Allianz Global Investors GmbH et al v. Bank Of America Corporation et al
Plaintiff: SEI Trust Company, BlueCrest Capital Management Limited, Blackrock, Inc., Forsta AP-fonden, Andra AP-fonden, Anchorage Capital Group, L.L.C., Pacific Investment Management Company LLC, PFA Kapitalforening, PFA Pension, Forsikringsaktieselskab, Brevan Howard Emerging Markets Strategies Master Fund Limited, Allianz Global Investors GmbH, Portigon AG, Erste Abwicklungsanstalt, Tredje AP-fonden, California State Teachers' Retirement System, Norges Bank, Fjarde AP-fonden, Pension Reserves Investment Management Board of Massachusetts, MSCI Equity Index Fund B - Peru, PIMCO Tactical Opportunities Master Fund Ltd., PIMCO Offshore Funds: PIMCO Offshore Funds Overlay Strategies Fund XI, PIMCO Funds: Global Investors Series plc, Euro Short-Term Fund, Allianz RCM Biotechnology Fund add Global Health Sciences, iShares MSCI Taiwan ETF, PIMCO Funds: PIMCO RealPath 2045 Fund, PIMCO Cayman Trust: PIMCO Cayman European High Yield Fund, US Small Cap Growth Stock Mother Fund (9802), iShares II Plc on behalf of iShares MSCI Europe SRI UCITS ETF EUR (Acc), Allianz RCM Mid-Cap Fund, PIMCO Cayman Trust: PIMCO Cayman U.S. Investment Grade Intermediate Corporate Bond (Yen- Hedged) Fund, BlueCrest Strategic Limited, BlackRock Defined Opportunity Credit Trust, BlackRock Advantage Global Fund, Inc., iShares MSCI BRIC ETF, PIMCO Funds: Global Investors Series plc, Emerging Markets Bond Fund, iShares Emerging Markets Fundamental Index ETF, MSCI Equity Index Fund B - Czech Republic, Allianz AGIC International Growth Fund, PIMCO Funds: Private Account Portfolio Series Short Term Floating NAV Portfolio II, PIMCO Funds: PIMCO Senior Floating Rate Fund, iShares MSCI Sweden ETF, World ex-U.S. Index Fund A2, PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Market High Yield Corporate Bond Fund B, BlackRock European Dynamic Fund, BlackRock Emerging Markets Fund, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Telecommunications UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, PIMCO Funds: Global Investors Series plc, Global Multi-Asset Fund, Canada Equity Index ESG Screened Fund B, World Bond Mother Fund (Unhedged) (9815), PIMCO Multi-Sector Strategy Fund Ltd., BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Media UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Life Unlimited, MSCI Eq Index Fd B-India, World Bond Mother Fund (JPY Hedged) (9816), Emerging Markets Opportunities MR Fund B - Aggregate, BlackRock MSCI World ex USA Minimum Volatility Index Fund, PIMCO Canada Canadian Tactical Bond Trust, PIMCO Funds: PIMCO Real Return Fund, iShares Asia Developed Real Estate ETF, iShares MSCI Emerging Markets ETF, Allianz Institutional Investors Series Societe d' Investissement a Capital Variable, PIMCO Funds: Global Investors Series plc Euro Bond Fund, Allianz Actio France Societe d' Investissement a Capital Variable, BlackRock Global Funds - European Value Fund, BlackRock Global Funds - Pacific Equity Fund, iShares MSCI Australia Small-Cap ETF, BlackRock MSCI Canada Small Cap Equity Index, Non-Lendable Fund, Global High Yield Bond Index Fund B, Rogge Funds PLC, BlackRock Global Allocation Fund, Inc, CorePlus Bond Fund B, PIMCO Absolute Return Strategy 3D Offshore Fund Ltd., iShares MSCI Poland ETF, iShares IPC Large Cap Total Return Trac, BlackRock MSCI EAFE Equity Index RSL Fund, PIMCO Bermuda Trust II: PIMCO Bermuda Global Aggregate Ex-Japan Bond Fund (M), MSCI Equity Index Fund B - Israel, iShares Edge MSCI Min Vol Emerging Markets ETF, iShares V, BlackRock Global Funds - US Dollar Bond Fund, iShares MSCI Pacific ex Japan ETF, BlackRock Global Funds - Asia Pacific Equity Income Fund, BlackRock Strategic Income Opportunities Portfolio, BlackRock Global Index Funds - iShares World Equity Index Fund (LU), iShares MSCI Ireland ETF, PIMCO Luxembourg Trust IV - PIMCO Total Return Fund Multi-Currency Selection, iShares Edge MSCI Min Vol EAFE Index ETF, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Retail UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, Allianz Global Investors Singapore Limited, Developed Markets Bond Index Mother Fund, LifePath Dynamic 2040 Portfolio - Aggregate, PIMCO Funds: Private Account Portfolio Series Real Return Portfolio, PIMCO Bermuda Trust: PIMCO Euro Total Return Fund, PIMCO Cayman SPC Limited: PIMCO Cayman Unconstrained Bond Segregated Portfolio, iShares MSCI United Kingdom Small-Cap ETF, PIMCO Multi-Asset Volatiltiy Offshore Fund II Ltd., BlackRock UK Equity Fund, iShares Emerging Asia Local Govt Bond UCITS ETF USD (Dist), Allianz RCM All Horizons Fund, BlackRock Strategic Funds - Emerging Markets Flexi Dynamic Bond Fund, BlackRock CDN Russel 3000 Index Hedged Non-Taxable Fund, BlackRock Mid Cap Dividend Fund of BlackRock Mid Cap Dividend Series, Inc., PIMCO Funds: PIMCO RealPath 2025 Fund, iShares Emerging Markets Infrastructure ETF, BlackRock Global Funds - Japan Flexible Equity Fund, iShares Plc, MSCI Equity Index Fund B - France, iShares S&P TSX Global Mining Index Fund, iShares MSCI ACWI ex U.S. Financials ETF, LVS II LLC, iShares MSCI ACWI ex U.S. Industrials ETF, BlackRock Strategic Funds - BlackRock European Absolute Return Fund, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Asia Pacific 600 Real Estate Cap UCITS ETF (DE), AllianzGI Emerging-Markets Small Cap, PIMCO Funds: PIMCO Emerging Markets Bond Fund, Currency Selection Emerging Markets AGG, BlackRock Global Long/Short Credit Fund - Aggregate, Alpha Advantage 500 Fund - Aggregate, Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, Global Aggregate ex-USD Bond Index Fund B, GAL ACM UBS, PIMCO Funds: PIMCO StocksPLUS Short Fund, BlackRock Managed Volatility V.I. Fund of BlackRock Variable Series Fund, PIMCO Variable Insurance Trust: PIMCO Global Bond Opportunities Portfolio (Unhedged), iShares MSCI EAFE Value ETF, PIMCO Cayman Trust: PIMCO Cayman Global Ex-Japan Bond Fund, BlackRock UK Absolute Alpha Fund, MSCI Equity Index Fund - Norway, BlackRock Strategic Funds - BlackRock Emerging Markets Absolute Return Fund, Global Market Neutral Fund B, iShares International Inflation-Linked Bond ETF, PIMCO Funds: Private Account Portfolio Series Low Duration Portfolio, PIMCO Cayman Trust: PIMCO Cayman Global Aggregate ExJapan Income Fund, which is included herein as a plaintiff both on its own behalf, and as successor to PIMCO Cayman Trust: PIMCO Cayman Global Aggre, PIMCO Funds: PIMCO CommoditiesPLUS Strategy Fund, iShares MSCI Singapore ETF, BlackRock Advantage Large Cap Growth Fund - Aggregate, PIMCO Cayman SPC Limited: PIMCO Cayman Japan CorePLUS Segregated Portfolio, iShares Global Healthcare ETF, BlackRock Floating Rate Income Portfolio, BlackRock Managed Income Fund, MSCI Eq Index Fd-Malaysia, iShares II Plc, BlackRock Growth & Recovery Fund, BlackRock UK Dynamic Fund, PIMCO Bermuda Trust IV: PIMCO Emerging Bond Strategy Fund, iShares MSCI ACWI ex U.S. Utilities ETF, LVS II Offshore, L.P., Pan Asia Opportunities Fund B - Jacket, PIMCO Funds: Global Investors Series plc, Diversified Income Fund, iShares MSCI Emerging Markets EMEA ETF, iShares Canadian Growth Index Fund, BlackRock MSCI Equity Index Fund B - Morocco, Fixed Income GlobalAlpha Master Fund Ltd., BlackRock Global Funds - Global Enhanced Equity Yield Fund, BlueCrest Special Situations Master Fund Limited, BlackRock Long-Horizon Equity Fund, Active International Equity Fund - Jacket, iShares NAFTRAC, iShares MSCI France ETF, PIMCO Variable Insurance Trust: PIMCO Dynamic Bond Portfolio, Allianz NACM Global Equity 130/30 Fund, a series of Allianz Funds Multi-Strategy Trust, BlackRock Overseas Fund, PIMCO Funds: Private Account Portfolio Series PIMCO Investment Grade Credit Bond Portfolio, BlackRock Global Funds - Asian Growth Leaders Fund, PIMCO Funds: PIMCO StocksPLUS Small Fund, MSCI Equity Index Fund - Switzerland, PIMCO Funds: PIMCO StocksPLUS Absolute Return Fund, PIMCO Australia Management Limited, iShares J.P. Morgan USD Emerging Markets Bond Index Fund (CAD-Hedged), iShares International Treasury Bond ETF, PIMCO Variable Insurance Trust: PIMCO Total Return Portfolio, BlackRock Global Index Funds - iShares Europe Equity Index Fund (LU), RP Rendite Plus Societe d' Investissement a Capital Variable, iShares Alternatives Completion Portfolio Builder Fund, Global Treasury ex-U.S. Screened USD Hedged Fund E, iShares Edge MSCI Min Vol Global Index ETF, BlackRock U.S. Government Bond Portfolio of BlackRock Funds II, Allianz Global Investors Fund Societe d' Investissement a Capital Variable, PIMCO BERMUDA TRUST II: PIMCO BERMUDA EMERGING MARKETS BOND FUND II, BlueCrest Emerging Markets Fund Limited, iShares MSCI Denmark ETF, PIMCO Funds: PIMCO Income Fund, AllianzGI Global Equity & Convertible Income Fund, iShares MSCI Netherlands ETF, BlackRock Equity Dividend Fund, International Tilts Master Portfolio, BlackRock Emerging Markets Dividend Fund, iShares Edge MSCI Min Vol Canada Index ETF, PIMCO Variable Insurance Trust: PIMCO Real Return Portfolio, BlackRock Advantage U.S. Total Market V.I. Fund of BLK Variable Series Fund, BlackRock Strategic Funds - BlackRock Dynamic Diversified Growth Fund, PIMCO Cayman Trust: PIMCO Cayman Japan Bank Capital Fund II (For Qualified Institutional Investors Only), BlackRock Strategic Funds - BlackRock Fixed Income Strategies Fund, PIMCO Funds: Global Investors Series plc, PIMCO RAE PLUS Emerging Markets Fund (f/k/a PIMCO Funds: Global Investors Series plc, PIMCO RAE Fundamental PLUS Emerging Markets Fund), BlackRock Asset Management Deutschland AG, PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Markets and Infrastructure Bond Fund A, BlackRock Commodity Strategies Fund - Aggregate, Europe Equity Index ESG Screened Fund B, BlackRock Multi-Sector Income Trust - Aggregate, iShares Global Infrastructure UCITS ETF USD (Dist), iShares VI Plc, BlackRock Absolute Return Bond Fund, CoreAlpha Bond Master Portfolio, EAFE Equity Index Fund F, PIMCO Cayman SPC Limited: PIMCO Cayman Japan Core Segregated Portfolio, iShares MSCI Hong Kong ETF, PIMCO Funds: PIMCO International Bond Fund (Unhedged), Allianz RCM Technology Fund, BlackRock Global Allocation Portfolio (Ins - Series), Alpha Advantage 500 Fund B - Aggregate, BlackRock Fixed Income Dublin Funds Plc, Allianz Foncier Societe d' Investissement a Capital Variable, PIMCO Funds: PIMCO Global Bond Opportunities Fund (Unhedged), PIMCO High Income Fund, PIMCO Luxembourg Trust, Global Real Return Fund in Swiss Francs, Allianz Global Investors U.S. LLC, iShares MSCI Germany Small-Cap ETF, BlueCrest Emerging Markets Master Fund Limited, Alpha Advantage 1000 Fund B - Aggregate, BlackRock Technology Opportunities Fund, iShares V Plc on behalf of iShares Oil & Gas Exploration & Production UCITS ETF USD (Acc), iShares MSCI Emerging Markets Growth ETF, PIMCO Funds: PIMCO Mortgage Opportunities and Bond Fund (f/k/a PIMCO Funds: PIMCO Mortgage Opportunities Fund), BlackRock Global Index Funds - iShares Emerging Markets Equity Index Fund (LU), BlackRock Global Funds - US Growth Fund, iShares U.S. IG Corporate Bond Index Fund (CAD-Hedged), PIMCO Funds: PIMCO RealPath 2040 Fund, iShares US & Intl High Yield Corp Bond ETF, MSCI Equity Index Fund B - Russia, iShares MSCI Japan EUR Hedged UCITS ETF (Acc), PIMCO Luxembourg Trust IV, PIMCO Total Return Fund II, MSCI Equity Index Fund - Turkey, iShares MSCI Indonesia ETF, PIMCO Global StocksPLUS & Income Fund, iShares MSCI EM Small Cap UCITS ETF USD (Dist), BlackRock Latin America Fund, Inc., BlackRock International V.I. Fund of BLK Variable Series Fund, PIMCO Funds: Global Investors Series plc, Global Advantage Real Return Fund, PIMCO Offshore Funds: PIMCO Offshore Funds Overlay Strategies Fund VII, BlackRock Global Funds - Global High Yield Bond Fund, iShares S&P/TSX Venture Index Fund, Terlingua Fund 2, LP, FTSE RAFI Emerging Index Non- Lendable Fund, iShares Global Nuclear Energy ETF, iShares Edge MSCI Europe Minimum Volatility UCITS Common Pool, PIMCO Funds: PIMCO Emerging Markets Currency and Short-Term Investments Fund, PIMCO ABSOLUTE RETURN STRATEGY V MASTER FUND LDC, BlackRock Global Funds - World Technology Fund, BlackRock European Absolute Alpha Fund, MSCI Equity Index Fund - Austria, BlackRock Resources and Commodities Strategy Trust - Aggregate, BlackRock Capital Appreciation V.I. Fund of BlackRock Variable Series Fund, GAL HSBC FX, BlackRock Asset Management Ireland Limited, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Chemicals UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, PIMCO Funds: Global Investors Series plc, Strategic Income Fund, iShares MSCI ACWI ex U.S. Consumer Staples ETF, iShares Core MSCI AC Asia ex Japan Index ETF, Emerging Markets Alpha Master Fund Ltd., iShares Core GBP Corp Bond UCITS ETF GBP (Dist), Allianz OCC Value Fund, BlackRock Low Duration Bond Portfolio - Aggregate, PIMCO BRAVO Fund II, L.P., PIMCO Bermuda Trust II: PIMCO Emerging Bond Income Fund II, Alpha Advantage Japan Fund B, PIMCO Funds: PIMCO StocksPLUS Fund, Emerging Markets Small Capitalization Equity Index Non- Lendable Fund, Canada Market Neutral Fund B - Aggregate, BlackRock High Equity Income Fund, iShares J.P. Morgan EM Local Currency Bond ETF, PIMCO Equity Series: PIMCO EqS Long/Short Fund, which is included herein as a plaintiff both on its own behalf, and as successor to Catamount Partners, LP, LifePath Dynamic 2020 Portfolio - Aggregate, iShares MSCI Emerging Markets Eastern Europe ETF, PIMCO Funds: Global Investors Series plc, Socially Responsible Emerging Markets Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Emerging Local Bond Fund, AllianzGI Global Growth Allocation Fund, PIMCO Luxembourg Trust IV, PIMCO Total Return Strategy Fund, BlackRock Global Funds - Global Multi-Asset Income Fund, PIMCO Funds: PIMCO Global Bond Opportunities Fund (U.S. Dollar-Hedged), PIMCO Luxembourg Trust, Global Investment Grade Credit Fund, MSCI Equity Index Fund B - Switzerland, BlackRock Hedged Global Small Cap Fund - NB, World Ex-US Alpha Tilts Fund, iShares 1-3 Year International Treasury Bond ETF, BlackRock Floating Rate Income Trust, World ex-US Alpha Tilts Fund O, MSCI Equity Index Fund B - Malaysia, iShares Edge MSCI Min Vol Global ETF, BlackRock Collective Investment Funds on behalf of the unitholders in iShares Pacific ex Japan Equity Index Fund (UK), BlackRock Korea World Mining Fund - Master, iShares Core S&P/TSX Capped Composite Index ETF, BlackRock Dynamic Diversified Growth Fund, PIMCO Funds: Global Investors Series plc, PIMCO RAE PLUS US Fund (f/k/a PIMCO Funds: Global Investors Series plc, PIMCO RAE Fundamental PLUS US Fund), iShares MSCI ACWI ex U.S. Materials ETF, iShares V Plc on behalf of iShares MSCI World GBP Hedged UCITS ETF (Acc), iShares MSCI Australia ETF, MSCI Equity Index Fund B - Philippines, BlackRock Global Funds - Continental European Flexible Fund, International Alpha Tilts Fund B, Allianz Epargne Retraite Societe d' Investissement a Capital Variable, Gold Metal Open Mother Fund, PIMCO Funds: PIMCO RAE PLUS Fund, BlackRock Credit Strategies Income Fund - Aggregate, BlackRock Global Funds - Emerging Markets Bond Fund, iShares NYSE Composite ETF, BlackRock Enhanced Capital and Income Fund, Inc., BlackRock Limited Duration Income Trust - Aggregate, Pimco Bermuda Trust II: Pimco Bermuda U.S. High Yield Fund II (M), iShares MSCI Malaysia ETF, iShares Core MSCI EAFE IMI Index ETF, BlackRock MSCI Equity Index Non-Lendable Fund - Canada, PIMCO Funds: Global Investors Series plc, Low Average Duration Fund, iShares MSCI New Zealand ETF, MSCI Equity Index Fund B - South Africa, iShares FTSE China ETF, Long Duration Alpha Plus Bond Fund, PIMCO BERMUDA TRUST II: PIMCO BERMUDA EMERGING MARKETS BOND FUND (M), PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Currency High Income Fund, PIMCO Funds: PIMCO Credit Opportunities Bond Fund, PIMCO Combined Alpha Strategies Master Fund LDC with respect to its Class relating to US Government/Credit Overlay Share Class of PIMCO Combined Alpha Strategies Offshore Fund Ltd., PIMCO Funds: PIMCO RAE PLUS EMG Fund, PIMCO Funds: Global Investors Series plc, Commodity Real Return Fund, PIMCO BRAVO Fund, L.P, MSCI EAFE Small Cap Equity Index Fund B, BlueCrest Mercantile Master Fund Limited, iShares S&P/TSX Capped Materials Index Fund, iShares II Plc on behalf of iShares MSCI World Islamic UCITS ETF USD (Dist), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 UCITS ETF (DE), GAL UBS FX, MSCI Equity Index Fund - United Kingdom, iShares MSCI ACWI ex U.S. Information Technology ETF, PIMCO Cayman Trust: PIMCO Cayman Global Aggregate Bond Fund, PIMCO Funds: Global Investors Series plc, Euro Low Duration Fund, US Basic Value Mother Fund (9810), iShares MSCI Finland ETF, BlueCrest Multi Strategy Credit Master Fund Limited, PIMCO Funds: Private Account Portfolio Series International Portfolio, iShares MSCI North America UCITS ETF USD (Dist), BlackRock Global Funds - European Focus Fund, PIMCO Funds: Global Investors Series plc, UK Long Term Corporate Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Foreign Bond Fund, International Tilts Hedged CAD Fund B, iShares Asia/Pacific Dividend ETF, iShares Core MSCI Emerging Markets ETF, iShares J.P. Morgan $ EM Bond UCITS Common Pool, Multi Currency Alpha Tilts Social Screen B, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Travel & Leisure UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, Allianz Monetaire Societe d' Investissement a Capital Variable, iShares Global Clean Energy UCITS ETF USD (Dist), iShares S&P/TSX Capped Information Technology Index Fund, Allianz Global Investors Fund X PLC, BlackRock All-Cap Energy & Resources Portfolio, BlackRock Global Funds - Euro Corporate Bond Fund, iShares International Preferred Stock ETF, PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Markets and Infrastructure Bond Fund B, iShares MSCI Spain ETF, iShares Global Corp Bond EUR Hedged UCITS ETF (Dist), Global Multi-cap Equity Fund B, PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Markets and Infrastructure Bond Fund (M), Frontier Markets ex-Gulf Cooperation Council Countries ESG Screened Fund B, iShares Core S&P 500 Index ETF, BlueCrest Capital International Limited, Frontier Markets ESG Screened Fund B - Jacket, PIMCO Funds: Global Investors Series plc, Emerging Asia Bond Fund, BlackRock Global Index Funds - iShares Pacific ex Japan Equity Index Fund (LU), PIMCO Fixed Income Source ETFs plc, PIMCO Sterling Short Maturity Source UCITS ETF, iShares MSCI Belgium ETF, PIMCO Funds: PIMCO StocksPLUS Long Duration Fund, Allianz Actions Euro Societe d' Investissement a Capital Variable, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX EU Enlarged 15 UCITS ETF (DE), MSCI Equity Index Fund - France, iShares MSCI Global Gold Miners ETF, Alpha Advantage 3000 Fund B - Aggregate, iShares MSCI Global Metals & Mining Producers ETF, The Obsidian Fund - Aggregate, AllianzGI Global Natural Resources Fund, EAFE Equity Index Fund P, PIMCO Canadian Total Return Bond Fund, AllianzGI Global Small-Cap Opportunities Portfolio, AllianzGI Global Managed Volatility Fund, iShares MSCI Mexico ETF, BlackRock Global Funds - World Gold Fund, Allianz RCM Innovation Fund, BlackRock Global Funds - Global Allocation Fund, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Technology UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Global Funds - European Equity Income Fund, PIMCO Funds: Global Investors Series plc, Euro Income Bond Fund, PIMCO Bermuda Trust: PIMCO Emerging Markets Bond Fund (M), BlackRock Global Funds - US Dollar High Yield Bond Fund, BlackRock Global Funds - India Fund, iShares MSCI Emerging Markets Materials ETF, Allianz AGIC International Fund, a series of Allianz Funds, PIMCO Funds: PIMCO RealPath 2035 Fund, iShares U.S. High Dividend Equity Index ETF (CAD-Hedged), Europe Alpha Tilts Non-Lendable Fund B, BlackRock MSCI EAFE Equity Index Non-Lendable Fund, BlackRock US Dynamic Fund, iShares JPX-Nikkei 400 ETF, iShares US Fundamental Index ETF, Total International ex U.S. Index Master Portfolio, PIMCO Funds: PIMCO Long-Term Real Return Fund, BlackRock Strategic Funds - BlackRock European Diversified Equity Absolute Return Fund, iShares International Fundamental Index Fund, BlackRock Global Funds - World Energy Fund, Developed Real Estate Index Non- Lendable Fund, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Global Select Dividend 100 UCITS ETF (DE) a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, PIMCO Bermuda Trust: PIMCO Emerging Markets Bond Fund II, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Personal & Household Goods UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaf, Large Cap Active Stock Trading Fund, iShares MSCI All Country Asia Information Technology ETF, iShares Global Infrastructure Index Fund, iShares Core MSCI EAFE ETF, Emerging Markets Index Non- Lendable Fund, PIMCO Funds: PIMCO Long Duration Total Return Fund, iShares Plc on behalf of iShares MSCI AC Far East ex-Japan UCITS ETF USD (Dist), iShares Plc on behalf of iShares MSCI Europe ex-UK UCITS ETF EUR (Dist), PIMCO Cayman Commodity Fund VII, Ltd., PIMCO Income Opportunity Fund, iShares MSCI Emerging Markets Financials ETF, BlackRock Total Return Portfolio of BlackRock Series Fund, Inc., Allianz NFJ International Value CIT, iShares Core MSCI Total International Stock ETF, BlackRock Global Opportunities V.I. Fund of BlackRock Variable Series Fund, BlackRock Total Return V.I. Fund (Ins - Var Ser), BlackRock International Gold Fund, iShares NASDAQ 100 Index Fund (CAD-Hedged), iShares U.S. Small Cap Index ETF (CAD-Hedged), BlackRock CDN MSCI EAFE Equity Index Class D, MSCI Equity Index Fund B - Ireland, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Banks UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock CDN US Equity Index Non-Taxable Class A, Currency Selection Developed Markets AGG, PIMCO Funds: Global Investors Series plc Global Investment Grade Credit Fund, iShares MSCI Global Agriculture Producers ETF, MSCI Equity Index Fund B - Hungary, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Basic Resources UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, iShares MSCI EAFE Small-Cap ETF, iShares Global AAA-AA Govt Bond UCITS ETF USD (Dist), BlackRock Global Funds - US Small & MidCap Opportunities Fund, PIMCO Bermuda Trust IV: PIMCO U.S. High Yield Strategy Fund B, iShares MSCI Canada ETF, BlackRock Multi-Asset Income Portfolio of BlackRock Funds II, PIMCO Bermuda Trust IV: PIMCO Bermuda Brazil Government Bond Fund (M), iShares North America Real Estate ETF, Strategic Income Opportunities Bond Fund, PIMCO Bermuda Trust IV: PIMCO Bermuda Global Bond Ex-Japan Fund, iShares V Plc on behalf of iShares MSCI ACWI UCITS ETF USD (Acc), Emerging Markets Opportunities LR Fund - Aggregate, BlackRock Global Funds - Global Equity Fund, Emerging Markets Strategic Insights Non-Lendable Fund B, BlackRock Monthly Income Fund, World ex-US Small Cap Plus Fund - Jacket, MSCI Equity Index Fund B - Poland, iShares MSCI Emerging Markets Consumer Discretionary ETF, AllianzGI Emerging Markets Opportunities Fund, BlackRock Continental European Income Fund, iShares MSCI Japan ETF, iShares MSCI ACWI ex U.S. Consumer Discretionary ETF, StocksPLUS Sub-Fund B, LLC, BlackRock Collective Investment Funds on behalf of the unitholders in iShares Overseas Government Bond Index Fund (UK), iShares Plc on behalf of iShares MSCI Japan USD Hedged UCITS ETF (Acc) AGG, Allianz AGIC Pacific Rim Fund, BlackRock Core Bond Trust - Aggregate, iShares MSCI ACWI ex U.S. Energy ETF, iShares MSCI Emerging Markets Latin America ETF, iShares MSCI Europe Small-Cap ETF, iShares International Select Dividend ETF, iShares Edge MSCI EM Minimum Volatility UCITS ETF USD (Acc), BlackRock Korea World Gold Fund - Master, PIMCO Bermuda Trust: PIMCO Real Return Fund, MSCI Eq Index Fd B-Taiwan, BlackRock Scientific International Equity Fund, PIMCO Funds: PIMCO RealPath Income Fund,, iShares Global Clean Energy ETF, BlackRock US Opportunities Fund, iShares MSCI Brazil Small-Cap ETF, iShares II Plc on behalf of iShares MSCI AC Far East ex-Japan Small Cap UCITS ETF USD (Dist), iShares Global Healthcare Index ETF (CAD-Hedged), MSCI Equity Index Fund B - Germany, iShares Core S&P 500 Index ETF (CAD-Hedged), Allianz RCM Disciplined International Equity Fund, Allianz RCM Global Eco Trends Fund, BlackRock Collective Investment Funds on behalf of the unitholders in iShares North American Equity Index Fund (UK), Global Ex-US Alpha Tilts Fund, iShares MSCI Brazil ETF, EAFE Equity Growth Index Fund, LVS I LLC, iShares Plc on behalf of iShares MSCI Japan UCITS ETF USD (Dist), MSCI Equity Index Fund - Portugal, BlackRock International Fund, iShares MSCI EAFE Index Fund (CAD-Hedged), Allianz RCM International Opportunities Fund, BlackRock Frontier Markets Fund - Jacket, PIMCO Dynamic Credit and Mortgage Income Fund, MSCI Equity Index Fund B - Brazil, iShares Core Euro Corp Bond UCITS Common Pool, PIMCO Cayman Commodity Fund III, Ltd, iShares MSCI Emerging Markets Index ETF, MSCI Equity Index Fund B - Greece, BlackRock Channel Islands, BlackRock Global Funds - China Fund, PIMCO Cayman Commodity Fund I Ltd., BlackRock Global Funds - European Special Situations Fund, PIMCO Distressed Credit Fund B, L.P., Developed ex-US Real Estate Index Fund, MSCI Equity Index Fund - Spain, iShares S&P/TSX SmallCap Index Fund, iShares MSCI Taiwan UCITS ETF USD (Dist), iShares Emerging Markets Dividend ETF, World ex-US Alpha Tilts Fund L, PIMCO Cayman Trust: PIMCO Cayman U.S. Bond Fund, PIMCO Funds: PIMCO Total Return Fund IV, MSCI Eq Index Fd B-S Korea, iShares III Plc on behalf of iShares MSCI Europe UCITS ETF EUR (Acc), PIMCO Bermuda Trust II: PIMCO U.S. High Yield (Yen-Hedged) Fund II, Cadbury Hedge Fund Alternatives Portfolio - Aggregate, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Mid 200 UCITS ETF (DE), BlackRock Strategic Funds - BlackRock Global Absolute Return Bond Fund, iShares MSCI ACWI ex U.S. Healthcare ETF, iShares MSCI Germany ETF, iShares MSCI China Small-Cap ETF, BlackRock Asset Management Deutschland AG on behalf of iShares SLI UCITS ETF (DE), International Active Stock Currency Hedged Fund, BlackRock Strategic Funds - BlackRock European Credit Strategies Fund, BlackRock Emerging Markets Fund, Inc., MSCI Eq Index Fd B-Argentina, iShares MSCI Kokusai ETF, PIMCO Bermuda Trust II: PIMCO Bermuda U.S. High Yield Fund, AllianzGI NFJ All-Cap Fund, a series of Allianz Funds, US Core Bond Mother Fund (9834), BlackRock Global Funds - Latin American Fund, iShares MSCI Israel ETF, PIMCO Bermuda Trust II: PIMCO World High Income, MSCI Equity Index Fund B - Thailand, iShares Global Real Estate Index ETF, Premier Multi-Series VIT, BlackRock MSCI EAFE Equity Index Non-Lendable Fund F, PIMCO Bermuda Trust II: PIMCO Emerging Bond (Yen-Hedged) Income Fund, iShares MSCI Europe Financials ETF, BlackRock Funds II, Inflation Protected Bond Portfolio - Aggregate, PIMCO Equity Series VIT: PIMCO StocksPLUS Global Portfolio, MSCI Equity Index Fund B - Egypt, iShares Listed Private Equity UCITS ETF USD (Dist) AGG, iShares MSCI Colombia ETF, iShares Global Infrastructure ETF, BlackRock Global Funds - Global Opportunities Fund, PIMCO Funds: PIMCO Global Multi-Asset Fund, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Small 200 UCITS ETF (DE), MSCI Equity Index Fund B - United Kingdom, BlueCrest Capital International Master Fund Limited, PIMCO Absolute Return Strategy 3 Master Fund LDC with respect to its Class relating to the GBP Class of PIMCO Absolute Return Strategy 3 Offshore Fund Ltd., BlackRock High Yield V.I. Fund, PIMCO Funds: PIMCO Short-Term Fund, BlackRock Enhanced Equity Dividend Trust, PIMCO Absolute Return Strategy IV IDF LLC, PIMCO Cayman Trust: PIMCO Cayman Global Ex-Japan (Yen- Hedged) Bond Fund, BlackRock Health Sciences Master Unit Trust, iShares Global 100 ETF, PIMCO Funds: Global Investors Series plc, Global Advantage Fund, Allianz Securite Societe d' Investissement a Capital Variable, Global Dividend Income Fund B, PIMCO Funds: PIMCO Dynamic Bond Fund, iShares VII Plc on behalf of iShares MSCI Canada UCITS ETF USD (Acc), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX North America 600 Real Estate Cap UCITS ETF (DE), PIMCO Bermuda Trust: PIMCO Emerging Markets Bond Fund (JITF), BlackRock Collective Investment Funds on behalf of the unitholders in iShares US Equity Index Fund (UK), iShares MSCI Japan Small-Cap ETF, Allianz International Investment Funds OEIC, BlackRock Global Funds - Natural Resources Growth & Income Fund, iShares MSCI GCC ex-Saudi Arabia UCITS ETF USD (Dist), EAFE Sudan Free Equity Index Fund, iShares MSCI Far East Financials ETF, iShares MSCI Emerging Markets Energy Capped ETF, iShares Global Consumer Staples ETF, iShares 1-5 Year Laddered Corporate Bond Index Fund, PIMCO Variable Insurance Trust: PIMCO Low Duration Portfolio, PIMCO Cayman SPC Limited: PIMCO Cayman Japan CorePLUS Strategy Segregated Portfolio, PIMCO Cayman Trust: PIMCO Cayman Japan CorePLUS Fund II, PIMCO Variable Insurance Trust: PIMCO Emerging Markets Bond Portfolio, BlackRock Global Funds - European Fund, iShares MSCI United Kingdom ETF, iShares Oil Sands Index Fund, iShares MSCI Norway ETF, BlackRock Global Equity Fund, PIMCO Funds: Global Investors Series plc, Euro Long Average Duration Fund, BlackRock Euro Fund, iShares MSCI EAFE International Index Fund, PIMCO Bermuda Trust II: PIMCO U.S. High Yield (Yen-Hedged) Fund, PIMCO Funds: PIMCO Extended Duration Fund, iShares III Plc, PIMCO Funds: PIMCO Emerging Local Bond Fund, GAL ECM RBS, Q-BLK ARS III - Institiutional, Ltd., iShares MSCI Asia APEX Mid Cap Index ETF, Allianz RCM Global Small Cap Fund, BlackRock UK Emerging Companies Hedge Fund, BlackRock Global Funds - Euro-Markets Fund, PIMCO Cayman Trust: PIMCO Cayman Global Advantage Government Ex-Japan Bond Fund, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Automobiles & Parts UCITS ETF (DE), a sub-fund of iShares (DE) I, BlackRock UK Smaller Companies Fund, iShares MSCI All Country Asia ex Japan ETF, AllianzGI Emerging Markets Consumer Fraud, MSCI Canada Small Cap Equity Index Fund B, BlackRock Tactical Growth Fund, Allianz PEA Value Fund, a series of Allianz Funds, iShares MSCI Turkey ETF, iShares MSCI Asia APEX Small Cap Index ETF, MSCI Equity Index Fund - Greece, MSCI Equity Index Fund B - Finland, Global Equity Mandate Fund B, Allianz Global Investors Capital International Systematic Fund LLC, iShares MSCI Hong Kong Small- Cap ETF, BlackRock Global Investment Series - Emerging Markets Local Currency Bond Index Portfolio, Emerging Markets Opportunities MR Fund - Aggregate, BlackRock Global Allocation Variable Series (V.I.) Fund (Ins - Var Ser), PIMCO Luxembourg Trust, CommoditiesPLUS Strategy Fund, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Select Dividend 30 UCITS ETF (DE), PIMCO Cayman Trust: PIMCO Cayman Mortgage Fund, Global Aggregate ex-USD Currency Hedged Index Non-Lendable Fund, BlackRock Balanced Capital Portfolio of BlackRock Series Fund, Inc., PIMCO Funds: Private Account Portfolio Series PIMCO Long Duration Credit Bond Portfolio, LifePath 2010 Master Portfolio, BlackRock Equity Dividend V.I. Fund of BLK Variable Series Fund, Allianz AGIC Target Fund, Emerging Markets Small Capitalization Equity Index Non- Lendable Fund B, International Equity Index Plus Fund B - Jacket, PIMCO Funds: Global Investors Series plc, Global Investment Grade Credit Fund, iShares Dow Jones Canada Select Value Index Fund, Brevan Howard Macro Master Fund Limited, PIMCO Equity Series: PIMCO Dividend and Income Fund (f/k/a PIMCO Equity Series: PIMCO Dividend and Income Builder Fund), BlackRock Global Long/Short Equity Fund, Active International Equity Fund B - Jacket, U.S. Long Corporate Bond Fund, MSCI Equity Index Fund - Australia, PIMCO Cayman Trust: PIMCO Cayman Emerging Bond Fund A, iShares MSCI Thailand ETF, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Utilities UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, PIMCO Absolute Return Strategy 3E Master Fund LDC with respect to its Class relating to AUD Class of the PIMCO Absolute Return Strategies 3E Offshore Fund Ltd., iShares Canadian Fundamental Index Fund, WCG Strategies Fund Limited, MSCI Equity Index Fund B - Australia, PIMCO Variable Insurance Trust: PIMCO Balanced Allocation Portfolio, PIMCO Bermuda Trust II: PIMCO Emerging Bond Income Fund III, GAL ACM HSBC, PIMCO Bermuda Trust: PIMCO Emerging Markets Bond Fund III, iShares International Developed Property ETF, BlackRock Global Funds - Global Corporate Bond Fund, BlackRock Mid-Cap Growth Equity Portfolio, PIMCO Funds: PIMCO Long-Term Credit Bond Fund, EAFE Equity Value Index Fund, iShares MSCI EM UCITS ETF USD (Dist), Fixed Income Shares: Series C, PIMCO Multi-Asset Volatility Master Fund Ltd., iShares Global Agriculture Index Fund, BlackRock Strategic Funds - BlackRock Emerging Markets Allocation Fund, MSCI Equity Index Fund B - Spain, BlackRock Strategic Funds - BlackRock European Opportunities Extension Fund, Alpha Advantage Japan Fund, PIMCO Variable Insurance Trust: PIMCO Global Core Bond (Hedged) Portfolio, Allianz Global Investors Ireland Limited, iShares MSCI World ETF, Emerging Markets Alpha Tilts Fund (Jacket), iShares Global Inflation Linked Govt Bond UCITS ETF Common Pool, iShares Core MSCI Emerging Markets IMI Index ETF, PIMCO Funds: PIMCO Global Advantagy Strategy Bond Fund, PIMCO Funds: Global Investors Series plc, Dynamic Bond Fund (f/k/a PIMCO Funds: Global Investors Series plc, Unconstrained Bond Fund), Gold Fund, PIMCO Funds: PIMCO RAE PLUS International Fund, PIMCO Funds: PIMCO RealEstateRealReturn Strategy Fund, iShares MSCI Singapore Small-Cap ETF, iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Health Sciences Opportunities Portfolio, BlackRock Continental European Fund, BlackRock Global Funds - US Dollar Short Duration Bond Fund, PIMCO Funds: PIMCO RAE Worldwide Fundamental Advantage PLUS Fund, PIMCO Offshore Funds: PIMCO U.S. Invesment Grade Corporate Bond Fund, Allianz OCC Renaissance Fund, Global Ascent (Sterling) Ltd., MSCI Equity Index Fund - New Zealand, iShares China All-Cap Index Fund, PIMCO Funds: PIMCO High Yield Spectrum Fund, Equity Dividend Fund, iShares S&P/TSX Global Gold Index Fund, PIMCO Funds Ireland plc, PIMCO European ABS Fund, Allianz Actions France Societe d' Investissement a Capital Variable, BlackRock Global Funds - Flexible Multi-Asset Fund, PIMCO Cayman Trust: PIMCO Asia High Income Bond Fund, BlackRock Global Index Funds - iShares Global Government Bond Index Fund (LU), PIMCO Loan Interests and Credit Master Fund Ltd., BlackRock Global Income Fund, Allianz Obligations Internationales Societe d' Investissement a Capital Variable, iShares VI, iShares MSCI Emerging Markets Asia ETF, iShares China Large-Cap ETF, CIT-PIMCO Core Plus Bond Fund, iShares MSCI Emerging Markets Small-Cap ETF, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Insurance UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Global Funds - Global Government Bond Fund, PIMCO Combined Alpha Strategies Master Fund LDC, PIMCO Funds: PIMCO RealPath 2030 Fund, iShares III Plc on behalf of iShares MSCI Europe ex-EMU UCITS ETF, BlackRock Collective Investment Funds on behalf of the unitholders in iShares Overseas Corporate Bond Index Fund (UK), PIMCO Absolute Return Strategy 3 Master Fund LDC, PIMCO Bermuda Trust: PIMCO Emerging Markets Bond Fund (Yen-Hedged), iShares II Plc on behalf of iShares USD Treasury Bond 7-10yr UCITS ETF, Canada Alpha Tilts Fund B, iShares Silver Bullion ETF, iShares Jantzi Social Index Fund, PIMCO Bermuda Trust IV: PIMCO Bermuda Brazil Corporate Bond Fund, PIMCO Large Cap StocksPLUS Absolute Return Fund, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Real Estate UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Funds II, High Yield Bond Portfolio, PIMCO Funds: PIMCO Low Duration Income Fund, PIMCO Cayman Trust: PIMCO Cayman Global Aggregate Ex-Japan (Yen-Hedged) Bond Fund II, BlackRock Capital Investment Corp. - AGG, Global Equity Focus Fund B, BlackRock High Yield Portfolio of BlackRock Series Fund, Inc., PIMCO Bermuda Trust II: PIMCO U.S. High Yield Strategy Fund, PIMCO Select Funds plc, UK Income Bond Fund, PIMCO Bermuda Trust IV: PIMCO Global High Yield Strategy Fund, PIMCO Cayman Trust: PIMCO Cayman Global Credit Alpha Fund, PIMCO Funds: Global Investors Series plc, Global Bond Fund, BlackRock International Dividend Fund, PIMCO Distressed Senior Credit Opportunities Fund II, L.P., iShares S&P US Dividend Growers Index Fund (CAD-Hedged), iShares S&P/TSX Completion Index ETF, PEA Value Fund, a series of Allianz Funds, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Food & Beverage UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, MSCI Equity Index Fund B - Sweden, iShares S&P TSX Canadian Dividend Aristocrats Index Fund, Allianz Global Investors Opportunities Societe d' Investissement a Capital Variable, PIMCO Bermuda Trust II: PIMCO Bermuda Bank Loan Fund B, Canada Alpha Tilts Fund, iShares MSCI ACWI ex U.S. ETF, PIMCO Funds: PIMCO Emerging Markets Corporate Bond Fund, BlackRock Emerging Markets Flexible Dynamic Bond Portfolio, PIMCO Bermuda Trust IV: PIMCO Global High Yield Strategy Fund A, iShares Core Euro Govt Bond UCITS ETF EUR (Dist), Allianz AGIC Global Fund, a series of Allianz Funds, MSCI Equity Index Fund - Germany, Global Dividend Income Fund, BlackRock Global Funds - World Bond Fund, MSCI Equity Index Fund - Singapore, iShares MSCI Emerging Markets Value ETF, Japan Alpha Tilts Fund, BlackRock Scientific Hedged International Equity Fund, PIMCO Bermuda Trust: PIMCO Bermuda U.S. Low Duration Fund, iShares Plc on behalf of iShares MSCI Eastern Europe Capped UCITS ETF USD (Dist), iShares Edge MSCI Min Vol USA Index ETF, PIMCO Funds: PIMCO RealPath 2050 Fund, Emerging Markets Alpha Fund B - Jacket, AllianzGI Institutional Multi-Series Trust, PIMCO Offshore Funds: PIMCO Offshore Funds Overlay Strategies Fund X, PIMCO Absolute Return Strategy 3E Master Fund LDC, BlackRock Global Index Funds - iShares Japan Equity Index Fund (LU), PIMCO Cayman Trust: PIMCO Cayman Emerging Bond Fund B, MSCI EMU IMI Index Fund B, iShares MSCI Global Energy Producers ETF, iShares MSCI World Index Fund, PIMCO Funds: Global Investors Series plc, Emerging Markets Short-Term Local Currency Fund, PIMCO Monthly Income Fund (Canada), Allianz AGIC International Growth Fund, a series of Allianz Funds Multi-Strategy Trust, PIMCO Select Funds plc, Dynamic Bond, iShares III Plc on behalf of iShares S&P SmallCap 600 UCITS ETF USD (Dist), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Construction & Materials UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschafts, Fundamental Large Cap Growth (Active Stock Sleeve), PIMCO Funds: Global Investors Series plc, PIMCO RAE PLUS Global Developed Fund (f/k/a PIMCO Funds: Global Investors Series plc, PIMCO RAE Fundamental PLUS Global Developed Fund), PIMCO Funds: Global Investors Series plc, Total Return Bond Fund, GAL ACM RBS, BlackRock Strategic Funds - BlackRock Asia Extension Fund, PIMCO Variable Insurance Trust: PIMCO Global Multi-Asset Managed Allocation Portfolio, The 32 Capital Yen Fund Ltd., PIMCO Funds: PIMCO StocksPLUS International Fund (U.S. Dollar-Hedged), PIMCO Variable Insurance Trust: PIMCO International Bond Portfolio (U.S. Dollar-Hedged), PIMCO Bermuda Trust II: PIMCO Bermuda Bank Loan Fund (M), BlackRock Asset Management Deutschland AG on behalf of iShares TecDAX UCITS ETF (DE), BlackRock Natural Resources Growth & Income Fund, BlackRock Global Funds - Global Dynamic Equity Fund, PIMCO Variable Insurance Trust: PIMCO High Yield Portfolio, iShares Global Corp Bond UCITS Common Pool, iShares MSCI ACWI ETF, PIMCO Fixed Income Source ETFs plc, PIMCO Covered Bond Source UCITS ETF, LifePath Dynamic Retirement Portfolio - Aggregate, BlackRock Global Funds - Global Inflation Linked Bond Fund, BlackRock Collective Investment Funds on behalf of the unit-holders in iShares UK Equity Index Fund (UK), BlackRock UK Special Situations Fund, MSCI Equity Index Fund - Ireland, MSCI Equity Index Fund B - Norway, iShares V Plc on behalf of iShares S&P 500 GBP Hedged UCITS ETF (Acc), iShares V Plc on behalf of iShares MSCI World EUR Hedged UCITS ETF (Acc), CIT-PIMCO CommoditiesPLUS Collective Trust, PIMCO Fixed Income Source ETFs plc, PIMCO Euro Short Maturity Source UCITS ETF, Brevan Howard Master Fund Limited, MSCI Equity Index Fund B - Canada, PIMCO Funds Ireland plc, PIMCO Capital Securities Fund, iShares INMEX Total Return TRAC, iShares S&P Latin America 40 Index Fund, BlackRock Global Market Insight Fund B - Jacket, MSCI Equity Index Fund B - Denmark, iShares Plc on behalf of iShares MSCI World UCITS ETF USD (Dist), BlackRock Global Funds - China Bond Fund, Allianz RCM Financial Services Fund, International Equity Index Plus Fund Jacket, Fixed Income Shares: Series M, PIMCO ETF Trust: PIMCO Active Bond Exchange-Traded Fund, Equity Dividend (Active Stock Sleeve), PIMCO Funds: Global Investors Series plc, Global Bond Ex-US Fund, PIMCO Cayman Trust: PIMCO Cayman Australian Corporate Fund, PIMCO Bermuda Trust: PIMCO Bermuda Foreign Low Duration Fund, Allianz Global Investors Asia Pacific Limited, BlackRock Korea World Energy Fund - Master, PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Market High Yield Corporate Bond Fund (M), PIMCO Funds: PIMCO RealPath 2020 Fund, BlackRock Global Dividend Portfolio, Brevan Howard Strategic Opportunities Fund Limited, International Multi-cap Equity Fund, Allianz OCC Equity Premium Strategy Fund, a series of Allianz Funds, Allianz RCM BRIC Stars Fund, iShares MSCI EAFE Growth ETF, World Alpha Tilts Fund B, R3 Capital, MSCI Equity Index Fund - Japan, MSCI Equity Index Fund B - Japan, iShares MSCI EAFE ETF, BlackRock MSCI EAFE Small Cap Equity Index Non-Lendable Fund, BlackRock Global Investment Series - Global Equity Income Portfolio, iShares Global Industrials ETF, BlackRock Korea Latin American Fund - Master, Allianz Global Investors Taiwan Limited, PIMCO Funds: PIMCO High Yield Fund, CIT-PIMCO RealEstatePLUS Collective Trust, BlackRock CDN MSCI EAFE Index Hedged Fund, BlackRock Total Factor Fund, PIMCO Bermuda Trust IV: PIMCO Bermuda Brazil Corporate Bond Fund (M), PIMCO Funds: PIMCO Diversified Income Fund, BlackRock Global Funds - World Healthscience Fund, PIMCO Funds: Global Investors Series plc, PIMCO Capital Securities Fund, Allianz Valeurs Durable Societe d' Investissement a Capital Variable, iShares Edge MSCI Emerging Markets Index ETF, iShares MSCI EM UCITS ETF USD (Acc), LVS Offshore I, L.P., CIT-PIMCO Real Return Strategy Fund, PIMCO Funds: Global Investors Series plc, Euro Credit Fund, PIMCO Funds: Global Investors Series plc, Diversified Income Duration Hedged Fund, iShares S&P/TSX North American Preferred Stock Index Fund (CADHedged), BlackRock Advantage International Fund, BlackRock MSCI EAFE Small Cap Equity Index Fund, iShares MSCI Mexico IMI Capped UCITS ETF, Alpha Advantage 3000 Fund - Aggregate, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Health Care UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, iShares II Plc on behalf of iShares MSCI Europe UCITS ETF EUR (Dist), International Alpha Tilts Fund, BlackRock Global Funds - New Energy Fund, BlackRock Global Funds - Asean Leaders Fund, MSCI Equity Index Fund B - Colombia, PIMCO Bermuda Trust II: PIMCO Bermuda Global Aggregate Ex-Japan (Yen-Hedged) Bond Fund, BlackRock Enhanced Government Fund, Inc., BlackRock LBG DC 'A' Fund, PIMCO Flexible Global Bond Fund (Canada), BlackRock Coporate Bond Fund, BlackRock UK Focus Fund, GAL SCM RBS, PIMCO Canada Canadian CorePLUS Long Bond Trust, Developed ex-U.S. Real Estate Index Non-Lendable Fund, PIMCO Canada Canadian CorePLUS Bond Trust, PIMCO Funds: PIMCO Moderate Duration Fund, Allianz Global Investors Fund VI PLC, BlackRock Gold & General Fund - Natural Resources, iShares MSCI Japan Small Cap UCITS ETF USD (Dist), Emerging Markets Index Non- Lendable Fund B, BlackRock Asset Management Deutschland AG on behalf of iShares Nikkei 225 UCITS ETF (DE), PIMCO Funds: PIMCO CommodityRealReturn Strategy Fund, iShares MSCI Brazil Index Fund, Russell Developed ex-U.S. Large Cap Index Fund, iShares MSCI Japan GBP Hedged UCITS ETF (Acc), BlackRock Non-UCITS Retail Funds, iShares Conservative Core Portfolio Builder Fund, BlackRock Global Funds - iShares Emerging Markets Government Bond Index Fund (LU), BlackRock UK Specialist Fund, BlackRock Floating Rate Income Strategies Fund, Inc., PIMCO Absolute Return Strategy 3E Master Fund LDC with respect to its Class relating to the EURO Institutional Class of the PIMCO Absolute Return Strategies 3E Offshore Fund Ltd., International Alpha Tilts RSL Fund, BlueCrest Volatility Arbitrage Master Fund Limited, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Large 200 UCITS ETF (DE), MSCI Europe Equity Index Fund B, AllianzGI AGIC Small to Mid Cap Growth Fund, a series of Allianz Funds Multi-Strategy Trust, MSCI Equity Index Fund B - Belgium, Allianz Funds Multi-Strategy Trust, BlackRock Credit Allocation Income Trust, PIMCO Strategic Income Fund, Inc., PIMCO Corporate & Income Strategy Fund, iShares Global Financials ETF, Market Advantage Collective Non- Lendable Fund, BlackRock Global Funds - World Mining Fund, PIMCO Bermuda Trust IV: PIMCO Global Bond Strategy Fund, BlackRock Korea Emerging Europe Fund - Master, PIMCO Absolute Return Strategy 3E Master Fund LDC, which is included herein as a plaintiff both on its own behalf, and as successor to PIMCO Absolute Return Strategy 3E Master Fund LDC with respect to, BlackRock Global Funds - World Agriculture Fund, Allianz RCM Strategic Growth Fund, BlackRock Appreciation Strategy Fund, Ltd. - Aggregate, iShares U.S. High Yield Bond Index ETF (CAD-Hedged), Emerging Markets Sudan Free Equity Index Fund, PIMCO Cayman Trust: PIMCO Cayman Global Aggregate Ex-Japan Bond Fund, BlackRock Global Index Funds - iShares North America Equity Index Fund (LU), PIMCO Bermuda Trust II: PIMCO U.S. High Yield Strategy Fund II, BlackRock Core Bond Portfolio, BlackRock UK Fund, PIMCO Variable Insurance Trust: PIMCO CommodityRealReturn Strategy Portfolio, PIMCO ABSOLUTE RETURN STRATEGY IV MASTER FUND LDC, MSCI Equity Index Fund B - Austria, iShares MSCI All Country Asia ex Japan Small-Cap ETF, iShares MSCI Italy ETF, iShares MSCI EM Latin America UCITS ETF USD (Dist), PIMCO Funds: PIMCO Investment Grade Credit Bond Fund, iShares MSCI South Africa ETF, iShares MSCI All Peru ETF, MSCI Equity Index Fund B - Hong Kong, iShares Global Consumer Discretionary ETF, PIMCO Funds: Global Investors Series plc, Inflation Strategy Fund, BlackRock Global Funds - Emerging Markets Equity Income Fund, iShares VI Plc on behalf of iShares S&P 500 CHF Hedged UCITS ETF (Acc), BlackRock Global Funds - North American Equity Income Fund, PIMCO Cayman Trust: PIMCO Cayman Global High Income Fund, Russell Developed ex-U.S. Large Cap Index Fund B, BlackRock Global Multi Asset Income Fund, CIT-PIMCO Real Return Collective Trust II, BSMA Limited, BlackRock Global Funds - World Financials Fund, iShares China Index ETF, Allianz Dynamic Global Bond Allocation Fund - AllianzGI Global Dynamic Allocation LLC, iShares Global Energy ETF, MSCI Equity Index Fund B - New Zealand, PIMCO Variable Insurance Trust: PIMCO Short-Term Portfolio, iShares Global Inflation-Linked Bond ETF, PIMCO Funds: Global Investors Series plc, UK Corporate Bond Fund, Allianz European Pension Investments Societe d' Investissement a Capital Variable, Allianz RCM Dynamic Growth Fund, iShares BRIC Index Fund, PIMCO Cayman Trust: PIMCO Cayman Australian Multi-Sector Fund, iShares MSCI Canada Small-Cap ETF, iShares S&P/TSX Global Base Metals Index Fund, Allianz RCM All Alpha Fund, World ex-US Alpha Tilts Fund B, PIMCO Funds: PIMCO Low Duration Fund, PIMCO Funds: PIMCO RAE PLUS Small Fund, PIMCO Cayman Trust: PIMCO Cayman Emerging Bond Fund (M), BlackRock MSCI Canada Small Cap Equity Index Fund, Swiss Performance Index Non-Lendable Fund B, Allianz UK & European Investment Funds OEIC, BlackRock Debt Strategies Fund, Inc., MSCI Equity Index Fund - Belgium, PIMCO Funds: Global Investors Series plc, Income Fund, PIMCO Funds: Global Investors Series plc, Emerging Local Bond Fund, BlackRock Global Funds - United Kingdom Fund, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Industrial Goods & Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellscha, EAFE Equity Index Fund E, PIMCO Global Credit Opportunity Master Fund LDC, EAFE Currency Hedged Equity Index Fund, CIT-PIMCO Unconstrained Bond Collective Trust, PIMCO Income Strategy Fund II, BlackRock Global Funds - Japan Small & MidCap Opportunities Fund, iShares S&P/TSX Capped REIT Index Fund, PIMCO Funds: Private Account Portfolio Series PIMCO High Yield and Short-Term Investments Portfolio, iShares Global Completion Portfolio Builder Fund, MSCI Equity Index Fund - Netherlands, PIMCO Select Funds plc, U.S. High Yield BB-B Bond Fund, PIMCO Funds: Global Investors Series plc, Euro Bond Fund, Brevan Howard Multi-Strategy Master Fund Limited, PIMCO Funds: Private Account Portfolio Series Short-Term Floating NAV Portfolio III,, PIMCO Funds: Private Account Portfolio Series PIMCO EM Bond, Japan Equity Index ESG Screened Fund B, iShares V Plc, iShares MSCI Japan CHF Hedged UCITS ETF (Acc) Agg, MSCI Equity Index Fund B - Singapore, Emerging Markets Local Bond Index Fund B, Master Total Return Portfolio of Master Bond LLC - Aggregate, PIMCO Cayman Commodity Portfolio I Ltd., PIMCO Funds: PIMCO StocksPLUS International Fund (Unhedged), BlackRock Asset Management Deutschland AG on behalf of iShares NASDAQ-100 UCITS ETF (DE), MSCI Equity Index Fund - Italy, iShares V Plc on behalf of iShares S&P 500 EUR Hedged UCITS ETF (Acc), iShares MSCI EM Islamic UCITS ETF USD (Dist), BlackRock Global Allocation Fund (Aust), BlackRock Global Funds - Emerging Europe Fund, BlackRock Global Funds - Global Equity Income Fund, PIMCO Commodity Alpha Master Fund Ltd., Allianz OCC International Equity Fund, PIMCO Offshore Funds - PIMCO Absolute Return Strategy IV eFund, BlackRock Global Funds - Swiss Small & MidCap Opportunities Fund, BlackRock Global Funds - Emerging Markets Fund, MSCI EAFE Equity Index Non- Lendable Fund B, Allianz Global Investors Fund II Societe d' Investissement a Capital Variable, BlackRock International Equity Fund, iShares MSCI China ETF, MSCI Equity Index Fund - Sweden, iShares Core S&P/TSX Composite High Dividend Index ETF, iShares Plc on behalf of iShares MSCI Brazil UCITS ETF USD (Dist), Brevan Howard Equity Strategies Master Fund Limited, iShares MSCI Austria ETF, Global Alpha Tilts Fund B, BlackRock Global Funds - Emerging Markets Corporate Bond Fund, BlackRock Fixed Income Global Opportunities Fund, iShares VII Plc on behalf of iShares MSCI EM Asia UCITS ETF USD (Acc), BlackRock Global Funds - Emerging Markets Investment Grade Bond Fund, BlackRock Global Funds - Euro Bond Fund, BlackRock MSCI ACWI Minimum Volatility Index Fund, BlackRock Global Investment Series - Income Strategies Portfolio, iShares IPC CompMX Total Return Trac, iShares Global Materials ETF, Long Duration AlphaCredit Plus Bond Fund, PIMCO Luxembourg Trust IV, PIMCO Total Return Fund, PIMCO Funds: PIMCO Inflation Response Multi-Asset Fund, Alpha Advantage International Fund - Aggregate, BlackRock Global Funds - Fixed Income Global Opportunities Fund, LifePath Dynamic 2030 Portfolio - Aggregate, iShares Edge MSCI Min Vol EAFE ETF, BlackRock Strategic Funds - BlackRock Americas Diversified Equity Absolute Return Fund, Alpha Advantage US Fund B - Aggregate, BlackRock Health Sciences Trust, BlackRock Global Funds - Euro Short Duration Bond Fund, BlackRock Enhanced International Divdend Trust - Aggregate, Emerging Markets Small Capitalization Equity Index Fund, PIMCO Cayman Trust: PIMCO Cayman Bank Loan Fund, PIMCO Funds: Global Investors Series plc, Global High Yield Bond Fund, International Sudan Divestment Index Fund, iShares Latin America 40 ETF, Europe Ex-UK Alpha Tilts ESG Screened Fund B, CIT-PIMCO Total Return Collective Trust, MSCI Equity Index Fund B - Italy, Emerging Markets Equity Index Master Fund, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Oil & Gas UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, MSCI Equity Index Fund B - Turkey, Carne Global Fund Managers (Ireland) Limited, Europe Alpha Tilts Fund, Developed ex-US Real Estate Index Fund B, Allianz Pfizer Societe d' Investissement a Capital Variable, PIMCO Bermuda Trust IV: PIMCO Bermuda Brazil Government Bond Fund, BlackRock Capital Appreciation Fund, Inc, World Alpha Tilts Non-Lendable Fund B, iShares Europe Developed Real Estate ETF, PIMCO Funds: Global Investors Series plc, PIMCO Credit Opportunities Bond Fund (f/k/a PIMCO Funds: Global Investors Series plc, PIMCO Credit Absolute Return Fund), BlackRock Energy & Resources Portfolio, BlackRock Asian Dragon Fund, Inc., PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Market High Yield Corporate Bond Fund A, Emerging Markets Strategic Insights Non-Lendable Fund, iShares Global Monthly Dividend Index ETF (CAD-Hedged) AGG, Allianz AGIC International Growth Opportunities Fund, MSCI Equity Index Fund - Hong Kong, BlackRock Global Funds - Asian Dragon Fund, Emerging Markets Alpha Tilts Fund B (Jacket), iShares Europe ETF, BlueCrest Equity Strategies Master Fund Limited, MSCI Equity Index Fund B - Chile, BlackRock CDN MSCI EAFE Equity Index Fund, PIMCO Luxembourg Trust IV, PIMCO Total Return Fund Multi-Currency Selection, BlackRock Global Funds - Emerging Markets Local Currency Bond Fund, PIMCO Funds: PIMCO Total Return Fund, BlackRock Energy and Resources Trust, Fixed Income Shares (Series R), MSCI Equity Index Fund B - China, India Equity Fund Aggregate, PIMCO Funds: PIMCO RAE Fundamental Advantage PLUS Fund, Allianz Funds, iShares MSCI ACWI ex U.S. Telecommunication Services ETF, iShares II Plc on behalf of iShares STOXX Europe 50 UCITS ETF EUR (Dist), PIMCO Offshore Funds: PIMCO U.S. IG Intermediate Coporate Bond Fund, BlackRock Global Small Cap Fund -- NB, iShares Global Govt Bond UCITS Common Pool, Emerging Markets Equity Index Plus Fund, iShares MSCI Global Silver Miners ETF, PIMCO Funds: PIMCO Strategic Bond Fund, MSCI Equity Index Fund - Finland, PIMCO Funds: Global Investors Series plc, StocksPLUS Fund, which is included herein as a plaintiff both on its own behalf, and as successor to PIMCO Funds: Global Investors Series plc StocksPLUS Fund, PIMCO Fixed Income Source ETFs plc, PIMCO Short-Term High Yield Corporate Bond Index Source UCITS ETF, PIMCO Offshore Funds: PIMCO Cayman UK Long Duration Fund, BlackRock Strategic Global Bond Fund, Inc. - Aggregate, MSCI Equity Index Fund B - Indonesia, iShares Japan Fundamental Index Fund (CAD-Hedged), MSCI Equity Index Fund - Denmark, PIMCO Bermuda Trust II: PIMCO Bermuda Bank Loan Fund A, Allianz RCM Large-Cap Fund, iShares MSCI Switzerland ETF, CIT-PIMCO Global Advantage Strategy Collective Trust, PIMCO Cayman Trust: PIMCO Cayman Global Advantage Bond Fund, BlackRock Capital Appreciation Portfolio of BlackRock Series Fund, Inc., Pimco Bermuda Trust II: Pimco Emerging Bond Income Fund (M), MSCI Equity Index Fund B - Netherlands, Japan Alpha Tilts Fd B, iShares MSCI Frontier 100 ETF, iShares International High Yield Bond ETF, iShares S&P/TSX Capped Energy Index Fund, BlackRock UK Income Fund, MSCI Equity Index Fund - Mexico, BlackRock Collective Investment Funds, Market Advantage, Ltd., PIMCO Funds: Global Investors Series plc, Emerging Markets Corporate Bond Fund, PIMCO Corporate & Income Opportunity Fund, Brevan Howard Asia Master Fund Limited, BlackRock Canada CorePlus Long Bond Fund, BlackRock Balanced Growth Portfolio Fund, Allianz Immo Societe d' Investissement a Capital Variable, MSCI Equity Index Fund - Canada, PIMCO Bermuda Trust II: PIMCO Emerging Bond Income Fund, i-mizuho Developed Markets Inflation Linked Bond Index, PIMCO Funds: Global Investors Series plc, US High Yield Bond Fund, PIMCO Funds: PIMCO Total Return ESG Fund, CoreAlpha Bond Fund E, BlackRock Yen LIBOR Fund, BlackRock Enhanced Global Dividend Trust, iShares II Plc on behalf of iShares US Aggregate Bond UCITS, BlackRock Coporate High Yield Fund, Inc., BlackRock Natural Resources Trust, AllianzGI Emerging Markets Consumer CIT, BlackRock Tactical Opportunities Fund, MSCI Equity Index Fund B - Mexico, Allianz RCM Global Sustainability Fund, Allianz Epargne Salariale Societe d' Investissement a Capital Variable, iShares MSCI Philippines ETF, PIMCO Distressed Credit Fund, L.P., which is included herein as a plaintiff both on its own behalf, and as successor to PIMCO Distressed Credit Fund Offshore Investments, L.P., iShares MSCI Turkey UCITS ETF USD (Dist), MSCI Equity Index Fund B - Portugal, iShares Asia 50 ETF, Pacific ex-Japan Equity Index ESG Screened Fund B, iShares MSCI Eurozone ETF, Japan Alpha Tilts Fund L, iShares J.P. Morgan USD EM Bond EUR Hedged UCITS ETF (Dist), BLK Global Market Insight Fund, PIMCO Dynamic Income Fund, MSCI Equity Index Non-Lendable Fund B - Canda, iShares III Plc on behalf of iShares MSCI Australia UCITS ETF USD (Acc), iShares EM Infrastructure UCITS ETF USD (Dist), PIMCO Funds: PIMCO International Bond Fund (U.S. Dollar-Hedged), Emerging Markets Equity Index ESG Screened Fund B, Allianz RCM Disciplined International Equity Fund - Fgn.Equity, PIMCO Income Strategy Fund, Pimco Bermuda Trust II: Pimco Bermuda U.S. High Yield Fund (M), PIMCO Fixed Income Source ETFs plc, PIMCO Emerging Markets Advantage Local Bond Index Source UCITS ETF, iShares Short Maturity Bond ETF, BlackRock Global Allocation Collective Fund, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 50 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Financial Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, iShares Plc on behalf of iShares S&P 500 UCITS ETF USD (Dist), PIMCO Variable Insurance Trust: PIMCO International Bond Portfolio (Unhedged), PIMCO Cayman Trust: PIMCO Cayman Emerging Local Bond Strategy Fund, Japan Alpha Tilts Fund O, BlackRock Strategic Funds - European Constrained Credit Strategies Fund, Anchorage Short Credit Offshore Master Fund II, L.P., Anchorage Crossover Credit Offshore Master Fund, LTD, Anchorage MSW Structured Credit Master, L.P., Anchorage Short Credit Offshore Master Fund, Ltd., Anchorage Capital Master Offshore LTD/ANCOFF-NYC, Anchorage Illiquid Opportunities Offshore Master, L.P., Anchorage Capital Partners, L.P., Anchorage Illiquid Opportunities Offshore Master II, L.P., Anchorage Crossover Credit Finance, Ltd., Anchorage Illiquid Opportunities Offshore Master III, L.P., Anchorage Illiquid Opportunities Offshore Master IV, L.P. and Anchorage Capital Master Offshore LTD
Defendant: Goldman, Sachs & Co. LLC, Royal Bank of Scotland PLC, Barclays Capital, Inc., Societe Generale S.A., Deutsche Bank Securities Inc., Credit Suisse Group AG, Deutsche Bank AG, Barclays PLC, J.P. Morgan Securities LLC, The Royal Bank of Canada, MUFG Bank, Ltd., J.P. Morgan Chase Bank, N.A., BNP Paribas USA, Inc., J.P. Morgan Chase & Co., UBS AG, Bank Of America Corporation, HSBC Securities (USA) Inc., Morgan Stanley & Co. International PLC, BNP Paribas Group, BNP Paribas S.A., The Goldman Sachs Group, Inc., Standard Chartered Bank, Credit Suisse International, Merrill Lynch, Pierce, Fenner & Smith Inc., HSBC Bank USA, N.A., UBS Group AG, Standard Chartered Securities (North America), Inc., Morgan Stanley, BNP Paribas Securities Corp., MUFG Securities Americas Inc, SG Americas Securities LLC, Natwest Markets Securities Inc., Credit Suisse AG, Citigroup Global Markets, Inc., HSBC Holdings PLC, HSBC Bank PLC, UBS Securities LLC, Citigroup, Inc., Barclays Bank PLC, Credit Suisse Securities (USA) LLC, HSBC North America Holdings Inc., Citibank, N.A., Bank of America, N.A., Morgan Stanley & Co., LLC and RBC Capital Markets LLC
Alternative Dispute Resolution (Adr) Provider: BlackRock Utilities, Infrastructure & Power Opportunities Trust and iShares S&P/TSX 60 Index Fund
Case Number: 1:2018cv10364
Filed: November 7, 2018
Court: US District Court for the Southern District of New York
Presiding Judge: Lorna G Schofield
Nature of Suit: Anti-Trust
Cause of Action: 15:1
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on August 4, 2020. A more recent docket listing may be available from PACER.

Date Filed Document Text
February 28, 2019 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners Active International Equity Fund - Jacket, Active International Equity Fund B - Jacket, Allianz AGIC Global Fund, a series of Allianz Funds, Allianz AGIC International Fund, a series of Allianz Funds, Allianz AGIC International Growth Fund, Allianz AGIC International Growth Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz AGIC International Growth Opportunities Fund, Allianz AGIC Pacific Rim Fund, Allianz AGIC Target Fund, Allianz Actio France Societe d' Investissement a Capital Variable, Allianz Actions Euro Societe d' Investissement a Capital Variable, Allianz Actions France Societe d' Investissement a Capital Variable, Allianz Dynamic Global Bond Allocation Fund - AllianzGI Global Dynamic Allocation LLC, Allianz Epargne Retraite Societe d' Investissement a Capital Variable, Allianz Epargne Salariale Societe d' Investissement a Capital Variable, Allianz European Pension Investments Societe d' Investissement a Capital Variable, Allianz Foncier Societe d' Investissement a Capital Variable, Allianz Funds, Allianz Funds Multi-Strategy Trust, Allianz Global Investors Asia Pacific Limited, Allianz Global Investors Capital International Systematic Fund LLC, Allianz Global Investors Fund II Societe d' Investissement a Capital Variable, Allianz Global Investors Fund Societe d' Investissement a Capital Variable, Allianz Global Investors Fund VI PLC, Allianz Global Investors Fund X PLC, Allianz Global Investors GmbH(and the related entities listed in Appendix A), Allianz Global Investors GmbH, Allianz Global Investors Ireland Limited, Allianz Global Investors Opportunities Societe d' Investissement a Capital Variable, Allianz Global Investors Singapore Limited, Allianz Global Investors Taiwan Limited, Allianz Global Investors U.S. LLC, Allianz Immo Societe d' Investissement a Capital Variable, Allianz Institutional Investors Series Societe d' Investissement a Capital Variable, Allianz International Investment Funds OEIC, Allianz Monetaire Societe d' Investissement a Capital Variable, Allianz NACM Global Equity 130/30 Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz NFJ International Value CIT, Allianz OCC Equity Premium Strategy Fund, a series of Allianz Funds, Allianz OCC International Equity Fund, Allianz OCC Renaissance Fund, Allianz OCC Value Fund, Allianz Obligations Internationales Societe d' Investissement a Capital Variable, Allianz PEA Value Fund, a series of Allianz Funds, Allianz Pfizer Societe d' Investissement a Capital Variable, Allianz RCM All Alpha Fund, Allianz RCM All Horizons Fund, Allianz RCM BRIC Stars Fund, Allianz RCM Biotechnology Fund add Global Health Sciences, Allianz RCM Disciplined International Equity Fund, Allianz RCM Disciplined International Equity Fund - Fgn.Equity, Allianz RCM Dynamic Growth Fund, Allianz RCM Financial Services Fund, Allianz RCM Global Eco Trends Fund, Allianz RCM Global Small Cap Fund, Allianz RCM Global Sustainability Fund, Allianz RCM Innovation Fund, Allianz RCM International Opportunities Fund, Allianz RCM Large-Cap Fund, Allianz RCM Mid-Cap Fund, Allianz RCM Strategic Growth Fund, Allianz RCM Technology Fund, Allianz Securite Societe d' Investissement a Capital Variable, Allianz UK & European Investment Funds OEIC, Allianz Valeurs Durable Societe d' Investissement a Capital Variable, AllianzGI AGIC Small to Mid Cap Growth Fund, a series of Allianz Funds Multi-Strategy Trust, AllianzGI Emerging Markets Consumer CIT, AllianzGI Emerging Markets Consumer Fraud, AllianzGI Emerging Markets Opportunities Fund, AllianzGI Emerging-Markets Small Cap, AllianzGI Global Equity & Convertible Income Fund, AllianzGI Global Growth Allocation Fund, AllianzGI Global Managed Volatility Fund, AllianzGI Global Natural Resources Fund, AllianzGI Global Small-Cap Opportunities Portfolio, AllianzGI Institutional Multi-Series Trust, AllianzGI NFJ All-Cap Fund, a series of Allianz Funds, Alpha Advantage 1000 Fund B - Aggregate, Alpha Advantage 3000 Fund B - Aggregate, Alpha Advantage 500 Fund - Aggregate, Alpha Advantage 500 Fund B - Aggregate, Alpha Advantage International Fund - Aggregate, Alpha Advantage Japan Fund, Alpha Advantage Japan Fund B, Alpha Advantage US Fund B - Aggregate, Anchorage Capital Group, L.L.C., Andra AP-fonden, BLK Global Market Insight Fund, BSMA Limited, BlackRock Absolute Return Bond Fund, BlackRock Advantage Global Fund, Inc., BlackRock Advantage International Fund, BlackRock Advantage Large Cap Growth Fund - Aggregate, BlackRock Advantage U.S. Total Market V.I. Fund of BLK Variable Series Fund, BlackRock All-Cap Energy & Resources Portfolio, BlackRock Appreciation Strategy Fund, Ltd. - Aggregate, BlackRock Asian Dragon Fund, Inc., BlackRock Asset Management Deutschland AG, BlackRock Asset Management Deutschland AG on behalf of iShares NASDAQ-100 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares Nikkei 225 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares SLI UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Asia Pacific 600 Real Estate Cap UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX EU Enlarged 15 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 50 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Automobiles & Parts UCITS ETF (DE), a sub-fund of iShares (DE) I, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Banks UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Basic Resources UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Chemicals UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Construction & Materials UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschafts, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Financial Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Food & Beverage UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Health Care UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Industrial Goods & Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellscha, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Insurance UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Media UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Oil & Gas UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Personal & Household Goods UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaf, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Real Estate UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Retail UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Technology UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Telecommunications UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Travel & Leisure UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Utilities UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Large 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Mid 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Select Dividend 30 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Small 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Global Select Dividend 100 UCITS ETF (DE) a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX North America 600 Real Estate Cap UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares TecDAX UCITS ETF (DE), BlackRock Asset Management Ireland Limited, BlackRock Balanced Capital Portfolio of BlackRock Series Fund, Inc., BlackRock Balanced Growth Portfolio Fund, BlackRock CDN MSCI EAFE Equity Index Class D, BlackRock CDN MSCI EAFE Equity Index Fund, BlackRoc
February 25, 2019 ***NOTICE TO COURT REGARDING NOTICE OF VOLUNTARY DISMISSAL Document No. #164 Notice of Voluntary Dismissal was reviewed and referred to Judge Lorna G. Schofield for approval for the following reason(s): the plaintiff(s) filed their voluntary dismissal and it did not dismiss all of the parties or the action in its entirety. (km)
February 25, 2019 Filing 164 NOTICE OF VOLUNTARY DISMISSAL pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, without prejudice against the defendant(s) BNP Paribas Group, BNP Paribas S.A., BNP Paribas Securities Corp., BNP Paribas USA, Inc., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital, Inc., Barclays PLC, Citibank, N.A., Citigroup Global Markets, Inc., Citigroup, Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman, Sachs & Co. LLC, HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings Inc., HSBC Securities (USA) Inc., J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC, MUFG Bank, Ltd., MUFG Securities Americas Inc, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, Natwest Markets Securities Inc., RBC Capital Markets LLC, Royal Bank of Scotland PLC, SG Americas Securities LLC, Societe Generale S.A., Standard Chartered Bank, Standard Chartered Securities (North America), Inc., The Goldman Sachs Group, Inc., UBS AG, UBS Group AG, UBS Securities LLC. Document filed by PIMCO Funds: PIMCO RealPath 2020 Fund, PIMCO Funds: PIMCO RealPath 2035 Fund, PIMCO Funds: PIMCO RealPath 2050 Fund, PIMCO Funds: PIMCO RealPath 2025 Fund, PIMCO Funds: PIMCO RealPath 2030 Fund, PIMCO Funds: PIMCO RealPath 2040 Fund, PIMCO Funds: PIMCO RealPath 2045 Fund, PIMCO Funds: PIMCO RealPath Income Fund,. Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers).. (Brockett, Daniel)
February 25, 2019 Opinion or Order Filing 163 ORDER granting #158 Letter Motion for Leave to File Document. Plaintiffs' application to use redacted portions of the Complaint in In re FOREX, 13-cv-7789, in their Amended Complaint (Dkt. No. 158) is GRANTED. Plaintiffs' filing on the public docket shall include redactions consistent with the redactions in the FOREX Complaint. The Clerk of Court is respectfully directed to close the motion at Docket No. 158. (Signed by Judge Lorna G. Schofield on 2/25/2019) (cf)
February 22, 2019 Filing 162 LETTER RESPONSE to Motion addressed to Judge Lorna G. Schofield from Defendants dated 02/22/2019 re: #158 LETTER MOTION for Leave to File Redacted Portions of an Amended Pleading addressed to Judge Lorna G. Schofield from Daniel L. Brockett dated Febuary 15, 2019. . Document filed by Bank Of America Corporation, Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc.. (Hakki, Adam)
February 19, 2019 Opinion or Order Filing 161 ORDER granting #159 Letter Motion for Extension of Time. Application GRANTED. The Clerk of Court is respectfully directed to docket this Order at Nos. 13 Civ. 7789, 15 Civ. 9300, 17 Civ. 3139 and 18 Civ. 10364. SO ORDERED. (Signed by Judge Lorna G. Schofield on 2/19/2019) (kv)
February 19, 2019 Opinion or Order Filing 160 ORDER with respect to #158 Letter Motion for Leave to File Document. It is ORDERED that by February 22, 2019, Defendants shall file a letter on ECF stating whether they oppose Plaintiffs' application and, if so, on what basis. (Signed by Judge Lorna G. Schofield on 2/19/2019) (rro)
February 15, 2019 Filing 159 LETTER MOTION for Extension of Time to file a Proposed Deposition Protocol Order addressed to Judge Lorna G. Schofield from Boris Bershteyn dated February 15, 2019. Document filed by J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC.(Bershteyn, Boris)
February 15, 2019 Filing 158 LETTER MOTION for Leave to File Redacted Portions of an Amended Pleading addressed to Judge Lorna G. Schofield from Daniel L. Brockett dated Febuary 15, 2019. Document filed by Active International Equity Fund - Jacket, Active International Equity Fund B - Jacket, Allianz AGIC Global Fund, a series of Allianz Funds, Allianz AGIC International Fund, a series of Allianz Funds, Allianz AGIC International Growth Fund, Allianz AGIC International Growth Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz AGIC International Growth Opportunities Fund, Allianz AGIC Pacific Rim Fund, Allianz AGIC Target Fund, Allianz Actio France Societe d' Investissement a Capital Variable, Allianz Actions Euro Societe d' Investissement a Capital Variable, Allianz Actions France Societe d' Investissement a Capital Variable, Allianz Dynamic Global Bond Allocation Fund - AllianzGI Global Dynamic Allocation LLC, Allianz Epargne Retraite Societe d' Investissement a Capital Variable, Allianz Epargne Salariale Societe d' Investissement a Capital Variable, Allianz European Pension Investments Societe d' Investissement a Capital Variable, Allianz Foncier Societe d' Investissement a Capital Variable, Allianz Funds, Allianz Funds Multi-Strategy Trust, Allianz Global Investors Asia Pacific Limited, Allianz Global Investors Capital International Systematic Fund LLC, Allianz Global Investors Fund II Societe d' Investissement a Capital Variable, Allianz Global Investors Fund Societe d' Investissement a Capital Variable, Allianz Global Investors Fund VI PLC, Allianz Global Investors Fund X PLC, Allianz Global Investors GmbH(and the related entities listed in Appendix A), Allianz Global Investors GmbH, Allianz Global Investors Ireland Limited, Allianz Global Investors Opportunities Societe d' Investissement a Capital Variable, Allianz Global Investors Singapore Limited, Allianz Global Investors Taiwan Limited, Allianz Global Investors U.S. LLC, Allianz Immo Societe d' Investissement a Capital Variable, Allianz Institutional Investors Series Societe d' Investissement a Capital Variable, Allianz International Investment Funds OEIC, Allianz Monetaire Societe d' Investissement a Capital Variable, Allianz NACM Global Equity 130/30 Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz NFJ International Value CIT, Allianz OCC Equity Premium Strategy Fund, a series of Allianz Funds, Allianz OCC International Equity Fund, Allianz OCC Renaissance Fund, Allianz OCC Value Fund, Allianz Obligations Internationales Societe d' Investissement a Capital Variable, Allianz PEA Value Fund, a series of Allianz Funds, Allianz Pfizer Societe d' Investissement a Capital Variable, Allianz RCM All Alpha Fund, Allianz RCM All Horizons Fund, Allianz RCM BRIC Stars Fund, Allianz RCM Biotechnology Fund add Global Health Sciences, Allianz RCM Disciplined International Equity Fund, Allianz RCM Disciplined International Equity Fund - Fgn.Equity, Allianz RCM Dynamic Growth Fund, Allianz RCM Financial Services Fund, Allianz RCM Global Eco Trends Fund, Allianz RCM Global Small Cap Fund, Allianz RCM Global Sustainability Fund, Allianz RCM Innovation Fund, Allianz RCM International Opportunities Fund, Allianz RCM Large-Cap Fund, Allianz RCM Mid-Cap Fund, Allianz RCM Strategic Growth Fund, Allianz RCM Technology Fund, Allianz Securite Societe d' Investissement a Capital Variable, Allianz UK & European Investment Funds OEIC, Allianz Valeurs Durable Societe d' Investissement a Capital Variable, AllianzGI AGIC Small to Mid Cap Growth Fund, a series of Allianz Funds Multi-Strategy Trust, AllianzGI Emerging Markets Consumer CIT, AllianzGI Emerging Markets Consumer Fraud, AllianzGI Emerging Markets Opportunities Fund, AllianzGI Emerging-Markets Small Cap, AllianzGI Global Equity & Convertible Income Fund, AllianzGI Global Growth Allocation Fund, AllianzGI Global Managed Volatility Fund, AllianzGI Global Natural Resources Fund, AllianzGI Global Small-Cap Opportunities Portfolio, AllianzGI Institutional Multi-Series Trust, AllianzGI NFJ All-Cap Fund, a series of Allianz Funds, Alpha Advantage 1000 Fund B - Aggregate, Alpha Advantage 3000 Fund - Aggregate, Alpha Advantage 3000 Fund B - Aggregate, Alpha Advantage 500 Fund - Aggregate, Alpha Advantage 500 Fund B - Aggregate, Alpha Advantage International Fund - Aggregate, Alpha Advantage Japan Fund, Alpha Advantage Japan Fund B, Alpha Advantage US Fund B - Aggregate, Anchorage Capital Group, L.L.C., Andra AP-fonden, BLK Global Market Insight Fund, BSMA Limited, BlackRock Absolute Return Bond Fund, BlackRock Advantage Global Fund, Inc., BlackRock Advantage International Fund, BlackRock Advantage Large Cap Growth Fund - Aggregate, BlackRock Advantage U.S. Total Market V.I. Fund of BLK Variable Series Fund, BlackRock All-Cap Energy & Resources Portfolio, BlackRock Appreciation Strategy Fund, Ltd. - Aggregate, BlackRock Asian Dragon Fund, Inc., BlackRock Asset Management Deutschland AG, BlackRock Asset Management Deutschland AG on behalf of iShares NASDAQ-100 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares Nikkei 225 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares SLI UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Asia Pacific 600 Real Estate Cap UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX EU Enlarged 15 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 50 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Automobiles & Parts UCITS ETF (DE), a sub-fund of iShares (DE) I, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Banks UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Basic Resources UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Chemicals UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Construction & Materials UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschafts, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Financial Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Food & Beverage UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Health Care UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Industrial Goods & Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellscha, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Insurance UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Media UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Oil & Gas UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Personal & Household Goods UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaf, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Real Estate UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Retail UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Technology UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Telecommunications UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Travel & Leisure UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Utilities UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Large 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Mid 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Select Dividend 30 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Small 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Global Select Dividend 100 UCITS ETF (DE) a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX North America 600 Real Estate Cap UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares TecDAX UCITS ETF (DE), BlackRock Asset Management Ireland Limited, BlackRock Balanced Capital Portfolio of
February 11, 2019 Opinion or Order Filing 157 STIPULATION AND ORDER OF CONFIDENTIALITY...regarding procedures to be followed that shall govern the handling of confidential material...So Ordered. (Signed by Judge Lorna G. Schofield on 2/11/2019) (ne)
February 8, 2019 Filing 156 PROPOSED STIPULATION AND ORDER. Document filed by Bank Of America Corporation, Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc.. (Hakki, Adam)
February 8, 2019 ***NOTICE TO COURT REGARDING NOTICE OF VOLUNTARY DISMISSAL Document No. #155 Notice of Voluntary Dismissal was reviewed and referred to Judge Lorna G. Schofield for approval for the following reason(s): the plaintiff(s) filed their voluntary dismissal and it did not dismiss all of the parties or the action in its entirety. (km)
February 7, 2019 Filing 155 NOTICE OF VOLUNTARY DISMISSAL pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, without prejudice and without costs against the defendant(s) UBS Group AG. Document filed by Active International Equity Fund - Jacket, Active International Equity Fund B - Jacket, Allianz AGIC Global Fund, a series of Allianz Funds, Allianz AGIC International Fund, a series of Allianz Funds, Allianz AGIC International Growth Fund, Allianz AGIC International Growth Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz AGIC International Growth Opportunities Fund, Allianz AGIC Pacific Rim Fund, Allianz AGIC Target Fund, Allianz Actio France Societe d' Investissement a Capital Variable, Allianz Actions Euro Societe d' Investissement a Capital Variable, Allianz Actions France Societe d' Investissement a Capital Variable, Allianz Dynamic Global Bond Allocation Fund - AllianzGI Global Dynamic Allocation LLC, Allianz Epargne Retraite Societe d' Investissement a Capital Variable, Allianz Epargne Salariale Societe d' Investissement a Capital Variable, Allianz European Pension Investments Societe d' Investissement a Capital Variable, Allianz Foncier Societe d' Investissement a Capital Variable, Allianz Funds, Allianz Funds Multi-Strategy Trust, Allianz Global Investors Asia Pacific Limited, Allianz Global Investors Capital International Systematic Fund LLC, Allianz Global Investors Fund II Societe d' Investissement a Capital Variable, Allianz Global Investors Fund Societe d' Investissement a Capital Variable, Allianz Global Investors Fund VI PLC, Allianz Global Investors Fund X PLC, Allianz Global Investors GmbH(and the related entities listed in Appendix A), Allianz Global Investors GmbH, Allianz Global Investors Ireland Limited, Allianz Global Investors Opportunities Societe d' Investissement a Capital Variable, Allianz Global Investors Singapore Limited, Allianz Global Investors Taiwan Limited, Allianz Global Investors U.S. LLC, Allianz Immo Societe d' Investissement a Capital Variable, Allianz Institutional Investors Series Societe d' Investissement a Capital Variable, Allianz International Investment Funds OEIC, Allianz Monetaire Societe d' Investissement a Capital Variable, Allianz NACM Global Equity 130/30 Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz NFJ International Value CIT, Allianz OCC Equity Premium Strategy Fund, a series of Allianz Funds, Allianz OCC International Equity Fund, Allianz OCC Renaissance Fund, Allianz OCC Value Fund, Allianz Obligations Internationales Societe d' Investissement a Capital Variable, Allianz PEA Value Fund, a series of Allianz Funds, Allianz Pfizer Societe d' Investissement a Capital Variable, Allianz RCM All Alpha Fund, Allianz RCM All Horizons Fund, Allianz RCM BRIC Stars Fund, Allianz RCM Biotechnology Fund add Global Health Sciences, Allianz RCM Disciplined International Equity Fund, Allianz RCM Disciplined International Equity Fund - Fgn.Equity, Allianz RCM Dynamic Growth Fund, Allianz RCM Financial Services Fund, Allianz RCM Global Eco Trends Fund, Allianz RCM Global Small Cap Fund, Allianz RCM Global Sustainability Fund, Allianz RCM Innovation Fund, Allianz RCM International Opportunities Fund, Allianz RCM Large-Cap Fund, Allianz RCM Mid-Cap Fund, Allianz RCM Strategic Growth Fund, Allianz RCM Technology Fund, Allianz Securite Societe d' Investissement a Capital Variable, Allianz UK & European Investment Funds OEIC, Allianz Valeurs Durable Societe d' Investissement a Capital Variable, AllianzGI AGIC Small to Mid Cap Growth Fund, a series of Allianz Funds Multi-Strategy Trust, AllianzGI Emerging Markets Consumer CIT, AllianzGI Emerging Markets Consumer Fraud, AllianzGI Emerging Markets Opportunities Fund, AllianzGI Emerging-Markets Small Cap, AllianzGI Global Equity & Convertible Income Fund, AllianzGI Global Growth Allocation Fund, AllianzGI Global Managed Volatility Fund, AllianzGI Global Natural Resources Fund, AllianzGI Global Small-Cap Opportunities Portfolio, AllianzGI Institutional Multi-Series Trust, AllianzGI NFJ All-Cap Fund, a series of Allianz Funds, Alpha Advantage 1000 Fund B - Aggregate, Alpha Advantage 3000 Fund - Aggregate, Alpha Advantage 3000 Fund B - Aggregate, Alpha Advantage 500 Fund - Aggregate, Alpha Advantage 500 Fund B - Aggregate, Alpha Advantage International Fund - Aggregate, Alpha Advantage Japan Fund, Alpha Advantage Japan Fund B, Alpha Advantage US Fund B - Aggregate, Anchorage Capital Group, L.L.C., Andra AP-fonden, BLK Global Market Insight Fund, BSMA Limited, BlackRock Absolute Return Bond Fund, BlackRock Advantage Global Fund, Inc., BlackRock Advantage International Fund, BlackRock Advantage Large Cap Growth Fund - Aggregate, BlackRock Advantage U.S. Total Market V.I. Fund of BLK Variable Series Fund, BlackRock All-Cap Energy & Resources Portfolio, BlackRock Appreciation Strategy Fund, Ltd. - Aggregate, BlackRock Asian Dragon Fund, Inc., BlackRock Asset Management Deutschland AG, BlackRock Asset Management Deutschland AG on behalf of iShares NASDAQ-100 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares Nikkei 225 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares SLI UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Asia Pacific 600 Real Estate Cap UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX EU Enlarged 15 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 50 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Automobiles & Parts UCITS ETF (DE), a sub-fund of iShares (DE) I, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Banks UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Basic Resources UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Chemicals UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Construction & Materials UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschafts, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Financial Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Food & Beverage UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Health Care UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Industrial Goods & Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellscha, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Insurance UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Media UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Oil & Gas UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Personal & Household Goods UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaf, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Real Estate UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Retail UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Technology UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Telecommunications UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Travel & Leisure UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Utilities UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Large 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Mid 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Select Dividend 30 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Small 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Global Select Dividend 100 UCITS ETF (DE) a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX North America 600 Real Estate Cap UCITS ETF (DE), BlackRock Asset Management Deut
February 4, 2019 Opinion or Order Filing 154 ORDER granting #152 Motion for Paul M. Kerlin to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (jcs)
February 4, 2019 Opinion or Order Filing 153 ORDER granting #151 Motion for Gretchen M. Wolf to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (jcs)
February 4, 2019 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #151 MOTION for Gretchen M. Wolf to Appear Pro Hac Vice made with consent of opposing counsel. Motion and supporting papers to be reviewed by Clerk's Office staff., #152 MOTION for Paul M. Kerlin to Appear Pro Hac Vice made with consent of opposing counsel. Motion and supporting papers to be reviewed by Clerk's Office staff.. The documents have been reviewed and there are no deficiencies. (jc)
February 1, 2019 Filing 152 MOTION for Paul M. Kerlin to Appear Pro Hac Vice made with consent of opposing counsel. Filing fee of $200.00 paid, receipt no. ANYSDC-16284365. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC. (Attachments: #1 Affidavit of Paul M. Kerlin in Support of Motion for Admission Pro Hac Vice, #2 Exhibit 1 - Certificates of Good Standing, #3 Text of Proposed Order)(Kerlin, Paul) Modified on 2/4/2019 (jc).
February 1, 2019 Filing 151 MOTION for Gretchen M. Wolf to Appear Pro Hac Vice made with consent of opposing counsel. Filing fee of $200.00 paid, receipt no. ANYSDC-16284276. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC. (Attachments: #1 Affidavit of Gretchen M. Wolf in Support of Motion for Admission Pro Hac Vice, #2 Exhibit 1 - Certificate of Good Standing, #3 Text of Proposed Order)(Wolf, Gretchen) Modified on 2/4/2019 (jc).
February 1, 2019 Opinion or Order Filing 150 ORDER granting #133 Motion for Mark A. Nebrig to Appear Pro Hac Vice; and granting #134 Motion for Joshua D. Lanning to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (jcs)
January 29, 2019 Filing 149 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 1/17/19 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
January 29, 2019 Filing 148 TRANSCRIPT of Proceedings re: conference held on 1/17/2019 before Judge Lorna G. Schofield. Court Reporter/Transcriber: Eve Giniger, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 2/19/2019. Redacted Transcript Deadline set for 3/1/2019. Release of Transcript Restriction set for 4/29/2019.(McGuirk, Kelly)
January 25, 2019 ***NOTICE TO COURT REGARDING NOTICE OF VOLUNTARY DISMISSAL Document No. #147 Notice of Voluntary Dismissal was reviewed and referred to Judge Lorna G. Schofield for approval for the following reason(s): the plaintiff(s) filed their voluntary dismissal and it did not dismiss all of the parties or the action in its entirety. (km)
January 25, 2019 Filing 147 NOTICE OF VOLUNTARY DISMISSAL pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, without prejudice and without costs against the defendant(s) HSBC Holdings PLC. Document filed by Active International Equity Fund - Jacket, Active International Equity Fund B - Jacket, Allianz AGIC Global Fund, a series of Allianz Funds, Allianz AGIC International Fund, a series of Allianz Funds, Allianz AGIC International Growth Fund, Allianz AGIC International Growth Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz AGIC International Growth Opportunities Fund, Allianz AGIC Pacific Rim Fund, Allianz AGIC Target Fund, Allianz Actio France Societe d' Investissement a Capital Variable, Allianz Actions Euro Societe d' Investissement a Capital Variable, Allianz Actions France Societe d' Investissement a Capital Variable, Allianz Dynamic Global Bond Allocation Fund - AllianzGI Global Dynamic Allocation LLC, Allianz Epargne Retraite Societe d' Investissement a Capital Variable, Allianz Epargne Salariale Societe d' Investissement a Capital Variable, Allianz European Pension Investments Societe d' Investissement a Capital Variable, Allianz Foncier Societe d' Investissement a Capital Variable, Allianz Funds, Allianz Funds Multi-Strategy Trust, Allianz Global Investors Asia Pacific Limited, Allianz Global Investors Capital International Systematic Fund LLC, Allianz Global Investors Fund II Societe d' Investissement a Capital Variable, Allianz Global Investors Fund Societe d' Investissement a Capital Variable, Allianz Global Investors Fund VI PLC, Allianz Global Investors Fund X PLC, Allianz Global Investors GmbH(and the related entities listed in Appendix A), Allianz Global Investors GmbH, Allianz Global Investors Ireland Limited, Allianz Global Investors Opportunities Societe d' Investissement a Capital Variable, Allianz Global Investors Singapore Limited, Allianz Global Investors Taiwan Limited, Allianz Global Investors U.S. LLC, Allianz Immo Societe d' Investissement a Capital Variable, Allianz Institutional Investors Series Societe d' Investissement a Capital Variable, Allianz International Investment Funds OEIC, Allianz Monetaire Societe d' Investissement a Capital Variable, Allianz NACM Global Equity 130/30 Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz NFJ International Value CIT, Allianz OCC Equity Premium Strategy Fund, a series of Allianz Funds, Allianz OCC International Equity Fund, Allianz OCC Renaissance Fund, Allianz OCC Value Fund, Allianz Obligations Internationales Societe d' Investissement a Capital Variable, Allianz PEA Value Fund, a series of Allianz Funds, Allianz Pfizer Societe d' Investissement a Capital Variable, Allianz RCM All Alpha Fund, Allianz RCM All Horizons Fund, Allianz RCM BRIC Stars Fund, Allianz RCM Biotechnology Fund add Global Health Sciences, Allianz RCM Disciplined International Equity Fund, Allianz RCM Disciplined International Equity Fund - Fgn.Equity, Allianz RCM Dynamic Growth Fund, Allianz RCM Financial Services Fund, Allianz RCM Global Eco Trends Fund, Allianz RCM Global Small Cap Fund, Allianz RCM Global Sustainability Fund, Allianz RCM Innovation Fund, Allianz RCM International Opportunities Fund, Allianz RCM Large-Cap Fund, Allianz RCM Mid-Cap Fund, Allianz RCM Strategic Growth Fund, Allianz RCM Technology Fund, Allianz Securite Societe d' Investissement a Capital Variable, Allianz UK & European Investment Funds OEIC, Allianz Valeurs Durable Societe d' Investissement a Capital Variable, AllianzGI AGIC Small to Mid Cap Growth Fund, a series of Allianz Funds Multi-Strategy Trust, AllianzGI Emerging Markets Consumer CIT, AllianzGI Emerging Markets Consumer Fraud, AllianzGI Emerging Markets Opportunities Fund, AllianzGI Emerging-Markets Small Cap, AllianzGI Global Equity & Convertible Income Fund, AllianzGI Global Growth Allocation Fund, AllianzGI Global Managed Volatility Fund, AllianzGI Global Natural Resources Fund, AllianzGI Global Small-Cap Opportunities Portfolio, AllianzGI Institutional Multi-Series Trust, AllianzGI NFJ All-Cap Fund, a series of Allianz Funds, Alpha Advantage 1000 Fund B - Aggregate, Alpha Advantage 3000 Fund - Aggregate, Alpha Advantage 3000 Fund B - Aggregate, Alpha Advantage 500 Fund - Aggregate, Alpha Advantage 500 Fund B - Aggregate, Alpha Advantage International Fund - Aggregate, Alpha Advantage Japan Fund, Alpha Advantage Japan Fund B, Alpha Advantage US Fund B - Aggregate, Anchorage Capital Group, L.L.C., Andra AP-fonden, BLK Global Market Insight Fund, BSMA Limited, BlackRock Absolute Return Bond Fund, BlackRock Advantage Global Fund, Inc., BlackRock Advantage International Fund, BlackRock Advantage Large Cap Growth Fund - Aggregate, BlackRock Advantage U.S. Total Market V.I. Fund of BLK Variable Series Fund, BlackRock All-Cap Energy & Resources Portfolio, BlackRock Appreciation Strategy Fund, Ltd. - Aggregate, BlackRock Asian Dragon Fund, Inc., BlackRock Asset Management Deutschland AG, BlackRock Asset Management Deutschland AG on behalf of iShares NASDAQ-100 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares Nikkei 225 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares SLI UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Asia Pacific 600 Real Estate Cap UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX EU Enlarged 15 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 50 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Automobiles & Parts UCITS ETF (DE), a sub-fund of iShares (DE) I, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Banks UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Basic Resources UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Chemicals UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Construction & Materials UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschafts, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Financial Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Food & Beverage UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Health Care UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Industrial Goods & Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellscha, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Insurance UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Media UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Oil & Gas UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Personal & Household Goods UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaf, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Real Estate UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Retail UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Technology UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Telecommunications UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Travel & Leisure UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Utilities UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Large 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Mid 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Select Dividend 30 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Small 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Global Select Dividend 100 UCITS ETF (DE) a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX North America 600 Real Estate Cap UCITS ETF (DE), BlackRock Asset Management
January 23, 2019 Opinion or Order Filing 146 ORDER: It is hereby ORDERED that Plaintiffs shall file their Amended Complaint by March 1, 2019. It is further ORDERED that Defendants shall file their motions to dismiss by April 1, 2019, Plaintiffs shall file their oppositions by May 31, 2019 and Defendants shall file their replies by June 28, 2019. (As further set forth in this Order.) (Amended Pleadings due by 3/1/2019., Motions due by 4/1/2019., Responses due by 5/31/2019, Replies due by 6/28/2019.) (Signed by Judge Lorna G. Schofield on 1/23/2019) (cf)
January 22, 2019 Filing 145 LETTER addressed to Judge Lorna G. Schofield from Daniel L. Brockett dated January 22, 2019 re: Omnibus Response to Defendants' two Pre-Motion Letters (Dkt nos. 137 & 138). Document filed by Allianz Global Investors GmbH(and the related entities listed in Appendix A), Allianz Global Investors GmbH.(Brockett, Daniel)
January 17, 2019 Minute Entry for proceedings held before Judge Lorna G. Schofield: Initial Pretrial Conference held on 1/17/2019. (Court Reporter Eve Giniger) (Lewis, Barton)
January 17, 2019 Opinion or Order Filing 144 CIVIL CASE MANAGEMENT PLAN AND SCHEDULING ORDER: All parties do not consent to conducting all further proceedings before a United States Magistrate Judge, including motions and trial. See 28 U.S.C. 636(c). The parties cannot estimate the length of the trial at this time. (As further set forth in this Order.) (Signed by Judge Lorna G. Schofield on 1/17/2019) (cf)
January 17, 2019 Opinion or Order Filing 143 ORDER: WHEREAS, on January 17, 2019, the initial pretrial conference was held. For the reasons stated at the conference, it is hereby ORDERED that Plaintiffs shall produce the data underlying the economic analyses in the Complaint. Defendants shall not use the data in any motion to dismiss; if Defendants seek an exception, they shall file a letter application on ECF. (As further set forth in this Order.) (Signed by Judge Lorna G. Schofield on 1/17/2019) (cf)
January 16, 2019 Filing 142 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Royal Bank of Scotland Group plc for Natwest Markets Securities Inc.. Document filed by Natwest Markets Securities Inc..(Mishkin, Paul)
January 16, 2019 Filing 141 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Royal Bank of Scotland Group plc for Royal Bank of Scotland PLC. Document filed by Royal Bank of Scotland PLC.(Mishkin, Paul)
January 16, 2019 Filing 140 LETTER addressed to Judge Lorna G. Schofield from Defendant Royal Bank of Canada dated 01/16/2019 re: Foreign Defendants' Pre-Motion Letter. Document filed by RBC Capital Markets LLC, The Royal Bank of Canada. (Attachments: #1 Exhibit A)(McLoughlin, James)
January 15, 2019 Filing 139 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Goldman Sachs Group, Inc. for Goldman, Sachs & Co. LLC. Document filed by Goldman, Sachs & Co. LLC, The Goldman Sachs Group, Inc..(Zutshi, Rishi)
January 14, 2019 Filing 138 LETTER addressed to Judge Lorna G. Schofield from Foreign Defendants dated January 14, 2019 re: anticipated motion to dismiss for lack of personal jurisdiction. Document filed by HSBC Bank PLC, HSBC Holdings PLC.(Webb, Julia)
January 14, 2019 Filing 137 LETTER addressed to Judge Lorna G. Schofield from Defendants dated January 14, 2019 re: anticipated motion to dismiss. Document filed by HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings Inc., HSBC Securities (USA) Inc..(Webb, Julia)
January 14, 2019 ***NOTICE TO COURT REGARDING NOTICE OF VOLUNTARY DISMISSAL Document No. #136 Notice of Voluntary Dismissal #135 Notice of Voluntary Dismissal was reviewed and referred to Judge Lorna G. Schofield for approval for the following reason(s): the plaintiff(s) filed their voluntary dismissal and it did not dismiss all of the parties or the action in its entirety. (km)
January 14, 2019 Filing 136 NOTICE OF VOLUNTARY DISMISSAL pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, without prejudice and without costs against the defendant(s) Standard Chartered Securities (North America), Inc.. Document filed by All Plaintiffs. Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers).. (Brockett, Daniel)
January 14, 2019 Filing 135 NOTICE OF VOLUNTARY DISMISSAL pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, without prejudice and without costs against the defendant(s) All Defendants. Document filed by PIMCO Bermuda Trust: PIMCO Emerging Markets Bond Fund III. Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers).. (Brockett, Daniel)
January 14, 2019 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #134 MOTION for Joshua D. Lanning to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16179955. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
January 11, 2019 Filing 134 MOTION for Joshua D. Lanning to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16179955. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by RBC Capital Markets LLC, The Royal Bank of Canada. (Attachments: #1 Affidavit Affidavit in Support of Motion for Admission Pro Hac Vice, #2 Exhibit NC Certificate of Good Standing, #3 Exhibit CT Certificate of Good Standing, #4 Text of Proposed Order Proposed Order)(Lanning, Joshua)
January 11, 2019 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #133 MOTION for Mark A. Nebrig to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16179541. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (jc)
January 11, 2019 Filing 133 MOTION for Mark A. Nebrig to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16179541. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by RBC Capital Markets LLC, The Royal Bank of Canada. (Attachments: #1 Affidavit Affidavit in Support of Motion for Admission Pro Hac Vice, #2 Exhibit Certificate of Good Standing, #3 Text of Proposed Order Proposed Order)(Nebrig, Mark)
January 11, 2019 Opinion or Order Filing 132 MEMO ENDORSEMENT on re: (399 in 1:15-cv-09300-LGS) Letter filed by John Nypl. ENDORSEMENT: Application DENIED without prejudice to renewal. The Court's December 20, 2018 Order (Dkt. No. 393) directed the parties to meet and confer and to propose a deposition protocol order. Plaintiffs objections are premature; they may object to the proposed deposition protocol after it has been filed. To the extent that the Nypl Plaintiffs have not been invited to meet and confer with the other parties, the parties are directed to include the Nypl Plaintiffs in such discussions. The Clerk of Court is respectfully directed to docket this Order at 13 Civ. 7789, 15 Civ. 9300, 17 Civ. 3139 and 18 Civ. 10364. (Signed by Judge Lorna G. Schofield on 1/11/2019) (cf)
January 11, 2019 Filing 131 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Royal Bank of Canada for RBC Capital Markets LLC. Document filed by RBC Capital Markets LLC.(McLoughlin, James)
January 11, 2019 Filing 130 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by The Royal Bank of Canada.(McLoughlin, James)
January 11, 2019 Filing 129 NOTICE OF APPEARANCE by James P. McLoughlin, Jr on behalf of RBC Capital Markets LLC, The Royal Bank of Canada. (McLoughlin, James)
January 10, 2019 Filing 128 PROPOSED CASE MANAGEMENT PLAN. Document filed by Bank Of America Corporation, Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc.. (Hakki, Adam)
January 10, 2019 Filing 127 JOINT LETTER addressed to Judge Lorna G. Schofield from Adam S. Hakki dated January 10, 2019 re: Joint Letter in Advance of Initial Conference. Document filed by Bank Of America Corporation, Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc..(Hakki, Adam)
January 10, 2019 Filing 126 NOTICE OF APPEARANCE by Maude Paquin on behalf of Natwest Markets Securities Inc., Royal Bank of Scotland PLC. (Paquin, Maude)
January 10, 2019 Filing 125 NOTICE OF APPEARANCE by Melissa Carrie King on behalf of Natwest Markets Securities Inc., Royal Bank of Scotland PLC. (King, Melissa)
January 10, 2019 Filing 124 NOTICE OF APPEARANCE by Paul Steel Mishkin on behalf of Natwest Markets Securities Inc., Royal Bank of Scotland PLC. (Mishkin, Paul)
January 10, 2019 Filing 123 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent J.P. Morgan Chase & Co. for J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC ; Corporate Parent No Corporate Parent for J.P. Morgan Chase & Co.. Document filed by J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC.(Bershteyn, Boris)
January 10, 2019 Filing 122 NOTICE OF APPEARANCE by Harry Peter Koulos on behalf of J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC. (Koulos, Harry)
January 10, 2019 Filing 121 NOTICE OF APPEARANCE by Tansy Woan on behalf of J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC. (Woan, Tansy)
January 10, 2019 Filing 120 NOTICE OF APPEARANCE by Peter S. Julian on behalf of J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC. (Julian, Peter)
January 10, 2019 Filing 119 NOTICE OF APPEARANCE by Boris Bershteyn on behalf of J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC. (Bershteyn, Boris)
January 10, 2019 Opinion or Order Filing 118 ORDER granting #116 Motion for Melanie L. Katsur to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (jcs)
January 10, 2019 Opinion or Order Filing 117 ORDER granting #112 Motion for Julia C. Webb to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (jcs)
January 10, 2019 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #116 CONSENT MOTION for Melanie L. Katsur to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16166870. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
January 9, 2019 Filing 116 CONSENT MOTION for Melanie L. Katsur to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16166870. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS AG, UBS Group AG, UBS Securities LLC. (Attachments: #1 Exhibit A - Certificates of Good Standing, #2 Exhibit B - Affidavit, #3 Exhibit C - Proposed Order)(Katsur, Melanie)
January 9, 2019 Filing 115 NOTICE OF APPEARANCE by Anuja Thatte on behalf of J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC. (Thatte, Anuja)
January 9, 2019 Filing 114 NOTICE OF APPEARANCE by Jason Andrew Kolbe on behalf of J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC. (Kolbe, Jason)
January 9, 2019 Filing 113 NOTICE OF APPEARANCE by Tibor Ludovico Nagy, Jr on behalf of J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC. (Nagy, Tibor)
January 3, 2019 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #112 MOTION for Julia C. Webb to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16130066. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
January 2, 2019 Filing 112 MOTION for Julia C. Webb to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16130066. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings Inc., HSBC Securities (USA) Inc.. (Attachments: #1 Affidavit, #2 Illinois Certificate of Good Standing, #3 Wisconsin Certificate of Good Standing, #4 Proposed Order)(Webb, Julia)
January 2, 2019 Opinion or Order Filing 111 ORDER granting #102 Motion for David Jarrett Arp to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (jcs)
December 21, 2018 Pro Hac Vice Fee Payment: for #110 MOTION for James Matthew Goodin to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. Filing fee $ 200.00, receipt number ANYSDC-16098795.(Goodin, James)
December 21, 2018 Pro Hac Vice Fee Due: for #110 MOTION for James Matthew Goodin to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. (ma)
December 21, 2018 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice re: Document No. #110 MOTION for James Matthew Goodin to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): the $200.00 filing fee was not paid;.. Pay the filing fee using the event Pro Hac Vice Fee Payment found under the event list Other Documents. (ma)
December 21, 2018 Filing 110 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for James Matthew Goodin to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings Inc., HSBC Securities (USA) Inc.. (Attachments: #1 Affidavit, #2 Certificate of Good Standing, #3 Text of Proposed Order)(Goodin, James) Modified on 12/21/2018 (ma).
December 20, 2018 Filing 109 NOTICE OF APPEARANCE by Rishi Nachiketa Zutshi on behalf of Goldman, Sachs & Co. LLC, The Goldman Sachs Group, Inc.. (Zutshi, Rishi)
December 20, 2018 Filing 108 NOTICE OF APPEARANCE by Thomas J. Moloney on behalf of Goldman, Sachs & Co. LLC, The Goldman Sachs Group, Inc.. (Moloney, Thomas)
December 20, 2018 Filing 107 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Mitsubishi UFJ Financial Group, Inc. 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330 for Morgan Stanley; Other Affiliate Morgan Stanley Capital Management, LLC, Other Affiliate Morgan Stanley Domestic Holdings Inc., Other Affiliate Morgan Stanley for Morgan Stanley & Co., LLC; Corporate Parent Morgan Stanley for Morgan Stanley & Co. International PLC. Document filed by Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC.(Moses, Jonathan)
December 20, 2018 Filing 106 NOTICE OF APPEARANCE by Jonathan M. Moses on behalf of Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC. (Moses, Jonathan)
December 20, 2018 Opinion or Order Filing 105 ORDER: IT IS HEREBY ORDERED that: 1. Counsel for the Parties in the Actions shall meet and confer in good faith and propose to the Court within 60 days of this Order, a proposed order ("Proposed Deposition Protocol Order"), including any disputes, that would facilitate the scheduling of depositions in the Actions, so as to, among other things, (i) ensure the opportunity for all parties in the Actions to participate in any noticed deposition; and (ii) minimize the likelihood that any individual (other than experts) and Rule 30(b)(6) designees will be deposed multiple times in the Actions. (As further set forth in this Order.) (Signed by Judge Lorna G. Schofield on 12/20/2018) (cf)
December 20, 2018 Filing 104 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Deutsche Bank AG, Corporate Parent DB USA Corporation, Corporate Parent DB U.S. Financial Market Holding Corporation for Deutsche Bank Securities Inc.. Document filed by Deutsche Bank Securities Inc..(Montgomery, George)
December 20, 2018 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #102 MOTION for David Jarrett Arp to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16088373. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
December 20, 2018 Filing 103 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Deutsche Bank AG.(Montgomery, George)
December 20, 2018 Filing 102 MOTION for David Jarrett Arp to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16088373. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS AG, UBS Group AG, UBS Securities LLC. (Attachments: #1 Exhibit A - Certificate of Good Standing, #2 Exhibit B - Affidavit, #3 Exhibit C - Proposed Order)(Arp, David)
December 20, 2018 Opinion or Order Filing 101 ORDER granting #34 Motion for Christopher R. Barker to Appear Pro Hac Vice; granting #63 Motion for Andrew D. Lazerow to Appear Pro Hac Vice; granting #65 Motion for G. Patrick Montgomery to Appear Pro Hac Vice; and granting #87 Motion for Roger B. Cowie to Appear Pro Hac Vice. (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (jcs)
December 20, 2018 Filing 100 LETTER addressed to Judge Lorna G. Schofield from Matthew A. Schwartz dated December 20, 2018 re: Defendants' (Proposed) Order Regarding Deposition Coordination. Document filed by Barclays Bank PLC, Barclays Capital, Inc., Barclays PLC. (Attachments: #1 Text of Proposed Order)(Schwartz, Matthew)
December 19, 2018 Opinion or Order Filing 99 ORDER: Initial Conference set for 1/17/2019 at 11:00 AM before Judge Lorna G. Schofield. (Signed by Judge Lorna G. Schofield on 12/19/2018) (ks)
December 18, 2018 Filing 98 NOTICE OF APPEARANCE by Indraneel Sur on behalf of UBS AG, UBS Group AG, UBS Securities LLC. (Sur, Indraneel)
December 18, 2018 Filing 97 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS Group AG for UBS AG, UBS Securities LLC; Corporate Parent no corporate parent and no publicly held coporation owns 10 percent or more of its stock for UBS Group AG. Document filed by UBS AG, UBS Group AG, UBS Securities LLC.(Stock, Eric)
December 18, 2018 Filing 96 NOTICE OF APPEARANCE by Eric Jonathan Stock on behalf of UBS AG, UBS Group AG, UBS Securities LLC. (Stock, Eric)
December 18, 2018 Filing 95 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent MUFG Americas Holdings Corporation, Corporate Parent MUFG Bank, Ltd., Corporate Parent Mitsubishi UFJ Financial Group, Inc. for MUFG Securities Americas Inc; Corporate Parent Mitsubishi UFJ Financial Group, Inc. for MUFG Bank, Ltd.. Document filed by MUFG Bank, Ltd., MUFG Securities Americas Inc.(Sithian, Anand)
December 18, 2018 Filing 94 NOTICE OF APPEARANCE by Anand Sithian on behalf of MUFG Bank, Ltd., MUFG Securities Americas Inc. (Sithian, Anand)
December 18, 2018 Filing 93 NOTICE OF APPEARANCE by Maxwell Arlie Halpern Kosman on behalf of MUFG Bank, Ltd., MUFG Securities Americas Inc. (Kosman, Maxwell)
December 18, 2018 Filing 92 NOTICE OF APPEARANCE by Michael E. Gertzman on behalf of MUFG Bank, Ltd., MUFG Securities Americas Inc. (Gertzman, Michael)
December 18, 2018 Filing 91 NOTICE OF APPEARANCE by Kenneth Anthony Gallo on behalf of MUFG Bank, Ltd., MUFG Securities Americas Inc. (Gallo, Kenneth)
December 18, 2018 Filing 90 NOTICE OF APPEARANCE by Joshua Aaron Goldberg on behalf of BNP Paribas Group, BNP Paribas S.A., BNP Paribas Securities Corp., BNP Paribas USA, Inc.. (Goldberg, Joshua)
December 18, 2018 Filing 89 NOTICE OF APPEARANCE by Camille Latoya Fletcher on behalf of BNP Paribas Group, BNP Paribas S.A., BNP Paribas Securities Corp., BNP Paribas USA, Inc.. (Fletcher, Camille)
December 18, 2018 Filing 88 NOTICE OF APPEARANCE by Alejandro Hari Cruz on behalf of BNP Paribas Group, BNP Paribas S.A., BNP Paribas Securities Corp., BNP Paribas USA, Inc.. (Cruz, Alejandro)
December 17, 2018 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #87 MOTION for Roger B. Cowie to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ma)
December 17, 2018 Filing 87 MOTION for Roger B. Cowie to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings Inc., HSBC Securities (USA) Inc.. (Attachments: #1 Affidavit, #2 Exhibit Certificate of Good Standing, #3 Text of Proposed Order)(Cowie, Roger)
December 14, 2018 Filing 86 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Credit Suisse Group AG for Credit Suisse AG, Credit Suisse International, Credit Suisse Securities (USA) LLC. Document filed by Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC.(Januszewski, David)
December 14, 2018 Filing 85 NOTICE OF APPEARANCE by Miles Wiley on behalf of Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC. (Wiley, Miles)
December 14, 2018 Filing 84 NOTICE OF APPEARANCE by Jason Michael Hall on behalf of Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC. (Hall, Jason)
December 14, 2018 Filing 83 NOTICE OF APPEARANCE by Sheila Chithran Ramesh on behalf of Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC. (Ramesh, Sheila)
December 14, 2018 Filing 82 NOTICE OF APPEARANCE by Elai E. Katz on behalf of Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC. (Katz, Elai)
December 14, 2018 Filing 81 NOTICE OF APPEARANCE by David George Januszewski on behalf of Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC. (Januszewski, David)
December 14, 2018 Filing 80 NOTICE OF APPEARANCE by Herbert Scott Washer on behalf of Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC. (Washer, Herbert)
December 13, 2018 Filing 79 NOTICE OF APPEARANCE by Melissa Giger on behalf of SG Americas Securities LLC, Societe Generale S.A.. (Giger, Melissa)
December 13, 2018 Filing 78 NOTICE OF APPEARANCE by Victoria Dumaresq Whitney on behalf of SG Americas Securities LLC, Societe Generale S.A.. (Whitney, Victoria)
December 13, 2018 Filing 77 NOTICE OF APPEARANCE by Andrew Jonathan Calica on behalf of SG Americas Securities LLC, Societe Generale S.A.. (Calica, Andrew)
December 13, 2018 Filing 76 NOTICE OF APPEARANCE by Henninger Simons Bullock on behalf of SG Americas Securities LLC, Societe Generale S.A.. (Bullock, Henninger)
December 13, 2018 Filing 75 NOTICE OF APPEARANCE by Steven Wolowitz on behalf of SG Americas Securities LLC, Societe Generale S.A.. (Wolowitz, Steven)
December 13, 2018 Filing 74 NOTICE OF APPEARANCE by Rebecca Rose Delfiner on behalf of BNP Paribas Group, BNP Paribas S.A., BNP Paribas Securities Corp., BNP Paribas USA, Inc.. (Delfiner, Rebecca)
December 13, 2018 Filing 73 NOTICE OF APPEARANCE by Laura Rose Hall on behalf of BNP Paribas Group, BNP Paribas S.A., BNP Paribas Securities Corp., BNP Paribas USA, Inc.. (Hall, Laura)
December 13, 2018 Filing 72 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent BNP Paribas for BNP Paribas Securities Corp., BNP Paribas USA, Inc.. Document filed by BNP Paribas Group, BNP Paribas S.A., BNP Paribas Securities Corp., BNP Paribas USA, Inc..(Esseks, David)
December 13, 2018 Filing 71 NOTICE OF APPEARANCE by David C. Esseks on behalf of BNP Paribas Group, BNP Paribas S.A., BNP Paribas Securities Corp., BNP Paribas USA, Inc.. (Esseks, David)
December 13, 2018 Filing 70 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Societe Generale for SG Americas Securities LLC. Document filed by SG Americas Securities LLC, Societe Generale S.A..(Warnot, James)
December 13, 2018 Filing 69 NOTICE OF APPEARANCE by Patrick Coby Ashby on behalf of SG Americas Securities LLC, Societe Generale S.A.. (Ashby, Patrick)
December 13, 2018 Filing 68 NOTICE OF APPEARANCE by Adam Samuel Lurie on behalf of SG Americas Securities LLC, Societe Generale S.A.. (Lurie, Adam)
December 13, 2018 Filing 67 NOTICE OF APPEARANCE by James Robert Warnot, Jr on behalf of SG Americas Securities LLC, Societe Generale S.A.. (Warnot, James)
December 13, 2018 Filing 66 FILING ERROR - DEFICIENT DOCKET ENTRY - FILER ERROR - NOTICE OF APPEARANCE by James Robert Warnot, Jr on behalf of Societe Generale and SG Americas Securities LLC. (Warnot, James) Modified on 12/13/2018 (lb).
December 13, 2018 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #65 MOTION for G. Patrick Montgomery to Appear Pro Hac Vice made with consent of opposing counsel. Filing fee $ 200.00 previously paid, receipt number ANYSDC-16048359. Motion and supporting papers to be reviewed by Clerk. The document has been reviewed and there are no deficiencies. (jc)
December 13, 2018 Filing 65 MOTION for G. Patrick Montgomery to Appear Pro Hac Vice made with consent of opposing counsel. Filing fee $ 200.00 previously paid, receipt number ANYSDC-16048359. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Deutsche Bank AG, Deutsche Bank Securities Inc.. (Attachments: #1 Affidavit of G. Patrick Montgomery in Support of Motion for Admission Pro Hac Vice, #2 Exhibit 1 -District of Columbia Certificate of Good Standing, #3 Proposed Order)(Montgomery, George)
December 13, 2018 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #64 MOTION for G. Patrick Montgomery to Appear Pro Hac Vice made with consent of opposing counsel. Filing fee $ 200.00, receipt number ANYSDC-16048359. Motion and supporting papers to be reviewed by Clerk's Office s. The filing is deficient for the following reason(s): PLEASE REMOVE THE INACTIVE BAR(GEORGIA) FROM THE MOTION ALONG WITH IT'S CERTIFICATE OF GOOD STANDING. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order. (ma)
December 13, 2018 Filing 64 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for G. Patrick Montgomery to Appear Pro Hac Vice made with consent of opposing counsel. Filing fee $ 200.00, receipt number ANYSDC-16048359. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Deutsche Bank AG, Deutsche Bank Securities Inc.. (Attachments: #1 Affidavit of G. Patrick Montgomery in Support of Motion for Admission Pro Hac Vice, #2 Exhibit 1 - Georgia Certificate of Good Standing, #3 Exhibit 2 - District of Columbia Certificate of Good Standing, #4 Proposed Order)(Montgomery, George) Modified on 12/13/2018 (ma).
December 13, 2018 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #63 MOTION for Andrew D. Lazerow to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16046974. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ma)
December 13, 2018 Filing 63 MOTION for Andrew D. Lazerow to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16046974. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Citibank, N.A., Citigroup Global Markets, Inc., Citigroup, Inc.. (Attachments: #1 Affidavit of Andrew D. Lazerow in Support of Motion to Appear Pro Hac Vice, #2 Exhibit 1 - DC Certificate of Good Standing, #3 Exhibit 2 - MD Certificate of Good Standing)(Lazerow, Andrew)
December 11, 2018 Filing 62 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Barclays Group US Inc., Corporate Parent Barclays US LLC, Corporate Parent Barclays PLC, Corporate Parent Barclays Bank PLC for Barclays Capital, Inc.. Document filed by Barclays Capital, Inc..(Schwartz, Matthew)
December 11, 2018 Filing 61 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Barclays PLC for Barclays Bank PLC. Document filed by Barclays Bank PLC.(Schwartz, Matthew)
December 11, 2018 Filing 60 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Barclays PLC.(Schwartz, Matthew)
December 11, 2018 Filing 59 NOTICE OF APPEARANCE by Jacob Bailey Lieberman on behalf of Barclays Bank PLC, Barclays Capital, Inc., Barclays PLC. (Lieberman, Jacob)
December 11, 2018 Filing 58 NOTICE OF APPEARANCE by Matthew Alain Peller on behalf of Barclays Bank PLC, Barclays Capital, Inc., Barclays PLC. (Peller, Matthew)
December 11, 2018 Filing 57 NOTICE OF APPEARANCE by Matthew Alexander Schwartz on behalf of Barclays Bank PLC, Barclays Capital, Inc., Barclays PLC. (Schwartz, Matthew)
December 11, 2018 Filing 56 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Standard Chartered Bank, Corporate Parent Standard Chartered PLC, Corporate Parent Standard Chartered Holdings Ltd., Corporate Parent Standard Chartered Holdings Inc. for Standard Chartered Securities (North America), Inc. ; Corporate Parent Standard Chartered PLC, Corporate Parent Standard Chartered Holdings Ltd. for Standard Chartered Bank. Document filed by Standard Chartered Bank, Standard Chartered Securities (North America), Inc..(Stern, Andrew)
December 11, 2018 ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Notice to Attorney Andrew W. Stern to RE-FILE Document #54 Rule 7.1 Corporate Disclosure Statement,. ERROR(S): Corporate Parents were not added. Please re-file this document and when prompted: Are there any corporate parents or other affiliates?, select the YES radio button and enter the Corporate Parent(s) or Affiliate(s). YOU MUST SELECT THE SEARCH BUTTON. Select the correct name or create a new corporate parent. Add the Corporate Parent(s) or Affiliate(s) one party name at a time. (lb)
December 10, 2018 Filing 55 NOTICE OF APPEARANCE by Nicholas Primer Crowell on behalf of Standard Chartered Bank, Standard Chartered Securities (North America), Inc.. (Crowell, Nicholas)
December 10, 2018 Filing 54 FILING ERROR - CORPORATE PARENT/OTHER AFFILIATE NOT ADDED - RULE 7.1 CORPORATE DISCLOSURE STATEMENT.. Document filed by Standard Chartered Bank, Standard Chartered Securities (North America), Inc..(Stern, Andrew) Modified on 12/11/2018 (lb).
December 10, 2018 Filing 53 NOTICE OF APPEARANCE by Andrew W. Stern on behalf of Standard Chartered Bank, Standard Chartered Securities (North America), Inc.. (Stern, Andrew)
December 7, 2018 Filing 52 NOTICE OF APPEARANCE by Gregory Thomas Casamento on behalf of HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings Inc., HSBC Securities (USA) Inc.. (Casamento, Gregory)
December 7, 2018 Opinion or Order Filing 51 STIPULATION REGARDING SERVICE AND DEFENDANTS' TIME TO ANSWER, MOVE OR OTHERWISE RESPOND TO THE COMPLAINT: ACCORDINGLY, IT IS HEREBY STIPULATED AND AGREED THAT: Subject to the provisions set forth below, and pursuant to Fed. R. Civ. P. 4(d), defendants hereby waive service of the summons and Complaint and waive any and all service defects without any further process or request for waiver necessary on plaintiffs' part. (As further set forth in this Order.) It is ORDERED that Defendants shall file their pre-motion letter by January 14, 2019, and Plaintiffs shall file their response by January 22, 2019. The initial pretrial conference will also serve as a pre-motion conference, at which the briefing schedule will be discussed. The parties are advised that the Court ordinarily requires motions to be fully briefed within 60 days of filing; the parties should therefore propose new dates at the conference. (Signed by Judge Lorna G. Schofield on 12/7/2018) (cf)
December 6, 2018 Opinion or Order Filing 50 ORDER granting #41 Letter Motion to Adjourn Conference. Application GRANTED. The initial pretrial conference scheduled for December 13, 2018, is adjourned to January 17, 2019. The parties shall file their joint letter and proposed Case Management Plan and Scheduling Order by January 10, 2019. (Signed by Judge Lorna G. Schofield on 12/6/2018) (cf)
December 6, 2018 Filing 49 NOTICE OF APPEARANCE by Joseph Serino, JR on behalf of Deutsche Bank AG, Deutsche Bank Securities Inc.. (Serino, Joseph)
December 6, 2018 Filing 48 NOTICE OF APPEARANCE by Sarah Chaudhry on behalf of Standard Chartered Bank, Standard Chartered Securities (North America), Inc.. (Chaudhry, Sarah)
December 6, 2018 Filing 47 NOTICE OF APPEARANCE by Meghana Shah on behalf of Standard Chartered Bank, Standard Chartered Securities (North America), Inc.. (Shah, Meghana)
December 6, 2018 Filing 46 NOTICE OF APPEARANCE by Ronald Walter Zdrojeski on behalf of Standard Chartered Bank, Standard Chartered Securities (North America), Inc.. (Zdrojeski, Ronald)
December 6, 2018 Filing 45 NOTICE OF APPEARANCE by Lewis S. Wiener on behalf of Standard Chartered Bank, Standard Chartered Securities (North America), Inc.. (Wiener, Lewis)
December 5, 2018 Filing 44 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Citigroup Global Market Holdings Inc., Other Affiliate Citicorp for Citigroup, Inc.; Other Affiliate Citigroup Financial Products Inc. for Citigroup Global Markets, Inc.; Other Affiliate Citicorp for Citibank, N.A.. Document filed by Citibank, N.A., Citigroup Global Markets, Inc., Citigroup, Inc..(Ruffino, Andrew)
December 5, 2018 Filing 43 NOTICE OF APPEARANCE by Andrew Arthur Ruffino on behalf of Citibank, N.A., Citigroup Global Markets, Inc., Citigroup, Inc.. (Ruffino, Andrew)
December 4, 2018 Filing 42 PROPOSED STIPULATION AND ORDER. Document filed by Bank Of America Corporation, Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc.. (Hakki, Adam)
December 4, 2018 Filing 41 JOINT LETTER MOTION to Adjourn Conference addressed to Judge Lorna G. Schofield from Adam S. Hakki dated December 4, 2018. Document filed by Bank Of America Corporation, Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc..(Hakki, Adam)
December 4, 2018 Filing 40 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Bank Of America Corporation for Merrill Lynch, Pierce, Fenner & Smith Inc.. Document filed by Merrill Lynch, Pierce, Fenner & Smith Inc..(Hakki, Adam)
December 4, 2018 Filing 39 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Bank Of America Corporation for Bank of America, N.A.. Document filed by Bank of America, N.A..(Hakki, Adam)
December 4, 2018 Filing 38 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Bank Of America Corporation.(Hakki, Adam)
December 4, 2018 Filing 37 NOTICE OF APPEARANCE by Jeffrey Jason Resetarits on behalf of Bank Of America Corporation, Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc.. (Resetarits, Jeffrey)
December 4, 2018 Filing 36 NOTICE OF APPEARANCE by Richard Franklin Schwed on behalf of Bank Of America Corporation, Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc.. (Schwed, Richard)
December 4, 2018 Filing 35 NOTICE OF APPEARANCE by Adam Selim Hakki on behalf of Bank Of America Corporation, Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc.. (Hakki, Adam)
December 4, 2018 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #34 MOTION for Christopher R. Barker to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-15994615. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
December 3, 2018 Filing 34 MOTION for Christopher R. Barker to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-15994615. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Active International Equity Fund - Jacket, Active International Equity Fund B - Jacket, Allianz AGIC Global Fund, a series of Allianz Funds, Allianz AGIC International Fund, a series of Allianz Funds, Allianz AGIC International Growth Fund, Allianz AGIC International Growth Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz AGIC International Growth Opportunities Fund, Allianz AGIC Pacific Rim Fund, Allianz AGIC Target Fund, Allianz Actio France Societe d' Investissement a Capital Variable, Allianz Actions Euro Societe d' Investissement a Capital Variable, Allianz Actions France Societe d' Investissement a Capital Variable, Allianz Dynamic Global Bond Allocation Fund - AllianzGI Global Dynamic Allocation LLC, Allianz Epargne Retraite Societe d' Investissement a Capital Variable, Allianz Epargne Salariale Societe d' Investissement a Capital Variable, Allianz European Pension Investments Societe d' Investissement a Capital Variable, Allianz Foncier Societe d' Investissement a Capital Variable, Allianz Funds, Allianz Funds Multi-Strategy Trust, Allianz Global Investors Asia Pacific Limited, Allianz Global Investors Capital International Systematic Fund LLC, Allianz Global Investors Fund II Societe d' Investissement a Capital Variable, Allianz Global Investors Fund Societe d' Investissement a Capital Variable, Allianz Global Investors Fund VI PLC, Allianz Global Investors Fund X PLC, Allianz Global Investors GmbH(and the related entities listed in Appendix A), Allianz Global Investors GmbH, Allianz Global Investors Ireland Limited, Allianz Global Investors Opportunities Societe d' Investissement a Capital Variable, Allianz Global Investors Singapore Limited, Allianz Global Investors Taiwan Limited, Allianz Global Investors U.S. LLC, Allianz Immo Societe d' Investissement a Capital Variable, Allianz Institutional Investors Series Societe d' Investissement a Capital Variable, Allianz International Investment Funds OEIC, Allianz Monetaire Societe d' Investissement a Capital Variable, Allianz NACM Global Equity 130/30 Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz NFJ International Value CIT, Allianz OCC Equity Premium Strategy Fund, a series of Allianz Funds, Allianz OCC International Equity Fund, Allianz OCC Renaissance Fund, Allianz OCC Value Fund, Allianz Obligations Internationales Societe d' Investissement a Capital Variable, Allianz PEA Value Fund, a series of Allianz Funds, Allianz Pfizer Societe d' Investissement a Capital Variable, Allianz RCM All Alpha Fund, Allianz RCM All Horizons Fund, Allianz RCM BRIC Stars Fund, Allianz RCM Biotechnology Fund add Global Health Sciences, Allianz RCM Disciplined International Equity Fund, Allianz RCM Disciplined International Equity Fund - Fgn.Equity, Allianz RCM Dynamic Growth Fund, Allianz RCM Financial Services Fund, Allianz RCM Global Eco Trends Fund, Allianz RCM Global Small Cap Fund, Allianz RCM Global Sustainability Fund, Allianz RCM Innovation Fund, Allianz RCM International Opportunities Fund, Allianz RCM Large-Cap Fund, Allianz RCM Mid-Cap Fund, Allianz RCM Strategic Growth Fund, Allianz RCM Technology Fund, Allianz Securite Societe d' Investissement a Capital Variable, Allianz UK & European Investment Funds OEIC, Allianz Valeurs Durable Societe d' Investissement a Capital Variable, AllianzGI AGIC Small to Mid Cap Growth Fund, a series of Allianz Funds Multi-Strategy Trust, AllianzGI Emerging Markets Consumer CIT, AllianzGI Emerging Markets Consumer Fraud, AllianzGI Emerging Markets Opportunities Fund, AllianzGI Emerging-Markets Small Cap, AllianzGI Global Equity & Convertible Income Fund, AllianzGI Global Growth Allocation Fund, AllianzGI Global Managed Volatility Fund, AllianzGI Global Natural Resources Fund, AllianzGI Global Small-Cap Opportunities Portfolio, AllianzGI Institutional Multi-Series Trust, AllianzGI NFJ All-Cap Fund, a series of Allianz Funds, Alpha Advantage 1000 Fund B - Aggregate, Alpha Advantage 3000 Fund - Aggregate, Alpha Advantage 3000 Fund B - Aggregate, Alpha Advantage 500 Fund - Aggregate, Alpha Advantage 500 Fund B - Aggregate, Alpha Advantage International Fund - Aggregate, Alpha Advantage Japan Fund, Alpha Advantage Japan Fund B, Alpha Advantage US Fund B - Aggregate, Anchorage Capital Group, L.L.C., Andra AP-fonden, BLK Global Market Insight Fund, BlackRock Absolute Return Bond Fund, BlackRock Advantage Global Fund, Inc., BlackRock Advantage International Fund, BlackRock Advantage Large Cap Growth Fund - Aggregate, BlackRock Advantage U.S. Total Market V.I. Fund of BLK Variable Series Fund, BlackRock All-Cap Energy & Resources Portfolio, BlackRock Appreciation Strategy Fund, Ltd. - Aggregate, BlackRock Asian Dragon Fund, Inc., BlackRock Asset Management Deutschland AG, BlackRock Asset Management Deutschland AG on behalf of iShares NASDAQ-100 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares Nikkei 225 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares SLI UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Asia Pacific 600 Real Estate Cap UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX EU Enlarged 15 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 50 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Automobiles & Parts UCITS ETF (DE), a sub-fund of iShares (DE) I, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Banks UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Basic Resources UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Chemicals UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Construction & Materials UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschafts, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Financial Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Food & Beverage UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Health Care UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Industrial Goods & Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellscha, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Insurance UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Media UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Oil & Gas UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Personal & Household Goods UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaf, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Real Estate UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Retail UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Technology UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Telecommunications UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Travel & Leisure UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Utilities UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Large 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Mid 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Select Dividend 30 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Small 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Global Select Dividend 100 UCITS ETF (DE) a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX North America 600 Real Estate Cap UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares TecDAX UCITS ETF (DE), BlackRock Asset Management Ireland Limited, BlackRock Balanced Capital Portf
December 3, 2018 Opinion or Order Filing 33 ORDER granting #31 Motion for Jeremy D. Andersen to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (jcs)
December 3, 2018 Opinion or Order Filing 32 ORDER granting #30 Motion for Matthew S. Hosen to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (jcs)
November 30, 2018 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #30 MOTION for Matthew S. Hosen to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-15979053. Motion and supporting papers to be reviewed by Clerk's Office staff., #31 MOTION for Jeremy D. Andersen to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-15979137. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
November 29, 2018 Filing 31 MOTION for Jeremy D. Andersen to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-15979137. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Active International Equity Fund - Jacket, Active International Equity Fund B - Jacket, Allianz AGIC Global Fund, a series of Allianz Funds, Allianz AGIC International Fund, a series of Allianz Funds, Allianz AGIC International Growth Fund, Allianz AGIC International Growth Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz AGIC International Growth Opportunities Fund, Allianz AGIC Pacific Rim Fund, Allianz AGIC Target Fund, Allianz Actio France Societe d' Investissement a Capital Variable, Allianz Actions Euro Societe d' Investissement a Capital Variable, Allianz Actions France Societe d' Investissement a Capital Variable, Allianz Dynamic Global Bond Allocation Fund - AllianzGI Global Dynamic Allocation LLC, Allianz Epargne Retraite Societe d' Investissement a Capital Variable, Allianz Epargne Salariale Societe d' Investissement a Capital Variable, Allianz European Pension Investments Societe d' Investissement a Capital Variable, Allianz Foncier Societe d' Investissement a Capital Variable, Allianz Funds, Allianz Funds Multi-Strategy Trust, Allianz Global Investors Asia Pacific Limited, Allianz Global Investors Capital International Systematic Fund LLC, Allianz Global Investors Fund II Societe d' Investissement a Capital Variable, Allianz Global Investors Fund Societe d' Investissement a Capital Variable, Allianz Global Investors Fund VI PLC, Allianz Global Investors Fund X PLC, Allianz Global Investors GmbH(and the related entities listed in Appendix A), Allianz Global Investors GmbH, Allianz Global Investors Ireland Limited, Allianz Global Investors Opportunities Societe d' Investissement a Capital Variable, Allianz Global Investors Singapore Limited, Allianz Global Investors Taiwan Limited, Allianz Global Investors U.S. LLC, Allianz Immo Societe d' Investissement a Capital Variable, Allianz Institutional Investors Series Societe d' Investissement a Capital Variable, Allianz International Investment Funds OEIC, Allianz Monetaire Societe d' Investissement a Capital Variable, Allianz NACM Global Equity 130/30 Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz NFJ International Value CIT, Allianz OCC Equity Premium Strategy Fund, a series of Allianz Funds, Allianz OCC International Equity Fund, Allianz OCC Renaissance Fund, Allianz OCC Value Fund, Allianz Obligations Internationales Societe d' Investissement a Capital Variable, Allianz PEA Value Fund, a series of Allianz Funds, Allianz Pfizer Societe d' Investissement a Capital Variable, Allianz RCM All Alpha Fund, Allianz RCM All Horizons Fund, Allianz RCM BRIC Stars Fund, Allianz RCM Biotechnology Fund add Global Health Sciences, Allianz RCM Disciplined International Equity Fund, Allianz RCM Disciplined International Equity Fund - Fgn.Equity, Allianz RCM Dynamic Growth Fund, Allianz RCM Financial Services Fund, Allianz RCM Global Eco Trends Fund, Allianz RCM Global Small Cap Fund, Allianz RCM Global Sustainability Fund, Allianz RCM Innovation Fund, Allianz RCM International Opportunities Fund, Allianz RCM Large-Cap Fund, Allianz RCM Mid-Cap Fund, Allianz RCM Strategic Growth Fund, Allianz RCM Technology Fund, Allianz Securite Societe d' Investissement a Capital Variable, Allianz UK & European Investment Funds OEIC, Allianz Valeurs Durable Societe d' Investissement a Capital Variable, AllianzGI AGIC Small to Mid Cap Growth Fund, a series of Allianz Funds Multi-Strategy Trust, AllianzGI Emerging Markets Consumer CIT, AllianzGI Emerging Markets Consumer Fraud, AllianzGI Emerging Markets Opportunities Fund, AllianzGI Emerging-Markets Small Cap, AllianzGI Global Equity & Convertible Income Fund, AllianzGI Global Growth Allocation Fund, AllianzGI Global Managed Volatility Fund, AllianzGI Global Natural Resources Fund, AllianzGI Global Small-Cap Opportunities Portfolio, AllianzGI Institutional Multi-Series Trust, AllianzGI NFJ All-Cap Fund, a series of Allianz Funds, Alpha Advantage 1000 Fund B - Aggregate, Alpha Advantage 3000 Fund - Aggregate, Alpha Advantage 3000 Fund B - Aggregate, Alpha Advantage 500 Fund - Aggregate, Alpha Advantage 500 Fund B - Aggregate, Alpha Advantage International Fund - Aggregate, Alpha Advantage Japan Fund, Alpha Advantage Japan Fund B, Alpha Advantage US Fund B - Aggregate, Anchorage Capital Group, L.L.C., Andra AP-fonden, BLK Global Market Insight Fund, BSMA Limited, BlackRock Absolute Return Bond Fund, BlackRock Advantage Global Fund, Inc., BlackRock Advantage International Fund, BlackRock Advantage Large Cap Growth Fund - Aggregate, BlackRock Advantage U.S. Total Market V.I. Fund of BLK Variable Series Fund, BlackRock All-Cap Energy & Resources Portfolio, BlackRock Appreciation Strategy Fund, Ltd. - Aggregate, BlackRock Asian Dragon Fund, Inc., BlackRock Asset Management Deutschland AG, BlackRock Asset Management Deutschland AG on behalf of iShares NASDAQ-100 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares Nikkei 225 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares SLI UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Asia Pacific 600 Real Estate Cap UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX EU Enlarged 15 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 50 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Automobiles & Parts UCITS ETF (DE), a sub-fund of iShares (DE) I, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Banks UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Basic Resources UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Chemicals UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Construction & Materials UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschafts, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Financial Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Food & Beverage UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Health Care UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Industrial Goods & Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellscha, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Insurance UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Media UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Oil & Gas UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Personal & Household Goods UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaf, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Real Estate UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Retail UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Technology UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Telecommunications UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Travel & Leisure UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Utilities UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Large 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Mid 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Select Dividend 30 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Small 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Global Select Dividend 100 UCITS ETF (DE) a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX North America 600 Real Estate Cap UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares TecDAX UCITS ETF (DE), BlackRock Asset Management Ireland Limited, BlackRock Balanced Ca
November 29, 2018 Filing 30 MOTION for Matthew S. Hosen to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-15979053. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Active International Equity Fund - Jacket, Active International Equity Fund B - Jacket, Allianz AGIC Global Fund, a series of Allianz Funds, Allianz AGIC International Fund, a series of Allianz Funds, Allianz AGIC International Growth Fund, Allianz AGIC International Growth Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz AGIC International Growth Opportunities Fund, Allianz AGIC Pacific Rim Fund, Allianz AGIC Target Fund, Allianz Actio France Societe d' Investissement a Capital Variable, Allianz Actions Euro Societe d' Investissement a Capital Variable, Allianz Actions France Societe d' Investissement a Capital Variable, Allianz Dynamic Global Bond Allocation Fund - AllianzGI Global Dynamic Allocation LLC, Allianz Epargne Retraite Societe d' Investissement a Capital Variable, Allianz Epargne Salariale Societe d' Investissement a Capital Variable, Allianz European Pension Investments Societe d' Investissement a Capital Variable, Allianz Foncier Societe d' Investissement a Capital Variable, Allianz Funds, Allianz Funds Multi-Strategy Trust, Allianz Global Investors Asia Pacific Limited, Allianz Global Investors Capital International Systematic Fund LLC, Allianz Global Investors Fund II Societe d' Investissement a Capital Variable, Allianz Global Investors Fund Societe d' Investissement a Capital Variable, Allianz Global Investors Fund VI PLC, Allianz Global Investors Fund X PLC, Allianz Global Investors GmbH(and the related entities listed in Appendix A), Allianz Global Investors GmbH, Allianz Global Investors Ireland Limited, Allianz Global Investors Opportunities Societe d' Investissement a Capital Variable, Allianz Global Investors Singapore Limited, Allianz Global Investors Taiwan Limited, Allianz Global Investors U.S. LLC, Allianz Immo Societe d' Investissement a Capital Variable, Allianz Institutional Investors Series Societe d' Investissement a Capital Variable, Allianz International Investment Funds OEIC, Allianz Monetaire Societe d' Investissement a Capital Variable, Allianz NACM Global Equity 130/30 Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz NFJ International Value CIT, Allianz OCC Equity Premium Strategy Fund, a series of Allianz Funds, Allianz OCC International Equity Fund, Allianz OCC Renaissance Fund, Allianz OCC Value Fund, Allianz Obligations Internationales Societe d' Investissement a Capital Variable, Allianz PEA Value Fund, a series of Allianz Funds, Allianz Pfizer Societe d' Investissement a Capital Variable, Allianz RCM All Alpha Fund, Allianz RCM All Horizons Fund, Allianz RCM BRIC Stars Fund, Allianz RCM Biotechnology Fund add Global Health Sciences, Allianz RCM Disciplined International Equity Fund, Allianz RCM Disciplined International Equity Fund - Fgn.Equity, Allianz RCM Dynamic Growth Fund, Allianz RCM Financial Services Fund, Allianz RCM Global Eco Trends Fund, Allianz RCM Global Small Cap Fund, Allianz RCM Global Sustainability Fund, Allianz RCM Innovation Fund, Allianz RCM International Opportunities Fund, Allianz RCM Large-Cap Fund, Allianz RCM Mid-Cap Fund, Allianz RCM Strategic Growth Fund, Allianz RCM Technology Fund, Allianz Securite Societe d' Investissement a Capital Variable, Allianz UK & European Investment Funds OEIC, Allianz Valeurs Durable Societe d' Investissement a Capital Variable, AllianzGI AGIC Small to Mid Cap Growth Fund, a series of Allianz Funds Multi-Strategy Trust, AllianzGI Emerging Markets Consumer CIT, AllianzGI Emerging Markets Consumer Fraud, AllianzGI Emerging Markets Opportunities Fund, AllianzGI Emerging-Markets Small Cap, AllianzGI Global Equity & Convertible Income Fund, AllianzGI Global Growth Allocation Fund, AllianzGI Global Managed Volatility Fund, AllianzGI Global Natural Resources Fund, AllianzGI Global Small-Cap Opportunities Portfolio, AllianzGI Institutional Multi-Series Trust, AllianzGI NFJ All-Cap Fund, a series of Allianz Funds, Alpha Advantage 1000 Fund B - Aggregate, Alpha Advantage 3000 Fund - Aggregate, Alpha Advantage 3000 Fund B - Aggregate, Alpha Advantage 500 Fund - Aggregate, Alpha Advantage 500 Fund B - Aggregate, Alpha Advantage International Fund - Aggregate, Alpha Advantage Japan Fund, Alpha Advantage Japan Fund B, Alpha Advantage US Fund B - Aggregate, Anchorage Capital Group, L.L.C., Andra AP-fonden, BLK Global Market Insight Fund, BSMA Limited, BlackRock Absolute Return Bond Fund, BlackRock Advantage Global Fund, Inc., BlackRock Advantage International Fund, BlackRock Advantage Large Cap Growth Fund - Aggregate, BlackRock Advantage U.S. Total Market V.I. Fund of BLK Variable Series Fund, BlackRock All-Cap Energy & Resources Portfolio, BlackRock Appreciation Strategy Fund, Ltd. - Aggregate, BlackRock Asian Dragon Fund, Inc., BlackRock Asset Management Deutschland AG, BlackRock Asset Management Deutschland AG on behalf of iShares NASDAQ-100 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares Nikkei 225 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares SLI UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Asia Pacific 600 Real Estate Cap UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX EU Enlarged 15 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 50 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Automobiles & Parts UCITS ETF (DE), a sub-fund of iShares (DE) I, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Banks UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Basic Resources UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Chemicals UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Construction & Materials UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschafts, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Financial Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Food & Beverage UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Health Care UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Industrial Goods & Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellscha, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Insurance UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Media UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Oil & Gas UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Personal & Household Goods UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaf, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Real Estate UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Retail UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Technology UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Telecommunications UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Travel & Leisure UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Utilities UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Large 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Mid 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Select Dividend 30 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Small 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Global Select Dividend 100 UCITS ETF (DE) a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX North America 600 Real Estate Cap UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares TecDAX UCITS ETF (DE), BlackRock Asset Management Ireland Limited, BlackRock Balanced Capi
November 28, 2018 Opinion or Order Filing 29 ORDER: Initial Conference set for 12/13/2018 at 11:00 AM in Courtroom 1106 of the United States District Court for the Southern District of New York, Thurgood Marshall U.S. Courthouse at 40 Foley Square, New York, NY 10007 before Judge Lorna G. Schofield. (Signed by Judge Lorna G. Schofield on 11/28/2018) (mro)
November 21, 2018 Filing 28 ELECTRONIC SUMMONS ISSUED as to Bank of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays PLC, Barclays Capital, Inc., BNP Paribas Group, BNP Paribas USA, Inc., BNP Paribas S.A., BNP Paribas Securities Corp., Citigroup, Inc., Citibank, N.A., Citigroup Global Markets, Inc., Credit Suisse Group AG, Credit Suisse AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., The Goldman Sachs Group, Inc., Goldman, Sachs & Co. LLC, HSBC Holdings PLC, HSBC Bank PLC, HSBC North America Holdings Inc., HSBC Bank USA, N.A., HSBC Securities (USA) Inc., J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., MUFG Bank, Ltd., MUFG Securities Americas Inc., Morgan Stanley, Morgan Stanley & Co., LLC, Morgan Stanley & Co. International PLC, NatWest Markets Securities Inc., RBC Capital Markets LLC, The Royal Bank of Canada, Royal Bank of Scotland PLC, SG Americas Securities LLC, Societe Generale S.A., Standard Chartered Bank, Standard Chartered Securities (North America), Inc., UBS AG, UBS Group AG, UBS Securities LLC. (pne)
November 21, 2018 Filing 27 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate PNC Financial Services Group, Inc. for Blackrock, Inc.. Document filed by Blackrock, Inc..(Brockett, Daniel)
November 21, 2018 ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Notice to Attorney Daniel Lawrence Brockett to RE-FILE Document #20 Rule 7.1 Corporate Disclosure Statement. ERROR(S): Corporate Parents were not added. Please re-file this document and when prompted: Are there any corporate parents or other affiliates?, select the YES radio button and enter the Corporate Parent(s) or Affiliate(s). YOU MUST SELECT THE SEARCH BUTTON. Select the correct name or create a new corporate parent. Add the Corporate Parent(s) or Affiliate(s) one party name at a time. (lb)
November 20, 2018 Filing 26 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate SEI Investments Company for SEI Trust Company. Document filed by SEI Trust Company.(Brockett, Daniel)
November 20, 2018 Filing 25 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate SEI Trust Company for CIT-PIMCO CommoditiesPLUS Collective Trust, CIT-PIMCO Core Plus Bond Fund, CIT-PIMCO Global Advantage Strategy Collective Trust, CIT-PIMCO Real Return Collective Trust II, CIT-PIMCO Real Return Strategy Fund, CIT-PIMCO RealEstatePLUS Collective Trust, CIT-PIMCO Total Return Collective Trust, CIT-PIMCO Unconstrained Bond Collective Trust. Document filed by CIT-PIMCO CommoditiesPLUS Collective Trust, CIT-PIMCO Core Plus Bond Fund, CIT-PIMCO Global Advantage Strategy Collective Trust, CIT-PIMCO Real Return Collective Trust II, CIT-PIMCO Real Return Strategy Fund, CIT-PIMCO RealEstatePLUS Collective Trust, CIT-PIMCO Total Return Collective Trust, CIT-PIMCO Unconstrained Bond Collective Trust.(Brockett, Daniel)
November 20, 2018 Filing 24 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Allianz SE for Pacific Investment Management Company LLC. Document filed by Pacific Investment Management Company LLC.(Brockett, Daniel)
November 20, 2018 Filing 23 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Pacific Investment Management Company, LLC for PIMCO ABSOLUTE RETURN STRATEGY IV MASTER FUND LDC, PIMCO ABSOLUTE RETURN STRATEGY IV MASTER FUND LDC, PIMCO ABSOLUTE RETURN STRATEGY IV MASTER FUND LDC, PIMCO ABSOLUTE RETURN STRATEGY IV MASTER FUND LDC, PIMCO ABSOLUTE RETURN STRATEGY IV MASTER FUND LDC, PIMCO ABSOLUTE RETURN STRATEGY IV MASTER FUND LDC, PIMCO ABSOLUTE RETURN STRATEGY V MASTER FUND LDC, PIMCO ABSOLUTE RETURN STRATEGY V MASTER FUND LDC, PIMCO Absolute Return Strategy 3 Master Fund LDC, PIMCO Absolute Return Strategy 3 Master Fund LDC with respect to its Class relating to the GBP Class of PIMCO Absolute Return Strategy 3 Offshore Fund Ltd., PIMCO Absolute Return Strategy 3D Offshore Fund Ltd., PIMCO Absolute Return Strategy 3E Master Fund LDC, PIMCO Absolute Return Strategy 3E Master Fund LDC with respect to its Class relating to AUD Class of the PIMCO Absolute Return Strategies 3E Offshore Fund Ltd., PIMCO Absolute Return Strategy 3E Master Fund LDC with respect to its Class relating to the EURO Institutional Class of the PIMCO Absolute Return Strategies 3E Offshore Fund Ltd., PIMCO Absolute Return Strategy 3E Master Fund LDC, which is included herein as a plaintiff both on its own behalf, and as successor to PIMCO Absolute Return Strategy 3E Master Fund LDC with respect to, PIMCO Absolute Return Strategy IV IDF LLC, PIMCO Australia Management Limited, PIMCO Australia Management Limited, PIMCO Australia Management Limited, PIMCO Australia Management Limited, PIMCO Australia Management Limited, PIMCO Australia Management Limited, PIMCO Australia Management Limited, PIMCO Australia Management Limited, PIMCO BERMUDA TRUST II: PIMCO BERMUDA EMERGING MARKETS BOND FUND (M), PIMCO BERMUDA TRUST II: PIMCO BERMUDA EMERGING MARKETS BOND FUND II, PIMCO BRAVO Fund II, L.P., PIMCO BRAVO Fund, L.P, PIMCO Bermuda Trust II: PIMCO Bermuda Bank Loan Fund (M), PIMCO Bermuda Trust II: PIMCO Bermuda Bank Loan Fund A, PIMCO Bermuda Trust II: PIMCO Bermuda Bank Loan Fund B, PIMCO Bermuda Trust II: PIMCO Bermuda Global Aggregate Ex-Japan (Yen-Hedged) Bond Fund, PIMCO Bermuda Trust II: PIMCO Bermuda Global Aggregate Ex-Japan Bond Fund (M), PIMCO Bermuda Trust II: PIMCO Bermuda U.S. High Yield Fund, PIMCO Bermuda Trust II: PIMCO Emerging Bond (Yen-Hedged) Income Fund, PIMCO Bermuda Trust II: PIMCO Emerging Bond Income Fund, PIMCO Bermuda Trust II: PIMCO Emerging Bond Income Fund II, PIMCO Bermuda Trust II: PIMCO Emerging Bond Income Fund III, PIMCO Bermuda Trust II: PIMCO U.S. High Yield (Yen-Hedged) Fund, PIMCO Bermuda Trust II: PIMCO U.S. High Yield (Yen-Hedged) Fund II, PIMCO Bermuda Trust II: PIMCO U.S. High Yield Strategy Fund, PIMCO Bermuda Trust II: PIMCO U.S. High Yield Strategy Fund II, PIMCO Bermuda Trust II: PIMCO World High Income, PIMCO Bermuda Trust IV: PIMCO Bermuda Brazil Corporate Bond Fund, PIMCO Bermuda Trust IV: PIMCO Bermuda Brazil Corporate Bond Fund (M), PIMCO Bermuda Trust IV: PIMCO Bermuda Brazil Government Bond Fund, PIMCO Bermuda Trust IV: PIMCO Bermuda Brazil Government Bond Fund (M), PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Currency High Income Fund, PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Market High Yield Corporate Bond Fund (M), PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Market High Yield Corporate Bond Fund A, PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Market High Yield Corporate Bond Fund B, PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Markets and Infrastructure Bond Fund (M), PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Markets and Infrastructure Bond Fund A, PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Markets and Infrastructure Bond Fund B, PIMCO Bermuda Trust IV: PIMCO Bermuda Global Bond Ex-Japan Fund, PIMCO Bermuda Trust IV: PIMCO Emerging Bond Strategy Fund, PIMCO Bermuda Trust IV: PIMCO Global Bond Strategy Fund, PIMCO Bermuda Trust IV: PIMCO Global High Yield Strategy Fund, PIMCO Bermuda Trust IV: PIMCO Global High Yield Strategy Fund A, PIMCO Bermuda Trust IV: PIMCO U.S. High Yield Strategy Fund B, PIMCO Bermuda Trust: PIMCO Bermuda Foreign Low Duration Fund, PIMCO Bermuda Trust: PIMCO Bermuda U.S. Low Duration Fund, PIMCO Bermuda Trust: PIMCO Emerging Markets Bond Fund (JITF), PIMCO Bermuda Trust: PIMCO Emerging Markets Bond Fund (M), PIMCO Bermuda Trust: PIMCO Emerging Markets Bond Fund (Yen-Hedged), PIMCO Bermuda Trust: PIMCO Emerging Markets Bond Fund II, PIMCO Bermuda Trust: PIMCO Emerging Markets Bond Fund III, PIMCO Bermuda Trust: PIMCO Euro Total Return Fund, PIMCO Bermuda Trust: PIMCO Real Return Fund, PIMCO COMBINED ALPHA STRATEGIES MASTER FUND LDC, PIMCO Canada Canadian CorePLUS Bond Trust, PIMCO Canada Canadian CorePLUS Long Bond Trust, PIMCO Canada Canadian Tactical Bond Trust, PIMCO Canadian Total Return Bond Fund, PIMCO Cayman Commodity Fund I Ltd., PIMCO Cayman Commodity Fund III, Ltd, PIMCO Cayman Commodity Fund VII, Ltd., PIMCO Cayman Commodity Portfolio I Ltd., PIMCO Cayman SPC Limited: PIMCO Cayman Japan Core Segregated Portfolio, PIMCO Cayman SPC Limited: PIMCO Cayman Japan CorePLUS Segregated Portfolio, PIMCO Cayman SPC Limited: PIMCO Cayman Japan CorePLUS Strategy Segregated Portfolio, PIMCO Cayman SPC Limited: PIMCO Cayman Unconstrained Bond Segregated Portfolio, PIMCO Cayman Trust: PIMCO Asia High Income Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Australian Corporate Fund, PIMCO Cayman Trust: PIMCO Cayman Australian Multi-Sector Fund, PIMCO Cayman Trust: PIMCO Cayman Bank Loan Fund, PIMCO Cayman Trust: PIMCO Cayman Emerging Bond Fund (M), PIMCO Cayman Trust: PIMCO Cayman Emerging Bond Fund A, PIMCO Cayman Trust: PIMCO Cayman Emerging Bond Fund B, PIMCO Cayman Trust: PIMCO Cayman Emerging Local Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Emerging Local Bond Strategy Fund, PIMCO Cayman Trust: PIMCO Cayman European High Yield Fund, PIMCO Cayman Trust: PIMCO Cayman Foreign Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Global Advantage Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Global Advantage Government Ex-Japan Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Global Aggregate Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Global Aggregate Ex-Japan (Yen-Hedged) Bond Fund II, PIMCO Cayman Trust: PIMCO Cayman Global Aggregate Ex-Japan Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Global Aggregate ExJapan Income Fund, which is included herein as a plaintiff both on its own behalf, and as successor to PIMCO Cayman Trust: PIMCO Cayman Global Aggre, PIMCO Cayman Trust: PIMCO Cayman Global Credit Alpha Fund, PIMCO Cayman Trust: PIMCO Cayman Global Ex-Japan (Yen- Hedged) Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Global Ex-Japan Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Global High Income Fund, PIMCO Cayman Trust: PIMCO Cayman Japan Bank Capital Fund II (For Qualified Institutional Investors Only), PIMCO Cayman Trust: PIMCO Cayman Japan CorePLUS Fund II, PIMCO Cayman Trust: PIMCO Cayman Mortgage Fund, PIMCO Cayman Trust: PIMCO Cayman U.S. Bond Fund, PIMCO Cayman Trust: PIMCO Cayman U.S. Bond Fund, PIMCO Cayman Trust: PIMCO Cayman U.S. Investment Grade Intermediate Corporate Bond (Yen- Hedged) Fund, PIMCO Combined Alpha Strategies Master Fund LDC with respect to its Class relating to US Government/Credit Overlay Share Class of PIMCO Combined Alpha Strategies Offshore Fund Ltd., PIMCO Commodity Alpha Master Fund Ltd., PIMCO Corporate & Income Opportunity Fund, PIMCO Corporate & Income Strategy Fund, PIMCO Distressed Credit Fund B, L.P., PIMCO Distressed Credit Fund, L.P., which is included herein as a plaintiff both on its own behalf, and as successor to PIMCO Distressed Credit Fund Offshore Investments, L.P., PIMCO Distressed Senior Credit Opportunities Fund II, L.P., PIMCO Dynamic Credit and Mortgage Income Fund, PIMCO Dynamic Income Fund, PIMCO ETF Trust: PIMCO Active Bond Exchange-Traded Fund, PIMCO Equity Series VIT: PIMCO StocksPLUS Global Portfolio, PIMCO Equity Series: PIMCO Dividend and Income Fund (f/k/a PIMCO Equity Series: PIMCO Dividend and Income Builder Fund), PIMCO Equity Series: PIMCO EqS Long/Short Fund, which is included herein as a plaintiff both on its own behalf, and as successor to Catamount Partners, LP, PIMCO Fixed Income Source ETFs plc, PIMCO Covered Bond Source UCITS ETF, PIMCO Fixed Income Source ETFs plc, PIMCO Emerging Markets Advantage Local Bond Index Source UCITS ETF, PIMCO Fixed Income Source ETFs plc, PIMCO Euro Short Maturity Source UCITS ETF, PIMCO Fixed Income Source ETFs plc, PIMCO Short-Term High Yield Corporate Bond Index Source UCITS ETF, PIMCO Fixed Income Source ETFs plc, PIMCO Sterling Short Maturity Source UCITS ETF, PIMCO Flexible Global Bond Fund (Canada), PIMCO Funds Ireland plc, PIMCO Capital Securities Fund, PIMCO Funds Ireland plc, PIMCO European ABS Fund, PIMCO Funds: Global Investors Series plc Euro Bond Fund, PIMCO Funds: Global Investors Series plc Global Investment Grade Credit Fund, PIMCO Funds: Global Investors Series plc, Commodity Real Return Fund, PIMCO Funds: Global Investors Series plc, Diversified Income Duration Hedged Fund, PIMCO Funds: Global Investors Series plc, Diversified Income Fund, PIMCO Funds: Global Investors Series plc, Dynamic Bond Fund (f/k/a PIMCO Funds: Global Investors Series plc, Unconstrained Bond Fund), PIMCO Funds: Global Investors Series plc, Emerging Asia Bond Fund, PIMCO Funds: Global Investors Series plc, Emerging Local Bond Fund, PIMCO Funds: Global Investors Series plc, Emerging Markets Bond Fund, PIMCO Funds: Global Investors Series plc, Emerging Markets Corporate Bond Fund, PIMCO Funds: Global Investors Series plc, Emerging Markets Short-Term Local Currency Fund, PIMCO Funds: Global Investors Series plc, Euro Bond Fund, PIMCO Funds: Global Investors Series plc, Euro Credit Fund, PIMCO Funds: Global Investors Series plc, Euro Income Bond Fund, PIMCO Funds: Global Investors Series plc, Euro Long Average Duration Fund, PIMCO Funds: Global Investors Series plc, Euro Low Duration Fund, PIMCO Funds: Global Investors Series plc, Euro Short-Term Fund, PIMCO Funds: Global Investors Series plc, Global Advantage Fund, PIMCO Funds: Global Investors Series plc, Global Advantage Real Return Fund, PIMCO Funds: Global Investors Series pl
November 20, 2018 Filing 22 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent PFA Pension, Corporate Parent PFA Holding for PFA Kapitalforening. Document filed by PFA Kapitalforening.(Brockett, Daniel)
November 20, 2018 Filing 21 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent PFA Holding A/S for PFA Pension, Forsikringsaktieselskab. Document filed by PFA Pension, Forsikringsaktieselskab.(Brockett, Daniel)
November 20, 2018 Magistrate Judge Stewart D. Aaron is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (bcu)
November 20, 2018 NOTICE OF CASE REASSIGNMENT to Judge Lorna G. Schofield. Judge Unassigned is no longer assigned to the case. (bcu)
November 20, 2018 CASE ACCEPTED AS RELATED. Create association to 1:13-cv-07789-LGS. Notice of Assignment to follow. (bcu)
November 20, 2018 Filing 20 FILING ERROR - CORPORATE PARENT/OTHER AFFILIATE NOT ADDED - RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Blackrock, Inc..(Brockett, Daniel) Modified on 11/21/2018 (lb).
November 20, 2018 Filing 19 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate BlackRock Inc. for BlackRock Absolute Return Bond Fund, BlackRock Advantage Global Fund, Inc., BlackRock Advantage International Fund, BlackRock Advantage Large Cap Growth Fund - Aggregate, BlackRock Advantage U.S. Total Market V.I. Fund of BLK Variable Series Fund, BlackRock All-Cap Energy & Resources Portfolio, BlackRock Appreciation Strategy Fund, Ltd. - Aggregate, BlackRock Asian Dragon Fund, Inc., BlackRock Asset Management Deutschland AG, BlackRock Asset Management Deutschland AG, BlackRock Asset Management Deutschland AG, BlackRock Asset Management Deutschland AG, BlackRock Asset Management Deutschland AG, BlackRock Asset Management Deutschland AG, BlackRock Asset Management Deutschland AG, BlackRock Asset Management Deutschland AG, BlackRock Asset Management Deutschland AG on behalf of iShares NASDAQ-100 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares Nikkei 225 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares SLI UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Asia Pacific 600 Real Estate Cap UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX EU Enlarged 15 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 50 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Automobiles & Parts UCITS ETF (DE), a sub-fund of iShares (DE) I, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Banks UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Basic Resources UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Chemicals UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Construction & Materials UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschafts, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Financial Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Food & Beverage UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Health Care UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Industrial Goods & Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellscha, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Insurance UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Media UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Oil & Gas UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Personal & Household Goods UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaf, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Real Estate UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Retail UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Technology UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Telecommunications UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Travel & Leisure UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Utilities UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Large 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Mid 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Select Dividend 30 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Small 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Global Select Dividend 100 UCITS ETF (DE) a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX North America 600 Real Estate Cap UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares TecDAX UCITS ETF (DE), BlackRock Asset Management Ireland Limited, BlackRock Asset Management Ireland Limited, BlackRock Asset Management Ireland Limited, BlackRock Balanced Capital Portfolio of BlackRock Series Fund, Inc., BlackRock Balanced Growth Portfolio Fund, BlackRock CDN MSCI EAFE Equity Index Class D, BlackRock CDN MSCI EAFE Equity Index Fund, BlackRock CDN MSCI EAFE Index Hedged Fund, BlackRock CDN Russel 3000 Index Hedged Non-Taxable Fund, BlackRock CDN US Equity Index Non-Taxable Class A, BlackRock Canada CorePlus Long Bond Fund, BlackRock Capital Appreciation Fund, Inc, BlackRock Capital Appreciation Portfolio of BlackRock Series Fund, Inc., BlackRock Capital Appreciation V.I. Fund of BlackRock Variable Series Fund, BlackRock Capital Investment Corp. - AGG, BlackRock Channel Islands, BlackRock Collective Investment Funds, BlackRock Collective Investment Funds, BlackRock Collective Investment Funds, BlackRock Collective Investment Funds, BlackRock Collective Investment Funds, BlackRock Collective Investment Funds, BlackRock Collective Investment Funds, BlackRock Collective Investment Funds on behalf of the unit-holders in iShares UK Equity Index Fund (UK), BlackRock Collective Investment Funds on behalf of the unitholders in iShares North American Equity Index Fund (UK), BlackRock Collective Investment Funds on behalf of the unitholders in iShares Overseas Corporate Bond Index Fund (UK), BlackRock Collective Investment Funds on behalf of the unitholders in iShares Overseas Government Bond Index Fund (UK), BlackRock Collective Investment Funds on behalf of the unitholders in iShares Pacific ex Japan Equity Index Fund (UK), BlackRock Collective Investment Funds on behalf of the unitholders in iShares US Equity Index Fund (UK), BlackRock Commodity Strategies Fund - Aggregate, BlackRock Continental European Fund, BlackRock Continental European Income Fund, BlackRock Coporate Bond Fund, BlackRock Coporate High Yield Fund, Inc., BlackRock Core Bond Portfolio, BlackRock Core Bond Trust - Aggregate, BlackRock Credit Allocation Income Trust, BlackRock Credit Strategies Income Fund - Aggregate, BlackRock Debt Strategies Fund, Inc., BlackRock Defined Opportunity Credit Trust, BlackRock Dynamic Diversified Growth Fund, BlackRock Emerging Markets Dividend Fund, BlackRock Emerging Markets Flexible Dynamic Bond Portfolio, BlackRock Emerging Markets Fund, BlackRock Emerging Markets Fund, Inc., BlackRock Energy & Resources Portfolio, BlackRock Energy and Resources Trust, BlackRock Enhanced Capital and Income Fund, Inc., BlackRock Enhanced Equity Dividend Trust, BlackRock Enhanced Global Dividend Trust, BlackRock Enhanced Government Fund, Inc., BlackRock Enhanced International Divdend Trust - Aggregate, BlackRock Equity Dividend Fund, BlackRock Equity Dividend V.I. Fund of BLK Variable Series Fund, BlackRock Euro Fund, BlackRock European Absolute Alpha Fund, BlackRock European Dynamic Fund, BlackRock Fixed Income Dublin Funds Plc, BlackRock Fixed Income Global Opportunities Fund, BlackRock Floating Rate Income Portfolio, BlackRock Floating Rate Income Strategies Fund, Inc., BlackRock Floating Rate Income Trust, BlackRock Frontier Markets Fund - Jacket, BlackRock Funds II, High Yield Bond Portfolio, BlackRock Funds II, Inflation Protected Bond Portfolio - Aggregate, BlackRock Global Allocation Collective Fund, BlackRock Global Allocation Fund (Aust), BlackRock Global Allocation Fund, Inc, BlackRock Global Allocation Portfolio (Ins - Series), BlackRock Global Allocation Variable Series (V.I.) Fund (Ins - Var Ser), BlackRock Global Dividend Portfolio, BlackRock Global Equity Fund, BlackRock Global Funds - Asean Leaders Fund, BlackRock Global Funds - Asia Pacific Equity Income Fund, BlackRock Global Funds - Asian Dragon Fund, BlackRock Global Funds - Asian Growth Leaders Fund, BlackRock Global Funds - China Bond Fund, BlackRock Global Funds - China Fund, BlackRock Global Funds - Continental European Flexible Fund, BlackRock Global Funds - Emerging Europe Fund, BlackRock Global Funds - Emerging Markets Bond Fund, BlackRock Global Funds - Emerging Markets Corporate Bond Fund, BlackRock Global Funds - Emerging Markets Equity Income Fund, BlackRock Global Funds - Emerging Mar
November 19, 2018 Filing 18 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Brevan Howard Master Fund Limited for WCG Strategies Fund Limited. Document filed by WCG Strategies Fund Limited.(Brockett, Daniel)
November 19, 2018 CASE REFERRED TO Judge Lorna G. Schofield as possibly related to 13CV7789. (pne)
November 19, 2018 Case Designated ECF. (pne)
November 19, 2018 CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. (pne)
November 19, 2018 Filing 17 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Brevan Howard Asia Fund Limited, Corporate Parent Brevan Howard Asia Fund, L.P. for Brevan Howard Asia Master Fund Limited. Document filed by Brevan Howard Asia Master Fund Limited.(Brockett, Daniel)
November 19, 2018 Filing 16 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Brevan Howard Master Fund Limited for Brevan Howard Strategic Opportunities Fund Limited. Document filed by Brevan Howard Strategic Opportunities Fund Limited.(Brockett, Daniel)
November 19, 2018 Filing 15 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Brevan Howard Master Fund Limited for Brevan Howard Macro Master Fund Limited. Document filed by Brevan Howard Macro Master Fund Limited.(Brockett, Daniel)
November 19, 2018 Filing 14 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Brevan Howard Multi-Strategy Fund Limited, Corporate Parent Brevan Howard Multi-Strategy Fund, L.P. for Brevan Howard Multi-Strategy Master Fund Limited. Document filed by Brevan Howard Multi-Strategy Master Fund Limited.(Brockett, Daniel)
November 19, 2018 Filing 13 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Brevan Howard Fund Limited, Corporate Parent Brevan Howard, L.P. for Brevan Howard Master Fund Limited. Document filed by Brevan Howard Master Fund Limited.(Brockett, Daniel)
November 19, 2018 Filing 12 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Brevan Howard Master Fund Limited for Brevan Howard Equity Strategies Master Fund Limited. Document filed by Brevan Howard Equity Strategies Master Fund Limited.(Brockett, Daniel)
November 19, 2018 Filing 11 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Brevan Howard Master Fund Limited for Brevan Howard Emerging Markets Strategies Master Fund Limited. Document filed by Brevan Howard Emerging Markets Strategies Master Fund Limited.(Brockett, Daniel)
November 19, 2018 Filing 10 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by BlueCrest Capital International Limited, BlueCrest Capital International Master Fund Limited, BlueCrest Emerging Markets Fund Limited, BlueCrest Emerging Markets Master Fund Limited, BlueCrest Equity Strategies Master Fund Limited, BlueCrest Mercantile Master Fund Limited, BlueCrest Multi Strategy Credit Master Fund Limited, BlueCrest Special Situations Master Fund Limited, BlueCrest Strategic Limited, BlueCrest Volatility Arbitrage Master Fund Limited.(Brockett, Daniel)
November 19, 2018 Filing 9 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Anchorage Advisors Management, L.L.C. for Anchorage Capital Group, L.L.C.. Document filed by Anchorage Capital Group, L.L.C..(Brockett, Daniel)
November 19, 2018 Filing 8 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Allianz SE for Allianz AGIC Global Fund, a series of Allianz Funds, Allianz AGIC International Fund, a series of Allianz Funds, Allianz AGIC International Growth Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz AGIC International Growth Opportunities Fund, Allianz AGIC Pacific Rim Fund, Allianz AGIC Target Fund, Allianz Actio France Societe d' Investissement a Capital Variable, Allianz Actions Euro Societe d' Investissement a Capital Variable, Allianz Actions France Societe d' Investissement a Capital Variable, Allianz Dynamic Global Bond Allocation Fund - AllianzGI Global Dynamic Allocation LLC, Allianz Epargne Retraite Societe d' Investissement a Capital Variable, Allianz Epargne Salariale Societe d' Investissement a Capital Variable, Allianz European Pension Investments Societe d' Investissement a Capital Variable, Allianz Foncier Societe d' Investissement a Capital Variable, Allianz Funds, Allianz Funds Multi-Strategy Trust, Allianz Global Investors Asia Pacific Limited, Allianz Global Investors Capital International Systematic Fund LLC, Allianz Global Investors Fund II Societe d' Investissement a Capital Variable, Allianz Global Investors Fund Societe d' Investissement a Capital Variable, Allianz Global Investors Fund VI PLC, Allianz Global Investors Fund X PLC, Allianz Global Investors GmbH, Allianz Global Investors Ireland Limited, Allianz Global Investors Opportunities Societe d' Investissement a Capital Variable, Allianz Global Investors Singapore Limited, Allianz Global Investors Taiwan Limited, Allianz Global Investors U.S. LLC, Allianz Immo Societe d' Investissement a Capital Variable, Allianz Institutional Investors Series Societe d' Investissement a Capital Variable, Allianz International Investment Funds OEIC, Allianz Monetaire Societe d' Investissement a Capital Variable, Allianz NACM Global Equity 130/30 Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz OCC Equity Premium Strategy Fund, a series of Allianz Funds, Allianz OCC International Equity Fund, Allianz OCC Renaissance Fund, Allianz OCC Value Fund, Allianz Obligations Internationales Societe d' Investissement a Capital Variable, Allianz PEA Value Fund, a series of Allianz Funds, Allianz Pfizer Societe d' Investissement a Capital Variable, Allianz RCM All Alpha Fund, Allianz RCM All Horizons Fund, Allianz RCM BRIC Stars Fund, Allianz RCM Disciplined International Equity Fund, Allianz RCM Disciplined International Equity Fund - Fgn.Equity, Allianz RCM Dynamic Growth Fund, Allianz RCM Financial Services Fund, Allianz RCM Global Eco Trends Fund, Allianz RCM Global Small Cap Fund, Allianz RCM Global Sustainability Fund, Allianz RCM Innovation Fund, Allianz RCM International Opportunities Fund, Allianz RCM Large-Cap Fund, Allianz RCM Mid-Cap Fund, Allianz RCM Strategic Growth Fund, Allianz RCM Technology Fund, Allianz Securite Societe d' Investissement a Capital Variable, Allianz UK & European Investment Funds OEIC, Allianz Valeurs Durable Societe d' Investissement a Capital Variable, AllianzGI AGIC Small to Mid Cap Growth Fund, a series of Allianz Funds Multi-Strategy Trust, AllianzGI Emerging Markets Opportunities Fund, AllianzGI Emerging-Markets Small Cap, AllianzGI Global Equity & Convertible Income Fund, AllianzGI Global Growth Allocation Fund, AllianzGI Global Managed Volatility Fund, AllianzGI Global Natural Resources Fund, AllianzGI Global Small-Cap Opportunities Portfolio, AllianzGI Institutional Multi-Series Trust, AllianzGI NFJ All-Cap Fund, a series of Allianz Funds. Document filed by Allianz AGIC Global Fund, a series of Allianz Funds, Allianz AGIC International Fund, a series of Allianz Funds, Allianz AGIC International Growth Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz AGIC International Growth Opportunities Fund, Allianz AGIC Pacific Rim Fund, Allianz AGIC Target Fund, Allianz Actio France Societe d' Investissement a Capital Variable, Allianz Actions Euro Societe d' Investissement a Capital Variable, Allianz Actions France Societe d' Investissement a Capital Variable, Allianz Dynamic Global Bond Allocation Fund - AllianzGI Global Dynamic Allocation LLC, Allianz Epargne Retraite Societe d' Investissement a Capital Variable, Allianz Epargne Salariale Societe d' Investissement a Capital Variable, Allianz European Pension Investments Societe d' Investissement a Capital Variable, Allianz Foncier Societe d' Investissement a Capital Variable, Allianz Funds, Allianz Funds Multi-Strategy Trust, Allianz Global Investors Asia Pacific Limited, Allianz Global Investors Capital International Systematic Fund LLC, Allianz Global Investors Fund II Societe d' Investissement a Capital Variable, Allianz Global Investors Fund Societe d' Investissement a Capital Variable, Allianz Global Investors Fund VI PLC, Allianz Global Investors Fund X PLC, Allianz Global Investors GmbH(and the related entities listed in Appendix A), Allianz Global Investors Ireland Limited, Allianz Global Investors Opportunities Societe d' Investissement a Capital Variable, Allianz Global Investors Singapore Limited, Allianz Global Investors Taiwan Limited, Allianz Global Investors U.S. LLC, Allianz Immo Societe d' Investissement a Capital Variable, Allianz Institutional Investors Series Societe d' Investissement a Capital Variable, Allianz International Investment Funds OEIC, Allianz Monetaire Societe d' Investissement a Capital Variable, Allianz NACM Global Equity 130/30 Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz OCC Equity Premium Strategy Fund, a series of Allianz Funds, Allianz OCC International Equity Fund, Allianz OCC Renaissance Fund, Allianz OCC Value Fund, Allianz Obligations Internationales Societe d' Investissement a Capital Variable, Allianz PEA Value Fund, a series of Allianz Funds, Allianz Pfizer Societe d' Investissement a Capital Variable, Allianz RCM All Alpha Fund, Allianz RCM All Horizons Fund, Allianz RCM BRIC Stars Fund, Allianz RCM Disciplined International Equity Fund, Allianz RCM Disciplined International Equity Fund - Fgn.Equity, Allianz RCM Dynamic Growth Fund, Allianz RCM Financial Services Fund, Allianz RCM Global Eco Trends Fund, Allianz RCM Global Small Cap Fund, Allianz RCM Global Sustainability Fund, Allianz RCM Innovation Fund, Allianz RCM International Opportunities Fund, Allianz RCM Large-Cap Fund, Allianz RCM Mid-Cap Fund, Allianz RCM Strategic Growth Fund, Allianz RCM Technology Fund, Allianz Securite Societe d' Investissement a Capital Variable, Allianz UK & European Investment Funds OEIC, Allianz Valeurs Durable Societe d' Investissement a Capital Variable, AllianzGI AGIC Small to Mid Cap Growth Fund, a series of Allianz Funds Multi-Strategy Trust, AllianzGI Emerging Markets Opportunities Fund, AllianzGI Emerging-Markets Small Cap, AllianzGI Global Equity & Convertible Income Fund, AllianzGI Global Growth Allocation Fund, AllianzGI Global Managed Volatility Fund, AllianzGI Global Natural Resources Fund, AllianzGI Global Small-Cap Opportunities Portfolio, AllianzGI Institutional Multi-Series Trust, AllianzGI NFJ All-Cap Fund, a series of Allianz Funds.(Brockett, Daniel)
November 16, 2018 Filing 7 REQUEST FOR ISSUANCE OF SUMMONS as to Bank of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays PLC, Barclays Capital, Inc., BNP Paribas Group, BNP Paribas USA, BNP Paribas S.A., BNP Paribas Securities Corp., Citigroup, Inc., Citibank, N.A., Citigroup Global Markets, Inc., Credit Suisse Group AG, Credit Suisse AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., The Goldman Sachs Group, Inc., Goldman, Sachs & Co. LLC, HSBC Holdings PLC, HSBC Bank PLC, HSBC North America Holdings Inc., HSBC Bank USA, N.A., HSBC Securities (USA) Inc., J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., MUFG Bank, Ltd., MUFG Securities Americas Inc., Morgan Stanley, Morgan Stanley & Co., LLC, Morgan Stanley & Co. International PLC, NatWest Markets Securities Inc., RBC Capital Markets LLC, The Royal Bank of Canada, Royal Bank of Scotland PLC, SG Americas Securities LLC, Societe Generale S.A., Standard Chartered Bank, Standard Chartered Securities (North America), Inc., UBS AG, UBS Group AG, UBS Securities LLC, re: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,. Document filed by Active International Equity Fund - Jacket, Active International Equity Fund B - Jacket, Allianz AGIC Global Fund, a series of Allianz Funds, Allianz AGIC International Fund, a series of Allianz Funds, Allianz AGIC International Growth Fund, Allianz AGIC International Growth Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz AGIC International Growth Opportunities Fund, Allianz AGIC Pacific Rim Fund, Allianz AGIC Target Fund, Allianz Actio France Societe d' Investissement a Capital Variable, Allianz Actions Euro Societe d' Investissement a Capital Variable, Allianz Actions France Societe d' Investissement a Capital Variable, Allianz Dynamic Global Bond Allocation Fund - AllianzGI Global Dynamic Allocation LLC, Allianz Epargne Retraite Societe d' Investissement a Capital Variable, Allianz Epargne Salariale Societe d' Investissement a Capital Variable, Allianz European Pension Investments Societe d' Investissement a Capital Variable, Allianz Foncier Societe d' Investissement a Capital Variable, Allianz Funds, Allianz Funds Multi-Strategy Trust, Allianz Global Investors Asia Pacific Limited, Allianz Global Investors Capital International Systematic Fund LLC, Allianz Global Investors Fund II Societe d' Investissement a Capital Variable, Allianz Global Investors Fund Societe d' Investissement a Capital Variable, Allianz Global Investors Fund VI PLC, Allianz Global Investors Fund X PLC, Allianz Global Investors GmbH(and the related entities listed in Appendix A), Allianz Global Investors GmbH, Allianz Global Investors Ireland Limited, Allianz Global Investors Opportunities Societe d' Investissement a Capital Variable, Allianz Global Investors Singapore Limited, Allianz Global Investors Taiwan Limited, Allianz Global Investors U.S. LLC, Allianz Immo Societe d' Investissement a Capital Variable, Allianz Institutional Investors Series Societe d' Investissement a Capital Variable, Allianz International Investment Funds OEIC, Allianz Monetaire Societe d' Investissement a Capital Variable, Allianz NACM Global Equity 130/30 Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz NFJ International Value CIT, Allianz OCC Equity Premium Strategy Fund, a series of Allianz Funds, Allianz OCC International Equity Fund, Allianz OCC Renaissance Fund, Allianz OCC Value Fund, Allianz Obligations Internationales Societe d' Investissement a Capital Variable, Allianz PEA Value Fund, a series of Allianz Funds, Allianz Pfizer Societe d' Investissement a Capital Variable, Allianz RCM All Alpha Fund, Allianz RCM All Horizons Fund, Allianz RCM BRIC Stars Fund, Allianz RCM Biotechnology Fund add Global Health Sciences, Allianz RCM Disciplined International Equity Fund, Allianz RCM Disciplined International Equity Fund - Fgn.Equity, Allianz RCM Dynamic Growth Fund, Allianz RCM Financial Services Fund, Allianz RCM Global Eco Trends Fund, Allianz RCM Global Small Cap Fund, Allianz RCM Global Sustainability Fund, Allianz RCM Innovation Fund, Allianz RCM International Opportunities Fund, Allianz RCM Large-Cap Fund, Allianz RCM Mid-Cap Fund, Allianz RCM Strategic Growth Fund, Allianz RCM Technology Fund, Allianz Securite Societe d' Investissement a Capital Variable, Allianz UK & European Investment Funds OEIC, Allianz Valeurs Durable Societe d' Investissement a Capital Variable, AllianzGI AGIC Small to Mid Cap Growth Fund, a series of Allianz Funds Multi-Strategy Trust, AllianzGI Emerging Markets Consumer CIT, AllianzGI Emerging Markets Consumer Fraud, AllianzGI Emerging Markets Opportunities Fund, AllianzGI Emerging-Markets Small Cap, AllianzGI Global Equity & Convertible Income Fund, AllianzGI Global Growth Allocation Fund, AllianzGI Global Managed Volatility Fund, AllianzGI Global Natural Resources Fund, AllianzGI Global Small-Cap Opportunities Portfolio, AllianzGI Institutional Multi-Series Trust, AllianzGI NFJ All-Cap Fund, a series of Allianz Funds, Alpha Advantage 1000 Fund B - Aggregate, Alpha Advantage 3000 Fund - Aggregate, Alpha Advantage 3000 Fund B - Aggregate, Alpha Advantage 500 Fund - Aggregate, Alpha Advantage 500 Fund B - Aggregate, Alpha Advantage International Fund - Aggregate, Alpha Advantage Japan Fund, Alpha Advantage Japan Fund B, Alpha Advantage US Fund B - Aggregate, Anchorage Capital Group, L.L.C., Andra AP-fonden, BLK Global Market Insight Fund, BSMA Limited, BlackRock Absolute Return Bond Fund, BlackRock Advantage Global Fund, Inc., BlackRock Advantage International Fund, BlackRock Advantage Large Cap Growth Fund - Aggregate, BlackRock Advantage U.S. Total Market V.I. Fund of BLK Variable Series Fund, BlackRock All-Cap Energy & Resources Portfolio, BlackRock Appreciation Strategy Fund, Ltd. - Aggregate, BlackRock Asian Dragon Fund, Inc., BlackRock Asset Management Deutschland AG, BlackRock Asset Management Deutschland AG on behalf of iShares NASDAQ-100 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares Nikkei 225 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares SLI UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Asia Pacific 600 Real Estate Cap UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX EU Enlarged 15 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 50 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Automobiles & Parts UCITS ETF (DE), a sub-fund of iShares (DE) I, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Banks UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Basic Resources UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Chemicals UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Construction & Materials UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschafts, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Financial Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Food & Beverage UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Health Care UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Industrial Goods & Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellscha, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Insurance UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Media UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Oil & Gas UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Personal & Household Goods UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaf, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Real Estate UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Retail UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Technology UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Telecommunications UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Travel & Leisure UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf o
November 15, 2018 Filing 6 STATEMENT OF RELATEDNESS re: that this action be filed as related to 13-cv-7789 (LGS). Document filed by Active International Equity Fund - Jacket, Active International Equity Fund B - Jacket, Allianz AGIC Global Fund, a series of Allianz Funds, Allianz AGIC International Fund, a series of Allianz Funds, Allianz AGIC International Growth Fund, Allianz AGIC International Growth Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz AGIC International Growth Opportunities Fund, Allianz AGIC Pacific Rim Fund, Allianz AGIC Target Fund, Allianz Actio France Societe d' Investissement a Capital Variable, Allianz Actions Euro Societe d' Investissement a Capital Variable, Allianz Actions France Societe d' Investissement a Capital Variable, Allianz Dynamic Global Bond Allocation Fund - AllianzGI Global Dynamic Allocation LLC, Allianz Epargne Retraite Societe d' Investissement a Capital Variable, Allianz Epargne Salariale Societe d' Investissement a Capital Variable, Allianz European Pension Investments Societe d' Investissement a Capital Variable, Allianz Foncier Societe d' Investissement a Capital Variable, Allianz Funds, Allianz Funds Multi-Strategy Trust, Allianz Global Investors Asia Pacific Limited, Allianz Global Investors Capital International Systematic Fund LLC, Allianz Global Investors Fund II Societe d' Investissement a Capital Variable, Allianz Global Investors Fund Societe d' Investissement a Capital Variable, Allianz Global Investors Fund VI PLC, Allianz Global Investors Fund X PLC, Allianz Global Investors GmbH(and the related entities listed in Appendix A), Allianz Global Investors GmbH, Allianz Global Investors Ireland Limited, Allianz Global Investors Opportunities Societe d' Investissement a Capital Variable, Allianz Global Investors Singapore Limited, Allianz Global Investors Taiwan Limited, Allianz Global Investors U.S. LLC, Allianz Immo Societe d' Investissement a Capital Variable, Allianz Institutional Investors Series Societe d' Investissement a Capital Variable, Allianz International Investment Funds OEIC, Allianz Monetaire Societe d' Investissement a Capital Variable, Allianz NACM Global Equity 130/30 Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz NFJ International Value CIT, Allianz OCC Equity Premium Strategy Fund, a series of Allianz Funds, Allianz OCC International Equity Fund, Allianz OCC Renaissance Fund, Allianz OCC Value Fund, Allianz Obligations Internationales Societe d' Investissement a Capital Variable, Allianz PEA Value Fund, a series of Allianz Funds, Allianz Pfizer Societe d' Investissement a Capital Variable, Allianz RCM All Alpha Fund, Allianz RCM All Horizons Fund, Allianz RCM BRIC Stars Fund, Allianz RCM Biotechnology Fund add Global Health Sciences, Allianz RCM Disciplined International Equity Fund, Allianz RCM Disciplined International Equity Fund - Fgn.Equity, Allianz RCM Dynamic Growth Fund, Allianz RCM Financial Services Fund, Allianz RCM Global Eco Trends Fund, Allianz RCM Global Small Cap Fund, Allianz RCM Global Sustainability Fund, Allianz RCM Innovation Fund, Allianz RCM International Opportunities Fund, Allianz RCM Large-Cap Fund, Allianz RCM Mid-Cap Fund, Allianz RCM Strategic Growth Fund, Allianz RCM Technology Fund, Allianz Securite Societe d' Investissement a Capital Variable, Allianz UK & European Investment Funds OEIC, Allianz Valeurs Durable Societe d' Investissement a Capital Variable, AllianzGI AGIC Small to Mid Cap Growth Fund, a series of Allianz Funds Multi-Strategy Trust, AllianzGI Emerging Markets Consumer CIT, AllianzGI Emerging Markets Consumer Fraud, AllianzGI Emerging Markets Opportunities Fund, AllianzGI Emerging-Markets Small Cap, AllianzGI Global Equity & Convertible Income Fund, AllianzGI Global Growth Allocation Fund, AllianzGI Global Managed Volatility Fund, AllianzGI Global Natural Resources Fund, AllianzGI Global Small-Cap Opportunities Portfolio, AllianzGI Institutional Multi-Series Trust, AllianzGI NFJ All-Cap Fund, a series of Allianz Funds, Alpha Advantage 1000 Fund B - Aggregate, Alpha Advantage 3000 Fund - Aggregate, Alpha Advantage 3000 Fund B - Aggregate, Alpha Advantage 500 Fund - Aggregate, Alpha Advantage 500 Fund B - Aggregate, Alpha Advantage International Fund - Aggregate, Alpha Advantage Japan Fund, Alpha Advantage Japan Fund B, Alpha Advantage US Fund B - Aggregate, Anchorage Capital Group, L.L.C., Andra AP-fonden, BLK Global Market Insight Fund, BSMA Limited, BlackRock Absolute Return Bond Fund, BlackRock Advantage Global Fund, Inc., BlackRock Advantage International Fund, BlackRock Advantage Large Cap Growth Fund - Aggregate, BlackRock Advantage U.S. Total Market V.I. Fund of BLK Variable Series Fund, BlackRock All-Cap Energy & Resources Portfolio, BlackRock Appreciation Strategy Fund, Ltd. - Aggregate, BlackRock Asian Dragon Fund, Inc., BlackRock Asset Management Deutschland AG, BlackRock Asset Management Deutschland AG on behalf of iShares NASDAQ-100 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares Nikkei 225 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares SLI UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Asia Pacific 600 Real Estate Cap UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX EU Enlarged 15 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 50 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Automobiles & Parts UCITS ETF (DE), a sub-fund of iShares (DE) I, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Banks UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Basic Resources UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Chemicals UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Construction & Materials UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschafts, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Financial Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Food & Beverage UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Health Care UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Industrial Goods & Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellscha, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Insurance UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Media UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Oil & Gas UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Personal & Household Goods UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaf, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Real Estate UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Retail UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Technology UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Telecommunications UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Travel & Leisure UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Utilities UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Large 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Mid 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Select Dividend 30 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Small 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Global Select Dividend 100 UCITS ETF (DE) a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX North America 600 Real Estate Cap UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares TecDAX UCITS ETF (DE), BlackRock Asset Management Ireland Limited, BlackRock Balanced Capital Portfolio of BlackRock Series Fund, Inc., BlackRock Balanced Growth Portfolio Fund,
November 15, 2018 Filing 5 CIVIL COVER SHEET filed. (Brockett, Daniel)
November 15, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners Allianz NFJ International Value CIT, CIT-PIMCO Total Return Collective Trust, CIT-PIMCO Real Return Strategy Fund, CIT-PIMCO CommoditiesPLUS Collective Trust, CIT-PIMCO Core Plus Bond Fund, CIT-PIMCO Real Return Collective Trust II, CIT-PIMCO Unconstrained Bond Collective Trust, AllianzGI Emerging Markets Consumer CIT, CIT-PIMCO RealEstatePLUS Collective Trust, CIT-PIMCO Global Advantage Strategy Collective Trust added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by Allianz NFJ International Value CIT, CIT-PIMCO Total Return Collective Trust, CIT-PIMCO Real Return Strategy Fund, CIT-PIMCO CommoditiesPLUS Collective Trust, CIT-PIMCO Core Plus Bond Fund, CIT-PIMCO Real Return Collective Trust II, CIT-PIMCO Unconstrained Bond Collective Trust, AllianzGI Emerging Markets Consumer CIT, CIT-PIMCO RealEstatePLUS Collective Trust, CIT-PIMCO Global Advantage Strategy Collective Trust. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 14, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners PIMCO Variable Insurance Trust: PIMCO International Bond Portfolio (U.S. Dollar-Hedged), PIMCO Variable Insurance Trust: PIMCO Total Return Portfolio, PIMCO Variable Insurance Trust: PIMCO Global Core Bond (Hedged) Portfolio, Terlingua Fund 2, LP, PIMCO Variable Insurance Trust: PIMCO Emerging Markets Bond Portfolio, PIMCO Variable Insurance Trust: PIMCO Short-Term Portfolio, PIMCO Variable Insurance Trust: PIMCO Low Duration Portfolio, PIMCO Variable Insurance Trust: PIMCO Balanced Allocation Portfolio, PIMCO Variable Insurance Trust: PIMCO International Bond Portfolio (Unhedged), PIMCO Variable Insurance Trust: PIMCO Dynamic Bond Portfolio, PIMCO Variable Insurance Trust: PIMCO Global Multi-Asset Managed Allocation Portfolio, PIMCO Funds: Private Account Portfolio Series Short-Term Floating NAV Portfolio III,, PIMCO Variable Insurance Trust: PIMCO Real Return Portfolio, PIMCO Variable Insurance Trust: PIMCO High Yield Portfolio, PIMCO Variable Insurance Trust: PIMCO Global Bond Opportunities Portfolio (Unhedged), PIMCO Variable Insurance Trust: PIMCO CommodityRealReturn Strategy Portfolio, StocksPLUS Sub-Fund B, LLC added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by PIMCO Variable Insurance Trust: PIMCO International Bond Portfolio (U.S. Dollar-Hedged), PIMCO Variable Insurance Trust: PIMCO Total Return Portfolio, PIMCO Variable Insurance Trust: PIMCO Global Core Bond (Hedged) Portfolio, Terlingua Fund 2, LP, PIMCO Variable Insurance Trust: PIMCO Emerging Markets Bond Portfolio, PIMCO Variable Insurance Trust: PIMCO Short-Term Portfolio, PIMCO Variable Insurance Trust: PIMCO Low Duration Portfolio, PIMCO Variable Insurance Trust: PIMCO Balanced Allocation Portfolio, PIMCO Variable Insurance Trust: PIMCO International Bond Portfolio (Unhedged), PIMCO Variable Insurance Trust: PIMCO Dynamic Bond Portfolio, PIMCO Variable Insurance Trust: PIMCO Global Multi-Asset Managed Allocation Portfolio, PIMCO Funds: Private Account Portfolio Series Short-Term Floating NAV Portfolio III,, PIMCO Variable Insurance Trust: PIMCO Real Return Portfolio, PIMCO Variable Insurance Trust: PIMCO High Yield Portfolio, PIMCO Variable Insurance Trust: PIMCO Global Bond Opportunities Portfolio (Unhedged), PIMCO Variable Insurance Trust: PIMCO CommodityRealReturn Strategy Portfolio, StocksPLUS Sub-Fund B, LLC. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 14, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners PIMCO Offshore Funds: PIMCO Offshore Funds Overlay Strategies Fund VII, PIMCO Select Funds plc, UK Income Bond Fund, PIMCO Multi-Asset Volatiltiy Offshore Fund II Ltd., PIMCO Tactical Opportunities Master Fund Ltd., PIMCO Monthly Income Fund (Canada), PIMCO Select Funds plc, U.S. High Yield BB-B Bond Fund, PIMCO Offshore Funds - PIMCO Absolute Return Strategy IV eFund, PIMCO Offshore Funds: PIMCO Offshore Funds Overlay Strategies Fund XI, PIMCO Offshore Funds: PIMCO Offshore Funds Overlay Strategies Fund X, PIMCO Luxembourg Trust, Global Real Return Fund in Swiss Francs, PIMCO Multi-Sector Strategy Fund Ltd., PIMCO Select Funds plc, Dynamic Bond, PIMCO Offshore Funds: PIMCO U.S. Invesment Grade Corporate Bond Fund, PIMCO Offshore Funds: PIMCO Cayman UK Long Duration Fund, PIMCO Multi-Asset Volatility Master Fund Ltd., PIMCO Offshore Funds: PIMCO U.S. IG Intermediate Coporate Bond Fund, PIMCO Luxembourg Trust, Global Investment Grade Credit Fund, PIMCO Strategic Income Fund, Inc. added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by PIMCO Offshore Funds: PIMCO Offshore Funds Overlay Strategies Fund VII, PIMCO Select Funds plc, UK Income Bond Fund, PIMCO Multi-Asset Volatiltiy Offshore Fund II Ltd., PIMCO Tactical Opportunities Master Fund Ltd., PIMCO Monthly Income Fund (Canada), PIMCO Select Funds plc, U.S. High Yield BB-B Bond Fund, PIMCO Offshore Funds - PIMCO Absolute Return Strategy IV eFund, PIMCO Offshore Funds: PIMCO Offshore Funds Overlay Strategies Fund XI, PIMCO Offshore Funds: PIMCO Offshore Funds Overlay Strategies Fund X, PIMCO Luxembourg Trust, Global Real Return Fund in Swiss Francs, PIMCO Multi-Sector Strategy Fund Ltd., PIMCO Select Funds plc, Dynamic Bond, PIMCO Offshore Funds: PIMCO U.S. Invesment Grade Corporate Bond Fund, PIMCO Offshore Funds: PIMCO Cayman UK Long Duration Fund, PIMCO Multi-Asset Volatility Master Fund Ltd., PIMCO Offshore Funds: PIMCO U.S. IG Intermediate Coporate Bond Fund, PIMCO Luxembourg Trust, Global Investment Grade Credit Fund, PIMCO Strategic Income Fund, Inc.. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 14, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners PIMCO Income Strategy Fund, PIMCO Luxembourg Trust IV, PIMCO Total Return Fund II, PIMCO Global Credit Opportunity Master Fund LDC, PIMCO Funds: Private Account Portfolio Series Real Return Portfolio, PIMCO Luxembourg Trust IV, PIMCO Total Return Fund, PIMCO High Income Fund, PIMCO Luxembourg Trust IV, PIMCO Total Return Strategy Fund, PIMCO Large Cap StocksPLUS Absolute Return Fund, PIMCO Funds: Private Account Portfolio Series PIMCO High Yield and Short-Term Investments Portfolio, PIMCO Income Strategy Fund II, PIMCO Funds: Private Account Portfolio Series PIMCO Long Duration Credit Bond Portfolio, PIMCO Global StocksPLUS & Income Fund, PIMCO Luxembourg Trust IV, PIMCO Total Return Fund Multi-Currency Selection, PIMCO Luxembourg Trust IV - PIMCO Total Return Fund Multi-Currency Selection, PIMCO Income Opportunity Fund, PIMCO Funds: Private Account Portfolio Series Short Term Floating NAV Portfolio II, PIMCO Loan Interests and Credit Master Fund Ltd., PIMCO Funds: Private Account Portfolio Series PIMCO Investment Grade Credit Bond Portfolio, PIMCO Luxembourg Trust, CommoditiesPLUS Strategy Fund added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by PIMCO Income Strategy Fund, PIMCO Luxembourg Trust IV, PIMCO Total Return Fund II, PIMCO Global Credit Opportunity Master Fund LDC, PIMCO Funds: Private Account Portfolio Series Real Return Portfolio, PIMCO Luxembourg Trust IV, PIMCO Total Return Fund, PIMCO High Income Fund, PIMCO Luxembourg Trust IV, PIMCO Total Return Strategy Fund, PIMCO Large Cap StocksPLUS Absolute Return Fund, PIMCO Funds: Private Account Portfolio Series PIMCO High Yield and Short-Term Investments Portfolio, PIMCO Income Strategy Fund II, PIMCO Funds: Private Account Portfolio Series PIMCO Long Duration Credit Bond Portfolio, PIMCO Global StocksPLUS & Income Fund, PIMCO Luxembourg Trust IV, PIMCO Total Return Fund Multi-Currency Selection, PIMCO Luxembourg Trust IV - PIMCO Total Return Fund Multi-Currency Selection, PIMCO Income Opportunity Fund, PIMCO Funds: Private Account Portfolio Series Short Term Floating NAV Portfolio II, PIMCO Loan Interests and Credit Master Fund Ltd., PIMCO Funds: Private Account Portfolio Series PIMCO Investment Grade Credit Bond Portfolio, PIMCO Luxembourg Trust, CommoditiesPLUS Strategy Fund. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 14, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners PIMCO Funds: PIMCO StocksPLUS International Fund (U.S. Dollar-Hedged), PIMCO Funds: PIMCO Total Return ESG Fund, PIMCO Funds: Private Account Portfolio Series Low Duration Portfolio, PIMCO Funds: Private Account Portfolio Series PIMCO EM Bond, PIMCO Funds: PIMCO Strategic Bond Fund, PIMCO Funds: PIMCO StocksPLUS Absolute Return Fund, PIMCO Funds: PIMCO Total Return Fund IV, PIMCO Funds: PIMCO StocksPLUS Long Duration Fund, PIMCO Funds: PIMCO RealPath Income Fund,, PIMCO Funds: PIMCO StocksPLUS International Fund (Unhedged), PIMCO Funds: PIMCO Short-Term Fund, PIMCO Funds: PIMCO Total Return Fund, PIMCO Funds: PIMCO StocksPLUS Small Fund, PIMCO Funds: PIMCO StocksPLUS Fund, PIMCO Funds: PIMCO StocksPLUS Short Fund, PIMCO Funds: PIMCO Senior Floating Rate Fund, PIMCO Funds: Private Account Portfolio Series International Portfolio added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by PIMCO Funds: PIMCO StocksPLUS International Fund (U.S. Dollar-Hedged), PIMCO Funds: PIMCO Total Return ESG Fund, PIMCO Funds: Private Account Portfolio Series Low Duration Portfolio, PIMCO Funds: Private Account Portfolio Series PIMCO EM Bond, PIMCO Funds: PIMCO Strategic Bond Fund, PIMCO Funds: PIMCO StocksPLUS Absolute Return Fund, PIMCO Funds: PIMCO Total Return Fund IV, PIMCO Funds: PIMCO StocksPLUS Long Duration Fund, PIMCO Funds: PIMCO RealPath Income Fund,, PIMCO Funds: PIMCO StocksPLUS International Fund (Unhedged), PIMCO Funds: PIMCO Short-Term Fund, PIMCO Funds: PIMCO Total Return Fund, PIMCO Funds: PIMCO StocksPLUS Small Fund, PIMCO Funds: PIMCO StocksPLUS Fund, PIMCO Funds: PIMCO StocksPLUS Short Fund, PIMCO Funds: PIMCO Senior Floating Rate Fund, PIMCO Funds: Private Account Portfolio Series International Portfolio. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 14, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners PIMCO Funds: PIMCO RAE PLUS Small Fund, PIMCO Funds: Global Investors Series plc, Global Bond Fund, PIMCO Funds: PIMCO RealPath 2045 Fund, PIMCO Dynamic Income Fund, PIMCO Funds: PIMCO RealPath 2020 Fund, PIMCO Funds: Global Investors Series plc, Euro Short-Term Fund, PIMCO Funds: Global Investors Series plc, Global Advantage Real Return Fund, PIMCO Cayman Trust: PIMCO Cayman Mortgage Fund, PIMCO Funds: Global Investors Series plc Euro Bond Fund, PIMCO Funds: Global Investors Series plc, PIMCO RAE PLUS US Fund (f/k/a PIMCO Funds: Global Investors Series plc, PIMCO RAE Fundamental PLUS US Fund), PIMCO Commodity Alpha Master Fund Ltd., PIMCO Funds: PIMCO Emerging Markets Corporate Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Global Ex-Japan Bond Fund, PIMCO Funds: PIMCO Inflation Response Multi-Asset Fund, PIMCO Funds: PIMCO CommodityRealReturn Strategy Fund, PIMCO Funds: PIMCO RAE PLUS Fund, PIMCO Funds: Global Investors Series plc, US High Yield Bond Fund, PIMCO Funds: PIMCO RealPath 2035 Fund, PIMCO Funds: Global Investors Series plc, Commodity Real Return Fund, PIMCO Funds: PIMCO Mortgage Opportunities and Bond Fund (f/k/a PIMCO Funds: PIMCO Mortgage Opportunities Fund), PIMCO Fixed Income Source ETFs plc, PIMCO Covered Bond Source UCITS ETF, PIMCO Funds: PIMCO RAE Worldwide Fundamental Advantage PLUS Fund, PIMCO Distressed Credit Fund, L.P., which is included herein as a plaintiff both on its own behalf, and as successor to PIMCO Distressed Credit Fund Offshore Investments, L.P., PIMCO Cayman Trust: PIMCO Cayman Global Credit Alpha Fund, PIMCO Funds: Global Investors Series plc, Euro Low Duration Fund, PIMCO Distressed Senior Credit Opportunities Fund II, L.P., PIMCO Funds: Global Investors Series plc, Euro Credit Fund, PIMCO Funds: PIMCO Emerging Local Bond Fund, PIMCO Funds: Global Investors Series plc, Emerging Asia Bond Fund, PIMCO Combined Alpha Strategies Master Fund LDC with respect to its Class relating to US Government/Credit Overlay Share Class of PIMCO Combined Alpha Strategies Offshore Fund Ltd., PIMCO Funds: PIMCO Global Advantagy Strategy Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Japan Bank Capital Fund II (For Qualified Institutional Investors Only), PIMCO Funds: Global Investors Series plc, UK Long Term Corporate Bond Fund, PIMCO Funds: PIMCO RealPath 2025 Fund, PIMCO Fixed Income Source ETFs plc, PIMCO Euro Short Maturity Source UCITS ETF, PIMCO Equity Series: PIMCO Dividend and Income Fund (f/k/a PIMCO Equity Series: PIMCO Dividend and Income Builder Fund), PIMCO Corporate & Income Strategy Fund, PIMCO Funds: PIMCO Diversified Income Fund, PIMCO Funds: PIMCO International Bond Fund (Unhedged), PIMCO Funds: PIMCO Long-Term Credit Bond Fund, PIMCO Funds: Global Investors Series plc, Emerging Markets Short-Term Local Currency Fund, PIMCO Funds: Global Investors Series plc, Global Multi-Asset Fund, PIMCO Cayman Trust: PIMCO Cayman U.S. Bond Fund, PIMCO Funds: PIMCO RAE Fundamental Advantage PLUS Fund, PIMCO Fixed Income Source ETFs plc, PIMCO Sterling Short Maturity Source UCITS ETF, PIMCO Funds: Global Investors Series plc, Diversified Income Duration Hedged Fund, PIMCO Funds: Global Investors Series plc, Euro Income Bond Fund, PIMCO Funds: PIMCO Low Duration Fund, PIMCO Funds: PIMCO Dynamic Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Global Aggregate ExJapan Income Fund, which is included herein as a plaintiff both on its own behalf, and as successor to PIMCO Cayman Trust: PIMCO Cayman Global Aggregate ExJapan (Yen-Hedged) Income Fund, PIMCO Funds: PIMCO RealEstateRealReturn Strategy Fund, PIMCO Funds: Global Investors Series plc, Low Average Duration Fund, PIMCO Funds: PIMCO Global Multi-Asset Fund, PIMCO Funds: PIMCO High Yield Spectrum Fund, PIMCO Funds: Global Investors Series plc, StocksPLUS Fund, which is included herein as a plaintiff both on its own behalf, and as successor to PIMCO Funds: Global Investors Series plc StocksPLUS Fund (GBP Hedged Share class), PIMCO Funds: Global Investors Series plc, PIMCO RAE PLUS Emerging Markets Fund (f/k/a PIMCO Funds: Global Investors Series plc, PIMCO RAE Fundamental PLUS Emerging Markets Fund), PIMCO Funds: PIMCO Investment Grade Credit Bond Fund, PIMCO Funds: Global Investors Series plc, Emerging Local Bond Fund, PIMCO Funds: Global Investors Series plc, Global High Yield Bond Fund, PIMCO Funds: PIMCO Moderate Duration Fund, PIMCO Funds: PIMCO Extended Duration Fund, PIMCO Funds Ireland plc, PIMCO Capital Securities Fund, PIMCO Funds: PIMCO Emerging Markets Bond Fund, PIMCO Dynamic Credit and Mortgage Income Fund, PIMCO Funds: Global Investors Series plc, Global Advantage Fund, PIMCO Funds: PIMCO RealPath 2050 Fund, PIMCO Cayman Trust: PIMCO Cayman Global High Income Fund, which is included herein as a plaintiff both on its own behalf, and as successor to PIMCO Cayman Trust: PIMCO Cayman Global High Income (Yen-Hedged) Fund, PIMCO Corporate & Income Opportunity Fund, PIMCO COMBINED ALPHA STRATEGIES MASTER FUND LDC, PIMCO Funds: PIMCO CommoditiesPLUS Strategy Fund, PIMCO Funds: Global Investors Series plc, Global Bond Ex-US Fund, PIMCO Funds: PIMCO RAE PLUS International Fund, PIMCO ETF Trust: PIMCO Active Bond Exchange-Traded Fund, PIMCO Cayman Trust: PIMCO Cayman Japan CorePLUS Fund II, PIMCO Funds: Global Investors Series plc, Euro Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Global Ex-Japan (Yen- Hedged) Bond Fund, PIMCO Funds: Global Investors Series plc, Strategic Income Fund, PIMCO Funds: Global Investors Series plc, PIMCO RAE PLUS Global Developed Fund (f/k/a PIMCO Funds: Global Investors Series plc, PIMCO RAE Fundamental PLUS Global Developed Fund), PIMCO Funds: Global Investors Series plc, Euro Long Average Duration Fund, PIMCO Funds: Global Investors Series plc, Dynamic Bond Fund (f/k/a PIMCO Funds: Global Investors Series plc, Unconstrained Bond Fund), PIMCO Funds: PIMCO Global Bond Opportunities Fund (U.S. Dollar-Hedged), PIMCO Funds: PIMCO Income Fund, PIMCO Funds: PIMCO Credit Opportunities Bond Fund, PIMCO Funds: PIMCO RAE PLUS EMG Fund, PIMCO Funds: Global Investors Series plc Global Investment Grade Credit Fund, PIMCO Funds: PIMCO Low Duration Income Fund, PIMCO Cayman Trust: PIMCO Cayman U.S. Investment Grade Intermediate Corporate Bond (Yen- Hedged) Fund, PIMCO Flexible Global Bond Fund (Canada), PIMCO Equity Series: PIMCO EqS Long/Short Fund, which is included herein as a plaintiff both on its own behalf, and as successor to Catamount Partners, LP, PIMCO Funds: Global Investors Series plc, UK Corporate Bond Fund, PIMCO Funds: Global Investors Series plc, Total Return Bond Fund, PIMCO Fixed Income Source ETFs plc, PIMCO Short-Term High Yield Corporate Bond Index Source UCITS ETF, PIMCO Fixed Income Source ETFs plc, PIMCO Emerging Markets Advantage Local Bond Index Source UCITS ETF, PIMCO Funds: Global Investors Series plc, Diversified Income Fund, PIMCO Funds: PIMCO RealPath 2040 Fund, PIMCO Funds: PIMCO High Yield Fund, PIMCO Funds: Global Investors Series plc, Inflation Strategy Fund, PIMCO Funds: PIMCO Real Return Fund, PIMCO Funds: PIMCO Long Duration Total Return Fund, PIMCO Funds: PIMCO International Bond Fund (U.S. Dollar-Hedged), PIMCO Funds: PIMCO Long-Term Real Return Fund, PIMCO Funds: PIMCO Emerging Markets Currency and Short-Term Investments Fund, PIMCO Distressed Credit Fund B, L.P., PIMCO Funds: Global Investors Series plc, Global Investment Grade Credit Fund, PIMCO Equity Series VIT: PIMCO StocksPLUS Global Portfolio, PIMCO Funds Ireland plc, PIMCO European ABS Fund, PIMCO Funds: Global Investors Series plc, Income Fund, PIMCO Funds: PIMCO Global Bond Opportunities Fund (Unhedged), PIMCO Funds: Global Investors Series plc, Emerging Markets Corporate Bond Fund, PIMCO Funds: Global Investors Series plc, Global Real Return Fund, PIMCO Funds: Global Investors Series plc, Emerging Markets Bond Fund, PIMCO Funds: Global Investors Series plc, PIMCO Capital Securities Fund, PIMCO Funds: Global Investors Series plc, Socially Responsible Emerging Markets Bond Fund, PIMCO Funds: PIMCO RealPath 2030 Fund, PIMCO Funds: Global Investors Series plc, PIMCO Credit Opportunities Bond Fund (f/k/a PIMCO Funds: Global Investors Series plc, PIMCO Credit Absolute Return Fund) added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by PIMCO Funds: PIMCO RAE PLUS Small Fund, PIMCO Funds: Global Investors Series plc, Global Bond Fund, PIMCO Funds: PIMCO RealPath 2045 Fund, PIMCO Dynamic Income Fund, PIMCO Funds: PIMCO RealPath 2020 Fund, PIMCO Funds: Global Investors Series plc, Euro Short-Term Fund, PIMCO Funds: Global Investors Series plc, Global Advantage Real Return Fund, PIMCO Cayman Trust: PIMCO Cayman Mortgage Fund, PIMCO Funds: Global Investors Series plc Euro Bond Fund, PIMCO Funds: Global Investors Series plc, PIMCO RAE PLUS US Fund (f/k/a PIMCO Funds: Global Investors Series plc, PIMCO RAE Fundamental PLUS US Fund), PIMCO Commodity Alpha Master Fund Ltd., PIMCO Funds: PIMCO Emerging Markets Corporate Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Global Ex-Japan Bond Fund, PIMCO Funds: PIMCO Inflation Response Multi-Asset Fund, PIMCO Funds: PIMCO CommodityRealReturn Strategy Fund, PIMCO Funds: PIMCO RAE PLUS Fund, PIMCO Funds: Global Investors Series plc, US High Yield Bond Fund, PIMCO Funds: PIMCO RealPath 2035 Fund, PIMCO Funds: Global Investors Series plc, Commodity Real Return Fund, PIMCO Funds: PIMCO Mortgage Opportunities and Bond Fund (f/k/a PIMCO Funds: PIMCO Mortgage Opportunities Fund), PIMCO Fixed Income Source ETFs plc, PIMCO Covered Bond Source UCITS ETF, PIMCO Funds: PIMCO RAE Worldwide Fundamental Advantage PLUS Fund, PIMCO Distressed Credit Fund, L.P., which is included herein as a plaintiff both on its own behalf, and as successor to PIMCO Distressed Credit Fund Offshore Investments, L.P., PIMCO Cayman Trust: PIMCO Cayman Global Credit Alpha Fund, PIMCO Funds: Global Investors Series plc, Euro Low Duration Fund, PIMCO Distressed Senior Credit Opportunities Fund II, L.P., PIMCO Funds: Global Investors Series plc, Euro Credit Fund, PIMCO Funds: PIMCO Emerging Local Bond Fund, PIMCO F
November 14, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners PIMCO Cayman Trust: PIMCO Cayman Global Aggregate Ex-Japan (Yen-Hedged) Bond Fund II, PIMCO Cayman Trust: PIMCO Cayman Foreign Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Emerging Local Bond Strategy Fund, PIMCO Cayman Trust: PIMCO Cayman Global Advantage Government Ex-Japan Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Emerging Bond Fund (M), PIMCO Cayman Trust: PIMCO Cayman Global Aggregate Ex-Japan Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Emerging Bond Fund B, PIMCO Cayman Trust: PIMCO Cayman Global Advantage Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Global Aggregate Bond Fund, PIMCO Cayman Trust: PIMCO Cayman European High Yield Fund, PIMCO Cayman Trust: PIMCO Cayman Emerging Bond Fund A added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by PIMCO Cayman Trust: PIMCO Cayman Global Aggregate Ex-Japan (Yen-Hedged) Bond Fund II, PIMCO Cayman Trust: PIMCO Cayman Foreign Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Emerging Local Bond Strategy Fund, PIMCO Cayman Trust: PIMCO Cayman Global Advantage Government Ex-Japan Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Emerging Bond Fund (M), PIMCO Cayman Trust: PIMCO Cayman Global Aggregate Ex-Japan Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Emerging Bond Fund B, PIMCO Cayman Trust: PIMCO Cayman Global Advantage Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Global Aggregate Bond Fund, PIMCO Cayman Trust: PIMCO Cayman European High Yield Fund, PIMCO Cayman Trust: PIMCO Cayman Emerging Bond Fund A. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 14, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners PIMCO Cayman Commodity Fund III, Ltd, PIMCO Cayman SPC Limited: PIMCO Cayman Unconstrained Bond Segregated Portfolio, PIMCO Canada Canadian CorePLUS Long Bond Trust, PIMCO Cayman Trust: PIMCO Cayman Bank Loan Fund, PIMCO BRAVO Fund, L.P, PIMCO Cayman Trust: PIMCO Cayman Emerging Local Bond Fund, PIMCO Cayman SPC Limited: PIMCO Cayman Japan CorePLUS Strategy Segregated Portfolio, PIMCO Canadian Total Return Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Australian Corporate Fund, PIMCO Cayman Commodity Portfolio I Ltd., PIMCO Bermuda Trust: PIMCO Euro Total Return Fund, PIMCO Cayman Commodity Fund VII, Ltd., PIMCO BRAVO Fund II, L.P., PIMCO Canada Canadian Tactical Bond Trust, PIMCO Cayman Trust: PIMCO Asia High Income Bond Fund, PIMCO Cayman SPC Limited: PIMCO Cayman Japan CorePLUS Segregated Portfolio, PIMCO Cayman Commodity Fund I Ltd., PIMCO Canada Canadian CorePLUS Bond Trust, PIMCO Cayman SPC Limited: PIMCO Cayman Japan Core Segregated Portfolio, PIMCO Bermuda Trust: PIMCO Real Return Fund, PIMCO Cayman Trust: PIMCO Cayman Australian Multi-Sector Fund added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by PIMCO Cayman Commodity Fund III, Ltd, PIMCO Cayman SPC Limited: PIMCO Cayman Unconstrained Bond Segregated Portfolio, PIMCO Canada Canadian CorePLUS Long Bond Trust, PIMCO Cayman Trust: PIMCO Cayman Bank Loan Fund, PIMCO BRAVO Fund, L.P, PIMCO Cayman Trust: PIMCO Cayman Emerging Local Bond Fund, PIMCO Cayman SPC Limited: PIMCO Cayman Japan CorePLUS Strategy Segregated Portfolio, PIMCO Canadian Total Return Bond Fund, PIMCO Cayman Trust: PIMCO Cayman Australian Corporate Fund, PIMCO Cayman Commodity Portfolio I Ltd., PIMCO Bermuda Trust: PIMCO Euro Total Return Fund, PIMCO Cayman Commodity Fund VII, Ltd., PIMCO BRAVO Fund II, L.P., PIMCO Canada Canadian Tactical Bond Trust, PIMCO Cayman Trust: PIMCO Asia High Income Bond Fund, PIMCO Cayman SPC Limited: PIMCO Cayman Japan CorePLUS Segregated Portfolio, PIMCO Cayman Commodity Fund I Ltd., PIMCO Canada Canadian CorePLUS Bond Trust, PIMCO Cayman SPC Limited: PIMCO Cayman Japan Core Segregated Portfolio, PIMCO Bermuda Trust: PIMCO Real Return Fund, PIMCO Cayman Trust: PIMCO Cayman Australian Multi-Sector Fund. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 14, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners PIMCO Bermuda Trust: PIMCO Bermuda Foreign Low Duration Fund, PIMCO Bermuda Trust: PIMCO Emerging Markets Bond Fund III, PIMCO Bermuda Trust IV: PIMCO Global Bond Strategy Fund, PIMCO Bermuda Trust IV: PIMCO Bermuda Global Bond Ex-Japan Fund, PIMCO Bermuda Trust: PIMCO Emerging Markets Bond Fund II, PIMCO Bermuda Trust IV: PIMCO Global High Yield Strategy Fund A, PIMCO Bermuda Trust: PIMCO Emerging Markets Bond Fund (JITF), PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Markets and Infrastructure Bond Fund (M), PIMCO Bermuda Trust: PIMCO Bermuda U.S. Low Duration Fund, PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Markets and Infrastructure Bond Fund B, PIMCO Bermuda Trust IV: PIMCO Global High Yield Strategy Fund, PIMCO Bermuda Trust: PIMCO Emerging Markets Bond Fund (Yen-Hedged), PIMCO Bermuda Trust IV: PIMCO U.S. High Yield Strategy Fund B, PIMCO Bermuda Trust IV: PIMCO Emerging Bond Strategy Fund, PIMCO Bermuda Trust: PIMCO Emerging Markets Bond Fund (M), PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Markets and Infrastructure Bond Fund A added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by PIMCO Bermuda Trust: PIMCO Bermuda Foreign Low Duration Fund, PIMCO Bermuda Trust: PIMCO Emerging Markets Bond Fund III, PIMCO Bermuda Trust IV: PIMCO Global Bond Strategy Fund, PIMCO Bermuda Trust IV: PIMCO Bermuda Global Bond Ex-Japan Fund, PIMCO Bermuda Trust: PIMCO Emerging Markets Bond Fund II, PIMCO Bermuda Trust IV: PIMCO Global High Yield Strategy Fund A, PIMCO Bermuda Trust: PIMCO Emerging Markets Bond Fund (JITF), PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Markets and Infrastructure Bond Fund (M), PIMCO Bermuda Trust: PIMCO Bermuda U.S. Low Duration Fund, PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Markets and Infrastructure Bond Fund B, PIMCO Bermuda Trust IV: PIMCO Global High Yield Strategy Fund, PIMCO Bermuda Trust: PIMCO Emerging Markets Bond Fund (Yen-Hedged), PIMCO Bermuda Trust IV: PIMCO U.S. High Yield Strategy Fund B, PIMCO Bermuda Trust IV: PIMCO Emerging Bond Strategy Fund, PIMCO Bermuda Trust: PIMCO Emerging Markets Bond Fund (M), PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Markets and Infrastructure Bond Fund A. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 14, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Currency High Income Fund, PIMCO Bermuda Trust IV: PIMCO Bermuda Brazil Corporate Bond Fund, PIMCO Bermuda Trust II: PIMCO U.S. High Yield Strategy Fund II, PIMCO Bermuda Trust IV: PIMCO Bermuda Brazil Government Bond Fund, PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Market High Yield Corporate Bond Fund A, PIMCO Bermuda Trust II: PIMCO U.S. High Yield (Yen-Hedged) Fund, PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Market High Yield Corporate Bond Fund (M), PIMCO Bermuda Trust II: PIMCO U.S. High Yield Strategy Fund, PIMCO Bermuda Trust IV: PIMCO Bermuda Brazil Corporate Bond Fund (M), PIMCO Bermuda Trust IV: PIMCO Bermuda Brazil Government Bond Fund (M), PIMCO Bermuda Trust II: PIMCO World High Income, PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Market High Yield Corporate Bond Fund B, PIMCO Bermuda Trust II: PIMCO U.S. High Yield (Yen-Hedged) Fund II added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Currency High Income Fund, PIMCO Bermuda Trust IV: PIMCO Bermuda Brazil Corporate Bond Fund, PIMCO Bermuda Trust II: PIMCO U.S. High Yield Strategy Fund II, PIMCO Bermuda Trust IV: PIMCO Bermuda Brazil Government Bond Fund, PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Market High Yield Corporate Bond Fund A, PIMCO Bermuda Trust II: PIMCO U.S. High Yield (Yen-Hedged) Fund, PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Market High Yield Corporate Bond Fund (M), PIMCO Bermuda Trust II: PIMCO U.S. High Yield Strategy Fund, PIMCO Bermuda Trust IV: PIMCO Bermuda Brazil Corporate Bond Fund (M), PIMCO Bermuda Trust IV: PIMCO Bermuda Brazil Government Bond Fund (M), PIMCO Bermuda Trust II: PIMCO World High Income, PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Market High Yield Corporate Bond Fund B, PIMCO Bermuda Trust II: PIMCO U.S. High Yield (Yen-Hedged) Fund II. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 14, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners Pimco Bermuda Trust II: Pimco Bermuda U.S. High Yield Fund II (M), PIMCO Bermuda Trust II: PIMCO Bermuda Global Aggregate Ex-Japan (Yen-Hedged) Bond Fund, PIMCO BERMUDA TRUST II: PIMCO BERMUDA EMERGING MARKETS BOND FUND (M), PIMCO Bermuda Trust II: PIMCO Emerging Bond Income Fund III, PIMCO Bermuda Trust II: PIMCO Bermuda U.S. High Yield Fund, PIMCO Bermuda Trust II: PIMCO Emerging Bond Income Fund, PIMCO Bermuda Trust II: PIMCO Bermuda Bank Loan Fund (M), PIMCO Bermuda Trust II: PIMCO Emerging Bond (Yen-Hedged) Income Fund, PIMCO Bermuda Trust II: PIMCO Bermuda Bank Loan Fund B, PIMCO Bermuda Trust II: PIMCO Bermuda Global Aggregate Ex-Japan Bond Fund (M), PIMCO Bermuda Trust II: PIMCO Emerging Bond Income Fund II, Pimco Bermuda Trust II: Pimco Bermuda U.S. High Yield Fund (M), PIMCO BERMUDA TRUST II: PIMCO BERMUDA EMERGING MARKETS BOND FUND II, Pimco Bermuda Trust II: Pimco Emerging Bond Income Fund (M), PIMCO Bermuda Trust II: PIMCO Bermuda Bank Loan Fund A added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by Pimco Bermuda Trust II: Pimco Bermuda U.S. High Yield Fund II (M), PIMCO Bermuda Trust II: PIMCO Bermuda Global Aggregate Ex-Japan (Yen-Hedged) Bond Fund, PIMCO BERMUDA TRUST II: PIMCO BERMUDA EMERGING MARKETS BOND FUND (M), PIMCO Bermuda Trust II: PIMCO Emerging Bond Income Fund III, PIMCO Bermuda Trust II: PIMCO Bermuda U.S. High Yield Fund, PIMCO Bermuda Trust II: PIMCO Emerging Bond Income Fund, PIMCO Bermuda Trust II: PIMCO Bermuda Bank Loan Fund (M), PIMCO Bermuda Trust II: PIMCO Emerging Bond (Yen-Hedged) Income Fund, PIMCO Bermuda Trust II: PIMCO Bermuda Bank Loan Fund B, PIMCO Bermuda Trust II: PIMCO Bermuda Global Aggregate Ex-Japan Bond Fund (M), PIMCO Bermuda Trust II: PIMCO Emerging Bond Income Fund II, Pimco Bermuda Trust II: Pimco Bermuda U.S. High Yield Fund (M), PIMCO BERMUDA TRUST II: PIMCO BERMUDA EMERGING MARKETS BOND FUND II, Pimco Bermuda Trust II: Pimco Emerging Bond Income Fund (M), PIMCO Bermuda Trust II: PIMCO Bermuda Bank Loan Fund A. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 14, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners PIMCO Australia Management Limited, PIMCO Australia Management Limited, PIMCO Australia Management Limited, PIMCO Australia Management Limited, PIMCO Australia Management Limited, PIMCO Australia Management Limited, PIMCO Australia Management Limited added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by PIMCO Australia Management Limited, PIMCO Australia Management Limited, PIMCO Australia Management Limited, PIMCO Australia Management Limited, PIMCO Australia Management Limited, PIMCO Australia Management Limited, PIMCO Australia Management Limited. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 14, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners PIMCO ABSOLUTE RETURN STRATEGY IV MASTER FUND LDC, PIMCO ABSOLUTE RETURN STRATEGY V MASTER FUND LDC, PIMCO ABSOLUTE RETURN STRATEGY IV MASTER FUND LDC, PIMCO ABSOLUTE RETURN STRATEGY V MASTER FUND LDC, PIMCO ABSOLUTE RETURN STRATEGY IV MASTER FUND LDC, PIMCO ABSOLUTE RETURN STRATEGY IV MASTER FUND LDC, PIMCO ABSOLUTE RETURN STRATEGY IV MASTER FUND LDC, PIMCO Absolute Return Strategy IV IDF LLC, PIMCO Absolute Return Strategy 3E Master Fund LDC, PIMCO ABSOLUTE RETURN STRATEGY IV MASTER FUND LDC added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by PIMCO ABSOLUTE RETURN STRATEGY IV MASTER FUND LDC, PIMCO ABSOLUTE RETURN STRATEGY V MASTER FUND LDC, PIMCO ABSOLUTE RETURN STRATEGY IV MASTER FUND LDC, PIMCO ABSOLUTE RETURN STRATEGY V MASTER FUND LDC, PIMCO ABSOLUTE RETURN STRATEGY IV MASTER FUND LDC, PIMCO ABSOLUTE RETURN STRATEGY IV MASTER FUND LDC, PIMCO ABSOLUTE RETURN STRATEGY IV MASTER FUND LDC, PIMCO Absolute Return Strategy IV IDF LLC, PIMCO Absolute Return Strategy 3E Master Fund LDC, PIMCO ABSOLUTE RETURN STRATEGY IV MASTER FUND LDC. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 13, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners LVS Offshore I, L.P., PIMCO Absolute Return Strategy 3E Master Fund LDC with respect to its Class relating to the EURO Institutional Class of the PIMCO Absolute Return Strategies 3E Offshore Fund Ltd., PIMCO Absolute Return Strategy 3 Master Fund LDC with respect to its Class relating to the GBP Class of PIMCO Absolute Return Strategy 3 Offshore Fund Ltd., PIMCO Absolute Return Strategy 3E Master Fund LDC, which is included herein as a plaintiff both on its own behalf, and as successor to PIMCO Absolute Return Strategy 3E Master Fund LDC with respect to its Class relating to the GBP Class of the PIMCO Absolute Return Strategies 3E Offshore Fund Ltd., LVS II Offshore, L.P., LVS II LLC, LVS I LLC, PIMCO Absolute Return Strategy 3 Master Fund LDC, PIMCO Absolute Return Strategy 3E Master Fund LDC with respect to its Class relating to AUD Class of the PIMCO Absolute Return Strategies 3E Offshore Fund Ltd., Fixed Income Shares: Series C, Fixed Income Shares (Series R), PIMCO Absolute Return Strategy 3D Offshore Fund Ltd., Fixed Income Shares: Series M added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by LVS Offshore I, L.P., PIMCO Absolute Return Strategy 3E Master Fund LDC with respect to its Class relating to the EURO Institutional Class of the PIMCO Absolute Return Strategies 3E Offshore Fund Ltd., PIMCO Absolute Return Strategy 3 Master Fund LDC with respect to its Class relating to the GBP Class of PIMCO Absolute Return Strategy 3 Offshore Fund Ltd., PIMCO Absolute Return Strategy 3E Master Fund LDC, which is included herein as a plaintiff both on its own behalf, and as successor to PIMCO Absolute Return Strategy 3E Master Fund LDC with respect to its Class relating to the GBP Class of the PIMCO Absolute Return Strategies 3E Offshore Fund Ltd., LVS II Offshore, L.P., LVS II LLC, LVS I LLC, PIMCO Absolute Return Strategy 3 Master Fund LDC, PIMCO Absolute Return Strategy 3E Master Fund LDC with respect to its Class relating to AUD Class of the PIMCO Absolute Return Strategies 3E Offshore Fund Ltd., Fixed Income Shares: Series C, Fixed Income Shares (Series R), PIMCO Absolute Return Strategy 3D Offshore Fund Ltd., Fixed Income Shares: Series M. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 13, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners BlueCrest Special Situations Master Fund Limited, Brevan Howard Strategic Opportunities Fund Limited, Brevan Howard Master Fund Limited, BSMA Limited, Brevan Howard Macro Master Fund Limited, BlueCrest Mercantile Master Fund Limited, BlueCrest Multi Strategy Credit Master Fund Limited, BlueCrest Emerging Markets Master Fund Limited, BlueCrest Emerging Markets Fund Limited, Brevan Howard Multi-Strategy Master Fund Limited, BlueCrest Volatility Arbitrage Master Fund Limited, Brevan Howard Equity Strategies Master Fund Limited, Brevan Howard Asia Master Fund Limited, BlueCrest Capital International Limited, Brevan Howard Emerging Markets Strategies Master Fund Limited, BlueCrest Capital International Master Fund Limited, WCG Strategies Fund Limited, BlueCrest Equity Strategies Master Fund Limited, BlueCrest Strategic Limited added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by BlueCrest Special Situations Master Fund Limited, Brevan Howard Strategic Opportunities Fund Limited, Brevan Howard Master Fund Limited, BSMA Limited, Brevan Howard Macro Master Fund Limited, BlueCrest Mercantile Master Fund Limited, BlueCrest Multi Strategy Credit Master Fund Limited, BlueCrest Emerging Markets Master Fund Limited, BlueCrest Emerging Markets Fund Limited, Brevan Howard Multi-Strategy Master Fund Limited, BlueCrest Volatility Arbitrage Master Fund Limited, Brevan Howard Equity Strategies Master Fund Limited, Brevan Howard Asia Master Fund Limited, BlueCrest Capital International Limited, Brevan Howard Emerging Markets Strategies Master Fund Limited, BlueCrest Capital International Master Fund Limited, WCG Strategies Fund Limited, BlueCrest Equity Strategies Master Fund Limited, BlueCrest Strategic Limited. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 13, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners World ex-U.S. Index Fund A2, World ex-US Alpha Tilts Fund L, World Bond Mother Fund (Unhedged) (9815), World ex-US Alpha Tilts Fund B, World Bond Mother Fund (JPY Hedged) (9816), World Alpha Tilts Non-Lendable Fund B, World Ex-US Alpha Tilts Fund, US Small Cap Growth Stock Mother Fund (9802), World ex-US Small Cap Plus Fund - Jacket, US Core Bond Mother Fund (9834), World ex-US Alpha Tilts Fund O, World Alpha Tilts Fund B added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by World ex-U.S. Index Fund A2, World ex-US Alpha Tilts Fund L, World Bond Mother Fund (Unhedged) (9815), World ex-US Alpha Tilts Fund B, World Bond Mother Fund (JPY Hedged) (9816), World Alpha Tilts Non-Lendable Fund B, World Ex-US Alpha Tilts Fund, US Small Cap Growth Stock Mother Fund (9802), World ex-US Small Cap Plus Fund - Jacket, US Core Bond Mother Fund (9834), World ex-US Alpha Tilts Fund O, World Alpha Tilts Fund B. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 13, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners MSCI Europe Equity Index Fund B, Swiss Performance Index Non-Lendable Fund B, Russell Developed ex-U.S. Large Cap Index Fund, Pacific ex-Japan Equity Index ESG Screened Fund B, Strategic Income Opportunities Bond Fund, MSCI Equity Index Non-Lendable Fund B - Canda, The Obsidian Fund - Aggregate, MSCI Equity Index Fund B - Australia, U.S. Long Corporate Bond Fund, MSCI Equity Index Fund B - United Kingdom, US Basic Value Mother Fund (9810), Russell Developed ex-U.S. Large Cap Index Fund B, Multi Currency Alpha Tilts Social Screen B, R3 Capital, The 32 Capital Yen Fund Ltd., MSCI Equity Index Fund B - Thailand, Q-BLK ARS III - Institiutional, Ltd., MSCI Equity Index Fund B - Switzerland, Total International ex U.S. Index Master Portfolio, Pan Asia Opportunities Fund B - Jacket, MSCI Equity Index Fund B - Turkey added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by MSCI Europe Equity Index Fund B, Swiss Performance Index Non-Lendable Fund B, Russell Developed ex-U.S. Large Cap Index Fund, Pacific ex-Japan Equity Index ESG Screened Fund B, Strategic Income Opportunities Bond Fund, MSCI Equity Index Non-Lendable Fund B - Canda, The Obsidian Fund - Aggregate, MSCI Equity Index Fund B - Australia, U.S. Long Corporate Bond Fund, MSCI Equity Index Fund B - United Kingdom, US Basic Value Mother Fund (9810), Russell Developed ex-U.S. Large Cap Index Fund B, Multi Currency Alpha Tilts Social Screen B, R3 Capital, The 32 Capital Yen Fund Ltd., MSCI Equity Index Fund B - Thailand, Q-BLK ARS III - Institiutional, Ltd., MSCI Equity Index Fund B - Switzerland, Total International ex U.S. Index Master Portfolio, Pan Asia Opportunities Fund B - Jacket, MSCI Equity Index Fund B - Turkey. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 13, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners MSCI Equity Index Fund B - Sweden, MSCI Equity Index Fund B - Italy, MSCI Equity Index Fund B - Portugal, MSCI Equity Index Fund B - Peru, MSCI Equity Index Fund B - Mexico, MSCI Equity Index Fund B - Poland, MSCI Equity Index Fund B - Israel, MSCI Equity Index Fund B - Malaysia, MSCI Equity Index Fund B - Ireland, MSCI Equity Index Fund B - South Africa, MSCI Equity Index Fund B - Indonesia, MSCI Equity Index Fund B - Spain, MSCI Equity Index Fund B - Philippines, MSCI Equity Index Fund B - Japan, MSCI Equity Index Fund B - Norway, MSCI Equity Index Fund B - Russia, MSCI Equity Index Fund B - Hong Kong, MSCI Equity Index Fund B - New Zealand, MSCI Equity Index Fund B - Greece, MSCI Equity Index Fund B - Singapore, MSCI Equity Index Fund B - Netherlands, MSCI Equity Index Fund B - Hungary added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by MSCI Equity Index Fund B - Sweden, MSCI Equity Index Fund B - Italy, MSCI Equity Index Fund B - Portugal, MSCI Equity Index Fund B - Peru, MSCI Equity Index Fund B - Mexico, MSCI Equity Index Fund B - Poland, MSCI Equity Index Fund B - Israel, MSCI Equity Index Fund B - Malaysia, MSCI Equity Index Fund B - Ireland, MSCI Equity Index Fund B - South Africa, MSCI Equity Index Fund B - Indonesia, MSCI Equity Index Fund B - Spain, MSCI Equity Index Fund B - Philippines, MSCI Equity Index Fund B - Japan, MSCI Equity Index Fund B - Norway, MSCI Equity Index Fund B - Russia, MSCI Equity Index Fund B - Hong Kong, MSCI Equity Index Fund B - New Zealand, MSCI Equity Index Fund B - Greece, MSCI Equity Index Fund B - Singapore, MSCI Equity Index Fund B - Netherlands, MSCI Equity Index Fund B - Hungary. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 13, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners MSCI Equity Index Fund B - Germany, MSCI Equity Index Fund - Switzerland, MSCI Equity Index Fund B - Czech Republic, MSCI Equity Index Fund B - Chile, MSCI Equity Index Fund B - Austria, MSCI Equity Index Fund B - Colombia, MSCI Equity Index Fund - Sweden, MSCI Equity Index Fund - United Kingdom, MSCI Equity Index Fund - Spain, MSCI Equity Index Fund B - Finland, MSCI Equity Index Fund - Singapore, MSCI Equity Index Fund B - France, MSCI Equity Index Fund B - China, MSCI Equity Index Fund - Turkey, MSCI Equity Index Fund B - Canada, MSCI Equity Index Fund B - Denmark, MSCI Equity Index Fund - Norway, MSCI Equity Index Fund B - Brazil, MSCI Equity Index Fund - New Zealand, MSCI Equity Index Fund B - Egypt, MSCI Equity Index Fund B - Belgium, MSCI Equity Index Fund - Portugal added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by MSCI Equity Index Fund B - Germany, MSCI Equity Index Fund - Switzerland, MSCI Equity Index Fund B - Czech Republic, MSCI Equity Index Fund B - Chile, MSCI Equity Index Fund B - Austria, MSCI Equity Index Fund B - Colombia, MSCI Equity Index Fund - Sweden, MSCI Equity Index Fund - United Kingdom, MSCI Equity Index Fund - Spain, MSCI Equity Index Fund B - Finland, MSCI Equity Index Fund - Singapore, MSCI Equity Index Fund B - France, MSCI Equity Index Fund B - China, MSCI Equity Index Fund - Turkey, MSCI Equity Index Fund B - Canada, MSCI Equity Index Fund B - Denmark, MSCI Equity Index Fund - Norway, MSCI Equity Index Fund B - Brazil, MSCI Equity Index Fund - New Zealand, MSCI Equity Index Fund B - Egypt, MSCI Equity Index Fund B - Belgium, MSCI Equity Index Fund - Portugal. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 13, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners MSCI Equity Index Fund - Japan, MSCI Eq Index Fd B-S Korea, MSCI Equity Index Fund - Germany, MSCI Equity Index Fund - Denmark, MSCI Equity Index Fund - Mexico, MSCI Equity Index Fund - Australia, MSCI Equity Index Fund - France, MSCI Eq Index Fd B-India, MSCI Eq Index Fd-Malaysia, MSCI Eq Index Fd B-Argentina, MSCI Equity Index Fund - Ireland, MSCI EMU IMI Index Fund B, MSCI Equity Index Fund - Italy, MSCI Equity Index Fund - Finland, MSCI Eq Index Fd B-Taiwan, MSCI Equity Index Fund - Canada, MSCI Equity Index Fund - Greece, MSCI EAFE Equity Index Non- Lendable Fund B, MSCI Equity Index Fund - Belgium, MSCI Canada Small Cap Equity Index Fund B, MSCI Equity Index Fund - Hong Kong, MSCI Equity Index Fund - Austria, MSCI Equity Index Fund - Netherlands, MSCI EAFE Small Cap Equity Index Fund B added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by MSCI Equity Index Fund - Japan, MSCI Eq Index Fd B-S Korea, MSCI Equity Index Fund - Germany, MSCI Equity Index Fund - Denmark, MSCI Equity Index Fund - Mexico, MSCI Equity Index Fund - Australia, MSCI Equity Index Fund - France, MSCI Eq Index Fd B-India, MSCI Eq Index Fd-Malaysia, MSCI Eq Index Fd B-Argentina, MSCI Equity Index Fund - Ireland, MSCI EMU IMI Index Fund B, MSCI Equity Index Fund - Italy, MSCI Equity Index Fund - Finland, MSCI Eq Index Fd B-Taiwan, MSCI Equity Index Fund - Canada, MSCI Equity Index Fund - Greece, MSCI EAFE Equity Index Non- Lendable Fund B, MSCI Equity Index Fund - Belgium, MSCI Canada Small Cap Equity Index Fund B, MSCI Equity Index Fund - Hong Kong, MSCI Equity Index Fund - Austria, MSCI Equity Index Fund - Netherlands, MSCI EAFE Small Cap Equity Index Fund B. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 13, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners Large Cap Active Stock Trading Fund, Long Duration AlphaCredit Plus Bond Fund, LifePath Dynamic 2030 Portfolio - Aggregate, Market Advantage, Ltd., Japan Equity Index ESG Screened Fund B, LifePath Dynamic 2020 Portfolio - Aggregate, Japan Alpha Tilts Fund O, Japan Alpha Tilts Fund L, Market Advantage Collective Non- Lendable Fund, LifePath 2010 Master Portfolio, Long Duration Alpha Plus Bond Fund, Master Total Return Portfolio of Master Bond LLC - Aggregate, Japan Alpha Tilts Fd B, LifePath Dynamic Retirement Portfolio - Aggregate, BlackRock Global Index Funds - iShares World Equity Index Fund (LU), LifePath Dynamic 2040 Portfolio - Aggregate, Japan Alpha Tilts Fund added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by Large Cap Active Stock Trading Fund, Long Duration AlphaCredit Plus Bond Fund, LifePath Dynamic 2030 Portfolio - Aggregate, Market Advantage, Ltd., Japan Equity Index ESG Screened Fund B, LifePath Dynamic 2020 Portfolio - Aggregate, Japan Alpha Tilts Fund O, Japan Alpha Tilts Fund L, Market Advantage Collective Non- Lendable Fund, LifePath 2010 Master Portfolio, Long Duration Alpha Plus Bond Fund, Master Total Return Portfolio of Master Bond LLC - Aggregate, Japan Alpha Tilts Fd B, LifePath Dynamic Retirement Portfolio - Aggregate, BlackRock Global Index Funds - iShares World Equity Index Fund (LU), LifePath Dynamic 2040 Portfolio - Aggregate, Japan Alpha Tilts Fund. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 13, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners iShares II Plc on behalf of iShares USD Treasury Bond 7-10yr UCITS ETF, iShares US Fundamental Index ETF added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by iShares II Plc on behalf of iShares USD Treasury Bond 7-10yr UCITS ETF, iShares US Fundamental Index ETF. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 13, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners iShares II Plc on behalf of iShares US Aggregate Bond UCITS, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 UCITS ETF (DE), iShares U.S. High Yield Bond Index ETF (CAD-Hedged), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX North America 600 Real Estate Cap UCITS ETF (DE), BlackRock Collective Investment Funds on behalf of the unitholders in iShares US Equity Index Fund (UK), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Mid 200 UCITS ETF (DE), iShares U.S. High Dividend Equity Index ETF (CAD-Hedged), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Travel & Leisure UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Large 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Telecommunications UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Collective Investment Funds on behalf of the unit-holders in iShares UK Equity Index Fund (UK), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Technology UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, iShares US & Intl High Yield Corp Bond ETF, BlackRock Asset Management Deutschland AG on behalf of iShares TecDAX UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Utilities UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Global Select Dividend 100 UCITS ETF (DE) a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, iShares U.S. IG Corporate Bond Index Fund (CAD-Hedged), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Real Estate UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Small 200 UCITS ETF (DE), iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, iShares U.S. Small Cap Index ETF (CAD-Hedged), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Select Dividend 30 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Retail UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by iShares II Plc on behalf of iShares US Aggregate Bond UCITS, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 UCITS ETF (DE), iShares U.S. High Yield Bond Index ETF (CAD-Hedged), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX North America 600 Real Estate Cap UCITS ETF (DE), BlackRock Collective Investment Funds on behalf of the unitholders in iShares US Equity Index Fund (UK), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Mid 200 UCITS ETF (DE), iShares U.S. High Dividend Equity Index ETF (CAD-Hedged), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Travel & Leisure UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Large 200 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Telecommunications UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Collective Investment Funds on behalf of the unit-holders in iShares UK Equity Index Fund (UK), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Technology UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, iShares US & Intl High Yield Corp Bond ETF, BlackRock Asset Management Deutschland AG on behalf of iShares TecDAX UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Utilities UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Global Select Dividend 100 UCITS ETF (DE) a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, iShares U.S. IG Corporate Bond Index Fund (CAD-Hedged), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Real Estate UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Small 200 UCITS ETF (DE), iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, iShares U.S. Small Cap Index ETF (CAD-Hedged), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe Select Dividend 30 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Retail UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 13, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners iShares S&P/TSX North American Preferred Stock Index Fund (CADHedged), iShares V Plc on behalf of iShares S&P 500 GBP Hedged UCITS ETF (Acc), iShares S&P/TSX Capped Materials Index Fund, iShares S&P/TSX 60 Index Fund, iShares S&P/TSX SmallCap Index Fund, iShares III Plc on behalf of iShares S&P SmallCap 600 UCITS ETF USD (Dist), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Chemicals UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, iShares S&P/TSX Capped Information Technology Index Fund, iShares V Plc on behalf of iShares S&P 500 EUR Hedged UCITS ETF (Acc), BlackRock Asset Management Deutschland AG on behalf of iShares SLI UCITS ETF (DE), iShares S&P Latin America 40 Index Fund, iShares VI Plc on behalf of iShares S&P 500 CHF Hedged UCITS ETF (Acc), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Financial Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Asia Pacific 600 Real Estate Cap UCITS ETF (DE), iShares S&P/TSX Global Base Metals Index Fund, BlackRock Collective Investment Funds on behalf of the unitholders in iShares Pacific ex Japan Equity Index Fund (UK), iShares S&P/TSX Global Gold Index Fund, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Industrial Goods & Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Construction & Materials UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, iShares S&P/TSX Capped Energy Index Fund, iShares Plc on behalf of iShares S&P 500 UCITS ETF USD (Dist), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 50 UCITS ETF (DE), iShares Short Maturity Bond ETF, iShares S&P US Dividend Growers Index Fund (CAD-Hedged), iShares S&P/TSX Capped REIT Index Fund, Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, iShares Silver Bullion ETF, iShares II Plc on behalf of iShares STOXX Europe 50 UCITS ETF EUR (Dist), BlackRock Collective Investment Funds on behalf of the unitholders in iShares Overseas Government Bond Index Fund (UK), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX EU Enlarged 15 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Health Care UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Personal & Household Goods UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, iShares S&P TSX Global Mining Index Fund, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Automobiles & Parts UCITS ETF (DE), a sub-fund of iShares (DE) I, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Food & Beverage UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Collective Investment Funds on behalf of the unitholders in iShares Overseas Corporate Bond Index Fund (UK), iShares S&P/TSX Completion Index ETF, iShares S&P TSX Canadian Dividend Aristocrats Index Fund, iShares S&P/TSX Venture Index Fund, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Basic Resources UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Insurance UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Oil & Gas UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Media UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Global Index Funds - iShares Pacific ex Japan Equity Index Fund (LU), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Banks UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by iShares S&P/TSX North American Preferred Stock Index Fund (CADHedged), iShares V Plc on behalf of iShares S&P 500 GBP Hedged UCITS ETF (Acc), iShares S&P/TSX Capped Materials Index Fund, iShares S&P/TSX 60 Index Fund, iShares S&P/TSX SmallCap Index Fund, iShares III Plc on behalf of iShares S&P SmallCap 600 UCITS ETF USD (Dist), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Chemicals UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, iShares S&P/TSX Capped Information Technology Index Fund, iShares V Plc on behalf of iShares S&P 500 EUR Hedged UCITS ETF (Acc), BlackRock Asset Management Deutschland AG on behalf of iShares SLI UCITS ETF (DE), iShares S&P Latin America 40 Index Fund, iShares VI Plc on behalf of iShares S&P 500 CHF Hedged UCITS ETF (Acc), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Financial Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Asia Pacific 600 Real Estate Cap UCITS ETF (DE), iShares S&P/TSX Global Base Metals Index Fund, BlackRock Collective Investment Funds on behalf of the unitholders in iShares Pacific ex Japan Equity Index Fund (UK), iShares S&P/TSX Global Gold Index Fund, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Industrial Goods & Services UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Construction & Materials UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, iShares S&P/TSX Capped Energy Index Fund, iShares Plc on behalf of iShares S&P 500 UCITS ETF USD (Dist), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 50 UCITS ETF (DE), iShares Short Maturity Bond ETF, iShares S&P US Dividend Growers Index Fund (CAD-Hedged), iShares S&P/TSX Capped REIT Index Fund, Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, iShares Silver Bullion ETF, iShares II Plc on behalf of iShares STOXX Europe 50 UCITS ETF EUR (Dist), BlackRock Collective Investment Funds on behalf of the unitholders in iShares Overseas Government Bond Index Fund (UK), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX EU Enlarged 15 UCITS ETF (DE), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Health Care UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Personal & Household Goods UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, iShares S&P TSX Global Mining Index Fund, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Automobiles & Parts UCITS ETF (DE), a sub-fund of iShares (DE) I, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Food & Beverage UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Collective Investment Funds on behalf of the unitholders in iShares Overseas Corporate Bond Index Fund (UK), iShares S&P/TSX Completion Index ETF, iShares S&P TSX Canadian Dividend Aristocrats Index Fund, iShares S&P/TSX Venture Index Fund, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Basic Resources UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Insurance UCITS ETF (DE), a subfund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Oil & Gas UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Media UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen, BlackRock Global Index Funds - iShares Pacific ex Japan Equity Index Fund (LU), BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Banks UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 13, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners iShares NAFTRAC, iShares NYSE Composite ETF, BlackRock Asset Management Deutschland AG on behalf of iShares Nikkei 225 UCITS ETF (DE), iShares Oil Sands Index Fund, iShares Plc on behalf of iShares MSCI World UCITS ETF USD (Dist), BlackRock Asset Management Deutschland AG on behalf of iShares NASDAQ-100 UCITS ETF (DE), iShares II Plc on behalf of iShares MSCI World Islamic UCITS ETF USD (Dist), iShares MSCI World Index Fund, iShares V Plc on behalf of iShares Oil & Gas Exploration & Production UCITS ETF USD (Acc), iShares NASDAQ 100 Index Fund (CAD-Hedged), BlackRock Collective Investment Funds on behalf of the unitholders in iShares North American Equity Index Fund (UK), iShares V Plc on behalf of iShares MSCI World EUR Hedged UCITS ETF (Acc), iShares North America Real Estate ETF, iShares MSCI World ETF, BlackRock Global Index Funds - iShares North America Equity Index Fund (LU), iShares V Plc on behalf of iShares MSCI World GBP Hedged UCITS ETF (Acc) added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by iShares NAFTRAC, iShares NYSE Composite ETF, BlackRock Asset Management Deutschland AG on behalf of iShares Nikkei 225 UCITS ETF (DE), iShares Oil Sands Index Fund, iShares Plc on behalf of iShares MSCI World UCITS ETF USD (Dist), BlackRock Asset Management Deutschland AG on behalf of iShares NASDAQ-100 UCITS ETF (DE), iShares II Plc on behalf of iShares MSCI World Islamic UCITS ETF USD (Dist), iShares MSCI World Index Fund, iShares V Plc on behalf of iShares Oil & Gas Exploration & Production UCITS ETF USD (Acc), iShares NASDAQ 100 Index Fund (CAD-Hedged), BlackRock Collective Investment Funds on behalf of the unitholders in iShares North American Equity Index Fund (UK), iShares V Plc on behalf of iShares MSCI World EUR Hedged UCITS ETF (Acc), iShares North America Real Estate ETF, iShares MSCI World ETF, BlackRock Global Index Funds - iShares North America Equity Index Fund (LU), iShares V Plc on behalf of iShares MSCI World GBP Hedged UCITS ETF (Acc). Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 13, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners iShares MSCI Netherlands ETF, iShares MSCI Philippines ETF, iShares MSCI Spain ETF, iShares MSCI Norway ETF, iShares V Plc, iShares MSCI Mexico IMI Capped UCITS ETF, iShares MSCI Taiwan UCITS ETF USD (Dist), iShares MSCI North America UCITS ETF USD (Dist), iShares MSCI Mexico ETF, iShares MSCI Thailand ETF, iShares MSCI South Africa ETF, iShares MSCI Malaysia ETF, iShares III Plc, iShares MSCI Poland ETF, iShares MSCI New Zealand ETF, iShares MSCI Turkey UCITS ETF USD (Dist), iShares MSCI Switzerland ETF, iShares MSCI Singapore ETF, iShares MSCI Taiwan ETF, iShares MSCI United Kingdom ETF, iShares Plc, iShares MSCI Turkey ETF, iShares MSCI United Kingdom Small-Cap ETF, iShares MSCI Kokusai ETF, iShares MSCI Singapore Small-Cap ETF, iShares MSCI Pacific ex Japan ETF, iShares MSCI Sweden ETF added. Party added pursuant to #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by iShares MSCI Netherlands ETF, iShares MSCI Philippines ETF, iShares MSCI Spain ETF, iShares MSCI Norway ETF, iShares V Plc, iShares MSCI Mexico IMI Capped UCITS ETF, iShares MSCI Taiwan UCITS ETF USD (Dist), iShares MSCI North America UCITS ETF USD (Dist), iShares MSCI Mexico ETF, iShares MSCI Thailand ETF, iShares MSCI South Africa ETF, iShares MSCI Malaysia ETF, iShares III Plc, iShares MSCI Poland ETF, iShares MSCI New Zealand ETF, iShares MSCI Turkey UCITS ETF USD (Dist), iShares MSCI Switzerland ETF, iShares MSCI Singapore ETF, iShares MSCI Taiwan ETF, iShares MSCI United Kingdom ETF, iShares Plc, iShares MSCI Turkey ETF, iShares MSCI United Kingdom Small-Cap ETF, iShares MSCI Kokusai ETF, iShares MSCI Singapore Small-Cap ETF, iShares MSCI Pacific ex Japan ETF, iShares MSCI Sweden ETF. Related document: #4 Complaint,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.(Brockett, Daniel)
November 13, 2018 Filing 4 COMPLAINT against BNP Paribas Group, BNP Paribas S.A., BNP Paribas Securities Corp., BNP Paribas USA, Inc., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital, Inc., Barclays PLC, Citibank, N.A., Citigroup Global Markets, Inc., Citigroup, Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman, Sachs & Co. LLC, HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings Inc., HSBC Securities (USA) Inc., J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC, MUFG Bank, Ltd., MUFG Securities Americas Inc, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, Natwest Markets Securities Inc., RBC Capital Markets LLC, Royal Bank of Scotland PLC, SG Americas Securities LLC, Societe Generale S.A., Standard Chartered Bank, Standard Chartered Securities (North America), Inc., The Goldman Sachs Group, Inc., The Royal Bank of Canada, UBS AG, UBS Group AG, UBS Securities LLC. Document filed by iShares Global Real Estate Index ETF, iShares Core MSCI EAFE IMI Index ETF, BlackRock Advantage Global Fund, Inc., Allianz Foncier Societe d' Investissement a Capital Variable, International Sudan Divestment Index Fund, BlackRock Health Sciences Opportunities Portfolio, BlackRock Floating Rate Income Portfolio, Currency Selection Emerging Markets AGG, iShares Core MSCI Total International Stock ETF, iShares China Index ETF, BlackRock CDN MSCI EAFE Equity Index Fund, Allianz AGIC Pacific Rim Fund, BlackRock Emerging Markets Flexible Dynamic Bond Portfolio, BlackRock CDN MSCI EAFE Index Hedged Fund, iShares II Plc on behalf of iShares MSCI Europe SRI UCITS ETF EUR (Acc), iShares MSCI ACWI ex U.S. Healthcare ETF, iShares III Plc on behalf of iShares MSCI Europe ex-EMU UCITS ETF, Canada Alpha Tilts Fund B, iShares Emerging Markets Infrastructure ETF, BlackRock Funds II, High Yield Bond Portfolio, BlackRock Multi-Asset Income Portfolio of BlackRock Funds II, BlackRock Yen LIBOR Fund, BlackRock Strategic Funds - BlackRock Emerging Markets Allocation Fund, iShares Listed Private Equity UCITS ETF USD (Dist) AGG, GAL ACM HSBC, BlackRock Funds II, Inflation Protected Bond Portfolio - Aggregate, BlackRock Non-UCITS Retail Funds, iShares MSCI Israel ETF, iShares Europe Developed Real Estate ETF, iShares Plc, Portigon AG, AllianzGI Institutional Multi-Series Trust, Allianz RCM Dynamic Growth Fund, iShares MSCI Japan CHF Hedged UCITS ETF (Acc) Agg, BlackRock Enhanced Global Dividend Trust, EAFE Equity Growth Index Fund, Allianz Global Investors Fund II Societe d' Investissement a Capital Variable, iShares MSCI Emerging Markets EMEA ETF, BlackRock Global Funds - European Focus Fund, Europe Ex-UK Alpha Tilts ESG Screened Fund B, Allianz Global Investors Singapore Limited, Emerging Markets Opportunities MR Fund - Aggregate, BlackRock Global Funds - Global Equity Fund, Global Ascent (Sterling) Ltd., BlackRock Global Small Cap Fund -- NB, iShares MSCI EAFE Index Fund (CAD-Hedged), iShares Global 100 ETF, EAFE Equity Value Index Fund, iShares II Plc, iShares MSCI All Peru ETF, iShares Asia 50 ETF, BlackRock Global Funds - US Dollar Short Duration Bond Fund, Canada Market Neutral Fund B - Aggregate, Allianz OCC Equity Premium Strategy Fund, a series of Allianz Funds, Pacific Investment Management Company LLC, BlackRock Global Funds - Emerging Markets Fund, Allianz Global Investors U.S. LLC, Allianz AGIC International Fund, a series of Allianz Funds, iShares Emerging Markets Dividend ETF, BlackRock Global Funds - Asia Pacific Equity Income Fund, BlackRock UK Dynamic Fund, Allianz Obligations Internationales Societe d' Investissement a Capital Variable, iShares Edge MSCI Min Vol Global Index ETF, BlackRock High Equity Income Fund, iShares MSCI ACWI ex U.S. Consumer Staples ETF, BlackRock Global Equity Fund, iShares MSCI Frontier 100 ETF, BlackRock Mid-Cap Growth Equity Portfolio, iShares MSCI Europe Small-Cap ETF, iShares Edge MSCI EM Minimum Volatility UCITS ETF USD (Acc), BlackRock Scientific International Equity Fund, BlackRock Credit Allocation Income Trust, iShares MSCI EM UCITS ETF USD (Acc), BlackRock Enhanced Capital and Income Fund, Inc., Erste Abwicklungsanstalt, BlackRock Global Funds - Natural Resources Growth & Income Fund, iShares International Select Dividend ETF, iShares Core GBP Corp Bond UCITS ETF GBP (Dist), iShares Core MSCI Emerging Markets ETF, iShares MSCI Japan EUR Hedged UCITS ETF (Acc), BlackRock Global Funds - Global Corporate Bond Fund, BlackRock Strategic Funds - BlackRock European Credit Strategies Fund, BlackRock High Yield V.I. Fund, BlackRock European Absolute Alpha Fund, iShares International High Yield Bond ETF, BlackRock Growth & Recovery Fund, BlackRock Global Funds - European Fund, Allianz PEA Value Fund, a series of Allianz Funds, BlackRock Capital Investment Corp. - AGG, BlackRock Korea Latin American Fund - Master, BlackRock Global Investment Series - Income Strategies Portfolio, iShares III Plc, BlackRock Dynamic Diversified Growth Fund, BlackRock Utilities, Infrastructure & Power Opportunities Trust, iShares Core MSCI AC Asia ex Japan Index ETF, iShares Global Agriculture Index Fund, EAFE Equity Index Fund E, BlackRock Global Funds - US Small & MidCap Opportunities Fund, BlackRock Capital Appreciation V.I. Fund of BlackRock Variable Series Fund, iShares MSCI Japan Small Cap UCITS ETF USD (Dist), BlackRock Global Funds - Global Opportunities Fund, iShares MSCI Italy ETF, iShares MSCI ACWI ex U.S. Materials ETF, iShares International Inflation-Linked Bond ETF, iShares Core S&P 500 Index ETF, iShares IPC Large Cap Total Return Trac, iShares MSCI Emerging Markets Asia ETF, BlackRock Global Funds - European Equity Income Fund, BlackRock Life Unlimited, BlackRock CDN Russel 3000 Index Hedged Non-Taxable Fund, Allianz European Pension Investments Societe d' Investissement a Capital Variable, BlackRock Emerging Markets Fund, Inc., iShares Asia Developed Real Estate ETF, BlackRock Total Factor Fund, BlackRock Enhanced Equity Dividend Trust, iShares Global Consumer Staples ETF, International Tilts Hedged CAD Fund B, iShares MSCI Canada Small-Cap ETF, Allianz OCC Value Fund, iShares Plc on behalf of iShares MSCI Japan UCITS ETF USD (Dist), BlackRock Global Long/Short Equity Fund, PFA Pension, Forsikringsaktieselskab, Emerging Markets Small Capitalization Equity Index Non- Lendable Fund, Frontier Markets ex-Gulf Cooperation Council Countries ESG Screened Fund B, CorePlus Bond Fund B, BlackRock Global Funds - Emerging Markets Bond Fund, iShares Global Completion Portfolio Builder Fund, iShares Edge MSCI Min Vol Emerging Markets ETF, BlackRock Strategic Funds - BlackRock European Absolute Return Fund, BLK Global Market Insight Fund, Emerging Markets Small Capitalization Equity Index Fund, Allianz Global Investors GmbH(and the related entities listed in Appendix A), Allianz Monetaire Societe d' Investissement a Capital Variable, iShares Global Inflation-Linked Bond ETF, BlackRock Absolute Return Bond Fund, i-mizuho Developed Markets Inflation Linked Bond Index, iShares J.P. Morgan USD Emerging Markets Bond Index Fund (CAD-Hedged), International Tilts Master Portfolio, iShares MSCI Indonesia ETF, BlackRock Hedged Global Small Cap Fund - NB, Allianz Valeurs Durable Societe d' Investissement a Capital Variable, BlackRock Strategic Funds - BlackRock Asia Extension Fund, BlackRock Global Funds - Global Inflation Linked Bond Fund, Gold Fund, iShares Plc on behalf of iShares MSCI Eastern Europe Capped UCITS ETF USD (Dist), iShares MSCI All Country Asia Information Technology ETF, BlackRock Asset Management Ireland Limited, BlackRock Resources and Commodities Strategy Trust - Aggregate, BlackRock Global Funds - Pacific Equity Fund, BlackRock Korea World Energy Fund - Master, iShares Europe ETF, Emerging Markets Sudan Free Equity Index Fund, Allianz RCM Biotechnology Fund add Global Health Sciences, Emerging Markets Local Bond Index Fund B, iShares MSCI ACWI ex U.S. Energy ETF, Alpha Advantage 500 Fund - Aggregate, iShares MSCI EAFE ETF, Allianz RCM Strategic Growth Fund, iShares MSCI Hong Kong Small- Cap ETF, BlackRock Global Allocation Fund (Aust), International Alpha Tilts Fund, iShares MSCI Emerging Markets Small-Cap ETF, iShares MSCI EM UCITS ETF USD (Dist), Global Dividend Income Fund B, iShares MSCI All Country Asia ex Japan Small-Cap ETF, EAFE Currency Hedged Equity Index Fund, BlackRock Capital Appreciation Fund, Inc, iShares MSCI China Small-Cap ETF, iShares MSCI EM Latin America UCITS ETF USD (Dist), BlackRock Energy and Resources Trust, iShares MSCI Eurozone ETF, Rogge Funds PLC, BlackRock Global Market Insight Fund B - Jacket, BlackRock UK Emerging Companies Hedge Fund, BlackRock Global Funds - US Growth Fund, iShares International Treasury Bond ETF, Canada Equity Index ESG Screened Fund B, iShares MSCI ACWI ex U.S. ETF, Allianz Institutional Investors Series Societe d' Investissement a Capital Variable, BlackRock MSCI Equity Index Non-Lendable Fund - Canada, iShares MSCI Ireland ETF, Allianz Global Investors Asia Pacific Limited, BlackRock Collective Investment Funds, BlackRock All-Cap Energy & Resources Portfolio, iShares MSCI Emerging Markets Latin America ETF, iShares Core Euro Corp Bond UCITS Common Pool, iShares MSCI Japan GBP Hedged UCITS ETF (Acc), Global Equity Mandate Fund B, BlackRock UK Income Fund, BlackRock Asset Management Deutschland AG, iShares Global Infrastructure UCITS ETF USD (Dist), Alpha Advantage 3000 Fund B - Aggregate, BlackRock Fixed Income Global Opportunities Fund, EAFE Sudan Free Equity Index Fund, iShares MSCI Germany ETF, iShares Global Infrastructure ETF, BlackRock Strategic Funds - BlackRock European Diversified Equity Absolute Return Fund, iShares MSCI Europe Financials ETF, BlackRock Strategic Income Opportunities Portfolio, BlackRock Global Funds - US Dollar High Yield Bond Fund, BlackRock Equity Dividend Fund, iShares Edge MSCI Min Vol EAFE ETF, iShares MSCI Global Agriculture Producers ETF, iShares Global Materials ETF, BlackRock Global Funds - Conti
November 12, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners iShares MSCI Finland ETF, iShares MSCI Emerging Markets Growth ETF, iShares II Plc on behalf of iShares MSCI Europe SRI UCITS ETF EUR (Acc), iShares Plc on behalf of iShares MSCI Europe ex-UK UCITS ETF EUR (Dist), iShares MSCI France ETF, iShares MSCI Emerging Markets Materials ETF, iShares MSCI Ireland ETF, iShares MSCI Europe Small-Cap ETF, iShares MSCI Emerging Markets Financials ETF, iShares MSCI Germany Small-Cap ETF, iShares MSCI Emerging Markets Latin America ETF, iShares Plc on behalf of iShares MSCI Japan USD Hedged UCITS ETF (Acc) AGG, iShares MSCI Emerging Markets ETF, iShares MSCI Italy ETF, iShares MSCI Global Agriculture Producers ETF, iShares MSCI Eurozone ETF, iShares MSCI Emerging Markets Energy Capped ETF, iShares MSCI Far East Financials ETF, iShares MSCI Japan EUR Hedged UCITS ETF (Acc), iShares MSCI Israel ETF, iShares MSCI Europe Financials ETF, iShares MSCI Emerging Markets Index ETF, iShares MSCI Global Gold Miners ETF, iShares MSCI GCC ex-Saudi Arabia UCITS ETF USD (Dist), iShares III Plc on behalf of iShares MSCI Europe ex-EMU UCITS ETF, iShares III Plc on behalf of iShares MSCI Europe UCITS ETF EUR (Acc), iShares MSCI Hong Kong ETF, iShares MSCI Germany ETF, iShares MSCI Global Metals & Mining Producers ETF, iShares MSCI Emerging Markets Eastern Europe ETF, iShares MSCI Global Energy Producers ETF, iShares MSCI Japan ETF, iShares Plc on behalf of iShares MSCI Japan UCITS ETF USD (Dist), iShares MSCI Emerging Markets Value ETF, iShares MSCI Global Silver Miners ETF, iShares MSCI Japan CHF Hedged UCITS ETF (Acc) Agg, iShares MSCI Emerging Markets Consumer Discretionary ETF, iShares II Plc on behalf of iShares MSCI Europe UCITS ETF EUR (Dist), iShares MSCI Emerging Markets Small-Cap ETF, iShares MSCI Frontier 100 ETF, iShares MSCI Indonesia ETF, iShares MSCI Japan GBP Hedged UCITS ETF (Acc), iShares MSCI Japan Small-Cap ETF, iShares MSCI Japan Small Cap UCITS ETF USD (Dist), iShares MSCI Emerging Markets EMEA ETF, iShares MSCI Hong Kong Small- Cap ETF added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by iShares MSCI Finland ETF, iShares MSCI Emerging Markets Growth ETF, iShares II Plc on behalf of iShares MSCI Europe SRI UCITS ETF EUR (Acc), iShares Plc on behalf of iShares MSCI Europe ex-UK UCITS ETF EUR (Dist), iShares MSCI France ETF, iShares MSCI Emerging Markets Materials ETF, iShares MSCI Ireland ETF, iShares MSCI Europe Small-Cap ETF, iShares MSCI Emerging Markets Financials ETF, iShares MSCI Germany Small-Cap ETF, iShares MSCI Emerging Markets Latin America ETF, iShares Plc on behalf of iShares MSCI Japan USD Hedged UCITS ETF (Acc) AGG, iShares MSCI Emerging Markets ETF, iShares MSCI Italy ETF, iShares MSCI Global Agriculture Producers ETF, iShares MSCI Eurozone ETF, iShares MSCI Emerging Markets Energy Capped ETF, iShares MSCI Far East Financials ETF, iShares MSCI Japan EUR Hedged UCITS ETF (Acc), iShares MSCI Israel ETF, iShares MSCI Europe Financials ETF, iShares MSCI Emerging Markets Index ETF, iShares MSCI Global Gold Miners ETF, iShares MSCI GCC ex-Saudi Arabia UCITS ETF USD (Dist), iShares III Plc on behalf of iShares MSCI Europe ex-EMU UCITS ETF, iShares III Plc on behalf of iShares MSCI Europe UCITS ETF EUR (Acc), iShares MSCI Hong Kong ETF, iShares MSCI Germany ETF, iShares MSCI Global Metals & Mining Producers ETF, iShares MSCI Emerging Markets Eastern Europe ETF, iShares MSCI Global Energy Producers ETF, iShares MSCI Japan ETF, iShares Plc on behalf of iShares MSCI Japan UCITS ETF USD (Dist), iShares MSCI Emerging Markets Value ETF, iShares MSCI Global Silver Miners ETF, iShares MSCI Japan CHF Hedged UCITS ETF (Acc) Agg, iShares MSCI Emerging Markets Consumer Discretionary ETF, iShares II Plc on behalf of iShares MSCI Europe UCITS ETF EUR (Dist), iShares MSCI Emerging Markets Small-Cap ETF, iShares MSCI Frontier 100 ETF, iShares MSCI Indonesia ETF, iShares MSCI Japan GBP Hedged UCITS ETF (Acc), iShares MSCI Japan Small-Cap ETF, iShares MSCI Japan Small Cap UCITS ETF USD (Dist), iShares MSCI Emerging Markets EMEA ETF, iShares MSCI Hong Kong Small- Cap ETF. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 12, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners iShares Global Real Estate Index ETF, iShares Core MSCI EAFE IMI Index ETF, BlackRock Advantage Global Fund, Inc., Allianz Foncier Societe d' Investissement a Capital Variable, International Sudan Divestment Index Fund, BlackRock Health Sciences Opportunities Portfolio, BlackRock Floating Rate Income Portfolio, Currency Selection Emerging Markets AGG, iShares Core MSCI Total International Stock ETF, iShares China Index ETF, BlackRock CDN MSCI EAFE Equity Index Fund, Allianz AGIC Pacific Rim Fund, BlackRock Emerging Markets Flexible Dynamic Bond Portfolio, BlackRock CDN MSCI EAFE Index Hedged Fund, Canada Alpha Tilts Fund B, iShares Emerging Markets Infrastructure ETF, BlackRock Funds II, High Yield Bond Portfolio, BlackRock Multi-Asset Income Portfolio of BlackRock Funds II, BlackRock Yen LIBOR Fund, BlackRock Strategic Funds - BlackRock Emerging Markets Allocation Fund, GAL ACM HSBC, BlackRock Funds II, Inflation Protected Bond Portfolio - Aggregate, BlackRock Non-UCITS Retail Funds, iShares Europe Developed Real Estate ETF, iShares Plc, Portigon AG, AllianzGI Institutional Multi-Series Trust, Allianz RCM Dynamic Growth Fund, BlackRock Enhanced Global Dividend Trust, EAFE Equity Growth Index Fund, Allianz Global Investors Fund II Societe d' Investissement a Capital Variable, BlackRock Global Funds - European Focus Fund, Europe Ex-UK Alpha Tilts ESG Screened Fund B, Allianz Global Investors Singapore Limited, Emerging Markets Opportunities MR Fund - Aggregate, BlackRock Global Funds - Global Equity Fund, Global Ascent (Sterling) Ltd., BlackRock Global Small Cap Fund -- NB, iShares Global 100 ETF, EAFE Equity Value Index Fund, iShares II Plc, iShares Asia 50 ETF, BlackRock Global Funds - US Dollar Short Duration Bond Fund, Canada Market Neutral Fund B - Aggregate, Allianz OCC Equity Premium Strategy Fund, a series of Allianz Funds, Pacific Investment Management Company LLC, BlackRock Global Funds - Emerging Markets Fund, Allianz Global Investors U.S. LLC, Allianz AGIC International Fund, a series of Allianz Funds, iShares Emerging Markets Dividend ETF, BlackRock Global Funds - Asia Pacific Equity Income Fund, BlackRock UK Dynamic Fund, Allianz Obligations Internationales Societe d' Investissement a Capital Variable, iShares Edge MSCI Min Vol Global Index ETF, BlackRock High Equity Income Fund, BlackRock Global Equity Fund, BlackRock Mid-Cap Growth Equity Portfolio, iShares Edge MSCI EM Minimum Volatility UCITS ETF USD (Acc), BlackRock Scientific International Equity Fund, BlackRock Credit Allocation Income Trust, BlackRock Enhanced Capital and Income Fund, Inc., Erste Abwicklungsanstalt, BlackRock Global Funds - Natural Resources Growth & Income Fund, iShares International Select Dividend ETF, iShares Core GBP Corp Bond UCITS ETF GBP (Dist), iShares Core MSCI Emerging Markets ETF, BlackRock Global Funds - Global Corporate Bond Fund, BlackRock Strategic Funds - BlackRock European Credit Strategies Fund, BlackRock High Yield V.I. Fund, BlackRock European Absolute Alpha Fund, iShares International High Yield Bond ETF, BlackRock Growth & Recovery Fund, BlackRock Global Funds - European Fund, Allianz PEA Value Fund, a series of Allianz Funds, BlackRock Capital Investment Corp. - AGG, BlackRock Korea Latin American Fund - Master, BlackRock Global Investment Series - Income Strategies Portfolio, iShares III Plc, BlackRock Dynamic Diversified Growth Fund, BlackRock Utilities, Infrastructure & Power Opportunities Trust, iShares Core MSCI AC Asia ex Japan Index ETF, iShares Global Agriculture Index Fund, EAFE Equity Index Fund E, BlackRock Global Funds - US Small & MidCap Opportunities Fund, BlackRock Capital Appreciation V.I. Fund of BlackRock Variable Series Fund, BlackRock Global Funds - Global Opportunities Fund, iShares International Inflation-Linked Bond ETF, iShares Core S&P 500 Index ETF, iShares IPC Large Cap Total Return Trac, BlackRock Global Funds - European Equity Income Fund, BlackRock Life Unlimited, BlackRock CDN Russel 3000 Index Hedged Non-Taxable Fund, Allianz European Pension Investments Societe d' Investissement a Capital Variable, BlackRock Emerging Markets Fund, Inc., iShares Asia Developed Real Estate ETF, BlackRock Total Factor Fund, BlackRock Enhanced Equity Dividend Trust, iShares Global Consumer Staples ETF, International Tilts Hedged CAD Fund B, Allianz OCC Value Fund, BlackRock Global Long/Short Equity Fund, PFA Pension, Forsikringsaktieselskab, Emerging Markets Small Capitalization Equity Index Non- Lendable Fund, Frontier Markets ex-Gulf Cooperation Council Countries ESG Screened Fund B, CorePlus Bond Fund B, BlackRock Global Funds - Emerging Markets Bond Fund, iShares Global Completion Portfolio Builder Fund, iShares Edge MSCI Min Vol Emerging Markets ETF, BlackRock Strategic Funds - BlackRock European Absolute Return Fund, BLK Global Market Insight Fund, Emerging Markets Small Capitalization Equity Index Fund, Allianz Global Investors GmbH(and the related entities listed in Appendix A), Allianz Monetaire Societe d' Investissement a Capital Variable, iShares Global Inflation-Linked Bond ETF, BlackRock Absolute Return Bond Fund, i-mizuho Developed Markets Inflation Linked Bond Index, iShares J.P. Morgan USD Emerging Markets Bond Index Fund (CAD-Hedged), International Tilts Master Portfolio, BlackRock Hedged Global Small Cap Fund - NB, Allianz Valeurs Durable Societe d' Investissement a Capital Variable, BlackRock Strategic Funds - BlackRock Asia Extension Fund, BlackRock Global Funds - Global Inflation Linked Bond Fund, Gold Fund, BlackRock Asset Management Ireland Limited, BlackRock Resources and Commodities Strategy Trust - Aggregate, BlackRock Global Funds - Pacific Equity Fund, BlackRock Korea World Energy Fund - Master, iShares Europe ETF, Emerging Markets Sudan Free Equity Index Fund, Allianz RCM Biotechnology Fund add Global Health Sciences, Emerging Markets Local Bond Index Fund B, Alpha Advantage 500 Fund - Aggregate, Allianz RCM Strategic Growth Fund, BlackRock Global Allocation Fund (Aust), International Alpha Tilts Fund, Global Dividend Income Fund B, EAFE Currency Hedged Equity Index Fund, BlackRock Capital Appreciation Fund, Inc, BlackRock Energy and Resources Trust, Rogge Funds PLC, BlackRock Global Market Insight Fund B - Jacket, BlackRock UK Emerging Companies Hedge Fund, BlackRock Global Funds - US Growth Fund, iShares International Treasury Bond ETF, Canada Equity Index ESG Screened Fund B, Allianz Institutional Investors Series Societe d' Investissement a Capital Variable, BlackRock MSCI Equity Index Non-Lendable Fund - Canada, Allianz Global Investors Asia Pacific Limited, BlackRock Collective Investment Funds, BlackRock All-Cap Energy & Resources Portfolio, iShares Core Euro Corp Bond UCITS Common Pool, Global Equity Mandate Fund B, BlackRock UK Income Fund, BlackRock Asset Management Deutschland AG, iShares Global Infrastructure UCITS ETF USD (Dist), Alpha Advantage 3000 Fund B - Aggregate, BlackRock Fixed Income Global Opportunities Fund, EAFE Sudan Free Equity Index Fund, iShares Global Infrastructure ETF, BlackRock Strategic Funds - BlackRock European Diversified Equity Absolute Return Fund, BlackRock Strategic Income Opportunities Portfolio, BlackRock Global Funds - US Dollar High Yield Bond Fund, BlackRock Equity Dividend Fund, iShares Edge MSCI Min Vol EAFE ETF, iShares Global Materials ETF, BlackRock Global Funds - Continental European Flexible Fund, SEI Trust Company, BlackRock Monthly Income Fund, iShares International Fundamental Index Fund, BlackRock Frontier Markets Fund - Jacket, Emerging Markets Alpha Master Fund Ltd., BlackRock Global Multi Asset Income Fund, Currency Selection Developed Markets AGG, BlackRock Strategic Global Bond Fund, Inc. - Aggregate, iShares Conservative Core Portfolio Builder Fund, Allianz UK & European Investment Funds OEIC, Allianz RCM Large-Cap Fund, BlackRock Global Investment Series - Global Equity Income Portfolio, BlackRock Global Funds - Japan Flexible Equity Fund, International Alpha Tilts RSL Fund, BlackRock Global Funds - Asian Growth Leaders Fund, BlackRock International Equity Fund, Allianz Global Investors Capital International Systematic Fund LLC, BlackRock MSCI EAFE Equity Index Non-Lendable Fund F, BlackRock Debt Strategies Fund, Inc., iShares 1-5 Year Laddered Corporate Bond Index Fund, iShares INMEX Total Return TRAC, BlackRock Health Sciences Trust, AllianzGI NFJ All-Cap Fund, a series of Allianz Funds, Global Dividend Income Fund, iShares International Developed Property ETF, BlackRock Global Investment Series - Emerging Markets Local Currency Bond Index Portfolio, California State Teachers' Retirement System, GAL SCM RBS, Allianz RCM Global Eco Trends Fund, International Multi-cap Equity Fund, Allianz Actio France Societe d' Investissement a Capital Variable, BlackRock Global Allocation Portfolio (Ins - Series), GAL ACM RBS, CoreAlpha Bond Master Portfolio, AllianzGI Emerging Markets Consumer Fraud, BlackRock Credit Strategies Income Fund - Aggregate, iShares Global Energy ETF, Developed Real Estate Index Non- Lendable Fund, BlackRock Enhanced International Divdend Trust - Aggregate, BlackRock Global Funds - North American Equity Income Fund, Global Ex-US Alpha Tilts Fund, Allianz NACM Global Equity 130/30 Fund, a series of Allianz Funds Multi-Strategy Trust, iShares Global Industrials ETF, BlackRock Global Dividend Portfolio, iShares Core MSCI EAFE ETF, BlackRock UK Absolute Alpha Fund, BlackRock Channel Islands, Emerging Markets Small Capitalization Equity Index Non- Lendable Fund B, Emerging Markets Alpha Tilts Fund B (Jacket), BlackRock MSCI Canada Small Cap Equity Index, Non-Lendable Fund, Allianz RCM Disciplined International Equity Fund - Fgn.Equity, Allianz OCC Renaissance Fund, BlackRock Global Funds - Fixed Income Global Opportunities Fund, Allianz RCM Technology Fund, BlackRock Long-Horizon Equity Fund, BlackRock Equity Dividend V.I. Fund of BLK Variable Series Fund, BlackRock Limited Duration Income Trust - Aggregate, BlackRock Core Bond Trust - Aggregate, iShares V Plc, iShares Edge MSCI Emerging Markets Index ETF, BlackRock Strategic Funds - European Constrained Credit Strategies Fu
November 12, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners BlackRock Collective Investment Funds, iShares International Preferred Stock ETF, iShares J.P. Morgan USD Emerging Markets Bond Index Fund (CAD-Hedged), iShares III Plc, iShares IPC CompMX Total Return Trac, iShares J.P. Morgan USD EM Bond EUR Hedged UCITS ETF (Dist), iShares International Inflation-Linked Bond ETF, iShares International Treasury Bond ETF, iShares International High Yield Bond ETF, iShares Jantzi Social Index Fund, iShares International Fundamental Index Fund, BlackRock Global Index Funds - iShares Japan Equity Index Fund (LU), iShares International Select Dividend ETF, iShares J.P. Morgan EM Local Currency Bond ETF, iShares International Developed Property ETF, iShares J.P. Morgan $ EM Bond UCITS Common Pool, iShares INMEX Total Return TRAC, iShares IPC Large Cap Total Return Trac added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by BlackRock Collective Investment Funds, iShares International Preferred Stock ETF, iShares J.P. Morgan USD Emerging Markets Bond Index Fund (CAD-Hedged), iShares III Plc, iShares IPC CompMX Total Return Trac, iShares J.P. Morgan USD EM Bond EUR Hedged UCITS ETF (Dist), iShares International Inflation-Linked Bond ETF, iShares International Treasury Bond ETF, iShares International High Yield Bond ETF, iShares Jantzi Social Index Fund, iShares International Fundamental Index Fund, BlackRock Global Index Funds - iShares Japan Equity Index Fund (LU), iShares International Select Dividend ETF, iShares J.P. Morgan EM Local Currency Bond ETF, iShares International Developed Property ETF, iShares J.P. Morgan $ EM Bond UCITS Common Pool, iShares INMEX Total Return TRAC, iShares IPC Large Cap Total Return Trac. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 12, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners iShares Global Clean Energy UCITS ETF USD (Dist), iShares Global Real Estate Index ETF, iShares Global 100 ETF, iShares Global Completion Portfolio Builder Fund, iShares FTSE China ETF, BlackRock Asset Management Deutschland AG, iShares Global Corp Bond EUR Hedged UCITS ETF (Dist), iShares Global Infrastructure UCITS ETF USD (Dist), iShares Global Corp Bond UCITS Common Pool, iShares Global Agriculture Index Fund, iShares Global Nuclear Energy ETF, iShares PLc, BlackRock Collective Investment Funds, iShares Global Clean Energy ETF, iShares Global Materials ETF, iShares Global Inflation-Linked Bond ETF, iShares Global Financials ETF, iShares Global Consumer Discretionary ETF, iShares Global AAA-AA Govt Bond UCITS ETF USD (Dist), iShares Global Healthcare ETF, iShares Global Consumer Staples ETF, BlackRock Global Index Funds - iShares Global Government Bond Index Fund (LU), BlackRock Global Index Funds - iShares Europe Equity Index Fund (LU), iShares Global Energy ETF, iShares Global Inflation Linked Govt Bond UCITS ETF Common Pool, iShares Global Infrastructure Index Fund, iShares Global Govt Bond UCITS Common Pool, iShares Global Industrials ETF, iShares Global Monthly Dividend Index ETF (CAD-Hedged) AGG, iShares Europe Developed Real Estate ETF, iShares II Plc, iShares VI, BlackRock Fixed Income Dublin Funds Plc, iShares Global Infrastructure ETF, iShares Europe ETF, iShares Global Healthcare Index ETF (CAD-Hedged) added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by iShares Global Clean Energy UCITS ETF USD (Dist), iShares Global Real Estate Index ETF, iShares Global 100 ETF, iShares Global Completion Portfolio Builder Fund, iShares FTSE China ETF, BlackRock Asset Management Deutschland AG, iShares Global Corp Bond EUR Hedged UCITS ETF (Dist), iShares Global Infrastructure UCITS ETF USD (Dist), iShares Global Corp Bond UCITS Common Pool, iShares Global Agriculture Index Fund, iShares Global Nuclear Energy ETF, iShares PLc, BlackRock Collective Investment Funds, iShares Global Clean Energy ETF, iShares Global Materials ETF, iShares Global Inflation-Linked Bond ETF, iShares Global Financials ETF, iShares Global Consumer Discretionary ETF, iShares Global AAA-AA Govt Bond UCITS ETF USD (Dist), iShares Global Healthcare ETF, iShares Global Consumer Staples ETF, BlackRock Global Index Funds - iShares Global Government Bond Index Fund (LU), BlackRock Global Index Funds - iShares Europe Equity Index Fund (LU), iShares Global Energy ETF, iShares Global Inflation Linked Govt Bond UCITS ETF Common Pool, iShares Global Infrastructure Index Fund, iShares Global Govt Bond UCITS Common Pool, iShares Global Industrials ETF, iShares Global Monthly Dividend Index ETF (CAD-Hedged) AGG, iShares Europe Developed Real Estate ETF, iShares II Plc, iShares VI, BlackRock Fixed Income Dublin Funds Plc, iShares Global Infrastructure ETF, iShares Europe ETF, iShares Global Healthcare Index ETF (CAD-Hedged). Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 12, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners iShares Plc, iShares III Plc, BlackRock Asset Management Deutschland AG, iShares II Plc added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by iShares Plc, iShares III Plc, BlackRock Asset Management Deutschland AG, iShares II Plc. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 12, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners iShares Emerging Markets Fundamental Index ETF, iShares Plc, iShares III Plc, iShares Emerging Markets Infrastructure ETF, BlackRock Collective Investment Funds, BlackRock Global Index Funds - iShares Emerging Markets Equity Index Fund (LU), iShares II Plc, BlackRock Global Funds - iShares Emerging Markets Government Bond Index Fund (LU), iShares Emerging Asia Local Govt Bond UCITS ETF USD (Dist), iShares EM Infrastructure UCITS ETF USD (Dist), iShares Emerging Markets Dividend ETF added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by iShares Emerging Markets Fundamental Index ETF, iShares Plc, iShares III Plc, iShares Emerging Markets Infrastructure ETF, BlackRock Collective Investment Funds, BlackRock Global Index Funds - iShares Emerging Markets Equity Index Fund (LU), iShares II Plc, BlackRock Global Funds - iShares Emerging Markets Government Bond Index Fund (LU), iShares Emerging Asia Local Govt Bond UCITS ETF USD (Dist), iShares EM Infrastructure UCITS ETF USD (Dist), iShares Emerging Markets Dividend ETF. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 12, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners iShares V, iShares Edge MSCI EM Minimum Volatility UCITS ETF USD (Acc), iShares Edge MSCI Min Vol Global ETF, iShares Edge MSCI Min Vol EAFE Index ETF, iShares Edge MSCI Min Vol EAFE ETF, iShares Edge MSCI Emerging Markets Index ETF, iShares Edge MSCI Min Vol Canada Index ETF, BlackRock Asset Management Deutschland AG, iShares VI Plc, iShares Edge MSCI Min Vol Emerging Markets ETF, iShares Edge MSCI Europe Minimum Volatility UCITS Common Pool, iShares Edge MSCI Min Vol Global Index ETF, iShares Edge MSCI Min Vol USA Index ETF added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by iShares V, iShares Edge MSCI EM Minimum Volatility UCITS ETF USD (Acc), iShares Edge MSCI Min Vol Global ETF, iShares Edge MSCI Min Vol EAFE Index ETF, iShares Edge MSCI Min Vol EAFE ETF, iShares Edge MSCI Emerging Markets Index ETF, iShares Edge MSCI Min Vol Canada Index ETF, BlackRock Asset Management Deutschland AG, iShares VI Plc, iShares Edge MSCI Min Vol Emerging Markets ETF, iShares Edge MSCI Europe Minimum Volatility UCITS Common Pool, iShares Edge MSCI Min Vol Global Index ETF, iShares Edge MSCI Min Vol USA Index ETF. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 12, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners BlackRock Asset Management Deutschland AG, iShares Core MSCI Total International Stock ETF, iShares III Plc, iShares Core S&P 500 Index ETF, iShares Core MSCI Emerging Markets IMI Index ETF, iShares Dow Jones Canada Select Value Index Fund, iShares II Plc, iShares Core S&P/TSX Composite High Dividend Index ETF, iShares Core MSCI EAFE IMI Index ETF, iShares Core S&P/TSX Capped Composite Index ETF, iShares Core MSCI EAFE ETF, iShares Core S&P 500 Index ETF (CAD-Hedged), iShares Core MSCI Emerging Markets ETF added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by BlackRock Asset Management Deutschland AG, iShares Core MSCI Total International Stock ETF, iShares III Plc, iShares Core S&P 500 Index ETF, iShares Core MSCI Emerging Markets IMI Index ETF, iShares Dow Jones Canada Select Value Index Fund, iShares II Plc, iShares Core S&P/TSX Composite High Dividend Index ETF, iShares Core MSCI EAFE IMI Index ETF, iShares Core S&P/TSX Capped Composite Index ETF, iShares Core MSCI EAFE ETF, iShares Core S&P 500 Index ETF (CAD-Hedged), iShares Core MSCI Emerging Markets ETF. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 12, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners iShares Plc, iShares Canadian Growth Index Fund, iShares China All-Cap Index Fund, iShares China Large-Cap ETF, iShares Core Euro Corp Bond UCITS Common Pool, iShares Asia 50 ETF, iShares Canadian Fundamental Index Fund, iShares II Plc, iShares Core GBP Corp Bond UCITS ETF GBP (Dist), iShares Alternatives Completion Portfolio Builder Fund, iShares Conservative Core Portfolio Builder Fund, iShares BRIC Index Fund, iShares Core Euro Govt Bond UCITS ETF EUR (Dist), iShares Core MSCI AC Asia ex Japan Index ETF, BlackRock Collective Investment Funds, iShares China Index ETF, iShares Asia Developed Real Estate ETF, iShares Asia/Pacific Dividend ETF added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by iShares Plc, iShares Canadian Growth Index Fund, iShares China All-Cap Index Fund, iShares China Large-Cap ETF, iShares Core Euro Corp Bond UCITS Common Pool, iShares Asia 50 ETF, iShares Canadian Fundamental Index Fund, iShares II Plc, iShares Core GBP Corp Bond UCITS ETF GBP (Dist), iShares Alternatives Completion Portfolio Builder Fund, iShares Conservative Core Portfolio Builder Fund, iShares BRIC Index Fund, iShares Core Euro Govt Bond UCITS ETF EUR (Dist), iShares Core MSCI AC Asia ex Japan Index ETF, BlackRock Collective Investment Funds, iShares China Index ETF, iShares Asia Developed Real Estate ETF, iShares Asia/Pacific Dividend ETF. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 12, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners iShares 1-3 Year International Treasury Bond ETF, International Equity Index Plus Fund B - Jacket, iShares Plc, iShares 1-5 Year Laddered Corporate Bond Index Fund, International Active Stock Currency Hedged Fund, BlackRock Asset Management Deutschland AG, International Tilts Hedged CAD Fund B, iShares II Plc, International Equity Index Plus Fund Jacket, International Sudan Divestment Index Fund, International Alpha Tilts RSL Fund, India Equity Fund Aggregate, International Tilts Master Portfolio, BlackRock Collective Investment Funds, iShares V Plc, International Alpha Tilts Fund B, International Alpha Tilts Fund, International Multi-cap Equity Fund added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by iShares 1-3 Year International Treasury Bond ETF, International Equity Index Plus Fund B - Jacket, iShares Plc, iShares 1-5 Year Laddered Corporate Bond Index Fund, International Active Stock Currency Hedged Fund, BlackRock Asset Management Deutschland AG, International Tilts Hedged CAD Fund B, iShares II Plc, International Equity Index Plus Fund Jacket, International Sudan Divestment Index Fund, International Alpha Tilts RSL Fund, India Equity Fund Aggregate, International Tilts Master Portfolio, BlackRock Collective Investment Funds, iShares V Plc, International Alpha Tilts Fund B, International Alpha Tilts Fund, International Multi-cap Equity Fund. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 9, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners Global Treasury ex-U.S. Screened USD Hedged Fund E, Global Equity Focus Fund B, Gold Fund, Global Aggregate ex-USD Currency Hedged Index Non-Lendable Fund, Global Multi-cap Equity Fund B, Global High Yield Bond Index Fund B, i-mizuho Developed Markets Inflation Linked Bond Index, Global Dividend Income Fund B, Global Ex-US Alpha Tilts Fund, Global Dividend Income Fund, Global Aggregate ex-USD Bond Index Fund B, Global Market Neutral Fund B, Global Ascent (Sterling) Ltd., Gold Metal Open Mother Fund, Global Alpha Tilts Fund B, Global Equity Mandate Fund B added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by Global Treasury ex-U.S. Screened USD Hedged Fund E, Global Equity Focus Fund B, Gold Fund, Global Aggregate ex-USD Currency Hedged Index Non-Lendable Fund, Global Multi-cap Equity Fund B, Global High Yield Bond Index Fund B, i-mizuho Developed Markets Inflation Linked Bond Index, Global Dividend Income Fund B, Global Ex-US Alpha Tilts Fund, Global Dividend Income Fund, Global Aggregate ex-USD Bond Index Fund B, Global Market Neutral Fund B, Global Ascent (Sterling) Ltd., Gold Metal Open Mother Fund, Global Alpha Tilts Fund B, Global Equity Mandate Fund B. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 9, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners Europe Equity Index ESG Screened Fund B, Emerging Markets Sudan Free Equity Index Fund, Emerging Markets Small Capitalization Equity Index Non- Lendable Fund B, Emerging Markets Equity Index Plus Fund, Emerging Markets Alpha Fund B - Jacket, Emerging Markets Opportunities LR Fund - Aggregate, Emerging Markets Index Non- Lendable Fund, Emerging Markets Opportunities MR Fund - Aggregate, Frontier Markets ESG Screened Fund B - Jacket, Equity Dividend (Active Stock Sleeve), Emerging Markets Strategic Insights Non-Lendable Fund, Europe Ex-UK Alpha Tilts ESG Screened Fund B, EAFE Equity Index Fund E, Europe Alpha Tilts Non-Lendable Fund B, Global Aggregate ex-USD Bond Index Fund B, Emerging Markets Equity Index Master Fund, Emerging Markets Alpha Tilts Fund B (Jacket), Fundamental Large Cap Growth (Active Stock Sleeve), Fixed Income GlobalAlpha Master Fund Ltd., GAL ACM UBS, Emerging Markets Local Bond Index Fund B, EAFE Sudan Free Equity Index Fund, Equity Dividend Fund, Emerging Markets Alpha Tilts Fund (Jacket), EAFE Equity Value Index Fund, EAFE Equity Growth Index Fund, Emerging Markets Opportunities MR Fund B - Aggregate, Emerging Markets Equity Index ESG Screened Fund B, Emerging Markets Strategic Insights Non-Lendable Fund B, GAL ACM RBS, Europe Alpha Tilts Fund, FTSE RAFI Emerging Index Non- Lendable Fund, Emerging Markets Small Capitalization Equity Index Fund, EAFE Equity Index Fund P, GAL HSBC FX, Emerging Markets Small Capitalization Equity Index Non- Lendable Fund, GAL UBS FX, GAL ECM RBS, GAL SCM RBS, GAL ACM HSBC, Emerging Markets Index Non- Lendable Fund B, EAFE Equity Index Fund F, Emerging Markets Alpha Master Fund Ltd., Frontier Markets ex-Gulf Cooperation Council Countries ESG Screened Fund B added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by Europe Equity Index ESG Screened Fund B, Emerging Markets Sudan Free Equity Index Fund, Emerging Markets Small Capitalization Equity Index Non- Lendable Fund B, Emerging Markets Equity Index Plus Fund, Emerging Markets Alpha Fund B - Jacket, Emerging Markets Opportunities LR Fund - Aggregate, Emerging Markets Index Non- Lendable Fund, Emerging Markets Opportunities MR Fund - Aggregate, Frontier Markets ESG Screened Fund B - Jacket, Equity Dividend (Active Stock Sleeve), Emerging Markets Strategic Insights Non-Lendable Fund, Europe Ex-UK Alpha Tilts ESG Screened Fund B, EAFE Equity Index Fund E, Europe Alpha Tilts Non-Lendable Fund B, Global Aggregate ex-USD Bond Index Fund B, Emerging Markets Equity Index Master Fund, Emerging Markets Alpha Tilts Fund B (Jacket), Fundamental Large Cap Growth (Active Stock Sleeve), Fixed Income GlobalAlpha Master Fund Ltd., GAL ACM UBS, Emerging Markets Local Bond Index Fund B, EAFE Sudan Free Equity Index Fund, Equity Dividend Fund, Emerging Markets Alpha Tilts Fund (Jacket), EAFE Equity Value Index Fund, EAFE Equity Growth Index Fund, Emerging Markets Opportunities MR Fund B - Aggregate, Emerging Markets Equity Index ESG Screened Fund B, Emerging Markets Strategic Insights Non-Lendable Fund B, GAL ACM RBS, Europe Alpha Tilts Fund, FTSE RAFI Emerging Index Non- Lendable Fund, Emerging Markets Small Capitalization Equity Index Fund, EAFE Equity Index Fund P, GAL HSBC FX, Emerging Markets Small Capitalization Equity Index Non- Lendable Fund, GAL UBS FX, GAL ECM RBS, GAL SCM RBS, GAL ACM HSBC, Emerging Markets Index Non- Lendable Fund B, EAFE Equity Index Fund F, Emerging Markets Alpha Master Fund Ltd., Frontier Markets ex-Gulf Cooperation Council Countries ESG Screened Fund B. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 9, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners Canada Alpha Tilts Fund B, BlackRock Strategic Funds - BlackRock European Diversified Equity Absolute Return Fund, BlackRock Strategic Funds - BlackRock Emerging Markets Absolute Return Fund, BlackRock Yen LIBOR Fund, BlackRock UK Smaller Companies Fund, BlackRock Strategic Funds - BlackRock European Opportunities Extension Fund, BLK Global Market Insight Fund, BlackRock Strategic Funds - BlackRock Fixed Income Strategies Fund, CoreAlpha Bond Fund E, BlackRock Strategic Funds - Emerging Markets Flexi Dynamic Bond Fund, BlackRock Strategic Funds - BlackRock Emerging Markets Allocation Fund, Canada Equity Index ESG Screened Fund B, BlackRock UK Emerging Companies Hedge Fund, Canada Alpha Tilts Fund, Developed ex-US Real Estate Index Fund B, BlackRock Utilities, Infrastructure & Power Opportunities Trust, BlackRock US Dynamic Fund, Currency Selection Developed Markets AGG, Canada Market Neutral Fund B - Aggregate, Developed ex-US Real Estate Index Fund, BlackRock Strategic Funds - BlackRock European Absolute Return Fund, BlackRock UK Income Fund, BlackRock Strategic Funds - European Constrained Credit Strategies Fund, BlackRock UK Specialist Fund, BlackRock UK Fund, BlackRock UK Dynamic Fund, BlackRock Strategic Funds - BlackRock Global Absolute Return Bond Fund, BlackRock US Opportunities Fund, BlackRock Strategic Funds - BlackRock European Credit Strategies Fund, Developed ex-U.S. Real Estate Index Non-Lendable Fund, Cadbury Hedge Fund Alternatives Portfolio - Aggregate, CorePlus Bond Fund B, BlackRock Strategic Funds - BlackRock Americas Diversified Equity Absolute Return Fund, BlackRock UK Focus Fund, Developed Real Estate Index Non- Lendable Fund, BlackRock Strategic Funds - BlackRock Dynamic Diversified Growth Fund, Developed Markets Bond Index Mother Fund, EAFE Currency Hedged Equity Index Fund, Currency Selection Emerging Markets AGG, BlackRock Strategic Funds - BlackRock Asia Extension Fund, BlackRock UK Equity Fund, BlackRock UK Special Situations Fund, CoreAlpha Bond Master Portfolio added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by Canada Alpha Tilts Fund B, BlackRock Strategic Funds - BlackRock European Diversified Equity Absolute Return Fund, BlackRock Strategic Funds - BlackRock Emerging Markets Absolute Return Fund, BlackRock Yen LIBOR Fund, BlackRock UK Smaller Companies Fund, BlackRock Strategic Funds - BlackRock European Opportunities Extension Fund, BLK Global Market Insight Fund, BlackRock Strategic Funds - BlackRock Fixed Income Strategies Fund, CoreAlpha Bond Fund E, BlackRock Strategic Funds - Emerging Markets Flexi Dynamic Bond Fund, BlackRock Strategic Funds - BlackRock Emerging Markets Allocation Fund, Canada Equity Index ESG Screened Fund B, BlackRock UK Emerging Companies Hedge Fund, Canada Alpha Tilts Fund, Developed ex-US Real Estate Index Fund B, BlackRock Utilities, Infrastructure & Power Opportunities Trust, BlackRock US Dynamic Fund, Currency Selection Developed Markets AGG, Canada Market Neutral Fund B - Aggregate, Developed ex-US Real Estate Index Fund, BlackRock Strategic Funds - BlackRock European Absolute Return Fund, BlackRock UK Income Fund, BlackRock Strategic Funds - European Constrained Credit Strategies Fund, BlackRock UK Specialist Fund, BlackRock UK Fund, BlackRock UK Dynamic Fund, BlackRock Strategic Funds - BlackRock Global Absolute Return Bond Fund, BlackRock US Opportunities Fund, BlackRock Strategic Funds - BlackRock European Credit Strategies Fund, Developed ex-U.S. Real Estate Index Non-Lendable Fund, Cadbury Hedge Fund Alternatives Portfolio - Aggregate, CorePlus Bond Fund B, BlackRock Strategic Funds - BlackRock Americas Diversified Equity Absolute Return Fund, BlackRock UK Focus Fund, Developed Real Estate Index Non- Lendable Fund, BlackRock Strategic Funds - BlackRock Dynamic Diversified Growth Fund, Developed Markets Bond Index Mother Fund, EAFE Currency Hedged Equity Index Fund, Currency Selection Emerging Markets AGG, BlackRock Strategic Funds - BlackRock Asia Extension Fund, BlackRock UK Equity Fund, BlackRock UK Special Situations Fund, CoreAlpha Bond Master Portfolio. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 9, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners BlackRock Managed Volatility V.I. Fund of BlackRock Variable Series Fund, BlackRock Non-UCITS Retail Funds, BlackRock Resources and Commodities Strategy Trust - Aggregate, BlackRock Korea World Energy Fund - Master, BlackRock International Equity Fund, BlackRock LBG DC 'A' Fund, BlackRock Korea World Gold Fund - Master, BlackRock Limited Duration Income Trust - Aggregate, BlackRock Strategic Global Bond Fund, Inc. - Aggregate, BlackRock Mid Cap Dividend Fund of BlackRock Mid Cap Dividend Series, Inc., BlackRock Asset Management Ireland Limited, BlackRock Overseas Fund, BlackRock High Equity Income Fund, BlackRock MSCI EAFE Equity Index Non-Lendable Fund F, BlackRock Scientific Hedged International Equity Fund, BlackRock MSCI Equity Index Non-Lendable Fund - Canada, BlackRock Tactical Opportunities Fund, BlackRock Korea Latin American Fund - Master, BlackRock MSCI ACWI Minimum Volatility Index Fund, BlackRock International V.I. Fund of BLK Variable Series Fund, BlackRock MSCI EAFE Equity Index Non-Lendable Fund, BlackRock Multi-Sector Income Trust - Aggregate, BlackRock Total Return Portfolio of BlackRock Series Fund, Inc., BlackRock Latin America Fund, Inc., BlackRock Scientific International Equity Fund, BlackRock International Gold Fund, BlackRock MSCI World ex USA Minimum Volatility Index Fund, BlackRock International Dividend Fund, BlackRock Hedged Global Small Cap Fund - NB, BlackRock Long-Horizon Equity Fund, BlackRock Korea Emerging Europe Fund - Master, BlackRock Tactical Growth Fund, BlackRock MSCI Canada Small Cap Equity Index, Non-Lendable Fund, BlackRock Total Return V.I. Fund (Ins - Var Ser), BlackRock Monthly Income Fund, BlackRock Low Duration Bond Portfolio - Aggregate, BlackRock Natural Resources Growth & Income Fund, BlackRock Total Factor Fund, BlackRock High Yield V.I. Fund, BlackRock Natural Resources Trust, BlackRock MSCI EAFE Small Cap Equity Index Fund, BlackRock Strategic Income Opportunities Portfolio, BlackRock Managed Income Fund, BlackRock Multi-Asset Income Portfolio of BlackRock Funds II, BlackRock MSCI Equity Index Fund B - Morocco, BlackRock Technology Opportunities Fund, BlackRock MSCI EAFE Equity Index RSL Fund, BlackRock MSCI EAFE Small Cap Equity Index Non-Lendable Fund, BlackRock MSCI Canada Small Cap Equity Index Fund, BlackRock U.S. Government Bond Portfolio of BlackRock Funds II, BlackRock Korea World Mining Fund - Master, BlackRock High Yield Portfolio of BlackRock Series Fund, Inc., BlackRock International Fund, BlackRock Mid-Cap Growth Equity Portfolio, BlackRock UK Absolute Alpha Fund added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by BlackRock Managed Volatility V.I. Fund of BlackRock Variable Series Fund, BlackRock Non-UCITS Retail Funds, BlackRock Resources and Commodities Strategy Trust - Aggregate, BlackRock Korea World Energy Fund - Master, BlackRock International Equity Fund, BlackRock LBG DC 'A' Fund, BlackRock Korea World Gold Fund - Master, BlackRock Limited Duration Income Trust - Aggregate, BlackRock Strategic Global Bond Fund, Inc. - Aggregate, BlackRock Mid Cap Dividend Fund of BlackRock Mid Cap Dividend Series, Inc., BlackRock Asset Management Ireland Limited, BlackRock Overseas Fund, BlackRock High Equity Income Fund, BlackRock MSCI EAFE Equity Index Non-Lendable Fund F, BlackRock Scientific Hedged International Equity Fund, BlackRock MSCI Equity Index Non-Lendable Fund - Canada, BlackRock Tactical Opportunities Fund, BlackRock Korea Latin American Fund - Master, BlackRock MSCI ACWI Minimum Volatility Index Fund, BlackRock International V.I. Fund of BLK Variable Series Fund, BlackRock MSCI EAFE Equity Index Non-Lendable Fund, BlackRock Multi-Sector Income Trust - Aggregate, BlackRock Total Return Portfolio of BlackRock Series Fund, Inc., BlackRock Latin America Fund, Inc., BlackRock Scientific International Equity Fund, BlackRock International Gold Fund, BlackRock MSCI World ex USA Minimum Volatility Index Fund, BlackRock International Dividend Fund, BlackRock Hedged Global Small Cap Fund - NB, BlackRock Long-Horizon Equity Fund, BlackRock Korea Emerging Europe Fund - Master, BlackRock Tactical Growth Fund, BlackRock MSCI Canada Small Cap Equity Index, Non-Lendable Fund, BlackRock Total Return V.I. Fund (Ins - Var Ser), BlackRock Monthly Income Fund, BlackRock Low Duration Bond Portfolio - Aggregate, BlackRock Natural Resources Growth & Income Fund, BlackRock Total Factor Fund, BlackRock High Yield V.I. Fund, BlackRock Natural Resources Trust, BlackRock MSCI EAFE Small Cap Equity Index Fund, BlackRock Strategic Income Opportunities Portfolio, BlackRock Managed Income Fund, BlackRock Multi-Asset Income Portfolio of BlackRock Funds II, BlackRock MSCI Equity Index Fund B - Morocco, BlackRock Technology Opportunities Fund, BlackRock MSCI EAFE Equity Index RSL Fund, BlackRock MSCI EAFE Small Cap Equity Index Non-Lendable Fund, BlackRock MSCI Canada Small Cap Equity Index Fund, BlackRock U.S. Government Bond Portfolio of BlackRock Funds II, BlackRock Korea World Mining Fund - Master, BlackRock High Yield Portfolio of BlackRock Series Fund, Inc., BlackRock International Fund, BlackRock Mid-Cap Growth Equity Portfolio, BlackRock UK Absolute Alpha Fund. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 9, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners BlackRock Health Sciences Master Unit Trust, BlackRock Global Small Cap Fund -- NB, BlackRock Global Allocation Variable Series (V.I.) Fund (Ins - Var Ser), BlackRock Asset Management Ireland Limited, BlackRock Global Long/Short Credit Fund - Aggregate, BlackRock Global Dividend Portfolio, BlackRock Global Long/Short Equity Fund, BlackRock Health Sciences Opportunities Portfolio, BlackRock Gold & General Fund - Natural Resources, BlackRock Floating Rate Income Strategies Fund, Inc., BlackRock Global Allocation Portfolio (Ins - Series), BlackRock Global Allocation Fund (Aust), BlackRock Global Income Fund, BlackRock Funds II, Inflation Protected Bond Portfolio - Aggregate, BlackRock Health Sciences Trust, BlackRock Global Allocation Collective Fund, BlackRock Funds II, High Yield Bond Portfolio, BlackRock Floating Rate Income Portfolio, BlackRock Global Market Insight Fund B - Jacket, BlackRock Global Allocation Fund, Inc, BlackRock Growth & Recovery Fund, BlackRock Global Multi Asset Income Fund, BlackRock Frontier Markets Fund - Jacket, BlackRock Global Opportunities V.I. Fund of BlackRock Variable Series Fund, BlackRock Global Equity Fund, BlackRock Floating Rate Income Trust added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by BlackRock Health Sciences Master Unit Trust, BlackRock Global Small Cap Fund -- NB, BlackRock Global Allocation Variable Series (V.I.) Fund (Ins - Var Ser), BlackRock Asset Management Ireland Limited, BlackRock Global Long/Short Credit Fund - Aggregate, BlackRock Global Dividend Portfolio, BlackRock Global Long/Short Equity Fund, BlackRock Health Sciences Opportunities Portfolio, BlackRock Gold & General Fund - Natural Resources, BlackRock Floating Rate Income Strategies Fund, Inc., BlackRock Global Allocation Portfolio (Ins - Series), BlackRock Global Allocation Fund (Aust), BlackRock Global Income Fund, BlackRock Funds II, Inflation Protected Bond Portfolio - Aggregate, BlackRock Health Sciences Trust, BlackRock Global Allocation Collective Fund, BlackRock Funds II, High Yield Bond Portfolio, BlackRock Floating Rate Income Portfolio, BlackRock Global Market Insight Fund B - Jacket, BlackRock Global Allocation Fund, Inc, BlackRock Growth & Recovery Fund, BlackRock Global Multi Asset Income Fund, BlackRock Frontier Markets Fund - Jacket, BlackRock Global Opportunities V.I. Fund of BlackRock Variable Series Fund, BlackRock Global Equity Fund, BlackRock Floating Rate Income Trust. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 9, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners BlackRock Enhanced Capital and Income Fund, Inc., BlackRock European Dynamic Fund, BlackRock Equity Dividend V.I. Fund of BLK Variable Series Fund, BlackRock Fixed Income Global Opportunities Fund, BlackRock Emerging Markets Flexible Dynamic Bond Portfolio, BlackRock Equity Dividend Fund, BlackRock Enhanced Government Fund, Inc., BlackRock European Absolute Alpha Fund, BlackRock Energy and Resources Trust, BlackRock Enhanced Global Dividend Trust, BlackRock Energy & Resources Portfolio, BlackRock Emerging Markets Dividend Fund, BlackRock Enhanced International Divdend Trust - Aggregate, BlackRock Emerging Markets Fund, Inc., BlackRock Euro Fund, BlackRock Emerging Markets Fund, BlackRock Enhanced Equity Dividend Trust added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by BlackRock Enhanced Capital and Income Fund, Inc., BlackRock European Dynamic Fund, BlackRock Equity Dividend V.I. Fund of BLK Variable Series Fund, BlackRock Fixed Income Global Opportunities Fund, BlackRock Emerging Markets Flexible Dynamic Bond Portfolio, BlackRock Equity Dividend Fund, BlackRock Enhanced Government Fund, Inc., BlackRock European Absolute Alpha Fund, BlackRock Energy and Resources Trust, BlackRock Enhanced Global Dividend Trust, BlackRock Energy & Resources Portfolio, BlackRock Emerging Markets Dividend Fund, BlackRock Enhanced International Divdend Trust - Aggregate, BlackRock Emerging Markets Fund, Inc., BlackRock Euro Fund, BlackRock Emerging Markets Fund, BlackRock Enhanced Equity Dividend Trust. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 9, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners BlackRock Core Bond Trust - Aggregate, BlackRock Continental European Income Fund, BlackRock CDN Russel 3000 Index Hedged Non-Taxable Fund, BlackRock Coporate High Yield Fund, Inc., BlackRock Defined Opportunity Credit Trust, BlackRock Credit Allocation Income Trust, BlackRock Dynamic Diversified Growth Fund, BlackRock Continental European Fund, BlackRock CDN US Equity Index Non-Taxable Class A, BlackRock Coporate Bond Fund, BlackRock Asset Management Ireland Limited, BlackRock Debt Strategies Fund, Inc., BlackRock Credit Strategies Income Fund - Aggregate, BlackRock Commodity Strategies Fund - Aggregate, BlackRock Core Bond Portfolio added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by BlackRock Core Bond Trust - Aggregate, BlackRock Continental European Income Fund, BlackRock CDN Russel 3000 Index Hedged Non-Taxable Fund, BlackRock Coporate High Yield Fund, Inc., BlackRock Defined Opportunity Credit Trust, BlackRock Credit Allocation Income Trust, BlackRock Dynamic Diversified Growth Fund, BlackRock Continental European Fund, BlackRock CDN US Equity Index Non-Taxable Class A, BlackRock Coporate Bond Fund, BlackRock Asset Management Ireland Limited, BlackRock Debt Strategies Fund, Inc., BlackRock Credit Strategies Income Fund - Aggregate, BlackRock Commodity Strategies Fund - Aggregate, BlackRock Core Bond Portfolio. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 9, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners BlackRock Balanced Growth Portfolio Fund, BlackRock All-Cap Energy & Resources Portfolio, BlackRock Advantage Global Fund, Inc., BlackRock Capital Appreciation Fund, Inc, BlackRock Capital Appreciation V.I. Fund of BlackRock Variable Series Fund, BlackRock Asian Dragon Fund, Inc., BlackRock CDN MSCI EAFE Index Hedged Fund, BlackRock Capital Investment Corp. - AGG, BlackRock Advantage U.S. Total Market V.I. Fund of BLK Variable Series Fund, BlackRock Advantage International Fund, BlackRock Capital Appreciation Portfolio of BlackRock Series Fund, Inc., BlackRock Canada CorePlus Long Bond Fund, BlackRock CDN MSCI EAFE Equity Index Fund, BlackRock CDN MSCI EAFE Equity Index Class D, BlackRock Appreciation Strategy Fund, Ltd. - Aggregate, BlackRock Advantage Large Cap Growth Fund - Aggregate, BlackRock Balanced Capital Portfolio of BlackRock Series Fund, Inc. added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by BlackRock Balanced Growth Portfolio Fund, BlackRock All-Cap Energy & Resources Portfolio, BlackRock Advantage Global Fund, Inc., BlackRock Capital Appreciation Fund, Inc, BlackRock Capital Appreciation V.I. Fund of BlackRock Variable Series Fund, BlackRock Asian Dragon Fund, Inc., BlackRock CDN MSCI EAFE Index Hedged Fund, BlackRock Capital Investment Corp. - AGG, BlackRock Advantage U.S. Total Market V.I. Fund of BLK Variable Series Fund, BlackRock Advantage International Fund, BlackRock Capital Appreciation Portfolio of BlackRock Series Fund, Inc., BlackRock Canada CorePlus Long Bond Fund, BlackRock CDN MSCI EAFE Equity Index Fund, BlackRock CDN MSCI EAFE Equity Index Class D, BlackRock Appreciation Strategy Fund, Ltd. - Aggregate, BlackRock Advantage Large Cap Growth Fund - Aggregate, BlackRock Balanced Capital Portfolio of BlackRock Series Fund, Inc.. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 9, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners BlackRock Global Funds - World Energy Fund, BlackRock Global Funds - US Growth Fund, BlackRock Global Funds - United Kingdom Fund, BlackRock Global Funds - World Gold Fund, BlackRock Global Funds - World Mining Fund, BlackRock Global Funds - World Agriculture Fund, BlackRock Global Investment Series - Income Strategies Portfolio, BlackRock Global Funds - World Technology Fund, BlackRock Channel Islands, BlackRock Absolute Return Bond Fund, BlackRock Global Funds - US Dollar Short Duration Bond Fund, BlackRock Global Funds - US Dollar Bond Fund, BlackRock Global Funds - World Healthscience Fund, BlackRock Global Funds - World Financials Fund, BlackRock Global Investment Series - Global Equity Income Portfolio, BlackRock Global Investment Series - Emerging Markets Local Currency Bond Index Portfolio, BlackRock Global Funds - US Small & MidCap Opportunities Fund, BlackRock Global Funds - US Dollar High Yield Bond Fund, BlackRock Global Funds - World Bond Fund added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by BlackRock Global Funds - World Energy Fund, BlackRock Global Funds - US Growth Fund, BlackRock Global Funds - United Kingdom Fund, BlackRock Global Funds - World Gold Fund, BlackRock Global Funds - World Mining Fund, BlackRock Global Funds - World Agriculture Fund, BlackRock Global Investment Series - Income Strategies Portfolio, BlackRock Global Funds - World Technology Fund, BlackRock Channel Islands, BlackRock Absolute Return Bond Fund, BlackRock Global Funds - US Dollar Short Duration Bond Fund, BlackRock Global Funds - US Dollar Bond Fund, BlackRock Global Funds - World Healthscience Fund, BlackRock Global Funds - World Financials Fund, BlackRock Global Investment Series - Global Equity Income Portfolio, BlackRock Global Investment Series - Emerging Markets Local Currency Bond Index Portfolio, BlackRock Global Funds - US Small & MidCap Opportunities Fund, BlackRock Global Funds - US Dollar High Yield Bond Fund, BlackRock Global Funds - World Bond Fund. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 9, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners BlackRock Global Funds - Global High Yield Bond Fund, BlackRock Global Funds - Global Enhanced Equity Yield Fund, BlackRock Global Funds - Flexible Multi-Asset Fund, BlackRock Global Funds - North American Equity Income Fund, BlackRock Global Funds - Global Multi-Asset Income Fund, BlackRock Global Funds - India Fund, BlackRock Global Funds - Global Equity Income Fund, BlackRock Global Funds - Natural Resources Growth & Income Fund, BlackRock Global Funds - Japan Flexible Equity Fund, BlackRock Global Funds - New Energy Fund, BlackRock Global Funds - Pacific Equity Fund, BlackRock Global Funds - Global Dynamic Equity Fund, BlackRock Global Funds - Global Allocation Fund, BlackRock Global Funds - Global Opportunities Fund, BlackRock Global Funds - Global Inflation Linked Bond Fund, BlackRock Global Funds - Swiss Small & MidCap Opportunities Fund, BlackRock Global Funds - Latin American Fund, BlackRock Global Funds - Japan Small & MidCap Opportunities Fund, BlackRock Global Funds - Global Equity Fund, BlackRock Global Funds - Global Corporate Bond Fund, BlackRock Global Funds - Global Government Bond Fund added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by BlackRock Global Funds - Global High Yield Bond Fund, BlackRock Global Funds - Global Enhanced Equity Yield Fund, BlackRock Global Funds - Flexible Multi-Asset Fund, BlackRock Global Funds - North American Equity Income Fund, BlackRock Global Funds - Global Multi-Asset Income Fund, BlackRock Global Funds - India Fund, BlackRock Global Funds - Global Equity Income Fund, BlackRock Global Funds - Natural Resources Growth & Income Fund, BlackRock Global Funds - Japan Flexible Equity Fund, BlackRock Global Funds - New Energy Fund, BlackRock Global Funds - Pacific Equity Fund, BlackRock Global Funds - Global Dynamic Equity Fund, BlackRock Global Funds - Global Allocation Fund, BlackRock Global Funds - Global Opportunities Fund, BlackRock Global Funds - Global Inflation Linked Bond Fund, BlackRock Global Funds - Swiss Small & MidCap Opportunities Fund, BlackRock Global Funds - Latin American Fund, BlackRock Global Funds - Japan Small & MidCap Opportunities Fund, BlackRock Global Funds - Global Equity Fund, BlackRock Global Funds - Global Corporate Bond Fund, BlackRock Global Funds - Global Government Bond Fund. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 9, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners BlackRock Global Funds - Emerging Markets Investment Grade Bond Fund, BlackRock Global Funds - Emerging Markets Bond Fund, BlackRock Global Funds - China Bond Fund, BlackRock Global Funds - European Value Fund, BlackRock Global Funds - Euro Bond Fund, BlackRock Global Funds - Euro Short Duration Bond Fund, BlackRock Global Funds - Emerging Markets Equity Income Fund, BlackRock Global Funds - European Fund, BlackRock Global Funds - Euro-Markets Fund, BlackRock Global Funds - European Special Situations Fund, BlackRock Global Funds - Fixed Income Global Opportunities Fund, BlackRock Global Funds - Emerging Europe Fund, BlackRock Global Funds - China Fund, BlackRock Global Funds - Euro Corporate Bond Fund, BlackRock Global Funds - Emerging Markets Local Currency Bond Fund, BlackRock Global Funds - European Focus Fund, BlackRock Global Funds - European Equity Income Fund, BlackRock Global Funds - Emerging Markets Corporate Bond Fund, BlackRock Global Funds - Continental European Flexible Fund, BlackRock Global Funds - Emerging Markets Fund added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by BlackRock Global Funds - Emerging Markets Investment Grade Bond Fund, BlackRock Global Funds - Emerging Markets Bond Fund, BlackRock Global Funds - China Bond Fund, BlackRock Global Funds - European Value Fund, BlackRock Global Funds - Euro Bond Fund, BlackRock Global Funds - Euro Short Duration Bond Fund, BlackRock Global Funds - Emerging Markets Equity Income Fund, BlackRock Global Funds - European Fund, BlackRock Global Funds - Euro-Markets Fund, BlackRock Global Funds - European Special Situations Fund, BlackRock Global Funds - Fixed Income Global Opportunities Fund, BlackRock Global Funds - Emerging Europe Fund, BlackRock Global Funds - China Fund, BlackRock Global Funds - Euro Corporate Bond Fund, BlackRock Global Funds - Emerging Markets Local Currency Bond Fund, BlackRock Global Funds - European Focus Fund, BlackRock Global Funds - European Equity Income Fund, BlackRock Global Funds - Emerging Markets Corporate Bond Fund, BlackRock Global Funds - Continental European Flexible Fund, BlackRock Global Funds - Emerging Markets Fund. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 8, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners Alpha Advantage Japan Fund, Alpha Advantage 3000 Fund B - Aggregate, Active International Equity Fund - Jacket, BlackRock Global Funds - Asian Growth Leaders Fund, Alpha Advantage US Fund B - Aggregate, Alpha Advantage 500 Fund B - Aggregate, BlackRock Global Funds - Asia Pacific Equity Income Fund, BlackRock Collective Investment Funds, BlackRock Global Funds - Asian Dragon Fund, Alpha Advantage 3000 Fund - Aggregate, Active International Equity Fund B - Jacket, BlackRock Life Unlimited, Alpha Advantage Japan Fund B, BlackRock Global Funds - Asean Leaders Fund, Alpha Advantage 500 Fund - Aggregate, Alpha Advantage 1000 Fund B - Aggregate, Alpha Advantage International Fund - Aggregate added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by Alpha Advantage Japan Fund, Alpha Advantage 3000 Fund B - Aggregate, Active International Equity Fund - Jacket, BlackRock Global Funds - Asian Growth Leaders Fund, Alpha Advantage US Fund B - Aggregate, Alpha Advantage 500 Fund B - Aggregate, BlackRock Global Funds - Asia Pacific Equity Income Fund, BlackRock Collective Investment Funds, BlackRock Global Funds - Asian Dragon Fund, Alpha Advantage 3000 Fund - Aggregate, Active International Equity Fund B - Jacket, BlackRock Life Unlimited, Alpha Advantage Japan Fund B, BlackRock Global Funds - Asean Leaders Fund, Alpha Advantage 500 Fund - Aggregate, Alpha Advantage 1000 Fund B - Aggregate, Alpha Advantage International Fund - Aggregate. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 8, 2018 ***NOTICE TO ATTORNEY REGARDING DEFICIENT PLEADING. Notice to Attorney Daniel Lawrence Brockett to RE-FILE Document No. #1 Complaint. The filing is deficient for the following reason(s): the PDF attached to the docket entry for the pleading is not correct; the wrong filer/filers were selected for the pleading; all parties must be listed in caption. Re-file the pleading using the event type Complaint found under the event list Complaints and Other Initiating Documents - attach the correct signed PDF - select the individually named filer/filers - select the individually named party/parties the pleading is against. If the deficiency/deficiencies are not corrected within five (5) days per Amended Standing Order 15-mc-00131 this case will be administratively closed. Initial Pleading due by 11/13/2018. (sj)
November 8, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners Allianz RCM Innovation Fund, AllianzGI Emerging-Markets Small Cap, AllianzGI Global Natural Resources Fund, AllianzGI Global Equity & Convertible Income Fund, AllianzGI Global Small-Cap Opportunities Portfolio, Allianz RCM Large-Cap Fund, AllianzGI Emerging Markets Opportunities Fund, AllianzGI Emerging Markets Consumer Fraud, AllianzGI Global Managed Volatility Fund, Allianz RCM Mid-Cap Fund, Allianz RCM International Opportunities Fund, Allianz RCM Technology Fund added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by Allianz RCM Innovation Fund, AllianzGI Emerging-Markets Small Cap, AllianzGI Global Natural Resources Fund, AllianzGI Global Equity & Convertible Income Fund, AllianzGI Global Small-Cap Opportunities Portfolio, Allianz RCM Large-Cap Fund, AllianzGI Emerging Markets Opportunities Fund, AllianzGI Emerging Markets Consumer Fraud, AllianzGI Global Managed Volatility Fund, Allianz RCM Mid-Cap Fund, Allianz RCM International Opportunities Fund, Allianz RCM Technology Fund. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 8, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners Allianz RCM Disciplined International Equity Fund, Allianz RCM Biotechnology Fund add Global Health Sciences, Allianz OCC Renaissance Fund, Allianz RCM Global Sustainability Fund, Allianz RCM Dynamic Growth Fund, Allianz RCM Strategic Growth Fund, Allianz RCM BRIC Stars Fund, Allianz RCM Global Small Cap Fund, Allianz RCM All Horizons Fund, Allianz OCC Value Fund, Allianz RCM Financial Services Fund, Allianz RCM Disciplined International Equity Fund - Fgn.Equity, Allianz RCM Global Eco Trends Fund, Allianz RCM All Alpha Fund added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by Allianz RCM Disciplined International Equity Fund, Allianz RCM Biotechnology Fund add Global Health Sciences, Allianz OCC Renaissance Fund, Allianz RCM Global Sustainability Fund, Allianz RCM Dynamic Growth Fund, Allianz RCM Strategic Growth Fund, Allianz RCM BRIC Stars Fund, Allianz RCM Global Small Cap Fund, Allianz RCM All Horizons Fund, Allianz OCC Value Fund, Allianz RCM Financial Services Fund, Allianz RCM Disciplined International Equity Fund - Fgn.Equity, Allianz RCM Global Eco Trends Fund, Allianz RCM All Alpha Fund. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 8, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners PEA Value Fund, a series of Allianz Funds, Allianz OCC Equity Premium Strategy Fund, a series of Allianz Funds, AllianzGI NFJ All-Cap Fund, a series of Allianz Funds, Allianz Dynamic Global Bond Allocation Fund - AllianzGI Global Dynamic Allocation LLC, AllianzGI Global Growth Allocation Fund, Allianz Global Investors Capital International Systematic Fund LLC, Allianz AGIC International Fund, a series of Allianz Funds, Allianz PEA Value Fund, a series of Allianz Funds, Allianz NACM Global Equity 130/30 Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz AGIC International Growth Fund, Allianz AGIC International Growth Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz AGIC Target Fund, Allianz AGIC International Growth Opportunities Fund, Allianz OCC International Equity Fund, Allianz AGIC Pacific Rim Fund, Allianz AGIC Global Fund, a series of Allianz Funds, AllianzGI AGIC Small to Mid Cap Growth Fund, a series of Allianz Funds Multi-Strategy Trust added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by PEA Value Fund, a series of Allianz Funds, Allianz OCC Equity Premium Strategy Fund, a series of Allianz Funds, AllianzGI NFJ All-Cap Fund, a series of Allianz Funds, Allianz Dynamic Global Bond Allocation Fund - AllianzGI Global Dynamic Allocation LLC, AllianzGI Global Growth Allocation Fund, Allianz Global Investors Capital International Systematic Fund LLC, Allianz AGIC International Fund, a series of Allianz Funds, Allianz PEA Value Fund, a series of Allianz Funds, Allianz NACM Global Equity 130/30 Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz AGIC International Growth Fund, Allianz AGIC International Growth Fund, a series of Allianz Funds Multi-Strategy Trust, Allianz AGIC Target Fund, Allianz AGIC International Growth Opportunities Fund, Allianz OCC International Equity Fund, Allianz AGIC Pacific Rim Fund, Allianz AGIC Global Fund, a series of Allianz Funds, AllianzGI AGIC Small to Mid Cap Growth Fund, a series of Allianz Funds Multi-Strategy Trust. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 8, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners Allianz Global Investors Singapore Limited, Allianz Global Investors Opportunities Societe d' Investissement a Capital Variable, Allianz Global Investors Fund VI PLC, Allianz Global Investors U.S. LLC, Allianz Global Investors Taiwan Limited, Allianz Funds Multi-Strategy Trust, Allianz Global Investors Asia Pacific Limited, AllianzGI Institutional Multi-Series Trust, Allianz Funds, Premier Multi-Series VIT, Allianz Global Investors Fund X PLC, Rogge Funds PLC added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by Allianz Global Investors Singapore Limited, Allianz Global Investors Opportunities Societe d' Investissement a Capital Variable, Allianz Global Investors Fund VI PLC, Allianz Global Investors U.S. LLC, Allianz Global Investors Taiwan Limited, Allianz Funds Multi-Strategy Trust, Allianz Global Investors Asia Pacific Limited, AllianzGI Institutional Multi-Series Trust, Allianz Funds, Premier Multi-Series VIT, Allianz Global Investors Fund X PLC, Rogge Funds PLC. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 8, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners Allianz Securite Societe d' Investissement a Capital Variable, Allianz Monetaire Societe d' Investissement a Capital Variable, Allianz Foncier Societe d' Investissement a Capital Variable, Allianz Valeurs Durable Societe d' Investissement a Capital Variable, Allianz Epargne Retraite Societe d' Investissement a Capital Variable, Allianz Obligations Internationales Societe d' Investissement a Capital Variable, Allianz UK & European Investment Funds OEIC, Allianz Epargne Salariale Societe d' Investissement a Capital Variable, Allianz International Investment Funds OEIC, Allianz Pfizer Societe d' Investissement a Capital Variable, Allianz Immo Societe d' Investissement a Capital Variable added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by Allianz Securite Societe d' Investissement a Capital Variable, Allianz Monetaire Societe d' Investissement a Capital Variable, Allianz Foncier Societe d' Investissement a Capital Variable, Allianz Valeurs Durable Societe d' Investissement a Capital Variable, Allianz Epargne Retraite Societe d' Investissement a Capital Variable, Allianz Obligations Internationales Societe d' Investissement a Capital Variable, Allianz UK & European Investment Funds OEIC, Allianz Epargne Salariale Societe d' Investissement a Capital Variable, Allianz International Investment Funds OEIC, Allianz Pfizer Societe d' Investissement a Capital Variable, Allianz Immo Societe d' Investissement a Capital Variable. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 8, 2018 ADD PARTY FOR PLEADING. Plaintiffs/Petitioners Allianz Global Investors Fund Societe d' Investissement a Capital Variable, RP Rendite Plus Societe d' Investissement a Capital Variable, Allianz Global Investors GmbH, Allianz Global Investors Ireland Limited, Allianz Actions Euro Societe d' Investissement a Capital Variable, Allianz Actio France Societe d' Investissement a Capital Variable, Allianz Global Investors Fund II Societe d' Investissement a Capital Variable, Allianz Actions France Societe d' Investissement a Capital Variable, Carne Global Fund Managers (Ireland) Limited, Allianz European Pension Investments Societe d' Investissement a Capital Variable, Allianz Institutional Investors Series Societe d' Investissement a Capital Variable added. Party added pursuant to #1 Complaint,,,,,,,,.Document filed by Allianz Global Investors Fund Societe d' Investissement a Capital Variable, RP Rendite Plus Societe d' Investissement a Capital Variable, Allianz Global Investors GmbH, Allianz Global Investors Ireland Limited, Allianz Actions Euro Societe d' Investissement a Capital Variable, Allianz Actio France Societe d' Investissement a Capital Variable, Allianz Global Investors Fund II Societe d' Investissement a Capital Variable, Allianz Actions France Societe d' Investissement a Capital Variable, Carne Global Fund Managers (Ireland) Limited, Allianz European Pension Investments Societe d' Investissement a Capital Variable, Allianz Institutional Investors Series Societe d' Investissement a Capital Variable. Related document: #1 Complaint,,,,,,,,.(Brockett, Daniel)
November 7, 2018 Filing 3 STATEMENT OF RELATEDNESS re: that this action be filed as related to 1:13-cv-07789. Document filed by Allianz Global Investors GmbH, Anchorage Capital Group, L.L.C., Andra AP-fonden, Blackrock, Inc., BlueCrest Capital Management Limited, Brevan Howard Emerging Markets Strategies Master Fund Limited, California State Teachers' Retirement System, Erste Abwicklungsanstalt, Fjarde AP-fonden, Forsta AP-fonden, Norges Bank, PFA Kapitalforening, PFA Pension, Forsikringsaktieselskab, Pacific Investment Management Company LLC, Pension Reserves Investment Management Board of Massachusetts, Portigon AG, Tredje AP-fonden.(Brockett, Daniel)
November 7, 2018 Filing 2 CIVIL COVER SHEET filed. (Brockett, Daniel)
November 7, 2018 Filing 1 FILING ERROR - DEFICIENT PLEADING PDF ERROR COMPLAINT against BNP Paribas Group, BNP Paribas S.A., BNP Paribas Securities Corp., BNP Paribas USA, Inc., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital, Inc., Barclays PLC, Citibank, N.A., Citigroup Global Markets, Inc., Citigroup, Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman, Sachs & Co. LLC, HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings Inc., HSBC Securities (USA) Inc., J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC, MUFG Bank, Ltd., MUFG Securities Americas Inc, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, Natwest Markets Securities Inc., RBC Capital Markets LLC, Royal Bank of Scotland PLC, SG Americas Securities LLC, Societe Generale S.A., Standard Chartered Bank, Standard Chartered Securities (North America), Inc., The Goldman Sachs Group, Inc., The Royal Bank of Canada, UBS AG, UBS Group AG, UBS Securities LLC. (Filing Fee $ 400.00, Receipt Number ANYSDC-15880517)Document filed by California State Teachers' Retirement System, SEI Trust Company, Anchorage Capital Group, L.L.C., Allianz Global Investors GmbH, Tredje AP-fonden, Pension Reserves Investment Management Board of Massachusetts, Pacific Investment Management Company LLC, Forsta AP-fonden, Norges Bank, PFA Kapitalforening, Brevan Howard Emerging Markets Strategies Master Fund Limited, Andra AP-fonden, Fjarde AP-fonden, PFA Pension, Forsikringsaktieselskab, Portigon AG, Erste Abwicklungsanstalt, Blackrock, Inc., BlueCrest Capital Management Limited. (Attachments: #1 Appendix A, #2 Appendix B, #3 Appendix C, #4 Appendix D, #5 Appendix E, #6 Appendix F, #7 Appendix G, #8 Appendix H, #9 Appendix I, #10 Appendix J, #11 Appendix K, #12 Appendix L, #13 Appendix M, #14 Appendix N, #15 Appendix O, #16 Appendix P, #17 Appendix Q, #18 Appendix R)(Brockett, Daniel) Modified on 11/8/2018 (sj).

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Plaintiff: SEI Trust Company
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: BlueCrest Capital Management Limited
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Blackrock, Inc.
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Forsta AP-fonden
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Andra AP-fonden
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Anchorage Capital Group, L.L.C.
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Pacific Investment Management Company LLC
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: PFA Kapitalforening
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: PFA Pension, Forsikringsaktieselskab
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Brevan Howard Emerging Markets Strategies Master Fund Limited
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Allianz Global Investors GmbH
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Portigon AG
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Erste Abwicklungsanstalt
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Tredje AP-fonden
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: California State Teachers' Retirement System
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Norges Bank
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Fjarde AP-fonden
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Pension Reserves Investment Management Board of Massachusetts
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: MSCI Equity Index Fund B - Peru
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: PIMCO Tactical Opportunities Master Fund Ltd.
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: PIMCO Offshore Funds: PIMCO Offshore Funds Overlay Strategies Fund XI
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: PIMCO Funds: Global Investors Series plc, Euro Short-Term Fund
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Allianz RCM Biotechnology Fund add Global Health Sciences
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: iShares MSCI Taiwan ETF
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: PIMCO Funds: PIMCO RealPath 2045 Fund
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
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Plaintiff: PIMCO Cayman Trust: PIMCO Cayman European High Yield Fund
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: US Small Cap Growth Stock Mother Fund (9802)
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: iShares II Plc on behalf of iShares MSCI Europe SRI UCITS ETF EUR (Acc)
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Allianz RCM Mid-Cap Fund
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: PIMCO Cayman Trust: PIMCO Cayman U.S. Investment Grade Intermediate Corporate Bond (Yen- Hedged) Fund
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: BlueCrest Strategic Limited
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: BlackRock Defined Opportunity Credit Trust
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: BlackRock Advantage Global Fund, Inc.
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: iShares MSCI BRIC ETF
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: PIMCO Funds: Global Investors Series plc, Emerging Markets Bond Fund
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: iShares Emerging Markets Fundamental Index ETF
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: MSCI Equity Index Fund B - Czech Republic
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Allianz AGIC International Growth Fund
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: PIMCO Funds: Private Account Portfolio Series Short Term Floating NAV Portfolio II
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: PIMCO Funds: PIMCO Senior Floating Rate Fund
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: iShares MSCI Sweden ETF
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: World ex-U.S. Index Fund A2
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: PIMCO Bermuda Trust IV: PIMCO Bermuda Emerging Market High Yield Corporate Bond Fund B
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: BlackRock European Dynamic Fund
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: BlackRock Emerging Markets Fund
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Telecommunications UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoe
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: PIMCO Funds: Global Investors Series plc, Global Multi-Asset Fund
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Canada Equity Index ESG Screened Fund B
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: World Bond Mother Fund (Unhedged) (9815)
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: PIMCO Multi-Sector Strategy Fund Ltd.
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: BlackRock Asset Management Deutschland AG on behalf of iShares STOXX Europe 600 Media UCITS ETF (DE), a sub-fund of iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermoegen
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: BlackRock Life Unlimited
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: MSCI Eq Index Fd B-India
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: World Bond Mother Fund (JPY Hedged) (9816)
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Emerging Markets Opportunities MR Fund B - Aggregate
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: BlackRock MSCI World ex USA Minimum Volatility Index Fund
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: PIMCO Canada Canadian Tactical Bond Trust
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: PIMCO Funds: PIMCO Real Return Fund
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: iShares Asia Developed Real Estate ETF
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: iShares MSCI Emerging Markets ETF
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Allianz Institutional Investors Series Societe d' Investissement a Capital Variable
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: PIMCO Funds: Global Investors Series plc Euro Bond Fund
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Allianz Actio France Societe d' Investissement a Capital Variable
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: BlackRock Global Funds - European Value Fund
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: BlackRock Global Funds - Pacific Equity Fund
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: iShares MSCI Australia Small-Cap ETF
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: BlackRock MSCI Canada Small Cap Equity Index, Non-Lendable Fund
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Global High Yield Bond Index Fund B
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: Rogge Funds PLC
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: BlackRock Global Allocation Fund, Inc
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: CorePlus Bond Fund B
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: PIMCO Absolute Return Strategy 3D Offshore Fund Ltd.
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: iShares MSCI Poland ETF
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: iShares IPC Large Cap Total Return Trac
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: BlackRock MSCI EAFE Equity Index RSL Fund
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: PIMCO Bermuda Trust II: PIMCO Bermuda Global Aggregate Ex-Japan Bond Fund (M)
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: MSCI Equity Index Fund B - Israel
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: iShares Edge MSCI Min Vol Emerging Markets ETF
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: iShares V
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: BlackRock Global Funds - US Dollar Bond Fund
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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Plaintiff: iShares MSCI Pacific ex Japan ETF
Represented By: Daniel Lawrence Brockett
Represented By: Matthew Steven Hosen
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
Represented By: Anthony P. Alden
Represented By: Christopher Chad Johnson
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