United States Securities and Exchange Commission v. Ruettiger et al
| United States Securities and Exchange Commission |
| Rocco Brandonisio, Jr., Stephen DeCesare, Pawel Dynkowski, Kevin Kaplan, Gregg Mulholland, Mehmet Mustafoglu, Joseph A. Padilla, Angelo R. Panetta, Kevin J Quinn, Andrea M. Ritchie, Daniel E Ruettiger, Chad P. Smanjak and Gary J. Yocom |
| 2:2011cv02011 |
| December 16, 2011 |
| US District Court for the District of Nevada |
| Las Vegas Office |
| Cam Ferenbach |
| Gloria M. Navarro |
| Securities/Commodities |
| 12 U.S.C. ยง 22 Securities Fraud |
| None |
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The following documents for this case are available for you to view or download:
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Filing
106
ORDER Granting 105 Motion for Disbursement of Funds. IT IS HEREBY ORDERED that Garnishee, East West Bank, pay $191.43 to the U.S. Securities and Exchange Commission, which shall be delivered or mailed to:Enterprise Services Center, Account s Receivable Branch, 6500 South MacArthur Boulevard, Oklahoma City, OK 73169, and shall be accompanied by a letter identifying the case title, civil action number, and name of this Court; Greg R. Mulholland as a defendant in this action; and specifying that payment is made pursuant to this the Final Judgment entered in this matter. Signed by Judge Jennifer A. Dorsey on 4/15/16. (Copies have been distributed pursuant to the NEF - PS)
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Filing
99
FINAL JUDGMENT in favor of United States Securities and Exchange Commission against Chad P. Smanjak. Defendant is liable for disgorgement of $2,010,286, representing profits gained as a result of the conduct alleged in the Complaint, together w ith prejudgment interest thereon in the amount of $454,963, for a total of $2,465,249. This liability is deemed satisfied by Defendant's executed consent to forfeiture, dated March 29, 2013. Signed by Judge Jennifer A. Dorsey on 11/23/15. (Copies have been distributed pursuant to the NEF - MMM)
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Filing
51
ORDER Granting 50 Motion to Admit Government Attorney to Practice in the District of Nevada for Duration of Attorney's Government Employment. Attorney Christy J. White for United States Securities and Exchange Commission added. Signed by Judge Jennifer A. Dorsey on 3/12/15. (Copies have been distributed pursuant to the NEF - MMM)
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Filing
49
FINAL JUDGMENT in favor of United States Securities and Exchange Commission against Pawel Dynkowski. Defendant shall satisfy this obligation by paying the total final judgment amount of $4,487,880.88 to the Securities and Exchange Commission within 14 days after entry of this Final Judgment. Signed by Judge Jennifer A. Dorsey on 11/12/14. (Copies have been distributed pursuant to the NEF - MMM)
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Filing
44
ORDER Granting 43 Plaintiff's Unopposed Motion for an Extension of Time to Move for Final Judgment Establishing Disgorgement, Prejudgment Interest and Civil Penalties against Defendants. The SEC shall provide the Court with a status update and a proposed deadline for it to refile its request no later than 3/31/2014. Signed by Judge Jennifer A. Dorsey on 11/25/2013. (Copies have been distributed pursuant to the NEF - AC)
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Filing
41
ORDER Granting in part and denying in part 25 SEC's Motion for Entry of Final Judgment Determining Monetary Remedies as to Defendants Gregg G. Mulholland and Andrea Ritchie. It is FURTHER ORDERED that judgment is entered against Defendant Gregg G. Mulholland for (1) disgorgement of $2,417,311.76; (2) prejudgment interest thereon in the amount of $474,811.42, as well as additional accrued prejudgment interest in an amount calculated from August 1, 2013, through the date o f entry of judgment as set forth in this Order; and (3) a civil penalty of $2,417,311.76. It is FURTHER ORDERED that Defendant Andrea Ritchie is liable for (1) disgorgement of $34,357.93; (2) prejudgment interest thereon in the amount of $9,461.87, as well as additional accrued prejudgment interest in an amount calculated from August 1, 2013, through the date of entry of judgment as set forth in this Order; and (3) a civil penalty of $34,357.93. Clerk shall enter judgment accordingly. Signed by Judge Jennifer A. Dorsey on 9/24/2013. (Copies have been distributed pursuant to the NEF - EDS)
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Filing
24
FINAL JUDGMENT in favor of United States Securities and Exchange Commission against Andrea M. Ritchie. Signed by Judge Gloria M. Navarro on 1/19/12. (Copies have been distributed pursuant to the NEF - ASB)
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