Alaska Electrical Pension Fund v. Bank of America, N.A. et al
| Alaska Electrical Pension Fund, PUERTO RICO GOVERNMENT EMPLOYEES AND JUDICIARY RETIREMENT SYSTEMS ADMINISTRATION and Police Retirement System of St. Louis |
| Citigroup Global Markets Inc., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., HSBC Securities (USA) Inc., Wells Fargo Securities, LLC, Deutsche Bank Securities Inc., HSBC Bank PLC, Nomura Securities International, Inc., TD Securities (USA) LLC, Bank of America, N.A., BNP Paribas Securities Corp., Barclays Capital Inc., J.P. Morgan Chase Bank, N.A., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co. LLC, UBS Securities LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC and FTN Financial Securities Corp. |
| 1:2019cv01796 |
| February 26, 2019 |
| US District Court for the Southern District of New York |
| Jed S Rakoff |
| Anti-Trust |
| 15 U.S.C. § 25 |
| Plaintiff |
Docket Report
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This docket was last retrieved on March 5, 2020. A more recent docket listing may be available from PACER.
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| Filing 111 MOTION for Christina D. Saler to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-16758540. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Dallas Area Rapid Transit Employees Defined Benefit Retirement Plan and Trust, Sheet Metal Workers Local 19 Pension Fund. (Attachments: #1 Exhibit A Certificate of Good Standing, #2 Affidavit, #3 Text of Proposed Order)Filed In Associated Cases: 1:19-cv-01704-JSR, 1:19-cv-01796-JSR, 1:19-cv-02715-JSR, 1:19-cv-02900-JSR(Saler, Christina) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. (15 in 1:19-cv-02900-JSR, 45 in 1:19-cv-02715-JSR, 111 in 1:19-cv-01796-JSR, 155 in 1:19-cv-01704-JSR) MOTION for Christina D. Saler to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16758540. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. Filed In Associated Cases: 1:19-cv-01704-JSR, 1:19-cv-01796-JSR, 1:19-cv-02715-JSR, 1:19-cv-02900-JSR(jc) |
| Filing 110 MOTION for Jon R. Roellke to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-16750411. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Jefferies Group LLC. (Attachments: #1 Exhibit A - Declaration of Jon R. Roellke in Support of Motion for Admission Pro Hac Vice, #2 Exhibit B - Certificate of Good Standing - Massachusetts, #3 Exhibit C - Certificate of Good Standing - District of Columbia, #4 Exhibit D - [Proposed] Order for Admission Pro Hac Vice)Filed In Associated Cases: 1:19-cv-01704-JSR et al.(Roellke, Jon) |
| Filing 109 MOTION for CAROL V. GILDEN to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-16723979. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Dallas Area Rapid Transit Employees Defined Benefit Retirement Plan and Trust, Sheet Metal Workers Local 19 Pension Fund.Filed In Associated Cases: 1:19-cv-01704-JSR, 1:19-cv-01796-JSR, 1:19-cv-02715-JSR(Gilden, Carol) |
| Filing 108 DECLARATION of Gregory R. Stokes in Support re: (101 in 1:19-cv-01704-JSR, 104 in 1:19-cv-01796-JSR) MOTION to Appoint Counsel Application to Appoint Quinn Emanuel Urquhart & Sullivan, LLP and Robbins Geller Rudman & Dowd LLP Interim Co-Lead Class Counsel.. Document filed by Alaska Electrical Pension Fund. Filed In Associated Cases: 1:19-cv-01704-JSR, 1:19-cv-01796-JSR(Brockett, Daniel) |
| Filing 107 RESPONSE in Support of Motion re: (101 in 1:19-cv-01704-JSR, 104 in 1:19-cv-01796-JSR) MOTION to Appoint Counsel Application to Appoint Quinn Emanuel Urquhart & Sullivan, LLP and Robbins Geller Rudman & Dowd LLP Interim Co-Lead Class Counsel. . Document filed by Alaska Electrical Pension Fund. Filed In Associated Cases: 1:19-cv-01704-JSR, 1:19-cv-01796-JSR(Brockett, Daniel) |
| Filing 106 NOTICE of In Support of Motion of Robbins Geller and Quinn Emmanuel for Appointment as Co-Lead Counsel. Document filed by Police Retirement System of St. Louis, PUERTO RICO GOVERNMENT EMPLOYEES AND JUDICIARY RETIREMENT SYSTEMS ADMINISTRATION. Filed In Associated Cases: 1:19-cv-01704-JSR et al.(Twersky, Mitchell) |
| Filing 105 DECLARATION of Daniel L. Brockett and David W. Mitchell in Support re: (104 in 1:19-cv-01796-JSR) MOTION to Appoint Counsel Application to Appoint Quinn Emanuel Urquhart & Sullivan, LLP and Robbins Geller Rudman & Dowd LLP Interim Co-Lead Class Counsel.. Document filed by Alaska Electrical Pension Fund. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J, #11 Exhibit K, #12 Exhibit L, #13 Exhibit M, #14 Exhibit N)Filed In Associated Cases: 1:19-cv-01704-JSR, 1:19-cv-01796-JSR(Brockett, Daniel) |
| Filing 104 MOTION to Appoint Counsel Application to Appoint Quinn Emanuel Urquhart & Sullivan, LLP and Robbins Geller Rudman & Dowd LLP Interim Co-Lead Class Counsel. Document filed by Alaska Electrical Pension Fund.Filed In Associated Cases: 1:19-cv-01704-JSR, 1:19-cv-01796-JSR(Brockett, Daniel) |
| Filing 103 AMENDED MOTION for Brent William Johnson to Appear Pro Hac Vice Filing Fee $200 Receipt No. ANYSDC-16653156. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Dallas Area Rapid Transit Employees Defined Benefit Retirement Plan and Trust, Sheet Metal Workers Local 19 Pension Fund. (Attachments: #1 Exhibit A Certificates of Good Standing, #2 Affidavit, #3 Text of Proposed Order)Filed In Associated Cases: 1:19-cv-01704-JSR, 1:19-cv-01796-JSR, 1:19-cv-02715-JSR(Johnson, Brent) |
| Filing 102 MOTION for Brent William Johnson to Appear Pro Hac Vice Receipt No. ANYSDC-16653156. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Dallas Area Rapid Transit Employees Defined Benefit Retirement Plan and Trust, Sheet Metal Workers Local 19 Pension Fund. (Attachments: #1 Exhibit A Certificates of Good Standing, #2 Affidavit, #3 Text of Proposed Order)Filed In Associated Cases: 1:19-cv-01704-JSR, 1:19-cv-01796-JSR, 1:19-cv-02715-JSR(Johnson, Brent) |
Filing 101
ORDER GRANTING ADMISSION TO PRACTICE PRO HAC VICE granting #71 Motion for Adrienne V. Baxley to Appear Pro Hac Vice. (Signed by Judge Jed S. Rakoff on 3/29/2019) (jca)
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Filing 100
ORDER GRANTING ADMISSION TO PRACTICE PRO HAC VICE #83 Motion for Jonathan D. Porter to Appear Pro Hac Vice. (As further set forth in this Order.) (Signed by Judge Jed S. Rakoff on 4/2/2019) (cf)
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Filing 99
ORDER GRANTING ADMISSION TO PRACTICE PRO HAC VICE #84 Motion for John Terzaken to Appear Pro Hac Vice. (As further set forth in this Order.) (Signed by Judge Jed S. Rakoff on 4/2/2019) (cf)
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| Minute Entry for proceedings held before Judge Jed S. Rakoff: Initial Pretrial Conference held on 4/3/2019. (Kotowski, Linda) |
| Minute Entry for proceedings held before Judge Jed S. Rakoff:. Jury Trial set for 5/4/2020 at 09:30 AM before Judge Jed S. Rakoff. Oral Argument on Lead Counsel set for 4/23/2019 at 03:00 PM before Judge Jed S. Rakoff. (Kotowski, Linda) |
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Filing 98
ORDER. On consent of all parties, and in accordance with the Court's oral ruling from the bench, these cases are hereby consolidated for all purposes under the title "In re GSE Bonds Antitrust Litigation" and bearing the case number 19-cv-1704. All documents relating to these cases must be filed under the consolidated docket number. If a particular document relates only to a particular case or cases, that should be indicated in the heading. Counsel may, if they wish, also file documents on the individual dockets, so long as the documents are filed on the consolidated docket as well. Motions for the appointment of lead counsel must be filed by April 9, 2019. Any opposition is due by April 16, 2019. The Court will hold a hearing regarding the appointment of lead counsel on April 23, 2019 at 3:00pm, and will issue a ruling by May 1, 2019. The consolidated trial of these cases will begin on May 4, 2020. Following the appointment of lead counsel, the parties should confer and prepare, preferably jointly but otherwise separately, a proposed scheduling order governing discovery, motion practice, and all other pre-trial matters. The proposed scheduling order(s) should be submitted to the Court no later than May 8, 2019. SO ORDERED. (Motions due by 4/9/2019. Responses due by 4/16/2019. Oral Argument set for 4/23/2019 at 03:00 PM before Judge Jed S. Rakoff). (Signed by Judge Jed S. Rakoff on 4/3/2019) Filed In Associated Cases: 1:19-cv-01704-JSR et al. (rjm)
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| CONSOLIDATED MEMBER CASE: Create association to 1:19-cv-01704-JSR. (rjm) |
| Filing 97 MOTION for D. Jarrett Arp to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16608065. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS Securities LLC. (Attachments: #1 Exhibit A- Certificate of Good Standing, #2 Exhibit B- Affidavit of D. Jarrett Arp, #3 Exhibit C - Proposed Order)(Arp, David) |
| Filing 96 NOTICE OF APPEARANCE by Gregory Stephen Mortenson on behalf of Barclays Capital Inc.. (Mortenson, Gregory) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #97 MOTION for D. Jarrett Arp to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16608065. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (jc) |
| Filing 95 NOTICE OF APPEARANCE by David W. Mitchell on behalf of Alaska Electrical Pension Fund. (Mitchell, David) |
| Filing 94 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Credit Suisse Group AG for Credit Suisse Securities (USA) LLC. Document filed by Credit Suisse Securities (USA) LLC.(Januszewski, David) |
| Filing 93 NOTICE OF APPEARANCE by Samuel Giffin Mann on behalf of Credit Suisse Securities (USA) LLC. (Mann, Samuel) |
| Filing 92 NOTICE OF APPEARANCE by Peter James Linken on behalf of Credit Suisse Securities (USA) LLC. (Linken, Peter) |
| Filing 91 NOTICE OF APPEARANCE by Jonathan David Thier on behalf of Credit Suisse Securities (USA) LLC. (Thier, Jonathan) |
| Filing 90 NOTICE OF APPEARANCE by David George Januszewski on behalf of Credit Suisse Securities (USA) LLC. (Januszewski, David) |
| Filing 89 NOTICE OF APPEARANCE by Herbert Scott Washer on behalf of Credit Suisse Securities (USA) LLC. (Washer, Herbert) |
| Filing 88 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Goldman Sachs Group, Inc. for Goldman Sachs & Co. LLC. Document filed by Goldman Sachs & Co. LLC.(Pepperman, Richard) |
| Filing 87 NOTICE OF APPEARANCE by Jonathan Sloan Carter on behalf of Goldman Sachs & Co. LLC. (Carter, Jonathan) |
| Filing 86 NOTICE OF APPEARANCE by Matthew Joseph Porpora on behalf of Goldman Sachs & Co. LLC. (Porpora, Matthew) |
| Filing 85 NOTICE OF APPEARANCE by Richard C. Pepperman, II on behalf of Goldman Sachs & Co. LLC. (Pepperman, Richard) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #84 MOTION for John Terzaken to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff., #83 MOTION for Jonathan D. Porter to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) |
| Filing 84 MOTION for John Terzaken to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Deutsche Bank Securities Inc.. (Attachments: #1 Affidavit of John Terzaken in Support of Motion for Admission Pro Hac Vice, #2 VA Certificate of Good Standing, #3 DC Certificate of Good Standing, #4 Text of Proposed Order)(Terzaken, John) |
| Filing 83 MOTION for Jonathan D. Porter to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Deutsche Bank Securities Inc.. (Attachments: #1 Affidavit of Jonathan D. Porter in Support of Motion for Admission Pro Hac Vice, #2 VA Certificate of Good Standing, #3 DC Certificate of Good Standing, #4 Text of Proposed Order)(Porter, Jonathan) |
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Filing 82
ORDER FOR ADMISSION PRO HAC VICE granting #22 Motion for Jeremy D. Andersen to Appear Pro Hac Vice. (Signed by Judge Jed S. Rakoff on 3/22/2019) (jwh)
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Filing 81
ORDER FOR ADMISSION PRO HAC VICE OF DAVID W. MITCHELL granting #21 Motion for David W. Mitchell to Appear Pro Hac Vice. (Signed by Judge Jed S. Rakoff on 3/22/2019) (jwh)
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| Filing 80 NOTICE OF APPEARANCE by Eric Lewis Taffet on behalf of Barclays Capital Inc.. (Taffet, Eric) |
| Filing 79 NOTICE OF APPEARANCE by Lilia Borislavova Vazova on behalf of Barclays Capital Inc.. (Vazova, Lilia) |
| Filing 78 NOTICE OF APPEARANCE by Lawrence Edward Buterman on behalf of Barclays Capital Inc.. (Buterman, Lawrence) |
| Filing 77 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Barclays Group US Inc., Corporate Parent Barclays US LLC, Corporate Parent Barclays PLC, Corporate Parent Barclays Bank PLC for Barclays Capital Inc.. Document filed by Barclays Capital Inc..(Owens, Richard) |
| Filing 76 NOTICE OF APPEARANCE by Richard David Owens on behalf of Barclays Capital Inc.. (Owens, Richard) |
| Filing 75 NOTICE OF APPEARANCE by Manisha M. Sheth on behalf of Alaska Electrical Pension Fund. (Sheth, Manisha) |
| Filing 74 NOTICE OF APPEARANCE by Christopher Mun-Yin Seck on behalf of Alaska Electrical Pension Fund. (Seck, Christopher) |
| Filing 73 NOTICE OF APPEARANCE by Thomas Lepri on behalf of Alaska Electrical Pension Fund. (Lepri, Thomas) |
| Filing 72 NOTICE OF APPEARANCE by Steig Olson on behalf of Alaska Electrical Pension Fund. (Olson, Steig) |
| Filing 71 MOTION for Adrienne V. Baxley to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16572167. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Deutsche Bank Securities Inc.. (Attachments: #1 Affidavit of Adrienne V. Baxley in Support of Motion for Admission Pro Hac Vice, #2 DC Certificate of Good Standing, #3 MD Certificate of Good Standing, #4 Text of Proposed Order)(Baxley, Adrienne) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #71 MOTION for Adrienne V. Baxley to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16572167. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ma) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #68 MOTION for Brian O. O'Mara to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16566354. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) |
| Filing 70 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS Americas Holding LLC, Corporate Parent UBS Americas Inc., Other Affiliate UBS AG, Other Affiliate UBS Group AG for UBS Securities LLC. Document filed by UBS Securities LLC.(Bell, Jefferson) |
| Filing 69 NOTICE OF APPEARANCE by Jefferson Eliot Bell on behalf of UBS Securities LLC. (Bell, Jefferson) |
| Filing 68 MOTION for Brian O. O'Mara to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16566354. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Alaska Electrical Pension Fund. (Attachments: #1 Affidavit of Brian O. O'Mara in support thereof, #2 Exhibit A (Certificates of Good Standing from California, Nevada and D.C.), #3 Text of Proposed Order)(O'Mara, Brian) |
| Filing 67 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Morgan Stanley Capital Management, LLC, Corporate Parent Morgan Stanley Domestic Holdings Inc., Corporate Parent Morgan Stanley, Other Affiliate Mitsubishi UFJ Financial Group, Inc. 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330 for Morgan Stanley & Co. LLC. Document filed by Morgan Stanley & Co. LLC.(Karp, Brad) |
| Filing 66 NOTICE OF APPEARANCE by Adam Block Schwartz on behalf of Morgan Stanley & Co. LLC. (Schwartz, Adam) |
| Filing 65 NOTICE OF APPEARANCE by Richard A. Rosen on behalf of Morgan Stanley & Co. LLC. (Rosen, Richard) |
| Filing 64 NOTICE OF APPEARANCE by Jane Baek O'Brien on behalf of Morgan Stanley & Co. LLC. (O'Brien, Jane) |
| Filing 63 NOTICE OF APPEARANCE by Susanna Michele Buergel on behalf of Morgan Stanley & Co. LLC. (Buergel, Susanna) |
| Filing 62 NOTICE OF APPEARANCE by Brad Scott Karp on behalf of Morgan Stanley & Co. LLC. (Karp, Brad) |
| Filing 61 ELECTRONIC SUMMONS ISSUED as to BofA Securities, Inc., Credit Suisse Securities (USA) LLC, FTN Financial Securities Corp., Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC, UBS Securities LLC. (pne) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #60 MOTION for John Edward Schmidtlein to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16558917. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) |
| >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #56 MOTION for John Terzaken to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16558723. Motion and supporting papers to be reviewed by Clerk's Office staff., #58 MOTION for Jonathan D. Porter to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16558798. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of Virginia;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (wb) |
| Filing 60 MOTION for John Edward Schmidtlein to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16558917. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc.. (Attachments: #1 Exhibit A - Certificates of Good Standing, #2 Exhibit B - Affidavit of John E. Schmidtlein, #3 Exhibit C - Proposed Order)(Schmidtlein, John) |
| Filing 59 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Deutsche Bank AG, Corporate Parent DB USA Corporation, Corporate Parent DB U.S. Financial Markets Holding Corporation for Deutsche Bank Securities Inc.. Document filed by Deutsche Bank Securities Inc..(Terzaken, John) |
| Filing 58 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Jonathan D. Porter to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16558798. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Deutsche Bank Securities Inc.. (Attachments: #1 Affidavit of Jonathan D. Porter in Support of Motion for Admission Pro Hac Vice, #2 VA Certificate of Good Standing, #3 DC Certificate of Good Standing, #4 Text of Proposed Order)(Porter, Jonathan) Modified on 3/26/2019 (wb). |
| Filing 57 NOTICE OF APPEARANCE by Abram Jeremy Ellis on behalf of Deutsche Bank Securities Inc.. (Ellis, Abram) |
| Filing 56 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for John Terzaken to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16558723. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Deutsche Bank Securities Inc.. (Attachments: #1 Affidavit of John Terzaken in Support of Motion for Admission Pro Hac Vice, #2 Certificate of Good Standing, #3 Certificate of Good Standing, #4 Text of Proposed Order)(Terzaken, John) Modified on 3/26/2019 (wb). |
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Filing 55
MOTION FOR ADMISSION PRO HAC VICE granting #23 Motion for Anthony P. Alden to Appear Pro Hac Vice. (As further set forth in this Order.) (Signed by Judge Jed S. Rakoff on 3/22/2019) (cf)
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| Filing 54 REQUEST FOR ISSUANCE OF SUMMONS as to BofA Securities, Inc., Credit Suisse Securities (USA) LLC, FTN Financial Securities Corp., Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, re: #53 Amended Complaint,,. Document filed by Alaska Electrical Pension Fund. (Brockett, Daniel) |
| Filing 53 AMENDED COMPLAINT amending #1 Complaint,, against BNP Paribas Securities Corp., Barclays Capital Inc., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., BofA Securities, Inc., Credit Suisse Securities (USA) LLC, FTN Financial Securities Corp., Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC, UBS Securities LLC with JURY DEMAND.Document filed by Alaska Electrical Pension Fund. Related document: #1 Complaint,,.(Brockett, Daniel) |
| Filing 52 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent BAC North America Holding Company, Corporate Parent Bank Of America Corporation, Corporate Parent NB Holdings Corporation for Merrill Lynch, Pierce, Fenner & Smith Inc.. Document filed by Merrill Lynch, Pierce, Fenner & Smith Inc..(Pitt, Jonathan) |
| Filing 51 NOTICE OF APPEARANCE by Patrick Joseph Coughlin on behalf of Alaska Electrical Pension Fund. (Coughlin, Patrick) |
| Filing 50 MOTION for Ashley M. Kelly to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16555318. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Alaska Electrical Pension Fund. (Attachments: #1 Affidavit of Ashley M. Kelly in support thereof, #2 Exhibit A (Certificates of Good Standing from the Supreme Court of California and State Bar of Georgia), #3 Text of Proposed Order)(Kelly, Ashley) |
| Filing 49 MOTION for Steven M. Jodlowski to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16555238. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Alaska Electrical Pension Fund. (Attachments: #1 Affidavit of Steven M. Jodlowksi in support thereof, #2 Exhibit A (Certificate of Good Standing from the Supreme Court of California), #3 Text of Proposed Order)(Jodlowski, Steven) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #50 MOTION for Ashley M. Kelly to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16555318. Motion and supporting papers to be reviewed by Clerk's Office staff., #49 MOTION for Steven M. Jodlowski to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16555238. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ma) |
| Filing 48 FILING ERROR - WRONG PDF FILE ASSOCIATED WITH DOCKET ENTRY - RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent BAC North America Holding Company, Corporate Parent Bank Of America Corporation, Corporate Parent NB Holdings Corporation for Merrill Lynch, Pierce, Fenner & Smith Inc.. Document filed by Merrill Lynch, Pierce, Fenner & Smith Inc..(Pitt, Jonathan) Modified on 3/25/2019 (ldi). |
| Filing 47 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent BAC North America Holding Company, Corporate Parent BANA Holding Corp., Corporate Parent Bank Of America Corporation, Corporate Parent NB Holdings Corporation for Bank of America, N.A.. Document filed by Bank of America, N.A..(Pitt, Jonathan) |
| Filing 46 NOTICE OF APPEARANCE by Jonathan Bradley Pitt on behalf of Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc.. (Pitt, Jonathan) |
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Filing 45
STIPULATION AND ORDER REGARDING SERVICE ANDTIME FOR DEFENDANTS TO ANSWER, MOVE OR OTHERWISE RESPOND TO THE COMPLAINTS: NOW, THEREFORE, IT IS HEREBY STIPULATED AND AGREED, subject to approval of the Court, that: 1. The undersigned counsel accept service of the complaints in the Related Actions on behalf of their respective clients, expressly reserving the right to contest whether any party is properly named as a defendant, and without waiver of any defenses, including without limitation those related to personal jurisdiction and venue, except as to the sufficiency of process and the service of process. 2. All Defendants' time to answer, move or otherwise respond to the complaints filed in the Related Actions is hereby suspended until an order is entered by the Court at or after the April 3 initial conference at which the parties anticipate addressing with the Court, and as further set forth in this Order. SO ORDERED. (Signed by Judge Jed S. Rakoff on 3/22/2019) (jca)
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| Filing 44 MOTION for Matthew S. Hellman to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16546504. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Nomura Securities International, Inc.. (Attachments: #1 Affidavit in Support, #2 Certificate of Good Standing, #3 Proposed Order)(Hellman, Matthew) |
| Filing 43 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Toronto-Dominion Bank, Other Affiliate TD Group US Holdings LLC, Other Affiliate Toronto Dominion Holdings (U.S.A.), Inc. for TD Securities (USA) LLC. Document filed by TD Securities (USA) LLC.(Windels, James) |
| Filing 42 NOTICE OF APPEARANCE by Benjamin D Wasserman on behalf of TD Securities (USA) LLC. (Wasserman, Benjamin) |
| Filing 41 NOTICE OF APPEARANCE by Robert Gerard King on behalf of TD Securities (USA) LLC. (King, Robert) |
| Filing 40 NOTICE OF APPEARANCE by Gregory Stephen Morrison on behalf of TD Securities (USA) LLC. (Morrison, Gregory) |
| Filing 39 NOTICE OF APPEARANCE by Brian Marc Burnovski on behalf of TD Securities (USA) LLC. (Burnovski, Brian) |
| Filing 38 NOTICE OF APPEARANCE by James H.R. Windels on behalf of TD Securities (USA) LLC. (Windels, James) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #44 MOTION for Matthew S. Hellman to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16546504. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu) |
| Filing 37 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent JPMorgan Chase & Co. for J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC. Document filed by J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC.(Bershteyn, Boris) |
| Filing 36 NOTICE OF APPEARANCE by Boris Bershteyn on behalf of J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC. (Bershteyn, Boris) |
| Filing 35 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent BNP Paribas for BNP Paribas Securities Corp.. Document filed by BNP Paribas Securities Corp..(Hakki, Adam) |
| Filing 34 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Nomura Holdings, Inc., Corporate Parent Nomura Holding America Inc. for Nomura Securities International, Inc.. Document filed by Nomura Securities International, Inc..(Fischer, Brian) |
| Filing 33 NOTICE OF APPEARANCE by Agnes Dunogue on behalf of BNP Paribas Securities Corp.. (Dunogue, Agnes) |
| Filing 32 NOTICE OF APPEARANCE by Adam Selim Hakki on behalf of BNP Paribas Securities Corp.. (Hakki, Adam) |
| Filing 31 PROPOSED STIPULATION AND ORDER. Document filed by BNP Paribas Securities Corp.. (Hakki, Adam) |
| Filing 30 NOTICE OF APPEARANCE by Brian Jason Fischer on behalf of Nomura Securities International, Inc.. (Fischer, Brian) |
| Filing 29 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Wells Fargo & Company for Wells Fargo Securities, LLC. Document filed by Wells Fargo Securities, LLC.(Rosenberg, Jonathan) |
| Filing 28 NOTICE OF APPEARANCE by Jonathan Rosenberg on behalf of Wells Fargo Securities, LLC. (Rosenberg, Jonathan) |
| Filing 27 NOTICE OF APPEARANCE by Lev Louis Dassin on behalf of Citigroup Global Markets Inc.. (Dassin, Lev) |
| Filing 26 NOTICE OF APPEARANCE by Meredith Eve Kotler on behalf of Citigroup Global Markets Inc.. (Kotler, Meredith) |
| Filing 25 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Citigroup Financial Products Inc., Other Affiliate CitiGroup Inc., Other Affiliate Citigroup Global Markets Holdings Inc. for Citigroup Global Markets Inc.. Document filed by Citigroup Global Markets Inc..(Weaver, Andrew) |
| Filing 24 NOTICE OF APPEARANCE by Andrew W. Weaver on behalf of Citigroup Global Markets Inc.. (Weaver, Andrew) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #23 MOTION for Anthony P. Alden to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16532028. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) |
| Filing 23 MOTION for Anthony P. Alden to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16532028. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Alaska Electrical Pension Fund. (Attachments: #1 Affidavit of Anthony P. Alden in Support of Motion to Practice Pro Hac Vice, #2 Certificate of Good Standing, #3 Text of Proposed Order [Proposed] Order)(Alden, Anthony) |
| Filing 22 MOTION for Jeremy D. Andersen to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16528812. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Alaska Electrical Pension Fund. (Attachments: #1 Affidavit of Jereny D. Andersen in Support of Admission to Practice Pro Hac Vice of, #2 Certificate of Good Standing, #3 Text of Proposed Order [Proposed] Order)(Andersen, Jeremy) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #22 MOTION for Jeremy D. Andersen to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16528812. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #21 MOTION for David W. Mitchell to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16524451. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) |
| Filing 21 MOTION for David W. Mitchell to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16524451. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Alaska Electrical Pension Fund. (Attachments: #1 Affidavit of David W. Mitchell in support thereof, #2 Errata A (Certificate of Good Standing from the Supreme Court of California), #3 Text of Proposed Order)(Mitchell, David) |
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Filing 20
NOTICE OF COURT CONFERENCE: Since this case has been designated an electronic case, by the date of the initial pretrial conference counsel for all parties are required to register as filing users in accordance with the Procedures for Electronic Case Filing and file an Notice of Appearance, and as further set forth in this Order. (Initial Conference set for 4/3/2019 at 11:00 AM in Courtroom 14B, 500 Pearl Street, New York, NY 10007 before Judge Jed S. Rakoff.) SO ORDERED. (Signed by Judge Jed S. Rakoff on 3/18/2019) (jca)
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| Filing 19 NOTICE OF APPEARANCE by David Avi Rosenfeld on behalf of Alaska Electrical Pension Fund. (Rosenfeld, David) |
| Filing 18 NOTICE OF APPEARANCE by Samuel Howard Rudman on behalf of Alaska Electrical Pension Fund. (Rudman, Samuel) |
| Filing 17 AFFIDAVIT OF SERVICE of Summons and Complaint,,. J.P. Morgan Chase Bank, N.A. served on 3/5/2019, answer due 3/26/2019. Service was accepted by Shelbi Sullenberger. Document filed by Alaska Electrical Pension Fund. (Brockett, Daniel) |
| Filing 16 AFFIDAVIT OF SERVICE of Summons and Complaint,,. Bank of America, N.A. served on 3/5/2019, answer due 3/26/2019. Service was accepted by Tamara Hackett. Document filed by Alaska Electrical Pension Fund. (Brockett, Daniel) |
| Filing 15 AFFIDAVIT OF SERVICE of Summons and Complaint,,. Wells Fargo Securities, LLC served on 3/5/2019, answer due 3/26/2019. Service was accepted by Corporation Service Company, as Registered Agent. Document filed by Alaska Electrical Pension Fund. (Brockett, Daniel) |
| Filing 14 AFFIDAVIT OF SERVICE of Summons and Complaint,,. TD Securities (USA) LLC served on 3/5/2019, answer due 3/26/2019. Service was accepted by Corporation Service Company, as Registered Agent. Document filed by Alaska Electrical Pension Fund. (Brockett, Daniel) |
| Filing 13 AFFIDAVIT OF SERVICE of Summons and Complaint,,. Nomura Securities International, Inc. served on 3/5/2019, answer due 3/26/2019. Service was accepted by Corporation Service Company, as Registered Agent. Document filed by Alaska Electrical Pension Fund. (Brockett, Daniel) |
| Filing 12 AFFIDAVIT OF SERVICE of Summons and Complaint,,. Merrill Lynch, Pierce, Fenner & Smith Inc. served on 3/5/2019, answer due 3/26/2019. Service was accepted by Elena Boutakova (Senior Intake Specialist). Document filed by Alaska Electrical Pension Fund. (Brockett, Daniel) |
| Filing 11 AFFIDAVIT OF SERVICE of Summons and Complaint,,. Barclays Capital Inc. served on 3/5/2019, answer due 3/26/2019. Service was accepted by Elena Boutakova (Senior Intake Specialist). Document filed by Alaska Electrical Pension Fund. (Brockett, Daniel) |
| Filing 10 AFFIDAVIT OF SERVICE of Summons and Complaint,,. BNP Paribas Securities Corp. served on 3/5/2019, answer due 3/26/2019. Service was accepted by Elena Boutakova (Senior Intake Specialist). Document filed by Alaska Electrical Pension Fund. (Brockett, Daniel) |
| Filing 9 AFFIDAVIT OF SERVICE of Summons and Complaint,,. Deutsche Bank Securities Inc. served on 3/5/2019, answer due 3/26/2019. Service was accepted by Elena Boutakova (Senior Intake Specialist). Document filed by Alaska Electrical Pension Fund. (Brockett, Daniel) |
| Filing 8 AFFIDAVIT OF SERVICE of Summons and Complaint,,. Citigroup Global Markets Inc. served on 3/5/2019, answer due 3/26/2019. Service was accepted by Rodd Corner ( Vice President, Paralegal, Office of the General Counsel). Document filed by Alaska Electrical Pension Fund. (Brockett, Daniel) |
| Filing 7 AFFIDAVIT OF SERVICE of Summons and Complaint,,. HSBC Securities (USA) Inc. served on 3/5/2019, answer due 3/26/2019. Service was accepted by Elena Boutakova (Senior Intake Specialist). Document filed by Alaska Electrical Pension Fund. (Brockett, Daniel) |
| Filing 6 AFFIDAVIT OF SERVICE of Summons and Complaint,,. J.P. Morgan Securities LLC served on 3/5/2019, answer due 3/26/2019. Service was accepted by Elena Boutakova (Senior Intake Specialist). Document filed by Alaska Electrical Pension Fund. (Brockett, Daniel) |
| CASE ACCEPTED AS RELATED. Create association to 1:19-cv-01704-JSR. Notice of Assignment to follow. (wb) |
| NOTICE OF CASE REASSIGNMENT to Judge Jed S. Rakoff. Judge Unassigned is no longer assigned to the case. (wb) |
| Magistrate Judge James L. Cott is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (wb) |
| Filing 5 ELECTRONIC SUMMONS ISSUED as to BNP Paribas Securities Corp., Bank of America, N.A., Barclays Capital Inc., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., HSBC Bank PLC, HSBC Securities (USA) Inc., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Nomura Securities International, Inc., TD Securities (USA) LLC, Wells Fargo Securities, LLC. (pne) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. (pne) |
| Case Designated ECF. (pne) |
| CASE REFERRED TO Judge Jed S. Rakoff as possibly related to 19CV01704. (pne) |
| Filing 4 REQUEST FOR ISSUANCE OF SUMMONS as to BNP Paribas Securities Corp., Bank of America, N.A., Barclays Capital Inc., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., HSBC Bank PLC, HSBC Securities (USA) Inc., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Nomura Securities International, Inc., TD Securities (USA) LLC, Wells Fargo Securities, LLC, re: #1 Complaint,,. Document filed by Alaska Electrical Pension Fund. (Brockett, Daniel) |
| Filing 3 STATEMENT OF RELATEDNESS re: that this action be filed as related to 19-cv-01704. Document filed by Alaska Electrical Pension Fund.(Brockett, Daniel) |
| Filing 2 CIVIL COVER SHEET filed. (Brockett, Daniel) |
| Filing 1 COMPLAINT against BNP Paribas Securities Corp., Bank of America, N.A., Barclays Capital Inc., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., HSBC Bank PLC, HSBC Securities (USA) Inc., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Nomura Securities International, Inc., TD Securities (USA) LLC, Wells Fargo Securities, LLC. (Filing Fee $ 400.00, Receipt Number ANYSDC-16408138)Document filed by Alaska Electrical Pension Fund.(Brockett, Daniel) |
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