The Alger Funds et al v. Signet Jewelers Limited et al
| Alger SMid Cap Focus Portfolio, Alger Capital Appreciation Portfolio, Alger Dynamic Opportunities Fund (Alger Funds II), Alger Mid Cap Growth Portfolio, Alger Small Cap Focus Fund, Alger Mid Cap Growth SMA Model, The Alger Portfolios, the Alger Funds II, The Alger Institutional Funds, AAI Focus Equity SMA Wrap Seed, Alger American Asset Growth Fund, Alger Focus Equity Fund, Alger SMid Cap Focus Fund, Alger Capital Appreciation Institutional Fund, Alger Global Focus Fund, Alger Spectra Fund, Alger Dynamic Opportunities Fund (Alger SICAV), Alger Socially Responsible Growth SMA Model, The Alger Funds, Alger Large Cap Growth Portfolio, Alger Capital Appreciation Fund, Alger Mid Cap Growth Institutional Fund, Alger Mid Cap Growth Fund, Alger Associates, Inc., Alger Capital Appreciation SMA Model and Alger SICAV |
| Mark Light, Ronald Ristau, Virginia C. Drosos, Michele Santana, Michael Barnes and Signet Jewelers Limited |
| 1:2019cv02758 |
| March 27, 2019 |
| US District Court for the Southern District of New York |
| Securities/Commodities |
| Plaintiff |
Docket Report
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This docket was last retrieved on March 27, 2019. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 10 REQUEST FOR ISSUANCE OF SUMMONS as to Michele Santana, re: #1 Complaint,,,,,. Document filed by AAI Focus Equity SMA Wrap Seed, Alger American Asset Growth Fund, Alger Associates, Inc., Alger Capital Appreciation Fund, Alger Capital Appreciation Institutional Fund, Alger Capital Appreciation Portfolio, Alger Capital Appreciation SMA Model, Alger Dynamic Opportunities Fund (Alger Funds II), Alger Dynamic Opportunities Fund (Alger SICAV), Alger Focus Equity Fund, Alger Global Focus Fund, Alger Large Cap Growth Portfolio, Alger Mid Cap Growth Fund, Alger Mid Cap Growth Institutional Fund, Alger Mid Cap Growth Portfolio, Alger Mid Cap Growth SMA Model, Alger SICAV, Alger SMid Cap Focus Fund, Alger SMid Cap Focus Portfolio, Alger Small Cap Focus Fund, Alger Socially Responsible Growth SMA Model, Alger Spectra Fund, The Alger Funds, The Alger Institutional Funds, The Alger Portfolios, the Alger Funds II. (Rolnick, Lawrence) |
| Filing 9 REQUEST FOR ISSUANCE OF SUMMONS as to Virginia Drosos, re: #1 Complaint,,,,,. Document filed by AAI Focus Equity SMA Wrap Seed, Alger American Asset Growth Fund, Alger Associates, Inc., Alger Capital Appreciation Fund, Alger Capital Appreciation Institutional Fund, Alger Capital Appreciation Portfolio, Alger Capital Appreciation SMA Model, Alger Dynamic Opportunities Fund (Alger Funds II), Alger Dynamic Opportunities Fund (Alger SICAV), Alger Focus Equity Fund, Alger Global Focus Fund, Alger Large Cap Growth Portfolio, Alger Mid Cap Growth Fund, Alger Mid Cap Growth Institutional Fund, Alger Mid Cap Growth Portfolio, Alger Mid Cap Growth SMA Model, Alger SICAV, Alger SMid Cap Focus Fund, Alger SMid Cap Focus Portfolio, Alger Small Cap Focus Fund, Alger Socially Responsible Growth SMA Model, Alger Spectra Fund, The Alger Funds, The Alger Institutional Funds, The Alger Portfolios, the Alger Funds II. (Rolnick, Lawrence) |
| Filing 8 REQUEST FOR ISSUANCE OF SUMMONS as to Mark Light, re: #1 Complaint,,,,,. Document filed by AAI Focus Equity SMA Wrap Seed, Alger American Asset Growth Fund, Alger Associates, Inc., Alger Capital Appreciation Fund, Alger Capital Appreciation Institutional Fund, Alger Capital Appreciation Portfolio, Alger Capital Appreciation SMA Model, Alger Dynamic Opportunities Fund (Alger Funds II), Alger Dynamic Opportunities Fund (Alger SICAV), Alger Focus Equity Fund, Alger Global Focus Fund, Alger Large Cap Growth Portfolio, Alger Mid Cap Growth Fund, Alger Mid Cap Growth Institutional Fund, Alger Mid Cap Growth Portfolio, Alger Mid Cap Growth SMA Model, Alger SICAV, Alger SMid Cap Focus Fund, Alger SMid Cap Focus Portfolio, Alger Small Cap Focus Fund, Alger Socially Responsible Growth SMA Model, Alger Spectra Fund, The Alger Funds, The Alger Institutional Funds, The Alger Portfolios, the Alger Funds II. (Rolnick, Lawrence) |
| Filing 7 REQUEST FOR ISSUANCE OF SUMMONS as to Ronald Ristau, re: #1 Complaint,,,,,. Document filed by AAI Focus Equity SMA Wrap Seed, Alger American Asset Growth Fund, Alger Associates, Inc., Alger Capital Appreciation Fund, Alger Capital Appreciation Institutional Fund, Alger Capital Appreciation Portfolio, Alger Capital Appreciation SMA Model, Alger Dynamic Opportunities Fund (Alger Funds II), Alger Dynamic Opportunities Fund (Alger SICAV), Alger Focus Equity Fund, Alger Global Focus Fund, Alger Large Cap Growth Portfolio, Alger Mid Cap Growth Fund, Alger Mid Cap Growth Institutional Fund, Alger Mid Cap Growth Portfolio, Alger Mid Cap Growth SMA Model, Alger SICAV, Alger SMid Cap Focus Fund, Alger SMid Cap Focus Portfolio, Alger Small Cap Focus Fund, Alger Socially Responsible Growth SMA Model, Alger Spectra Fund, The Alger Funds, The Alger Institutional Funds, The Alger Portfolios, the Alger Funds II. (Rolnick, Lawrence) |
| Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to Michael Barnes, re: #1 Complaint,,,,,. Document filed by AAI Focus Equity SMA Wrap Seed, Alger American Asset Growth Fund, Alger Associates, Inc., Alger Capital Appreciation Fund, Alger Capital Appreciation Institutional Fund, Alger Capital Appreciation Portfolio, Alger Capital Appreciation SMA Model, Alger Dynamic Opportunities Fund (Alger Funds II), Alger Dynamic Opportunities Fund (Alger SICAV), Alger Focus Equity Fund, Alger Global Focus Fund, Alger Large Cap Growth Portfolio, Alger Mid Cap Growth Fund, Alger Mid Cap Growth Institutional Fund, Alger Mid Cap Growth Portfolio, Alger Mid Cap Growth SMA Model, Alger SICAV, Alger SMid Cap Focus Fund, Alger SMid Cap Focus Portfolio, Alger Small Cap Focus Fund, Alger Socially Responsible Growth SMA Model, Alger Spectra Fund, The Alger Funds, The Alger Institutional Funds, The Alger Portfolios, the Alger Funds II. (Rolnick, Lawrence) |
| Filing 5 REQUEST FOR ISSUANCE OF SUMMONS as to Signet Jewelers Limited, re: #1 Complaint,,,,,. Document filed by AAI Focus Equity SMA Wrap Seed, Alger American Asset Growth Fund, Alger Associates, Inc., Alger Capital Appreciation Fund, Alger Capital Appreciation Institutional Fund, Alger Capital Appreciation Portfolio, Alger Capital Appreciation SMA Model, Alger Dynamic Opportunities Fund (Alger Funds II), Alger Dynamic Opportunities Fund (Alger SICAV), Alger Focus Equity Fund, Alger Global Focus Fund, Alger Large Cap Growth Portfolio, Alger Mid Cap Growth Fund, Alger Mid Cap Growth Institutional Fund, Alger Mid Cap Growth Portfolio, Alger Mid Cap Growth SMA Model, Alger SICAV, Alger SMid Cap Focus Fund, Alger SMid Cap Focus Portfolio, Alger Small Cap Focus Fund, Alger Socially Responsible Growth SMA Model, Alger Spectra Fund, The Alger Funds, The Alger Institutional Funds, The Alger Portfolios, the Alger Funds II. (Rolnick, Lawrence) |
| Filing 4 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by AAI Focus Equity SMA Wrap Seed, Alger American Asset Growth Fund, Alger Associates, Inc., Alger Capital Appreciation Fund, Alger Capital Appreciation Institutional Fund, Alger Capital Appreciation Portfolio, Alger Capital Appreciation SMA Model, Alger Dynamic Opportunities Fund (Alger Funds II), Alger Dynamic Opportunities Fund (Alger SICAV), Alger Focus Equity Fund, Alger Global Focus Fund, Alger Large Cap Growth Portfolio, Alger Mid Cap Growth Fund, Alger Mid Cap Growth Institutional Fund, Alger Mid Cap Growth Portfolio, Alger Mid Cap Growth SMA Model, Alger SICAV, Alger SMid Cap Focus Fund, Alger SMid Cap Focus Portfolio, Alger Small Cap Focus Fund, Alger Socially Responsible Growth SMA Model, Alger Spectra Fund, The Alger Funds, The Alger Institutional Funds, The Alger Portfolios, the Alger Funds II.(Rolnick, Lawrence) |
| Filing 3 STATEMENT OF RELATEDNESS re: that this action be filed as related to 16-cv-06728-CM. Document filed by AAI Focus Equity SMA Wrap Seed, Alger American Asset Growth Fund, Alger Associates, Inc., Alger Capital Appreciation Fund, Alger Capital Appreciation Institutional Fund, Alger Capital Appreciation Portfolio, Alger Capital Appreciation SMA Model, Alger Dynamic Opportunities Fund (Alger Funds II), Alger Dynamic Opportunities Fund (Alger SICAV), Alger Focus Equity Fund, Alger Global Focus Fund, Alger Large Cap Growth Portfolio, Alger Mid Cap Growth Fund, Alger Mid Cap Growth Institutional Fund, Alger Mid Cap Growth Portfolio, Alger Mid Cap Growth SMA Model, Alger SICAV, Alger SMid Cap Focus Fund, Alger SMid Cap Focus Portfolio, Alger Small Cap Focus Fund, Alger Socially Responsible Growth SMA Model, Alger Spectra Fund, The Alger Funds, The Alger Institutional Funds, The Alger Portfolios, the Alger Funds II.(Rolnick, Lawrence) |
| Filing 2 CIVIL COVER SHEET filed. (Rolnick, Lawrence) |
| Filing 1 COMPLAINT against Michael Barnes, Virginia C. Drosos, Mark Light, Ronald Ristau, Michele Santana, Signet Jewelers Limited. (Filing Fee $ 400.00, Receipt Number ANYSDC-16574607)Document filed by Alger Focus Equity Fund, Alger American Asset Growth Fund, Alger Socially Responsible Growth SMA Model, the Alger Funds II, Alger Small Cap Focus Fund, The Alger Funds, Alger SMid Cap Focus Fund, Alger Dynamic Opportunities Fund (Alger SICAV), Alger Mid Cap Growth SMA Model, Alger Spectra Fund, Alger Mid Cap Growth Institutional Fund, Alger Capital Appreciation SMA Model, Alger Capital Appreciation Portfolio, Alger Dynamic Opportunities Fund (Alger Funds II), Alger Global Focus Fund, AAI Focus Equity SMA Wrap Seed, Alger Mid Cap Growth Fund, Alger Associates, Inc., The Alger Institutional Funds, Alger Capital Appreciation Institutional Fund, Alger Large Cap Growth Portfolio, Alger Mid Cap Growth Portfolio, Alger Capital Appreciation Fund, Alger SICAV, Alger SMid Cap Focus Portfolio, The Alger Portfolios. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21)(Rolnick, Lawrence) |
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