KAROON et al v. NATIONAL SECURITIES CORPORATION
Petitioner: KAYVAN KAROON and KS CAPITAL MANAGEMENT, INC.
Respondent: NATIONAL SECURITIES CORPORATION
Case Number: 2:2021cv16568
Filed: September 7, 2021
Court: US District Court for the District of New Jersey
Presiding Judge: Andre M Espinosa
Referring Judge: Susan D Wigenton
Nature of Suit: Other Statutes: Arbitration
Cause of Action: 09 U.S.C. ยง 0010
Jury Demanded By: None
Docket Report

This docket was last retrieved on November 2, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
November 2, 2021 Filing 10 BRIEF in Opposition filed by All Plaintiffs re #8 Cross MOTION to Confirm Arbitration award (Attachments: #1 Certification)(GUARINO, PHILIP)
November 2, 2021 Filing 9 REPLY BRIEF to Opposition to Motion filed by All Plaintiffs re #3 MOTION to Vacate (Attachments: #1 Certification to Vacate Arbitration Award)(GUARINO, PHILIP)
October 25, 2021 Set Deadlines as to #8 Cross MOTION to Confirm Arbitration award. Motion set for 11/15/2021 before Judge Susan D. Wigenton. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (jc, )
October 22, 2021 Filing 8 Cross MOTION to Confirm Arbitration award by NATIONAL SECURITIES CORPORATION. (Attachments: #1 Brief Supporting Cross-Motion and Opposing Motion to Vacate, #2 Declaration of Steven E. Mellen, with exhibits, #3 Text of Proposed Order)(MELLEN, STEVEN)
October 4, 2021 Opinion or Order Filing 7 STIPULATION AND ORDER that Respondent National Securities Corporation hereby acknowledges and accepts service of the Petition to Vacate Arbitration Award (ECF No. 1) and Motion to Vacate (ECF No. 3) filed in connection with this matter.; Respondent shall electronically file and serve its opposition papers with respect to the Motion to Vacate, including any cross-motion to confirm the arbitration award, no later than October 22, 2021. The Motion to Vacate shall be returnable on November 15, 2021.. Signed by Judge Susan D. Wigenton on 10/4/2021. (ld, )
October 4, 2021 Set/Reset Deadlines as to #3 MOTION to Vacate . Motion set for 11/15/2021 before Judge Susan D. Wigenton. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (ld, )
October 1, 2021 Filing 6 STIPULATION re #3 MOTION to Vacate (Agreed-Upon Briefing Schedule) by NATIONAL SECURITIES CORPORATION. (MELLEN, STEVEN)
September 29, 2021 Filing 5 AFFIDAVIT of Service for Petition and Motion Amended served on See Amended Certification on See Amended Certification, filed by KAYVAN KAROON, KS CAPITAL MANAGEMENT, INC.. (GUARINO, PHILIP)
September 28, 2021 Filing 4 AFFIDAVIT of Service served on See Affidavit on See Affidavit, filed by KAYVAN KAROON, KS CAPITAL MANAGEMENT, INC.. (GUARINO, PHILIP)
September 10, 2021 Set Deadlines as to #3 MOTION to Vacate. Motion set for 10/4/2021 before Judge Susan D. Wigenton. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (jc, )
September 9, 2021 Filing 3 MOTION to Vacate by KAYVAN KAROON, KS CAPITAL MANAGEMENT, INC.. (Attachments: #1 Brief to Vacate Arbitration Award, #2 Certification to Vacate Arbitration Award, #3 Text of Proposed Order to Vacate Arbitration Award)(GUARINO, PHILIP)
September 8, 2021 CLERK'S QUALITY CONTROL MESSAGE - The #2 Request for Summons to be Issued filed by Philip Guarino on 9/7/21 is DENIED as a summons is not issued in this type of case. Please see the sample workflow on the Attorney Case Opening page on our website (https://www.njd.uscourts.gov/attorney-case-opening). (jc, )
September 7, 2021 Filing 2 Request for Summons to be Issued by KAYVAN KAROON, KS CAPITAL MANAGEMENT, INC. as to NATIONAL SECURITIES CORPORATION. (GUARINO, PHILIP)
September 7, 2021 Filing 1 PETITION to Vacate Arbitration Award ( Filing and Admin fee $ 402 receipt number BNJDC-12778039.), filed by KAYVAN KAROON, KS Capital Management, Inc..(GUARINO, PHILIP)
September 7, 2021 Case assigned to Judge Susan D. Wigenton and Magistrate Judge Andre M. Espinosa. (jr)

Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the New Jersey District Court's Electronic Court Filings (ECF) System

Search for this case: KAROON et al v. NATIONAL SECURITIES CORPORATION
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Web [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ]
Petitioner: KAYVAN KAROON
Represented By: PHILIP L. GUARINO
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Petitioner: KS CAPITAL MANAGEMENT, INC.
Represented By: PHILIP L. GUARINO
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Respondent: NATIONAL SECURITIES CORPORATION
Represented By: STEVEN EDWARD MELLEN
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?