Securities and Exchange Commission v. Battery Private, Inc. et al
| Securities and Exchange Commission |
| Battery Private, Inc. and Jeffrey L. Slothower |
| United States of America |
| 2:2021cv04577 |
| August 13, 2021 |
| US District Court for the Eastern District of New York |
| Joan M Azrack |
| Gary R Brown |
| Steven I Locke |
| Securities/Commodities |
| 15 U.S.C. § 77 Securities Fraud |
| Plaintiff |
Docket Report
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This docket was last retrieved on May 4, 2022. A more recent docket listing may be available from PACER.
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Electronic SCHEDULING ORDER: Due to the order to stay this case pending the resolution of United States v. Jeffrey Slothower, 21-CR-602(GRB), the conference set for 5/11/2022 in front of Magistrate Judge Steven I. Locke is cancelled. Ordered by Magistrate Judge Steven I. Locke on 5/4/2022. (Pincsak, Lydia)
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ORDER granting #24 Motion to Intervene; granting #24 Motion to Stay. On consent, the proposed order, DE 24-2, to stay this case pending the resolution of United States v. Jeffrey Slothower, 21-CR-602(GRB) is hereby So Ordered. Ordered by Judge Gary R. Brown on 2/24/2022. c/ecf (Tahbaz, Joseph)
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| Filing 24 MOTION to Intervene , MOTION to Stay by United States of America. (Attachments: #1 Memorandum in Support, #2 Proposed Order) (Pitluck, David) |
| Filing 23 NOTICE of Appearance by David C Pitluck on behalf of United States of America (aty to be noticed) (Pitluck, David) |
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Filing 22
SCHEDULING ORDER: Discovery deadlines set; see attached order. Next Tele-Status Conference set for 5/11/2022 at 10:30 AM before Magistrate Judge Steven I. Locke. The parties should dial 1-877-336-1829 and enter access code 3002871# at the prompt. Ordered by Magistrate Judge Steven I. Locke on 1/11/2022. (Gandiosi, Kristin)
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| Filing 21 Minute Order for proceedings held before Magistrate Judge Steven I. Locke:Initial Conference Hearing held on 1/11/2022. The parties proposed discovery schedule, DE #20 , is So Ordered. (Gandiosi, Kristin) |
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ORDER: Docket Entry 13 is deemed withdrawn for failure to comply with Rule II.f of the undersigned's Individual Rules regarding the pre-motion conference requirement. Ordered by Judge Gary R. Brown on 1/11/2022. c/ecf (Tahbaz, Joseph)
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| Filing 20 Proposed Scheduling Order by Securities and Exchange Commission, REPORT of Rule 26(f) Planning Meeting (Stoelting, David) |
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ORDER REASSIGNING CASE. Case reassigned to Judge Gary R. Brown for all further proceedings. Judge Joan M. Azrack no longer assigned to case Please download and review the Individual Practices of the assigned Judges, located on our #website. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Ordered by Chief Judge Margo K. Brodie on 1/6/2022. (Bowens, Priscilla)
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| Filing 19 NOTICE of Appearance by Nick Oberheiden on behalf of All Defendants (aty to be noticed) (Oberheiden, Nick) |
| Filing 18 NOTICE of Appearance by Elizabeth Stepp on behalf of Battery Private, Inc., Jeffrey L. Slothower (aty to be noticed) (Stepp, Elizabeth) |
| Filing 17 Letter by Securities and Exchange Commission (Goody, Elizabeth) |
| Filing 16 AFFIDAVIT of Service for Initial Conference Order dated November 10, 2021 served on Defendant Jeffrey Slothower on November 10, 2021, filed by Securities and Exchange Commission. (Stoelting, David) |
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Filing 15
INITIAL CONFERENCE ORDER: A Tele-Initial Conference is set for 1/11/2022 at 10:30 AM before Magistrate Judge Steven I. Locke. The parties should dial 1-877-336-1829 and enter access code 3002871# at the prompt. Counsel for Plaintiff is instructed to serve a copy of this order on pro se defendants and electronically file proof of service. So Ordered by Magistrate Judge Steven I. Locke on 11/10/2021. (Attachments: #1 Scheduling Order Worksheet, #2 SIL Individual Rules) (Gandiosi, Kristin)
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| Filing 14 ANSWER to #1 Complaint, by Jeffrey L. Slothower. (Coleman, Laurie) |
| Filing 13 LETTER dated 11/8/2021 from Jeffrey L. Slothower re In support of the answer and motion for an order to dismiss the complaint against the personal defendant. (Coleman, Laurie) |
| Filing 12 AFFIDAVIT of Service for Electronic order dated October 14, 2021 served on Jeffrey Slothower on 10/14/2021, filed by Securities and Exchange Commission. (Stoelting, David) |
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Electronic ORDER granting DE #10 , Motion for Extension of Time to Answer. The deadline for Defendant Jeffrey L. Slothower to answer or otherwise respond to the Complaint is extended, nunc pro tunc, to and including 11/8/2021. This is the FINAL extension of time as to Defendant Slothower; no further extensions will be granted. Counsel for Plaintiff is directed to serve pro se Defendant with a copy of this Electronic Order and file proof of service via ECF within three days. Ordered by Magistrate Judge Steven I. Locke on 10/14/2021. (Reilly, Megan)
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| Filing 11 RESPONSE to Motion re #10 MOTION for Extension of Time to File Answer re #1 Complaint, filed by Securities and Exchange Commission. (Stoelting, David) |
| Filing 10 MOTION for Extension of Time to File Answer re #1 Complaint, by Jeffrey L. Slothower. (Coleman, Laurie) |
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Electronic ORDER granting DE #9 , Motion for Extension of Time to Answer. On consent, the deadline for Defendant Jeffrey L. Slothower to answer or otherwise respond to the Complaint is extended to and including 10/8/2021. Ordered by Magistrate Judge Steven I. Locke on 9/8/2021. (Reilly, Megan)
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| Filing 9 Consent MOTION for Extension of Time to File Answer re #1 Complaint, by Securities and Exchange Commission. (Stoelting, David) |
| Filing 8 AFFIDAVIT of Service for Summons and Complaint served on Jeffrey Slothower on August 18, 2021, filed by Securities and Exchange Commission. (Stoelting, David) |
| Filing 7 AFFIDAVIT of Service for Summons and Complaint served on Battery Private, Inc. on August 18, 2021, filed by Securities and Exchange Commission. (Stoelting, David) |
| Filing 6 Summons Issued as to Jeffrey L. Slothower. (Rodin, Deanna) |
| Filing 5 Summons Issued as to Battery Private, Inc. (Rodin, Deanna) |
| Filing 4 In accordance with Rule 73 of the Federal Rules of Civil Procedure and Local Rule 73.1, the parties are notified that if all parties consent a United States magistrate judge of this court is available to conduct all proceedings in this civil action including a (jury or nonjury) trial and to order the entry of a final judgment. Attached to the Notice is a blank copy of the consent form that should be filled out, signed and filed electronically only if all parties wish to consent. The form may also be accessed at the following link: #http://www.uscourts.gov/uscourts/FormsAndFees/Forms/AO085.pdf. You may withhold your consent without adverse substantive consequences. Do NOT return or file the consent unless all parties have signed the consent. (Rodin, Deanna) |
| Case Assigned to Judge Joan M. Azrack and Magistrate Judge Steven I. Locke. Please download and review the Individual Practices of the assigned Judges, located on our #website. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. (Rodin, Deanna) |
| This attorney case opening filing has been checked for quality control. (Rodin, Deanna) |
| Filing 3 NOTICE of Appearance by David Paul Stoelting on behalf of Securities and Exchange Commission (aty to be noticed) (Stoelting, David) |
| Filing 2 NOTICE of Appearance by Elizabeth Reilly Goody on behalf of Securities and Exchange Commission (aty to be noticed) (Goody, Elizabeth) |
| Filing 1 COMPLAINT against All Defendants Was the Disclosure Statement on Civil Cover Sheet completed -No,, filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet, #2 Proposed Summons as to Battery Private, Inc., #3 Proposed Summons as to Jeffrey Slothower) (Best, Richard) |
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