RBC Capital Markets, LLC v. Garcia Hamilton & Associates, LP
| RBC Capital Markets, LLC |
| Garcia Hamilton & Associates, LP |
| 1:2019cv10247 |
| November 4, 2019 |
| US District Court for the Southern District of New York |
| Naomi Reice Buchwald |
| Contract: Other |
| 28 U.S.C. ยง 1331 |
| None |
Docket Report
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Filing 13
ORDER: Under the circumstances, this case is stayed until the court in the Southern District of Texas decides the motion currently pending before it. The parties are directed to keep the Court apprised of the status of the Texas litigation at least every sixty (60) days. (As further set forth in this Order.) (Signed by Judge Naomi Reice Buchwald on 12/11/2019) (cf)
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| Case Stayed (cf) |
| Filing 12 LETTER addressed to Judge Naomi Reice Buchwald from Adam Finkel dated 12/6/19 re: Defendant's Letter Application, dated December 3, 2019. Document filed by RBC Capital Markets, LLC. (Attachments: #1 Exhibit Exhibit 1, Part 1, #2 Exhibit Exhibit 1, Part 2)(Finkel, Adam) |
| Filing 11 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Laura Hernandez to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Garcia Hamilton & Associates, LP. (Attachments: #1 Exhibit Certificate of Good Standing, #2 Exhibit Certificate of Good Standing, #3 Affidavit, #4 Text of Proposed Order)(Hernandez, Laura) Modified on 12/3/2019 (wb). |
| Filing 10 LETTER addressed to Judge Naomi Reice Buchwald from Rovin R. Rozario dated December 3, 2019 re: Pre-Motion to Dismiss Letter. Document filed by Garcia Hamilton & Associates, LP.(Rozario, Rovin) |
| >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #11 MOTION for Laura Hernandez to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of Texas;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (wb) |
| Pro Hac Vice Fee Paid electronically via Pay.gov: for #11 MOTION for Laura Hernandez to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. Filing fee $ 200.00. Pay.gov receipt number ANYSDC-18190537, paid on 12/3/2019. (wb) |
| Filing 9 FILING ERROR - DEFICIENT DOCKET ENTRY - FIRST MOTION to Dismiss , Stay or in the Alternative Transfer the Action. Document filed by Garcia Hamilton & Associates, LP. (Attachments: #1 Memorandum in Support of Motion to Dismiss, #2 Exhibit Exhibit 1 - Texas Complaint, #3 Exhibit Exhibit 2- Declaration of Gilbert Garcia, #4 Declaration of Rovin R. Rozario)(Rozario, Rovin) Modified on 12/6/2019 (db). As per ecf_error email correspondence received on 12/3/2019 @ 12:50pm. |
| Filing 8 NOTICE OF APPEARANCE by Rovin R Rozario on behalf of Garcia Hamilton & Associates, LP. (Rozario, Rovin) |
| Filing 7 ELECTRONIC SUMMONS ISSUED as to Garcia Hamilton & Associates, LP. (dnh) |
| Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to Garcia Hamilton & Associates, LP, re: #5 Complaint,. Document filed by RBC Capital Markets, LLC. (Finkel, Adam) |
| Filing 5 COMPLAINT against Garcia Hamilton & Associates, LP. Document filed by RBC Capital Markets, LLC. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11)(Finkel, Adam) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Naomi Reice Buchwald. Please download and review the Individual Practices of the assigned District Judge, located at #http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #http://nysd.uscourts.gov/ecf_filing.php. (pne) |
| Case Designated ECF. (pne) |
| Magistrate Judge Stewart D. Aaron is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (pne) |
| ***NOTICE TO ATTORNEY REGARDING CIVIL CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Adam Daniel Finkel. The following case opening statistical information was erroneously selected/entered: Cause of Action code Civil Miscellaneous Case - Other; County code Albany. The following correction(s) have been made to your case entry: the Cause of Action code has been modified to 28:1331; the County code has been modified to New York. (pne) |
| ***NOTICE TO ATTORNEY REGARDING DEFICIENT REQUEST FOR ISSUANCE OF SUMMONS. Notice to Attorney Adam Daniel Finkel to RE-FILE Document No. #3 Request for Issuance of Summons,. The filing is deficient for the following reason(s): no district court selection was made on the summons request PDF; plaintiff's attorney information was omitted. Re-file the document using the event type Request for Issuance of Summons found under the event list Service of Process - select the correct filer/filers - and attach the corrected summons form PDF. (pne) |
| Filing 4 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Royal Bank of Canada for RBC Capital Markets, LLC. Document filed by RBC Capital Markets, LLC.(Finkel, Adam) |
| Filing 3 FILING ERROR - DEFICIENT SUMMONS REQUEST PDF ERROR - REQUEST FOR ISSUANCE OF SUMMONS as to Garcia Hamilton & Associates, LP, re: #1 Complaint,. Document filed by RBC Capital Markets, LLC. (Finkel, Adam) Modified on 11/5/2019 (pne). |
| Filing 2 CIVIL COVER SHEET filed. (Finkel, Adam) |
| Filing 1 FILING ERROR - DEFICIENT PLEADING - FILED AGAINST PARTY ERROR -COMPLAINT against RBC Capital Markets, LLC. (Filing Fee $ 400.00, Receipt Number ANYSDC-17892745)Document filed by RBC Capital Markets, LLC. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11)(Finkel, Adam) Modified on 11/5/2019 (pne). |
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| Plaintiff: RBC Capital Markets, LLC | |
| Represented By: | Adam Daniel Finkel |
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| Defendant: Garcia Hamilton & Associates, LP | |
| Represented By: | Laura Hernandez |
| Represented By: | Rovin R Rozario |
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