Bussing v. Legent Clearing, LLC et al
Plaintiff: Julie A. Bussing
Defendant: COR Clearing, LLC, COR Securities Holdings, Carlos P. Salas, Christopher L. Frankel, Jeffrey N. Sime, Steven A. Sugarman and Legent Clearing, LLC
Case Number: 8:2012cv00238
Filed: July 9, 2012
Court: US District Court for the District of Nebraska
Office: 8 Omaha Office
Presiding Judge: John M Gerrard
Referring Judge: Cheryl R Zwart
Nature of Suit: Civil Rights: Jobs
Cause of Action: 28 U.S.C. § 1332
Jury Demanded By: Both
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Docket Report

This docket was last retrieved on February 11, 2016. A more recent docket listing may be available from PACER.

Date Filed Document Text
February 11, 2016 Opinion or Order Filing 215 JUDGMENT that upon the parties' Joint Motion to Dismiss with Prejudice #213 , this matter is dismissed with prejudice, with each party to bear their own fees and costs. Ordered by Judge John M. Gerrard. (JSF)
February 11, 2016 Opinion or Order Filing 214 ORDER denying as moot #156 Motion to Compel. The conference call scheduled for today at 3:00 p.m. is cancelled. Ordered by Magistrate Judge Cheryl R. Zwart. (Zwart, Cheryl)
February 10, 2016 Opinion or Order Filing 213 JOINT MOTION to Dismiss with Prejudice by Attorney Patricia L. Vannoy on behalf of Plaintiff Julie A. Bussing.(Vannoy, Patricia)
January 29, 2016 Opinion or Order Filing 212 TEXT ORDER SETTING HEARING: Status Conference set for 2/11/2016 at 03:00 PM by Telephone before Magistrate Judge Cheryl R. Zwart to discuss the progress of settlement discussions and to set a new trial date. Call-in information is located at Filing No. 153 . The hearing will be cancelled if the parties file dismissal papers prior the scheduled hearing. Ordered by Magistrate Judge Cheryl R. Zwart. (BHC)
November 25, 2015 Opinion or Order Filing 211 ORDER SETTING HEARING: Status Conference set for 12/4/2015 at 10:00 AM by Telephone before Magistrate Judge Cheryl R. Zwart. Call-in instructions are located at Filing No. 153 .Ordered by Magistrate Judge Cheryl R. Zwart. (BHC)
November 18, 2015 Opinion or Order Filing 210 ORDER (interim) on Plaintiffs Motion to Overrule AEO Designation, #156 . Ordered by Magistrate Judge Cheryl R. Zwart. (Zwart, Cheryl)
November 17, 2015 Opinion or Order Filing 208 Certificate of Service by Attorney Patricia L. Vannoy on behalf of Plaintiff Julie A. Bussing.(Vannoy, Patricia)
November 17, 2015 Opinion or Order Filing 203 ORDER Setting Hearing on MOTION to Compel to Overrule "AEO" Designation and For Sanctions: Motion Hearing set for 11/18/2015 at 08:00 AM by Telephone before Magistrate Judge Cheryl R. Zwart. The hearing will be held on the record. Call-in instructions can be found at Filing No. 153. Ordered by Magistrate Judge Cheryl R. Zwart. (TLSS)
November 17, 2015 Opinion or Order Filing 158 INDEX in support of MOTION to Compel to Overrule "AEO" Designation and For Sanctions #156 by Attorney Patricia L. Vannoy on behalf of Plaintiff Julie A. Bussing. (Attachments: #1 Affidavit of Patricia L. Vannoy)(Vannoy, Patricia)
November 17, 2015 Opinion or Order Filing 157 BRIEF in support of MOTION to Compel to Overrule "AEO" Designation and For Sanctions #156 by Attorney Patricia L. Vannoy on behalf of Plaintiff Julie A. Bussing.(Vannoy, Patricia)
November 17, 2015 Opinion or Order Filing 156 MOTION to Compel to Overrule "AEO" Designation and For Sanctions by Attorney Patricia L. Vannoy on behalf of Plaintiff Julie A. Bussing.(Vannoy, Patricia)
October 16, 2015 Opinion or Order Filing 155 ORDER on Parties' Joint Statement of Discovery Issues #154 . Ordered by Magistrate Judge Cheryl R. Zwart. (Zwart, Cheryl)
October 14, 2015 Opinion or Order Filing 154 STATUS REPORT (Joint) on Pending Issues from October 6, 2015 Conference by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Counter Claimant COR Securities Holdings. (Attachments: #1 Exhibit A, #2 Exhibit B)(O'Hara, Gillian)
October 6, 2015 Opinion or Order Filing 152 MEMORANDUM AND ORDER that if any discovery disputes remain as of October 13, 2015, on or before October 14, 2015, the parties shall file a joint summary, not to exceed ten double-spaced pages in length, which outlines the discovery requests at issue, the objections that are being asserted, and the parties' respective positions on the disputed discovery. A telephonic status conference to discuss the parties' ongoing discovery efforts will be held at 12:00 p.m. on October 15, 2015, before the undersigned magistrate judge. Counsel for Plaintiff shall initiate the call. Ordered by Magistrate Judge Cheryl R. Zwart. (JSF)
August 5, 2015 Opinion or Order Filing 151 ORDER granting #150 Joint Stipulation. The progression schedule is amended as follows:- Depositions due 1/8/2016.- 10-day Jury Trial set for 3/14/2016 at 09:00 AM before Judge John M. Gerrard. - Pretrial Conference set for 3/1/2016 at 10:00 AM by WebEx Conference before Magistrate Judge Cheryl R. Zwart. Conferencing instructions will be provided by separate order.- Telephone Conference set for 10/6/2015 at 1:00 PM with Magistrate Judge Cheryl R. Zwart to discuss the status of case progression and potential settlement. Counsel for the plaintiff shall place the call. Ordered by Magistrate Judge Cheryl R. Zwart. (JAB)
July 31, 2015 Opinion or Order Filing 150 JOINT STIPULATION for Additional Time to File Expert Disclosures by Attorney Patricia L. Vannoy on behalf of Plaintiff Julie A. Bussing.(Vannoy, Patricia)
July 6, 2015 Opinion or Order Filing 149 PROTECTIVE ORDER. Ordered by Magistrate Judge Cheryl R. Zwart. (MKR)
July 6, 2015 Opinion or Order Filing 148 MEMORANDUM AND ORDER granting in part and denying in part the defendant's #141 Motion for Protective Order. A protective order reflecting the contents of this decision will be separately filed. Ordered by Magistrate Judge Cheryl R. Zwart. (MKR)
June 23, 2015 Opinion or Order Filing 147 REPLY BRIEF in support of MOTION for Protective Order #141 by Attorney Gillian G. O'Hara on behalf of Counter Claimants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Steven A. Sugarman, Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Steven A. Sugarman.(O'Hara, Gillian)
June 19, 2015 Opinion or Order Filing 146 Certificate of Service of Defendants Answers and Objections to Plaintiffs First Set of Requests for Production of Documents by Attorney Gillian G. O'Hara on behalf of Counter Claimants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Steven A. Sugarman, Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Steven A. Sugarman.(O'Hara, Gillian)
June 18, 2015 Opinion or Order Filing 145 BRIEF in opposition to MOTION for Protective Order #141 by Attorney Patricia L. Vannoy on behalf of Plaintiff Julie A. Bussing.(Vannoy, Patricia)
June 18, 2015 Opinion or Order Filing 144 INDEX in opposition to MOTION for Protective Order #141 by Attorney Patricia L. Vannoy on behalf of Plaintiff Julie A. Bussing. (Attachments: #1 Affidavit of Patricia L. Vannoy, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F, #8 Exhibit G, #9 Affidavit Julie A. Bussing)(Vannoy, Patricia)
June 11, 2015 Opinion or Order Filing 143 INDEX in support of MOTION for Protective Order #141 by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Steven A. Sugarman. (Attachments: #1 Affidavit Gillian G. O'Hara, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F)(O'Hara, Gillian)
June 11, 2015 Opinion or Order Filing 142 BRIEF in support of MOTION for Protective Order #141 by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Counter Claimant Steven A. Sugarman.(O'Hara, Gillian)
June 11, 2015 Opinion or Order Filing 141 MOTION for Protective Order by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Inc., Christopher L. Frankel, Carlos P. Salas, Steven A. Sugarman.(O'Hara, Gillian) Modified text on 6/11/2015 to add COR Securities Holding as a filer (ADB ).
June 9, 2015 Opinion or Order Filing 140 ORDER setting the schedule for filing and briefing pending protective order issues. Ordered by Magistrate Judge Cheryl R. Zwart. (Zwart, Cheryl)
June 9, 2015 Opinion or Order Filing 139 TEXT ORDER granting 138 Oral Motion for a telephone conference with Magistrate Judge Zwart. The Telephone Conference is set for 6/9/2015 at 03:15 PM before Magistrate Judge Cheryl R. Zwart. The Court will provide call-in conference information to all parties. Ordered by Magistrate Judge Cheryl R. Zwart. (DMS)
June 9, 2015 Opinion or Order Filing 138 JOINT TEXT ORAL MOTION: Requesting a telephonic conference with Magistrate Judge Zwart regarding a discovery dispute. (DMS)
May 18, 2015 Opinion or Order Filing 137 Certificate of Service of Defendants' Answers and Objections to Plaintiff's First Set of Interrogatories by Attorney Gillian G. O'Hara on behalf of Counter Claimants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Steven A. Sugarman, Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Steven A. Sugarman.(O'Hara, Gillian)
May 14, 2015 Opinion or Order Filing 136 ORDER on Plaintiff's Motion to Extend and Motion to Compel #130 . Ordered by Magistrate Judge Cheryl R. Zwart. (Zwart, Cheryl)
May 7, 2015 Opinion or Order Filing 135 REPLY BRIEF in support of MOTION to Extend Expert Deadline and to Compel Production of Insurance Policies #130 (and partial withdrawal as to insurance policies only) by Attorney Patricia L. Vannoy on behalf of Plaintiff Julie A. Bussing.(Vannoy, Patricia)
May 7, 2015 Opinion or Order Filing 134 INDEX in support of MOTION to Extend Expert Deadline and to Compel Production of Insurance Policies #130 by Attorney Patricia L. Vannoy on behalf of Plaintiff Julie A. Bussing. (Attachments: #1 Affidavit Patricia L. Vannoy)(Vannoy, Patricia)
April 30, 2015 Opinion or Order Filing 133 INDEX in support of Brief, #132 by Attorney Gillian G. O'Hara on behalf of Counter Claimants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Steven A. Sugarman, Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Steven A. Sugarman. (Attachments: #1 Affidavit of Gillian G. O'Hara, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3, #5 Exhibit 4)(O'Hara, Gillian)
April 30, 2015 Opinion or Order Filing 132 BRIEF in opposition to Plaintiff's Motion to Extend Expert Deadline and to Compel Production of Insurance Policies by Attorney Gillian G. O'Hara on behalf of Counter Claimants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Steven A. Sugarman, Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Steven A. Sugarman.(O'Hara, Gillian)
April 24, 2015 Opinion or Order Filing 131 BRIEF in support of Plaintiff's Motion to Extend Expert Deadline and to Compel Production of Insurance Policies by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing.(Spray, John)
April 24, 2015 Opinion or Order Filing 130 MOTION to Extend Expert Deadline and to Compel Production of Insurance Policies by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing.(Spray, John)
April 23, 2015 Opinion or Order Filing 129 NOTICE of Service of Defendants Objection to Plaintiffs Notice of Intent to Serve Subpoena by Attorney Gillian G. O'Hara on behalf of Counter Claimants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Steven A. Sugarman, Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Steven A. Sugarman (O'Hara, Gillian)
April 17, 2015 Opinion or Order Filing 128 NOTICE of Intent to Serve Subpoena by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing (Spray, John)
April 15, 2015 Opinion or Order Filing 127 NOTICE of Serving Discovery Requests by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing (Spray, John)
April 15, 2015 Opinion or Order Filing 126 NOTICE of Serving Discovery by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing (Spray, John)
March 6, 2015 Opinion or Order Filing 123 Certificate of Service by Attorney Gillian G. O'Hara on behalf of Counter Claimants COR Clearing, LLC, COR Securities Holdings, Defendants COR Clearing, LLC, COR Securities Holdings.(O'Hara, Gillian)
February 4, 2015 Opinion or Order Filing 122 DISCLOSURE Plaintiff's Rule 26(a)(1) Disclosures by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing.(Spray, John)
February 4, 2015 Opinion or Order Filing 121 Certificate of Service of Defendants Rule 26(a)(1) Disclosures by Attorney Gillian G. O'Hara on behalf of Counter Claimants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Steven A. Sugarman, Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Steven A. Sugarman.(O'Hara, Gillian)
January 16, 2015 Opinion or Order Filing 120 ORDER granting #119 Defendant's unopposed Motion for Clarification regarding the Final Progression Order #116 . The deadline by which Defendants are required to move to add parties and amend pleadings is July 1, 2015. Ordered by Magistrate Judge Cheryl R. Zwart. (JAB)
January 16, 2015 Opinion or Order Filing 119 UNOPPOSED MOTION for Clarification regarding Order Setting Schedule for Progression of a Civil Case,, #116 by Attorney Gillian G. O'Hara on behalf of Counter Claimants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas.(O'Hara, Gillian)
January 15, 2015 Opinion or Order Filing 118 NOTIFICATION of Request for Video Recording by Clerk.(CCB)
January 14, 2015 Opinion or Order Filing 117 REPLY to Counterclaim by Attorney Patricia L. Vannoy on behalf of Plaintiff Julie A. Bussing. (Vannoy, Patricia)
January 12, 2015 Opinion or Order Filing 116 FINAL PROGRESSION ORDER - Depositions due 8/31/2015. Jury Trial set for 1/4/2016 at 09:00 AM Courtroom 1 (Special Proceedings), Roman L. Hruska Federal Courthouse, 111 South 18th Plz, Omaha, NE before Judge John M. Gerrard. Pretrial Conference set for 12/22/2015 at 10:00 AM by WebEx before Magistrate Judge Cheryl R. Zwart. An email will be sent to counsel of record with the instructions and codes for participating in the pretrial conference by WebEx. Telephone Conference set for 10/6/2015 at 01:00 PM before Magistrate Judge Cheryl R. Zwart. Counsel for plaintiff shall place the call.Ordered by Magistrate Judge Cheryl R. Zwart. (DMS)
January 8, 2015 Opinion or Order Filing 115 REPORT of Rule 26(f) Planning Meeting by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing.(Spray, John)
January 6, 2015 Opinion or Order Filing 114 TEXT ORDER granting #113 Stipulation. The parties' Rule 26(f) Report shall be filed on or before January 8, 2015. Ordered by Magistrate Judge Cheryl R. Zwart. (Zwart, Cheryl)
January 5, 2015 Opinion or Order Filing 113 JOINT STIPULATION regarding Scheduling Letter #110 by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing.(Spray, John)
December 24, 2014 Opinion or Order Filing 112 ANSWER to Amended Complaint #96 Affirmative Defenses and, COUNTERCLAIM against Julie A. Bussing regarding Amended Complaint #96 filed by Julie A. Bussing by Attorney Gillian G. O'Hara on behalf of Plaintiff Julie A. Bussing (Attachments: #1 Exhibit 1)(O'Hara, Gillian)
December 24, 2014 Opinion or Order Filing 111 APPLICATION/ORDER admitting pro hac vice Attorney David L. Aronoff for Defendant Steven A. Sugarman. Ordered by Deputy Clerk. (JSF)
December 10, 2014 Opinion or Order Filing 110 SCHEDULING LETTER Rule 26 Meeting Report Deadline set for 1/5/2015.Ordered by Magistrate Judge Cheryl R. Zwart. (Zwart, Cheryl)
December 10, 2014 Opinion or Order Filing 109 MEMORANDUM AND ORDER that Defendants' motion to dismiss #102 is granted in part and denied in part, as set forth above. In particular, all claims against defendant Sime are dismissed. Defendants' motion to strike #102 is denied. Ordered by Judge John M. Gerrard. (JSF)
September 5, 2014 Opinion or Order Filing 108 MANDATE/JUDGMENT from USCA - 8th Circuit [14-8015]. In accordance with the judgment of 09/04/2014, and pursuant to the provisions of Federal Rule of Appellate Procedure 41(a), the formal mandate is hereby issued in the above- styled matter. (MKR)
September 4, 2014 Opinion or Order Filing 107 COPY of Judgment from USCA - 8th Circuit [14-8015] - Petition for permission to file an interlocutory appeal has been considered by the court and is denied. The motion for stay pending appeal is denied as moot. Mandate shall issue forthwith. (Attachments: #1 Letter by Clerk from USCA-8th Circuit) (MKR)
August 25, 2014 Opinion or Order Filing 106 REPLY BRIEF in support of MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM MOTION to Strike #102 by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Jeffrey N. Sime, Steven A. Sugarman.(O'Hara, Gillian)
August 14, 2014 Opinion or Order Filing 105 BRIEF MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM MOTION to Strike #102 Plaintiff's Brief in Response to Defendants Motion to Dismiss and/or Strike by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing.(Spray, John)
July 28, 2014 Opinion or Order Filing 104 Notice by USCA Clerk (14-8015) of the filing of a petition for permission to appeal. (Attachments: #1 Transmittal Letter, #2 Transmittal Letter, #3 Mailing Label) (JSF)
July 23, 2014 Opinion or Order Filing 103 BRIEF in support of MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM MOTION to Strike #102 by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Jeffrey N. Sime, Steven A. Sugarman.(O'Hara, Gillian)
July 23, 2014 Opinion or Order Filing 102 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM (, ), MOTION to Strike (, ) by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Jeffrey N. Sime, Steven A. Sugarman.(O'Hara, Gillian)
July 17, 2014 Opinion or Order Filing 101 MEMORANDUM AND ORDER granting in part and denying in part #94 Motion to Amend. The motion to certify is granted. The motion to stay is denied. The proceedings before this court shall be not stayed during the pendency of the appeal. Ordered by Judge John M. Gerrard. (MKR)
June 26, 2014 Opinion or Order Filing 100 REPLY BRIEF in support of MOTION to Amend OR ALTER ORDER OF MAY 21, 2014, TO CERTIFY QUESTION FOR INTERLOCUTORY APPEAL PURSUANT TO 28 U.S.C. 1292(b) AND TO STAY PENDING APPEAL #94 by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas.(O'Hara, Gillian)
June 18, 2014 Opinion or Order Filing 99 TEXT ORDER granting #98 Motion for Extension of Time to File a Responsive Pleading. As to all defendants, the defendants shall file an answer or response to the plaintiff's Third Amended Complaint on or before July 23, 2014. Ordered by Magistrate Judge Cheryl R. Zwart. (Zwart, Cheryl)
June 18, 2014 Opinion or Order Filing 98 Unopposed MOTION for Extension of Time to File a Responsive Pleading to the Third Amended Complaint by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas, Jeffrey N. Sime, Steven A. Sugarman.(O'Hara, Gillian)
June 16, 2014 Opinion or Order Filing 97 BRIEF in Response to Defendants Motion to Alter or Amend Order of May 21, 2014, to Certify Question for Interlocutory Appeal Pursuant to 28 U.S.C. 1292(b) and to Stay Pending Appeal by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing.(Spray, John)
June 11, 2014 Opinion or Order Filing 96 AMENDED COMPLAINT and Jury Demand against Defendant All Defendants, by Attorney John L. Spray on behalf of Julie A. Bussing(Spray, John)
June 2, 2014 Opinion or Order Filing 95 BRIEF in support of MOTION to Amend OR ALTER ORDER OF MAY 21, 2014, TO CERTIFY QUESTION FOR INTERLOCUTORY APPEAL PURSUANT TO 28 U.S.C. 1292(b) AND TO STAY PENDING APPEAL #94 by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas.(O'Hara, Gillian)
June 2, 2014 Opinion or Order Filing 94 MOTION to Amend OR ALTER ORDER OF MAY 21, 2014, TO CERTIFY QUESTION FOR INTERLOCUTORY APPEAL PURSUANT TO 28 U.S.C. 1292(b) AND TO STAY PENDING APPEAL by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas.(O'Hara, Gillian)
May 21, 2014 Opinion or Order Filing 93 MEMORANDUM AND ORDER - The defendants' objections (filing #74 ) are overruled. Bussing's objections (filing #76 ) are sustained in part and overruled as moot in part, as set forth within the order. The Magistrate Judge's Findings and Recommendation (filing #70 ) are adopted in part and declined in part, as set forth within the order. The defendants' motion to dismiss (filing #26 ) and Bussing's motion for leave to file a third amended complaint (filing #63 ) are both granted in part and denied in part, as set forth within the order. On or before June 11, 2014, Bussing shall file a new amended complaint that conforms to the findings of this Memorandum and Order. Bussing's Motion to Offer Additional Evidence (filing #78 ) is denied as moot. Ordered by Judge John M. Gerrard. (MKR)
April 14, 2014 Opinion or Order Filing 92 INDEX in support of Response #91 by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas. (Attachments: #1 Exhibit 1 Brief for Defendant-Appellee Siemens AG)(O'Hara, Gillian)
April 14, 2014 Opinion or Order Filing 91 RESPONSE regarding Notice (Other) #85 and SEC Amicus Curiae Brief by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas.(O'Hara, Gillian)
April 4, 2014 Opinion or Order Filing 90 ORDER denying Defendant's Motion to Strike #86 regarding Plaintiff's Notice of Supplemental Argument Related to Plaintiff's Objections #85 . The defendants have also requested that they be permitted to respond to the arguments raised in the SEC's brief and to provide the Court with opposing briefs or filings from Liu or other similar cases. This request is reasonable and will be granted. The defendants may respond, in this limited fashion, on or before April 14, 2014. The plaintiff, in turn, requests that she be allowed to submit a reply brief. Filing #88 . The Court does not believe that any more briefing will be particularly helpful, and so that request is denied. Ordered by Judge John M. Gerrard.(JAB) Modified on 4/4/2014 to remove reference to pro se party. (JAB)
April 3, 2014 Opinion or Order Filing 89 REPLY BRIEF in support of MOTION to Strike Notice (Other) #85 #86 by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas.(O'Hara, Gillian)
March 24, 2014 Opinion or Order Filing 88 BRIEF in Response to Defendants' Motion to Strike by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing.(Spray, John)
March 10, 2014 Opinion or Order Filing 87 BRIEF in support of MOTION to Strike Notice (Other) #85 #86 by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas.(O'Hara, Gillian)
March 10, 2014 Opinion or Order Filing 86 MOTION to Strike Notice (Other) #85 by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas.(O'Hara, Gillian)
February 26, 2014 Opinion or Order Filing 85 NOTICE regarding Statement #76 of Supplement Argument Related to Plaintiff's Objections by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing (Spray, John)
January 17, 2014 Opinion or Order Filing 84 REPLY BRIEF in support of MOTION regarding FINDINGS AND RECOMMENDATION that MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM #26 , MOTION to Amend Complaint #63 to #70 Motion to Offer Additional Evidence #78 by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing.(Spray, John)
January 14, 2014 Opinion or Order Filing 83 REASSIGNMENT ORDER - In the interest of judicial economy, this case is reassigned to District Judge John M. Gerrard for disposition and remains assigned to Magistrate Judge Cheryl R. Zwart for judicial supervision and processing of all pretrial matters. Ordered by Chief Judge Laurie Smith Camp. (JSF)
January 10, 2014 Opinion or Order Filing 82 BRIEF in opposition to Index,, #79 , MOTION regarding FINDINGS AND RECOMMENDATION that MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM #26 , MOTION to Amend Complaint #63 to #70 Motion to Offer Additional Evidence #78 by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas.(O'Hara, Gillian)
January 10, 2014 Opinion or Order Filing 81 BRIEF in opposition to Statement #76 , Brief #77 by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas.(O'Hara, Gillian)
January 3, 2014 Opinion or Order Filing 80 BRIEF in opposition to Defendants' Objections to the Pending Findings and Recommendations (Filing No. 70) by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing.(Spray, John)
December 27, 2013 Opinion or Order Filing 79 INDEX in support of MOTION regarding FINDINGS AND RECOMMENDATION that MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM #26 , MOTION to Amend Complaint #63 to #70 Motion to Offer Additional Evidence #78 , Statement #76 , Brief #77 , FINDINGS AND RECOMMENDATION that MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM #26 , MOTION to Amend Complaint #63 to #70 by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing. (Attachments: #1 Affidavit Affidavit of J. L. Spray)(Spray, John)
December 27, 2013 Opinion or Order Filing 78 MOTION regarding FINDINGS AND RECOMMENDATION that MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM #26 , MOTION to Amend Complaint #63 to #70 Motion to Offer Additional Evidence by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing.(Spray, John)
December 27, 2013 Opinion or Order Filing 77 BRIEF in support of Statement #76 of Plaintiff's Objections to the Pending Findings and Recommendations (Filing No. 70) by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing.(Spray, John)
December 27, 2013 Opinion or Order Filing 76 STATEMENT of Objections to the pending Findings and Recommendation (Filing No. 70) by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing.(Spray, John)
December 27, 2013 Opinion or Order Filing 75 BRIEF in support of OBJECTION to Findings and Recommendation,,, #70 #74 by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas.(O'Hara, Gillian)
December 27, 2013 Opinion or Order Filing 74 OBJECTION to Findings and Recommendation,,, #70 by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas.(O'Hara, Gillian)
December 10, 2013 Opinion or Order Filing 73 TEXT ORDER granting #71 Motion to Continue. As to all parties, the deadline for filing any objections to the undersigned magistrate judges Findings andRecommendation (filing no. 70), is extended to December 27, 2013. Ordered by Magistrate Judge Cheryl R. Zwart. (Zwart, Cheryl)
December 10, 2013 Opinion or Order Filing 72 RESPONSE regarding Unopposed MOTION for Extension of Time to File a Responsive Pleading (Objections to Findings and Recommendation) Filing No. 70 #71 by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas.(O'Hara, Gillian)
December 10, 2013 Opinion or Order Filing 71 Unopposed MOTION for Extension of Time to File a Responsive Pleading (Objections to Findings and Recommendation) Filing No. 70 by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing.(Spray, John) Modified on 12/10/2013 to assign the correct event(Zwart, Cheryl).
November 27, 2013 Opinion or Order Filing 70 FINDINGS AND RECOMMENDATION to the Honorable Warren K. Urbom, United States District Judge, pursuant to 28 U.S.C. 636(b), that:1) The plaintiff's motion to file the proposed third amended complaint, (Filing No. #63 ), should be denied.2) Defendant's motion to dismiss, (Filing No. #26 ), should be granted in part and denied in part as stated.3) The plaintiff should be granted leave to file a motion to amend her complaint and reassert her state law claims consistent with this Findings and Recommendation. The parties are notified that failing to file an objection to this recommendation as provided in the local rules of this court may be held to be a waiver of any right to appeal the court's adoption of the recommendation. Ordered by Magistrate Judge Cheryl R. Zwart. (JAB)
July 5, 2013 Opinion or Order Filing 69 MEMORANDUM AND ORDER denying #68 Defendant's Motion for Leave. All briefs currently of record are deemed timely and appropriately filed. The plaintiff's Motion to Amend Complaint, (Filing No. #63 ), is deemed fully submitted absent an order of the court requesting further briefing or oral argument. Ordered by Magistrate Judge Cheryl R. Zwart. (JAB)
July 3, 2013 Opinion or Order Filing 68 MOTION for Leave to File Sur-Reply in Opposition to Motion for Leave to File Third Amended Complaint by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas.(O'Hara, Gillian)
July 1, 2013 Opinion or Order Filing 67 REPLY BRIEF in support of MOTION to Amend Complaint #63 by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing.(Spray, John)
June 24, 2013 Opinion or Order Filing 66 BRIEF in opposition to Plaintiff's Motion for Leave to File Third Amended Complaint by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas.(O'Hara, Gillian)
June 11, 2013 Opinion or Order Filing 65 TEXT ORDER granting #64 Motion to Stay. Defendants' deadline to file a Reply Brief in support of its Motion to Dismiss #26 is stayed pending resolution of the plaintiff's pending Motion to File Amended Complaint #63 and further order of the court. Ordered by Magistrate Judge Cheryl R. Zwart. (BHC)
June 7, 2013 Opinion or Order Filing 64 Unopposed MOTION to Stay Motion to Dismiss Pending Ruling on Plaintiff's Motion to Amend Complaint by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas.(O'Hara, Gillian)
June 6, 2013 Opinion or Order Filing 63 MOTION to Amend Complaint by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing. (Attachments: #1 Exhibit Third Amended Complaint (Proposed))(Spray, John)
June 6, 2013 Opinion or Order Filing 62 BRIEF in opposition to MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM #26 by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing.(Spray, John)
June 6, 2013 Opinion or Order Filing 61 INDEX in opposition to MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM #26 by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing. (Attachments: #1 Affidavit of Julie Bussing)(Spray, John)
May 20, 2013 Opinion or Order Filing 60 ORDER - the plaintiff's motions to compel, #48 , #49 , and #53 are denied without prejudice to re-filing, if appropriate, at a later time. Ordered by Magistrate Judge Cheryl R. Zwart. (BHC)
April 22, 2013 Opinion or Order Filing 59 ORDER granting #55 Motion for Leave to Submit Additional Briefing. Ordered by Senior Judge Warren K. Urbom. (EJL)
April 18, 2013 Opinion or Order Filing 58 REPLY BRIEF in support of MOTION for Leave to Submit Additional Briefing #55 by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing.(Spray, John)
April 11, 2013 Opinion or Order Filing 57 BRIEF in opposition to MOTION for Leave to Submit Additional Briefing #55 by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas.(O'Hara, Gillian)
April 5, 2013 Opinion or Order Filing 56 TEXT ORDER that the plaintiff is now represented by counsel. At the direction of the Court, this case is removed from the pro se docket. Magistrate Judge Cheryl R. Zwart is now assigned to this case based upon the current pairing system for civil cases. This order does not change the assignment of the district judge. Ordered by Senior Judge Richard G. Kopf. (JSF)
April 5, 2013 Opinion or Order Filing 55 MOTION for Leave to Submit Additional Briefing by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing.(Spray, John)
April 5, 2013 Opinion or Order Filing 54 NOTICE of Appearance by Attorney John L. Spray on behalf of Plaintiff Julie A. Bussing (Spray, John)
March 10, 2013 Opinion or Order Filing 53 Supplemental MOTION to Compel Plaintiff's Response to Defendants' Brief in Opposition to Plaintiff's Motion to Compel on behalf of Plaintiff Julie A. Bussing.(Bussing, Julie)
March 6, 2013 Opinion or Order Filing 52 INDEX in opposition to Supplemental MOTION to Compel Issuance of Corrected 2012 Tax Reports and Requested Employment Documents #49 , MOTION to Compel Issuance of Corrected 2012 Tax Reports and Requested Employment Documents #48 by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas. (Attachments: #1 Exhibit 1, #2 Exhibit A, #3 Exhibit B)(O'Hara, Gillian)
March 6, 2013 Opinion or Order Filing 51 BRIEF in opposition to Supplemental MOTION to Compel Issuance of Corrected 2012 Tax Reports and Requested Employment Documents #49 , MOTION to Compel Issuance of Corrected 2012 Tax Reports and Requested Employment Documents #48 by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas.(O'Hara, Gillian)
February 25, 2013 Opinion or Order Filing 50 Mail Returned as Undeliverable addressed to michelle.boecker@kutakrock.com regarding Supplemental MOTION to Compel Issuance of Corrected 2012 Tax Reports and Requested Employment Documents #49 . E-mail resent to rebecca.jarvis@kutakrock.com. (JSF)
February 23, 2013 Opinion or Order Filing 49 Supplemental MOTION to Compel Issuance of Corrected 2012 Tax Reports and Requested Employment Documents on behalf of Plaintiff Julie A. Bussing.(Bussing, Julie)
February 17, 2013 Opinion or Order Filing 48 MOTION to Compel Issuance of Corrected 2012 Tax Reports and Requested Employment Documents on behalf of Plaintiff Julie A. Bussing.(Bussing, Julie)
October 30, 2012 Opinion or Order Filing 47 MEMORANDUN AND ORDER granting #43 Motion to Restrict pursuant to the E- Government Act; granting #45 Motion to Allow Final Revised Brief in Opposition to Motion to Dismiss & Motion to Restrict Access to All Pleadings. The plaintiff's Final Revised Brief in Opposition to Motion to Dismiss (filing no. 42) is deemed properly filed. The clerk of the court is directed to restrict Filing No. 42 in its entirety. In the event that the parties include the same, or similar, "non-public, sensitive information" in future filings, leave is given to the filing party, pursuant to NECivR 5.0.3, to file the document as restricted. Ordered by Senior Judge Warren K. Urbom. (Copy mailed to pro se party)(ADB, )
October 26, 2012 Opinion or Order Filing 46 SUPPLEMENTAL REPLY BRIEF in support of Defendants' Motion to Dismiss by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas.(O'Hara, Gillian) Modified on 10/26/2012 to reflect document is supplemental (MKR).
October 20, 2012 Opinion or Order Filing 45 MOTION Motion to Allow Final Revised Brief and Motion to Restrict Access regarding Notice (Other) #28 , Notice (Other) #42 , Notice (Other) #38 Motion to Allow Final Revised Brief in Opp to Motion to Dismiss & Motion to Restrict Access to All Pleadings on behalf of Plaintiff Julie A. Bussing.(Bussing, Julie)
October 19, 2012 Opinion or Order Filing 44 BRIEF in support of MOTION to Restrict pursuant to the E-Government Act Final Revised Brief in Opposition to Motion to Dismiss and Exhibit [Expedited Relief Requested] #43 by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas.(O'Hara, Gillian)
October 19, 2012 Opinion or Order Filing 43 MOTION to Restrict pursuant to the E-Government Act Final Revised Brief in Opposition to Motion to Dismiss and Exhibit [Expedited Relief Requested] by Attorney Gillian G. O'Hara on behalf of Defendants COR Clearing, LLC, COR Securities Holdings, Christopher L. Frankel, Carlos P. Salas.(O'Hara, Gillian)
October 19, 2012 Opinion or Order Filing 42 NOTICE regarding Notice (Other) #28 Final Revised Brief in Opposition to Motion to Dismiss on behalf of Plaintiff Julie A. Bussing (Bussing, Julie) Modified on 10/30/2012 to restrict access to the document per order #47 (ADB, ).
October 18, 2012 Opinion or Order Filing 41 MEMORANDUM AND ORDER: --Granting #33 Plaintiff's Motion to Amend to correct the pleadings;--Denying as moot plaintiff's motions to restrict, filings #29 and #35 ; --Granting in part #39 , defendant's Motion to Restrict; and granting #20 Defendant's Motion to Restrict. The plaintiff may file a redacted version of the Second Amended Complaint no later than October 26, 2012. --Granting #37 , Plaintiffs Motion for Leave to File Revised Brief, (filing #38 ). Defendants may file a reply to Plaintiffs Revised Brief in Opposition to Defendants Motion to Dismiss no later than October 26, 2012. Ordered by Magistrate Judge Cheryl R. Zwart. (copy mailed to plaintiff by CRZ's chambers)(Zwart, Cheryl)
October 16, 2012 Opinion or Order Filing 40 BRIEF in support of MOTION to Restrict pursuant to the E-Government Act Second Amended Complaint & Response to Plaintiff's Motions #33 , #35 #39 by Attorney Gillian G. O'Hara on behalf of Defendants COR Securities Holdings, Christopher L. Frankel, Legent Clearing, LLC, Carlos P. Salas.(O'Hara, Gillian)
October 16, 2012 Opinion or Order Filing 39 MOTION to Restrict pursuant to the E-Government Act Second Amended Complaint & Response to Plaintiff's Motions #33 , #35 by Attorney Gillian G. O'Hara on behalf of Defendants COR Securities Holdings, Christopher L. Frankel, Legent Clearing, LLC, Carlos P. Salas.(O'Hara, Gillian)
October 4, 2012 Opinion or Order Filing 38 NOTICE Revised Brief in Opposition to Defendants' Motion to Dismiss on behalf of Plaintiff Julie A. Bussing (Bussing, Julie)
October 4, 2012 Opinion or Order Filing 37 MOTION for Leave to File Revised Brief in Opposition to Defendants' Motion to Dismiss on behalf of Plaintiff Julie A. Bussing.(Bussing, Julie)
October 3, 2012 Opinion or Order Filing 36 BRIEF in opposition to Notice (Other) #32 Plaintiff's Reply Brief in Support of Opposition to Motion to Dismiss by Attorney Gillian G. O'Hara on behalf of Defendants COR Securities Holdings, Christopher L. Frankel, Legent Clearing, LLC, Carlos P. Salas.(O'Hara, Gillian)
September 29, 2012 Opinion or Order Filing 35 MOTION Motion to Restrict Pleadings - Contingent on Ruling re Hubbard Disclosure regarding Notice (Other) #24 , Notice (Other) #22 on behalf of Plaintiff Julie A. Bussing.(Bussing, Julie)
September 29, 2012 Opinion or Order Filing 34 NOTICE Second Amended Complaint on behalf of Plaintiff Julie A. Bussing (Bussing, Julie)
September 29, 2012 Opinion or Order Filing 33 MOTION to Amend Complaint and Correct Pleadings on behalf of Plaintiff Julie A. Bussing.(Bussing, Julie)
September 27, 2012 Opinion or Order Filing 32 NOTICE Reply Brief in Support of Opposition to Motion to Dismiss on behalf of Plaintiff Julie A. Bussing (Bussing, Julie)
September 21, 2012 Opinion or Order Filing 31 REPLY BRIEF in support of MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM #26 by Attorney Gillian G. O'Hara on behalf of Defendants COR Securities Holdings, Christopher L. Frankel, Legent Clearing, LLC, Carlos P. Salas.(O'Hara, Gillian)
September 14, 2012 Opinion or Order Filing 30 NOTICE Notice of Name Change on behalf of Plaintiff Julie A. Bussing (Bussing, Julie)
September 12, 2012 Opinion or Order Filing 29 Motion to Restrict Pleadings on behalf of Plaintiff Julie A. Bussing (Bussing, Julie) Modified on 9/13/2012 to make document a motion. (JAB)
September 11, 2012 Opinion or Order Filing 28 NOTICE Opposition to Motion to Dismiss on behalf of Plaintiff Julie A. Bussing (Bussing, Julie)
August 30, 2012 Opinion or Order Filing 27 BRIEF in support of MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM #26 by Attorney Gillian G. O'Hara on behalf of Defendants COR Securities Holdings, Christopher L. Frankel, Legent Clearing, LLC, Carlos P. Salas.(O'Hara, Gillian)
August 30, 2012 Opinion or Order Filing 26 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM by Attorney Gillian G. O'Hara on behalf of Defendants COR Securities Holdings, Christopher L. Frankel, Legent Clearing, LLC, Carlos P. Salas.(O'Hara, Gillian)
August 21, 2012 Opinion or Order Filing 25 MEMORANDUM AND ORDER that the clerk is directed to provisionally restrict the plaintiff's amended complaint 19 filed by Julie A. Bussing. Ordered by Senior Judge Warren K. Urbom. (ADB)
August 16, 2012 Opinion or Order Filing 24 NOTICE Opposition to Reply Brief in Support of Motion to Restrict Access to Amended Complaint on behalf of Plaintiff Julie A. Bussing (Bussing, Julie)
August 15, 2012 Opinion or Order Filing 23 REPLY BRIEF in support of MOTION to Restrict pursuant to the E-Government Act #20 by Attorney Gillian G. O'Hara on behalf of Defendants COR Securities Holdings, Christopher L. Frankel, Legent Clearing, LLC, Carlos P. Salas.(O'Hara, Gillian)
August 15, 2012 Opinion or Order Filing 22 NOTICE Opposition to Motion to Restrict Access to Amended Complaint on behalf of Plaintiff Julie A. Bussing (Bussing, Julie)
August 14, 2012 Opinion or Order Filing 21 BRIEF in support of MOTION to Restrict pursuant to the E-Government Act #20 by Attorney Gillian G. O'Hara on behalf of Defendants COR Securities Holdings, Christopher L. Frankel, Legent Clearing, LLC, Carlos P. Salas.(O'Hara, Gillian)
August 14, 2012 Opinion or Order Filing 20 MOTION to Restrict pursuant to the E-Government Act by Attorney Gillian G. O'Hara on behalf of Defendants COR Securities Holdings, Christopher L. Frankel, Legent Clearing, LLC, Carlos P. Salas.(O'Hara, Gillian)
August 10, 2012 Opinion or Order Filing 18 TEXT ORDER that Plaintiff's #17 Motion for Extension of Time is granted. Amended Complaint due by 8/14/2012. Ordered by Senior Judge Warren K. Urbom. (Copy e-mailed to pro se party) (ADB)
August 10, 2012 Opinion or Order Filing 17 MOTION to Extend on behalf of Plaintiff Julie A. Bussing.(Bussing, Julie)
July 26, 2012 Opinion or Order Filing 16 CORPORATE DISCLOSURE STATEMENT pursuant to Fed. R. Civ. P. 7.1 by Attorney Gillian G. O'Hara on behalf of Defendants COR Securities Holdings, Legent Clearing, LLC.(O'Hara, Gillian)
July 24, 2012 Opinion or Order Filing 15 TEXT ORDER granting #14 Motion for Extension of Time to Answer or file a motion under Federal Rule of Civil Procedure 12(b) or (e). COR Securities Holdings response due 8/30/2012; Christopher L. Frankel response due 8/30/2012; Legent Clearing, LLC response due 8/30/2012; Carlos P. Salas response due 8/30/2012. Ordered by Deputy Clerk. (Copies mailed to pro se parties) (TEL) Modified on 7/24/2012 to edit docket text per WKU. (TEL)
July 24, 2012 Opinion or Order Filing 14 MOTION for Extension of Time to File Answer by Attorney Gillian G. O'Hara on behalf of Defendants COR Securities Holdings, Christopher L. Frankel, Legent Clearing, LLC, Carlos P. Salas.(O'Hara, Gillian)
July 17, 2012 Opinion or Order Filing 13 SUMMONS Returned Executed upon defendant Christopher L. Frankel on 7/10/2012. (Bussing, Julie)
July 17, 2012 Opinion or Order Filing 12 SUMMONS Returned Executed upon defendant COR Securities Holdings on 7/12/2012. (Bussing, Julie)
July 17, 2012 Opinion or Order Filing 11 SUMMONS Returned Executed upon defendant Legent Clearing, LLC on 7/10/2012. (Bussing, Julie)
July 17, 2012 Opinion or Order Filing 10 SUMMONS Returned Executed upon defendant Carlos P. Salas on 7/10/2012. (Bussing, Julie)
July 11, 2012 Opinion or Order Filing 9 MEMORANDUM AND ORDER granting in part #5 Motion to Seal. The clerk of the court is directed to provisionally restrict Filing No. 1 in its entirety. Ordered by Senior Judge Warren K. Urbom. (ADB)
July 11, 2012 Opinion or Order Filing 8 TEXT NOTICE REGARDING CORPORATE DISCLOSURE STATEMENT by Deputy Clerk as to Defendant Legent Clearing, LLC. Pursuant to Fed. R. Civ. P. 7.1, non-governmental corporate parties are required to file Corporate Disclosure Statements (Statements). The parties shall use the form Corporate Disclosure Statement, available on the Web site of the court at http://www.ned.uscourts.gov/forms/. If you have not filed your Statement, you must do so within 15 days of the date of this notice. If you have already filed your Statement in this case, you are reminded to file a Supplemental Statement within a reasonable time of any change in the information that the statement requires.(ADB, )
July 11, 2012 Opinion or Order Filing 7 TEXT NOTICE REGARDING CORPORATE DISCLOSURE STATEMENT by Deputy Clerk as to Defendant COR Securities Holdings. Pursuant to Fed. R. Civ. P. 7.1, non-governmental corporate parties are required to file Corporate Disclosure Statements (Statements). The parties shall use the form Corporate Disclosure Statement, available on the Web site of the court at http://www.ned.uscourts.gov/forms/. If you have not filed your Statement, you must do so within 15 days of the date of this notice. If you have already filed your Statement in this case, you are reminded to file a Supplemental Statement within a reasonable time of any change in the information that the statement requires.(ADB, )
July 10, 2012 Opinion or Order Filing 6 BRIEF in support of MOTION to file under Seal and Redact Paragraphs of Complaint #5 by Attorney Gillian G. O'Hara on behalf of Defendants COR Securities Holdings, Christopher L. Frankel, Legent Clearing, LLC, Carlos P. Salas.(O'Hara, Gillian)
July 10, 2012 Opinion or Order Filing 5 MOTION to file under Seal and Redact Paragraphs of Complaint by Attorney Gillian G. O'Hara on behalf of Defendants COR Securities Holdings, Christopher L. Frankel, Legent Clearing, LLC, Carlos P. Salas.(O'Hara, Gillian)
July 9, 2012 Opinion or Order Filing 4 ORDER pursuant to General Order No. 2007-12: All pro se civil cases that are assigned to a district judge for trial, whether filed by a prisoner or not, are herewith exempted from the disclosure and conference requirements of F.R.Civ.P. 26, except in pending cases where a scheduling order (or packet) or progression order has been previously issued, the parties shall abide by such scheduling or progression orders. In the future, it will not be the practice of the court to issue scheduling packets in pro se civil cases assigned to district judges. Instead, it will be the practice to issue a progression order, addressing discovery and other issues, approximately 30 days after the last defendant has answered. Ordered by Senior Judge Richard G. Kopf. (Copy mailed to pro se party)(MKR)
July 9, 2012 Opinion or Order Filing 3 NOTICE by Clerk acknowledging receipt of complaint filed by a pro se party. (4) Blank summons form given to plaintiff. (copy mailed to pro se party) (MKR)
July 9, 2012 Opinion or Order Filing 2 Summons Issued (COPY) as to defendant COR Securities Holdings, Christopher L. Frankel, Legent Clearing, LLC and Carlos P. Salas regarding Complaint - Pro Se #1 . (MKR)
July 9, 2012 Opinion or Order Filing 1 RESTRICTED - COMPLAINT with jury demand against COR Securities Holdings, Christopher L. Frankel, Legent Clearing, LLC and Carlos P. Salas. Four Summonses issued, with receipt number 8-20811, in the amount of $ 350; filed on behalf ofJulie A. Bussing(MKR). ACCESS TO THE PDF DOCUMENT IS RESTRICTED TO CASE PARTICIPANTS AND THE COURT PURSUANT TO THE E-GOVERNMENT ACT AND FEDERAL RULE OF CRIMINAL PROCEDURE 49.1(a). ALL COUNSEL OF RECORD IN MULTI-DEFENDANT CASES MAY ACCESS THIS DOCUMENT. Modified on 7/11/2012 to restrict access to the PDF document and add restricted language to entry pursuant to order #9 (ADB).

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Search for this case: Bussing v. Legent Clearing, LLC et al
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Defendant: COR Clearing, LLC
Represented By: Gillian G. O'Hara
Represented By: Kasey M. Cappellano
Represented By: Marcia A. Washkuhn
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Defendant: COR Securities Holdings
Represented By: Gillian G. O'Hara
Represented By: Kasey M. Cappellano
Represented By: Marcia A. Washkuhn
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Defendant: Carlos P. Salas
Represented By: Gillian G. O'Hara
Represented By: Kasey M. Cappellano
Represented By: Marcia A. Washkuhn
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Defendant: Christopher L. Frankel
Represented By: Gillian G. O'Hara
Represented By: Kasey M. Cappellano
Represented By: Marcia A. Washkuhn
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Defendant: Jeffrey N. Sime
Represented By: Gillian G. O'Hara
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Defendant: Steven A. Sugarman
Represented By: David L. Aronoff
Represented By: Gillian G. O'Hara
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Defendant: Legent Clearing, LLC
Represented By: Gillian G. O'Hara
Represented By: Kasey M. Cappellano
Represented By: Marcia A. Washkuhn
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Plaintiff: Julie A. Bussing
Represented By: David M. Gaba
Represented By: John L. Spray
Represented By: Patricia L. Vannoy
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