Securities and Exchange Commission et al v. Patel et al
| Securities and Exchange Commission |
| Marg Patel, Robert Horowitz and Chintankumar Bhatt |
| 1:2024cv06405 |
| September 12, 2024 |
| US District Court for the Eastern District of New York |
| Brian M Cogan |
| Securities/Commodities |
| 15 U.S.C. § 77 Securities Fraud |
| Plaintiff |
Docket Report
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This docket was last retrieved on November 1, 2024. A more recent docket listing may be available from PACER.
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| Filing 28 Letter in Response to Requests for Leave to File Motions to Dismiss by Robert Horowitz (ECF No. 22) and Chintankumar Bhatt (ECF No. 24) by Securities and Exchange Commission (Colorado, Christopher) |
| Filing 27 NOTICE of Appearance by Daniel B. Cohen on behalf of Marg Patel (aty to be noticed) (Cohen, Daniel) |
| Filing 26 MOTION for Extension of Time to File Answer by Chintankumar Bhatt. (Adams, Christopher) |
ORDER denying as unnecessary #26 Motion for Extension of Time to Answer. The scheduling of the premotion conference extends defendant's time to answer or move. Ordered by Judge Brian M. Cogan on 10/30/2024. (PW)
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ORDER granting #25 . Initial Status and Premotion Conference adjourned to 11/14/2024 at 11:30 am. A ZoomGov link will be emailed to counsel of record. Ordered by Judge Brian M. Cogan on 10/29/2024. (PW)
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| Filing 25 MOTION to Continue Initial Status and Premotion Conference by Robert Horowitz. (Kisslinger, Paul) |
| Filing 24 MOTION for pre motion conference by Chintankumar Bhatt. (Adams, Christopher) |
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ORDER. The Court resets the Premotion Conference schedule as follows: The SEC is directed to file a detailed response to defendant Horowitz #22 and Bhatt #24 letter motions by 11/1/2024. The response shall be filed as a single submission and the three-page limit for the response is increased to six pages. Initial Status and Premotion Conference will be held by video on 11/8/2024 at 11:30 am. A ZoomGov link will be emailed to counsel of record. Ordered by Judge Brian M. Cogan on 10/25/2024. (PW)
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| Filing 23 NOTICE of Appearance by Christopher D. Adams on behalf of Chintankumar Bhatt (aty to be noticed) (Adams, Christopher) |
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SCHEDULING ORDER: The SEC is directed to file a detailed response to #22 defendant Horowitz letter motion by 10/27/2024. Initial Status Conference set for 10/24/2024 is reset to 10/30/2024 at 1:30 pm at which time the premotion conference on the proposed motion to dismiss will be heard by video. A ZoomGov link will be emailed to counsel of record. Ordered by Judge Brian M. Cogan on 10/22/2024. (PW)
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ORDER granting #21 Christopher Adams' Motion for Leave to Appear Pro Hac Vice as counsel for defendant Bhatt. The attorney shall register for ECF, registration is available online at www.pacer.gov. Once registered, the attorney shall file a notice of appearance to ensure electronic notification of activity in this case. Also, the attorney shall ensure the $200 admission fee be submitted to the Clerks Office via filing the event Pro Hac Vice Filing Fee. Ordered by Judge Brian M. Cogan on 10/22/2024. (PW)
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| Filing 22 MOTION for pre motion conference by Robert Horowitz. (Kisslinger, Paul) |
| Filing 21 MOTION to Appear Pro Hac Vice Filing fee $ 200, receipt number ANYEDC-18407151 by Chintankumar Bhatt. (Attachments: #1 Affidavit Affidavit of C Adams in support of Motion for Pro Hac Admission, #2 Exhibit Exhibit to Affidavit, #3 Proposed Order Proposed Order) (Moussavian, Marjan) |
| Filing 20 Letter (Jointly By All Parties) in Advance of 10/24/2024 Initial Status Conference by Securities and Exchange Commission (Colorado, Christopher) |
| Filing 19 NOTICE of Appearance by David Alan Fleissig on behalf of Marg Patel (aty to be noticed) (Fleissig, David) |
| Filing 18 NOTICE of Appearance by Matthew S. Dontzin on behalf of Marg Patel (aty to be noticed) (Dontzin, Matthew) |
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Filing 17
ORDER re: #16 Confidentiality Agreement and Protective Order. ( Ordered by Judge Brian M. Cogan on 10/15/2024 ) (RG)
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| Filing 16 MOTION for Protective Order by Securities and Exchange Commission. (Attachments: #1 Exhibit A - Confidentiality Agreement and Proposed Protective Order) (Colorado, Christopher) |
| Filing 15 NOTICE of Appearance by Paul W. Kisslinger on behalf of Robert Horowitz (aty to be noticed) (Kisslinger, Paul) |
| Filing 14 First MOTION for Extension of Time to File Answer by Chintankumar Bhatt. (Attachments: #1 Proposed Order) (Moussavian, Marjan) |
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ORDER TO ANSWER. Defendant Bhatt's time to answer is extended to 11/11/2024. This extension will not affect the parties' obligations to be prepared for and to comply with the Court's #6 Scheduling Order setting an Initial Status Conference which shall go forward as scheduled on 10/24/2024. Ordered by Judge Brian M. Cogan on 10/4/2024. (PW)
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| Filing 13 NOTICE of Appearance by Marjan Moussavian on behalf of Chintankumar Bhatt (aty to be noticed) (Moussavian, Marjan) |
| Filing 12 SUMMONS Returned Executed by Securities and Exchange Commission. Chintankumar Bhatt served on 9/16/2024, answer due 10/7/2024. (Colorado, Christopher) |
| Filing 11 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Robert Horowitz waiver sent on 9/12/2024, answer due 11/11/2024. (Colorado, Christopher) |
| Filing 10 WAIVER OF SERVICE Returned Executed by Marg Patel. Marg Patel waiver sent on 9/12/2024, answer due 11/11/2024. (Adams, Matthew) |
| Filing 9 NOTICE of Appearance by Matthew Stephen Adams on behalf of Marg Patel (aty to be noticed) (Adams, Matthew) |
| Filing 8 NOTICE of Appearance by Heather Marshall Molavi on behalf of Securities and Exchange Commission (aty to be noticed) (Marshall Molavi, Heather) |
| Filing 7 NOTICE of Appearance by Suzanne Bettis on behalf of Securities and Exchange Commission (aty to be noticed) (Bettis, Suzanne) |
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Filing 6
SCHEDULING ORDER: A telephonic Initial Status Conference is set for 10/24/2024 at 10:00 am. The parties are directed to call 571-353-2301 and enter Meeting ID 949146687#. See attached mandatory requirements for the conference. Ordered by Judge Brian M. Cogan on 9/12/2024. (PW)
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| Filing 5 This attorney case opening filing has been checked for quality control. See the attachment for corrections that were made, if any. (SDM) |
| Filing 4 Summons Issued as to Chintankumar Bhatt, Robert Horowitz, Marg Patel. (SDM) |
| Filing 3 NOTICE of Appearance by Christopher M Colorado on behalf of Securities and Exchange Commission (aty to be noticed) (Colorado, Christopher) |
| Filing 2 Proposed Summons. Re #1 Complaint by Securities and Exchange Commission (Apps, Antonia) |
| Filing 1 COMPLAINT against Chintankumar Bhatt, Robert Horowitz, Marg Patel, filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet) (Apps, Antonia) |
| Case Assigned to Judge Brian M. Cogan. Please download and review the Individual Practices of the assigned Judges, located on our #website. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. (SDM) |
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