Securities and Exchange Commission v. Crupi

Justia Dockets & Filings Second Circuit New York Southern District Securities and Exchange Commission v. Crupi

Securities and Exchange Commission v. Crupi

Plaintiff:	Securities and Exchange Commission
Defendant:	Joann Crupi
Case Number:	1:2010cv08702
Filed:	November 18, 2010
Court:	U.S. District Court for the Southern District of New York
Office:	Foley Square Office
County:	New York
Presiding Judge:	Unassigned
Nature of Suit:	Securities/Commodities/Exchanges
Cause of Action:	15 U.S.C. § 77
Jury Demanded By:	None

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Date Filed	Document Text
March 10, 2025	Filing 13 FINAL JUDGMENT AS TO DEFENDANT JOANN CRUPI: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating Section 17(a) of the Securities Act of 1933 (the "Securities Act") [15 U. S.C. § 77q(a)] in the offer or sale of any security by the use of any means or instruments of transportation or communication in interstate commerce or by use of the mails, directly or indirectly: to employ any device, scheme, or artif ice to defraud; As further set forth in this order. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for disgorgement and prejudgment interest totaling $2,877,696. This disgorgement and prejudgment interest shall be deemed satisfied by the $33 billion of restitution ordered against Defendant in United States v. O'Hara et al., 10 Cr. 228 (S.D.N.Y.) (LTS). IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that no civil penalty shall be ordered against Defe ndant in this civil action, based on Defendant's criminal conviction, restitution order and sentence in United States v. O'Hara et al, 10 Cr. 228 (S.D.N.Y.). IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that the Consent is incorporated herein with the same force and effect as if fully set forth herein, and that Defendant shall comply with all of the undertakings and agreements set forth therein. (Signed by Judge Louis L. Stanton on 3/10/2025) (ks)

Date Filed

Document Text

March 10, 2025

Filing 13 FINAL JUDGMENT AS TO DEFENDANT JOANN CRUPI: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating Section 17(a) of the Securities Act of 1933 (the "Securities Act") [15 U. S.C. § 77q(a)] in the offer or sale of any security by the use of any means or instruments of transportation or communication in interstate commerce or by use of the mails, directly or indirectly: to employ any device, scheme, or artif ice to defraud; As further set forth in this order. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for disgorgement and prejudgment interest totaling $2,877,696. This disgorgement and prejudgment interest shall be deemed satisfied by the $33 billion of restitution ordered against Defendant in United States v. O'Hara et al., 10 Cr. 228 (S.D.N.Y.) (LTS). IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that no civil penalty shall be ordered against Defe ndant in this civil action, based on Defendant's criminal conviction, restitution order and sentence in United States v. O'Hara et al, 10 Cr. 228 (S.D.N.Y.). IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that the Consent is incorporated herein with the same force and effect as if fully set forth herein, and that Defendant shall comply with all of the undertakings and agreements set forth therein. (Signed by Judge Louis L. Stanton on 3/10/2025) (ks)

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Plaintiff: Securities and Exchange Commission
Represented By:	Andrew Matthew Calamari
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Defendant: Joann Crupi
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