21-cv-00758 (Klafter, Jeffrey)
February 9, 2021 Filing 6 MOTION TO TRANSFER (CORRECTED) -- (re: pldg. #1 , #2 ) Correcting the following items: Schedule of Actions, Proof of service, -- Filed by: Plaintiffs Shane Cheng and Terell Sterling (Attachments: #1 Proof of Service)(Saveri, Joseph)
February 9, 2021 Filing 5 NOTICE OF APPEARANCE re: pldg.( #2 in MDL No. 2989), ( #1 in MDL No. 2989) Filed by Jeffrey A Koncius on behalf of Plaintiff Christian A. Dalton (Attachments: #1 Proof of Service) Associated Cases: MDL No. 2989, CAN/4:21-cv-00697 (Koncius, Jeffrey)
February 9, 2021 Filing 4 ***TEXT ONLY NOTICE***NOTICE OF FILING AND PUBLICATION OF ACCELERATED BRIEFING SCHEDULE re: pldg. ( #1 in MDL No. 2989) THIS MATTER WILL BE HEARD AT THE PANEL'S MARCH 25, 2021 HEARING SESSION. PURSUANT TO RULE 6.1(e), AN ACCELERATED BRIEFING SCHEDULE IS SET AS FOLLOWS: Notices of Appearance due on or before 2/23/2021. Corporate Disclosure Statements due on or before 2/23/2021. Responses due on or before 3/1/2021. Reply, if any, due on or before 3/5/2021. No extensions of time will be granted to any absent extraordinary circumstances. In their briefs, the parties should address what steps they have taken to pursue alternatives to centralization (including, but not limited to, engaging in informal coordination of discovery and scheduling, and seeking Section 1404 transfer of one or more of the subject cases). #Appearance forms (JPML form 18) and #Corporate Disclosure forms can be downloaded from our website. Important: A Corporate Disclosure Form, if required, must be filed, even if one has previously been filed in this MDL.Please visit the #CM/ECF Filing Guidelines & Forms page of our website for additional information.Signed by Clerk of the Panel John W. Nichols on 2/9/2021. Associated Cases: MDL No. 2989, CAC/2:21-cv-00835, CAC/2:21-cv-00837, CAC/2:21-cv-00843, CAN/3:21-cv-00759, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00861, CAN/4:21-cv-00696, CAN/4:21-cv-00697, CAN/4:21-cv-00758, CAN/4:21-cv-00838, CAN/5:21-cv-00693, CAN/5:21-cv-00833, CAS/3:21-cv-00167, CO/1:21-cv-00290, CT/3:21-cv-00123, CT/3:21-cv-00134, FLM/6:21-cv-00207, FLM/8:21-cv-00216, FLM/8:21-cv-00222, FLM/8:21-cv-00234, FLN/4:21-cv-00061, FLS/0:21-cv-60220, FLS/0:21-cv-60226, FLS/1:21-cv-20414, FLS/9:21-cv-80238, ILN/1:21-cv-00490, ILN/1:21-cv-00510, ILN/1:21-cv-00541, ILN/1:21-cv-00574, ILN/1:21-cv-00624, NJ/2:21-cv-01348, NJ/2:21-cv-01729, NJ/3:21-cv-01361, NYS/1:21-cv-00777, NYS/1:21-cv-00799, PAE/2:21-cv-00489, PAW/3:21-cv-00013, TXS/4:21-cv-00292, TXS/4:21-cv-00311, VAE/1:21-cv-00115 (dld)
February 9, 2021 Filing 3 MDL Number 2989 Assigned -- MOTION FOR TRANSFER ACCEPTED FOR FILING re: pldg. ( #1 in Pending No. 5) Associated Cases: Pending No. 5, CAC/2:21-cv-00835, CAC/2:21-cv-00837, CAC/2:21-cv-00843, CAN/3:21-cv-00759, CAN/3:21-cv-00781, CAN/3:21-cv-00829, CAN/3:21-cv-00861, CAN/4:21-cv-00696, CAN/4:21-cv-00697, CAN/4:21-cv-00758, CAN/4:21-cv-00838, CAN/5:21-cv-00693, CAN/5:21-cv-00833, CAS/3:21-cv-00167, CO/1:21-cv-00290, CT/3:21-cv-00123, CT/3:21-cv-00134, FLM/6:21-cv-00207, FLM/8:21-cv-00216, FLM/8:21-cv-00222, FLM/8:21-cv-00234, FLN/4:21-cv-00061, FLS/0:21-cv-60220, FLS/0:21-cv-60226, FLS/1:21-cv-20414, FLS/9:21-cv-80238, ILN/1:21-cv-00490, ILN/1:21-cv-00510, ILN/1:21-cv-00541, ILN/1:21-cv-00574, ILN/1:21-cv-00624, NJ/2:21-cv-01348, NJ/2:21-cv-01729, NJ/3:21-cv-01361, NYS/1:21-cv-00777, NYS/1:21-cv-00799, PAE/2:21-cv-00489, PAW/3:21-cv-00013, TXS/4:21-cv-00292, TXS/4:21-cv-00311, VAE/1:21-cv-00115 (SM)
February 8, 2021 Filing 2 MOTION TO TRANSFER (CORRECTED) -- (re: pldg. #1 ) Correcting the following items: Schedule of Actions, Proof of service, Docket Sheets & Complaints, -- Filed by: Plaintiffs Shane Cheng and Terell Sterling (Attachments: #1 Proof of Service, #2 Exhibit A - CAC 3:21-00781, #3 Exhibit B - CAS 3:21-00167)(Saveri, Joseph)
February 5, 2021 Filing 1 MOTION TO TRANSFER (INITIAL MOTION) with Brief in Support. -- 41 Action(s) -- from California Central District Court (2:21-cv-00843,2:21-cv-00837,2:21-cv-00835), Colorado District Court (1:21-cv-00290), Connecticut District Court (3:21-cv-00134,3:21-cv-00123), Pennsylvania Eastern District Court (2:21-cv-00489), Virginia Eastern District Court (1:21-cv-00115), Florida Middle District Court (6:21-cv-00207,8:21-cv-00234,8:21-cv-00216,8:21-cv-00222), California Northern District Court (3:21-cv-00759,3:21-cv-00781,3:21-cv-00829,3:21-cv-00758,3:21-cv-00861,4:21-cv-00697, 4:21-cv-00696,4:21-cv-00838,5:21-cv-00833,5:21-cv-00693), New Jersey District Court (2:21-cv-01729,2:21-cv-01348,3:21-cv-01361), Florida Northern District Court (4:21-cv-00061), Illinois Northern District Court (1:21-cv-00574,1:21-cv-00490,1:21-cv-00624,1:21-cv-00510,1:21-cv-00541), California Southern District Court (3:21-cv-00167), Florida Southern District Court (0:21-cv-60220,0:21-cv-60226,1:21-cv-20414,9:21-cv-80238), New York Southern District Court (1:21-cv-00777,1:21-cv-00799), Texas Southern District Court (4:21-cv-00311,4:21-cv-00292), Pennsylvania Western District Court (3:21-cv-00013) - Suggested Transferee Court: NORTHERN DISTRICT OF CALIFORNIA - Filed by: Plaintiffs SHANE CHENG, TERELL STERLING (Attachments: #1 Brief, #2 Schedule of Actions, #3 Proof of Service, #4 Exhibit C-D Baird Complaint and Dkt Sheet, #5 Exhibit E-F Cezana Complaint and Dkt Sheet, #6 Exhibit G-H Cherry Complaint and Dkt Sheet, #7 Exhibit I-J Cobos Complaint and Dkt Sheet, #8 Exhibit K-L Courtney Complaint and Dkt Sheet, #9 Exhibit M-N Curiel-Ruth Complaint and Dkt Sheet, #10 Exhibit O-P Dalton Complaint and Dkt Sheet, #11 Exhibit Q-R Daniels Complaint and Dkt Sheet, #12 Exhibit S-T Days Complaint and Dkt Sheet, #13 Exhibit U-V Diamond Complaint and Dkt Sheet, #14 Exhibit W-X Feeney Complaint and Dkt Sheet, #15 Exhibit Y-Z Fray Complaint and Dkt Sheet, #16 Exhibit AA-BB Fresa Complaint and Dkt Sheet, #17 Exhibit CC-DD Gatz Complaint and Dkt Sheet, #18 Exhibit EE-FF Gossett Complaint and Dkt Sheet, #19 Exhibit GG-HH Hiscock Complaint and Dkt Sheet, #20 Exhibit II-JJ Juncadella Complaint and Dkt Sheet, #21 Exhibit K-LL Kayali Complaint and Dkt Sheet (CAND), #22 Exhibit MM-NN Kayali Complaint and Dkt Sheet (NDIL), #23 Exhibit OO-PP Krasowski Complaint and Dkt Sheet, #24 Exhibit QQ-RR Krumenacker Complaint and Dkt Sheet, #25 Exhibit SS-TT Lagmanson Complaint and Dkt Sheet, #26 Exhibit UU-VV Lavin Complaint and Dkt Sheet, #27 Exhibit WW-XX Minnick Complaint and Dkt Sheet, #28 Exhibit YY-ZZ Moody Complaint and Dkt Sheet, #29 Exhibit AAA-BBB Muncy Complaint and Dkt Sheet, #30 Exhibit CCC-DDD Nelson Complaint and Dkt Sheet, #31 Exhibit EEE-FFF Ng Complaint and Dkt Sheet, #32 Exhibit GGG-HHH Noorzaie Complaint and Dkt Sheet, #33 Exhibit III-JJJ Nordeen Complaint and Dkt Sheet, #34 Exhibit KKK-LLL Omahne Complaint and Dkt Sheet, #35 Exhibit MMM-NNN Exh.Perri Complaint and Dkt Sheet, #36 Exhibit OOO-PPP Ross Complaint and Dkt Sheet, #37 Exhibit QQQ-RRR Scalia Complaint and Dkt Sheet, #38 Exhibit SSS-TTT Schaff Complaint and Dkt Sheet (1-28-2021), #39 Exhibit UUU-VVV Schaff Complaint and Dkt Sheet (1-29-2021), #40 Exhibit WWW-XXX Wieg Complaint and Dkt Sheet, #41 Exhibit YYY-ZZZ Williams Complaint and Dkt Sheet, #42 Exhibit AAAA-BBBB Ziegler Complaint and Dkt Sheet, #43 Exhibit CCCC-DDDD Zybura Complaint and Dkt Sheet)(Saveri, Joseph) Modified on 2/11/2021 (SM). ADDED PARTY TYPE

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