Weisfelner v. Morgan Stanley & Co., Incorporated et al

Justia Dockets & Filings Second Circuit New York Southern District Weisfelner v. Morgan Stanley & Co., Incorporated et al

Weisfelner v. Morgan Stanley & Co., Incorporated et al

Plaintiff:	Edward S. Weisfelner
Defendant:	Morgan Stanley & Co., Incorporated, Morgan Stanley/ Retail, Beneficial Holders of Accounts Held in the Name of Morgan Stanley & Co., Incorporated, Beneficial Holders of Accounts Held in The Name of Morgan Stanley/ Retail, State Street Bank & Trust, Fiduciary-State Street Bank, State Street Bank-Trust Custody, State Street Bank-IBT/BGI, State Street Bank-SPDR's, State Street Bank & Trust CO/IBT, Transferees Of State Street Bank & Trust, Transferees of Fiduciary State Street Bank, Transferees Of State Street Bank -Trust Custody, Transferees of State Street Bank-IBT/BGI, Transferees of State Street Bank- SPDR's, Transferees of State Street Bank & Trust CO/IBT, Credit Suisse Securities US, Credit Suisse Securities/IA, Beneficial Holders of Accounts Held in The Name of Credit Suisse Securities US, Beneficial Holders of Accounts Held In The Name of Credit Suisse Securities/IA, Bear Stern Securities Corp., Transferees Of Bear Stearn Securities Corp., Deutsche Bank Securities, Beneficial Holders of Accounts Held In The Name of Deutsche Bank Securities, Inc., JPM Chase Bank, N.A., Beneficial Holders of Accounts Held in The Name of JPM Chase Bank, N.A., JP Morgan Securities, Beneficial Holders of Accounts Held In The Name of JP Morgan Securities, National Financial Services, Transferees Of National Financial Services, Brown Brothers Harriman, Transferees of Brown Brothers Harriman, JP Morgan Chase BK/IA, Beneficial Holders Of Accounts Held In The Name of JPMorgan Chase BK/IA, Northern Trust Company, Transferees Of Northern Trust Company, BNP Paribas SEC Corp., Transferees Of BNP Paribas SEC Corp., JPM BNK/CORR CL SVCS, Beneficial Holders of Accounts Held in The Name of JPM BNK/CORR CL SVCS, PNC Bank, N.A., Transferees Of PNC Bank, N.A., TD Ameritrade Clear, Transferees of TD Ameritrade Clear, First Clearing, LLC, Transferees of First Clearing, LLC, Calyon Securities (USA), Transferees of Calyon Securities (USA), Barclays Capital Inc., Beneficial Holders Of Accounts Held In The Name of Barclays Capital Inc., SG Americas SEC, LLC, Beneficial Holders of Accounts Held In The Name of SG Americas SEC LLC, Bear Sterns Securities Corp. F/A/O/ FNY SEC/HLW Group, CIBC World Markets, Transferees of CIBC World Markets, JPM/ Public EMP RET., Beneficial Holders of Accounts Held In The Name of JPM/Public EMP RET., Wells Fargo Bank, N.A., Wells Fargo Investment LLC, Beneficial Holders of Accounts Held In The Name of Wells Fargo Bank, N.A., Beneficial Holders Of Accounts Held In The Name of Wells Fargo Investment LLC, Comerica Bank, Transferees Of Comerica Bank, Scottrade, Inc., Transferees of Scottrade, Inc., AG Edwards & Sons, Beneficial Holders of Accounts Held In The Name of AG Edwards & Sons, JP Morgan SEC INC WF, Beneficial Holders of Accounts Held In The Name of JP Morgan SEC INC WF, U.S. Trust Company NA, Transferees of U.S. Trust Company NA, Wachovia Bank N.A., Beneficial Holders of Accounts Held In The Name of Wachovia Bank N.A., Edward D. Jones, Transferees of Edward D. Jones, Sumitomo Trust & Banking, Transferees of Sumitomo Trust & Banking, Swiss American Securities, Transferees of Swiss American Securities, Robert W. Baird & Co., Transferees of Robert W. Baird & Co., BGC International Broker Dealer Credit Account, Amalgamated Bank, Amalgamated Bank CRGO, Transferees of Amalgamated Bank, Transferees of Amalgamated Bank CRGO, TD Waterhouse Canada, Transferees of TD Waterhouse Canada, H&R Block Financial Advisors, Transferees of H&R Block Financial Advisors, DOFT & CO. , Inc., Firm Account, Elisabeth H. Doft, KDC Merger Arbitrage Master, JMS LLC, Scotia Capital, Transferees of Scotia Capital, Linsco/ Private Corp., Transferees of Linsco/Private Corp., Pension FIN SERV Inc., Transferees of Pension FIN SERV Inc., MUGC MTBJ PT33, Cantor Clearing Services, JPM/PCS Shared SVCS, National City Bank, Transferees of Cantor Clearing Services, Transferees of National City Bank, Beneficial Holders of Accounts Held In The Name of JPM/PCS Shared SVCS, MJR Partners, Track Data Corporation, Bear Sterns & Co. F/A/O Gabelli Associates, Bear Sterns Securities Corp., First NY Securities/Britally Capital, Morgan Keegan & Co., Southwest Securities, Inc., Suntrust Bank, The Fifth Third Bank, Transferees Of Morgan Keegan & Co., Transferees of Southwest Securities, Inc., Transferees of Suntrust Bank, Transferees of The Fifth Third Bank, BAR/CAP Equity Finan, BMO Nesbitt Burns, BMO Nesbitt Burns SA, Bank of Nova Scotia Tax, Bank of Nova Scotia WMF/CDS, Bank of Tokyo Mitsubishi, Beneficial Holders of Account Held in The Name of BAR CAP/ Equity Finan, Beneficial Holders of Accounts Held In The Name of JP Morgan SEC INC SL, Crowell Weedon & Co., Crowell Weedon and Co. Omnibus Account, JP Morgan SEC INC SI, MTBJ PT 13, Stern Agee & Leach, Transferees of BMO Nesbitt Burns, Transferees of BMO Nesbitt Burns, SA, Transferees of Bank of Nova Scotia Tax, Transferees of Bank of Nova Scotia WMF/CGS, Transferees of Stern Agee & Leach, Transferees of Wedbush Morgan Securities, Wedbush Morgan Securities, Bellsouth Healthcare S&P 400, CDS Clearing Deposit, Charles Schwab & Co., Inc. Reorganization, D.A. Davidson & Co., Denis P. Kelleher, KeyBank National Association, Stifel Nicolaus, Option Express, Inc., Primevest Financial Services, RBC Dominion Securities, Stephens Inc., Transferees of Bank of Tokyo Mitsubishi, Transferees of CDS Clearing Deposit, Transferees of D.A. Davidson & Co., Transferees of Keybank National Association, Transferees of Option Express, Inc., Transferees of Primevest Financial Services, Transferees of RBC Dominion Securities and Transferees of Stephens Inc.
Case Number:	1:2010cv08827
Filed:	November 22, 2010
Court:	US District Court for the Southern District of New York
Office:	Foley Square Office
County:	New York
Presiding Judge:	Richard J. Holwell
Nature of Suit:	Other Fraud
Cause of Action:	28 U.S.C. § 1441
Jury Demanded By:	None

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Search for this case: Weisfelner v. Morgan Stanley & Co., Incorporated et al
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Plaintiff: Edward S. Weisfelner
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Defendant: Morgan Stanley & Co., Incorporated
Represented By:	Philip David Anker
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Defendant: Morgan Stanley/ Retail
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Defendant: Beneficial Holders of Accounts Held in the Name of Morgan Stanley & Co., Incorporated
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Defendant: Beneficial Holders of Accounts Held in The Name of Morgan Stanley/ Retail
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Defendant: State Street Bank & Trust
Represented By:	Philip David Anker
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Defendant: Fiduciary-State Street Bank
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Defendant: State Street Bank-Trust Custody
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Defendant: State Street Bank-IBT/BGI
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Defendant: State Street Bank-SPDR's
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Defendant: State Street Bank & Trust CO/IBT
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Defendant: Transferees Of State Street Bank & Trust
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Defendant: Transferees of Fiduciary State Street Bank
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Defendant: Transferees Of State Street Bank -Trust Custody
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Defendant: Transferees of State Street Bank-IBT/BGI
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Defendant: Transferees of State Street Bank- SPDR's
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Defendant: Transferees of State Street Bank & Trust CO/IBT
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Defendant: Credit Suisse Securities US
Represented By:	Philip David Anker
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Defendant: Credit Suisse Securities/IA
Represented By:	Philip David Anker
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Defendant: Beneficial Holders of Accounts Held in The Name of Credit Suisse Securities US
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Defendant: Beneficial Holders of Accounts Held In The Name of Credit Suisse Securities/IA
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Defendant: Bear Stern Securities Corp.
Represented By:	Philip David Anker
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Defendant: Transferees Of Bear Stearn Securities Corp.
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Defendant: Deutsche Bank Securities
Represented By:	Philip David Anker
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Defendant: Beneficial Holders of Accounts Held In The Name of Deutsche Bank Securities, Inc.
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Defendant: JPM Chase Bank, N.A.
Represented By:	Philip David Anker
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Defendant: Beneficial Holders of Accounts Held in The Name of JPM Chase Bank, N.A.
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Defendant: JP Morgan Securities
Represented By:	Philip David Anker
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Defendant: Beneficial Holders of Accounts Held In The Name of JP Morgan Securities
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Defendant: National Financial Services
Represented By:	Philip David Anker
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Defendant: Transferees Of National Financial Services
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Defendant: Brown Brothers Harriman
Represented By:	Philip David Anker
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Defendant: Transferees of Brown Brothers Harriman
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Defendant: JP Morgan Chase BK/IA
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Defendant: Beneficial Holders Of Accounts Held In The Name of JPMorgan Chase BK/IA
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Defendant: Northern Trust Company
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Defendant: Transferees Of Northern Trust Company
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Defendant: BNP Paribas SEC Corp.
Represented By:	Philip David Anker
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Defendant: Transferees Of BNP Paribas SEC Corp.
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Defendant: JPM BNK/CORR CL SVCS
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Defendant: Beneficial Holders of Accounts Held in The Name of JPM BNK/CORR CL SVCS
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Defendant: PNC Bank, N.A.
Represented By:	Philip David Anker
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Defendant: Transferees Of PNC Bank, N.A.
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Defendant: TD Ameritrade Clear
Represented By:	Philip David Anker
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Defendant: Transferees of TD Ameritrade Clear
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Defendant: First Clearing, LLC
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Defendant: Transferees of First Clearing, LLC
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Defendant: Calyon Securities (USA)
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Defendant: Transferees of Calyon Securities (USA)
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Defendant: Barclays Capital Inc.
Represented By:	Philip David Anker
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Defendant: Beneficial Holders Of Accounts Held In The Name of Barclays Capital Inc.
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Defendant: SG Americas SEC, LLC
Represented By:	Philip David Anker
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Defendant: Beneficial Holders of Accounts Held In The Name of SG Americas SEC LLC
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Defendant: Bear Sterns Securities Corp. F/A/O/ FNY SEC/HLW Group
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Defendant: CIBC World Markets
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Defendant: Transferees of CIBC World Markets
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Defendant: JPM/ Public EMP RET.
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Defendant: Beneficial Holders of Accounts Held In The Name of JPM/Public EMP RET.
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Defendant: Wells Fargo Bank, N.A.
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Defendant: Wells Fargo Investment LLC
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Defendant: Beneficial Holders of Accounts Held In The Name of Wells Fargo Bank, N.A.
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Defendant: Beneficial Holders Of Accounts Held In The Name of Wells Fargo Investment LLC
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Defendant: Comerica Bank
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Defendant: Transferees Of Comerica Bank
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Defendant: Scottrade, Inc.
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Defendant: Transferees of Scottrade, Inc.
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Defendant: AG Edwards & Sons
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Defendant: Beneficial Holders of Accounts Held In The Name of AG Edwards & Sons
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Defendant: JP Morgan SEC INC WF
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Defendant: Beneficial Holders of Accounts Held In The Name of JP Morgan SEC INC WF
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Defendant: U.S. Trust Company NA
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Defendant: Transferees of U.S. Trust Company NA
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Defendant: Wachovia Bank N.A.
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Defendant: Beneficial Holders of Accounts Held In The Name of Wachovia Bank N.A.
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Defendant: Edward D. Jones
Represented By:	Philip David Anker
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Defendant: Transferees of Edward D. Jones
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Defendant: Sumitomo Trust & Banking
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Defendant: Transferees of Sumitomo Trust & Banking
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Defendant: Swiss American Securities
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Defendant: Transferees of Swiss American Securities
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Defendant: Robert W. Baird & Co.
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Defendant: Transferees of Robert W. Baird & Co.
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Defendant: BGC International Broker Dealer Credit Account
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Defendant: Amalgamated Bank
Represented By:	Philip David Anker
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Defendant: Amalgamated Bank CRGO
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Defendant: Transferees of Amalgamated Bank
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Defendant: Transferees of Amalgamated Bank CRGO
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Defendant: TD Waterhouse Canada
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Defendant: Transferees of TD Waterhouse Canada
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Defendant: H&R Block Financial Advisors
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Defendant: Transferees of H&R Block Financial Advisors
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Defendant: DOFT & CO. , Inc.
Represented By:	Philip David Anker
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Defendant: Firm Account
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Defendant: Elisabeth H. Doft
Represented By:	Philip David Anker
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Defendant: KDC Merger Arbitrage Master
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Defendant: JMS LLC
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Defendant: Scotia Capital
Represented By:	Philip David Anker
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Defendant: Transferees of Scotia Capital
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Defendant: Linsco/ Private Corp.
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Defendant: Transferees of Linsco/Private Corp.
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Defendant: Pension FIN SERV Inc.
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Defendant: Transferees of Pension FIN SERV Inc.
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Defendant: MUGC MTBJ PT33
Represented By:	Philip David Anker
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Defendant: Cantor Clearing Services
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Defendant: JPM/PCS Shared SVCS
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Defendant: National City Bank
Represented By:	Philip David Anker
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Defendant: Transferees of Cantor Clearing Services
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Defendant: Transferees of National City Bank
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Defendant: Beneficial Holders of Accounts Held In The Name of JPM/PCS Shared SVCS
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Defendant: MJR Partners
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Defendant: Track Data Corporation
Represented By:	Philip David Anker
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Defendant: Bear Sterns & Co. F/A/O Gabelli Associates
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Defendant: Bear Sterns Securities Corp.
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Defendant: First NY Securities/Britally Capital
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Defendant: Morgan Keegan & Co.
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Defendant: Southwest Securities, Inc.
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Defendant: Suntrust Bank
Represented By:	Philip David Anker
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Defendant: The Fifth Third Bank
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Defendant: Transferees Of Morgan Keegan & Co.
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Defendant: Transferees of Southwest Securities, Inc.
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Defendant: Transferees of Suntrust Bank
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Defendant: Transferees of The Fifth Third Bank
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Defendant: BAR/CAP Equity Finan
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Defendant: BMO Nesbitt Burns
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Defendant: BMO Nesbitt Burns SA
Represented By:	Philip David Anker
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Defendant: Bank of Nova Scotia Tax
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Defendant: Bank of Nova Scotia WMF/CDS
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Defendant: Bank of Tokyo Mitsubishi
Represented By:	Philip David Anker
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Defendant: Beneficial Holders of Account Held in The Name of BAR CAP/ Equity Finan
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Defendant: Beneficial Holders of Accounts Held In The Name of JP Morgan SEC INC SL
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Defendant: Crowell Weedon & Co.
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Defendant: Crowell Weedon and Co. Omnibus Account
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Defendant: JP Morgan SEC INC SI
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Defendant: MTBJ PT 13
Represented By:	Philip David Anker
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Defendant: Stern Agee & Leach
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Defendant: Transferees of BMO Nesbitt Burns
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Defendant: Transferees of BMO Nesbitt Burns, SA
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Defendant: Transferees of Bank of Nova Scotia Tax
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Defendant: Transferees of Bank of Nova Scotia WMF/CGS
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Defendant: Transferees of Stern Agee & Leach
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Defendant: Transferees of Wedbush Morgan Securities
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Defendant: Wedbush Morgan Securities
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Defendant: Bellsouth Healthcare S&P 400
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Defendant: CDS Clearing Deposit
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Defendant: Charles Schwab & Co., Inc. Reorganization
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Defendant: D.A. Davidson & Co.
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Defendant: Denis P. Kelleher
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Defendant: KeyBank National Association
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Defendant: Stifel Nicolaus
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Defendant: Option Express, Inc.
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Defendant: Primevest Financial Services
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Defendant: RBC Dominion Securities
Represented By:	Philip David Anker
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Defendant: Stephens Inc.
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Defendant: Transferees of Bank of Tokyo Mitsubishi
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Defendant: Transferees of CDS Clearing Deposit
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Defendant: Transferees of D.A. Davidson & Co.
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Defendant: Transferees of Keybank National Association
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Defendant: Transferees of Option Express, Inc.
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Defendant: Transferees of Primevest Financial Services
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Defendant: Transferees of RBC Dominion Securities
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Defendant: Transferees of Stephens Inc.
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