AltaCorp. Capital Inc. v. Financial Industry Regulatory Authority, Inc. et al
| AltaCorp. Capital Inc. |
| Financial Industry Regulatory Authority, Inc., FINRA Regulation, Inc. and John C.T. Cloghesy |
| 1:2020cv05221 |
| July 7, 2020 |
| US District Court for the Southern District of New York |
| Securities/Commodities |
| None |
Docket Report
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This docket was last retrieved on January 22, 2021. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 5 REQUEST FOR ISSUANCE OF SUMMONS as to FINRA Regulation Inc., re: #1 Complaint,. Document filed by AltaCorp. Capital Inc...(Steinlight, Stephen) |
| Filing 4 REQUEST FOR ISSUANCE OF SUMMONS as to Financial Industry Regulatory Authority, Inc., re: #1 Complaint,. Document filed by AltaCorp. Capital Inc...(Steinlight, Stephen) |
| Filing 3 REQUEST FOR ISSUANCE OF SUMMONS as to John Cyril Thomas Cloghesy, re: #1 Complaint,. Document filed by AltaCorp. Capital Inc...(Steinlight, Stephen) |
| Filing 2 CIVIL COVER SHEET filed..(Steinlight, Stephen) |
| Filing 1 COMPLAINT against John C.T. Cloghesy, FINRA Regulation, Inc., Financial Industry Regulatory Authority, Inc.. (Filing Fee $ 400.00, Receipt Number ANYSDC-20587251)Document filed by AltaCorp. Capital Inc.. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H).(Steinlight, Stephen) |
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