Preston Hollow Capital LLC v. Nuveen LLC et al
Plaintiff: Preston Hollow Capital LLC
Defendant: Nuveen Investments, Inc., John V. Miller, Nuveen LLC, Nuveen Securities LLC and Nuveen Asset Management LLC
Case Number: 1:2020cv05597
Filed: July 20, 2020
Court: US District Court for the Southern District of New York
Office: Foley Square Office
Presiding Judge: P Kevin Castel
Nature of Suit: Anti-Trust
Cause of Action: 15 U.S.C. § 25
Jury Demanded By: Both
Docket Report

This docket was last retrieved on April 25, 2022. A more recent docket listing may be available from PACER.

Date Filed Document Text
October 6, 2021 Opinion or Order Filing 53 NOTICE OF APPEARANCE by Mark Edward Rizik on behalf of John V. Miller, Nuveen Asset Management LLC..(Rizik, Mark)
October 6, 2021 Opinion or Order Filing 52 NOTICE OF APPEARANCE by Jeffrey L. Kessler on behalf of John V. Miller, Nuveen Asset Management LLC..(Kessler, Jeffrey)
September 30, 2021 Opinion or Order Filing 51 NOTICE OF APPEARANCE by Charlotte Davenport Stewart on behalf of Preston Hollow Capital LLC..(Stewart, Charlotte)
September 20, 2021 Opinion or Order Filing 50 MEMO ENDORSEMENT: on re: #49 Letter filed by Preston Hollow Capital LLC. ENDORSEMENT: I will allow a one-time extension to October 11, 2021 to move this Court to add additional parties as defendants. SO ORDERED., ( Amended Pleadings due by 10/11/2021.) (Signed by Judge P. Kevin Castel on 9/20/2021) (ama)
September 20, 2021 Opinion or Order Filing 49 LETTER addressed to Judge P. Kevin Castel from R. Scott Thompson dated September 20, 2021 re: Extension of Deadline to Amend Complaint. Document filed by Preston Hollow Capital LLC. (Attachments: #1 Exhibit A).(Thompson, R.)
August 26, 2021 Opinion or Order Filing 48 CIVIL CASE MANAGEMENT PLAN AND SCHEDULING ORDER: All parties do not consent to conducting all further proceedings before a Magistrate Judge, including motions and trial. 28 U.S.C. 636(c). This case is to be tried to a jury. Counsel for the parties have conferred and their present best estimate of the length of trial is: Two weeks. Deposition due by 5/31/2022. Fact Discovery due by 5/31/2022. Expert Discovery due by 10/31/2022. Case Management Conference set for 6/16/2022 at 10:30 AM in Courtroom 11D, 500 Pearl Street, New York, NY 10007 before Judge P. Kevin Castel. (Signed by Judge P. Kevin Castel on 8/26/2021) (ate)
August 25, 2021 Opinion or Order Filing 47 JOINT LETTER addressed to Judge P. Kevin Castel from R. Scott Thompson and Eva W. Cole dated August 25, 2021 re: the Courts Order dated August 11, 2021 regarding a Proposed Case Management Plan and Scheduling Order. Document filed by Preston Hollow Capital LLC. (Attachments: #1 Exhibit A).(Thompson, R.)
August 24, 2021 Opinion or Order Filing 46 ANSWER to #26 Amended Complaint, with JURY DEMAND. Document filed by John V. Miller, Nuveen Asset Management LLC..(Cole, Eva)
August 19, 2021 Opinion or Order Filing 45 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Oral Argument proceeding held on 7/27/21 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days....(Moya, Goretti)
August 19, 2021 Opinion or Order Filing 44 TRANSCRIPT of Proceedings re: Oral Argument held on 7/27/2021 before Judge P. Kevin Castel. Court Reporter/Transcriber: Carol Ganley, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/9/2021. Redacted Transcript Deadline set for 9/20/2021. Release of Transcript Restriction set for 11/17/2021..(Moya, Goretti)
August 11, 2021 Opinion or Order Filing 43 ORDER: The parties are directed to meet and confer regarding an amended Case Management Plan and Scheduling Order. A jointly proposed Plan shall be submitted to the Court by August 25, 2021. SO ORDERED. (Signed by Judge P. Kevin Castel on 8/11/2021) (vfr)
August 10, 2021 Opinion or Order Filing 42 OPINION AND ORDER: re: #31 MOTION to Dismiss Amended Complaint pursuant to 12(b)(6) of the Federal Rules of Civil Procedure filed by Nuveen Asset Management LLC, Nuveen LLC, Nuveen Investments, Inc., John V. Miller, Nuveen Securities LLC. Nuveen LLC, Nuveen Investments, Inc. and Nuveen Securities LLC are dismissed without prejudice. (Doc 41). The motion of Nuveen Asset Management LLC to dismiss the Complaint is DENIED. (Doc 31). The Clerk is directed to terminate the motion. (Doc 31). SO ORDERED. (Signed by Judge P. Kevin Castel on 8/10/2021), *** Party Nuveen Securities LLC, Nuveen Investments, Inc. and Nuveen LLC terminated. (ama) Modified on 8/10/2021 (ama).
August 2, 2021 Opinion or Order Filing 41 LETTER addressed to Judge P. Kevin Castel from R. Scott Thompson dated August 2, 2021 re: Nuveen Defendants Named in the Amended Complaint. Document filed by Preston Hollow Capital LLC..(Thompson, R.)
July 27, 2021 Opinion or Order Filing 40 ORDER: The next proceeding will take place today as scheduled on July 27, 2021 at 2:00 P.M. in Courtroom 11D at 500 Pearl Street, New York, New York. Remote public access is available at the following number: Dial-in: (888) 363-4749; Access Code: 3667981. Members of the public must mute their phones and are not permitted to speak during the proceeding. SO ORDERED., ( Oral Argument set for 7/27/2021 at 02:00 PM in Courtroom 11D, 500 Pearl Street, New York, NY 10007 before Judge P. Kevin Castel.) (Signed by Judge P. Kevin Castel on 7/27/2021) (ama)
July 27, 2021 Opinion or Order Minute Entry for proceedings held before Judge P. Kevin Castel: Oral Argument held on 7/27/2021 re: #31 MOTION to Dismiss filed by Nuveen Asset Management LLC, Nuveen LLC, Nuveen Investments, Inc., John V. Miller, Nuveen Securities LLC. The Court reserves decision. The parties to submit letter by August 2, 2021 with respect to the Nuveen defendants named in the Complaint. (Court Reporter Carol Ganley) (Nacanther, Florence)
July 20, 2021 Opinion or Order Filing 39 ORDER: Presently before the Court is defendants' motion to dismiss (Doc 31). The Court will hear oral argument on the motion on July 27, 2021 at 2:00 P.M. in Courtroom 11D at 500 Pearl Street, New York, New York. The Clerk is directed to terminate defendants' motion for oral argument on the motion to dismiss. (Doc 38). SO ORDERED., ( Oral Argument set for 7/27/2021 at 02:00 PM in Courtroom 11D, 500 Pearl Street, New York, NY 10007 before Judge P. Kevin Castel.) (Signed by Judge P. Kevin Castel on 7/20/2021) (ama)
January 20, 2021 Opinion or Order Filing 38 LETTER MOTION for Oral Argument on Motion to Dismiss the Complaint (Dkt. No. 32), addressed to Judge P. Kevin Castel from Eva W. Cole dated January 20, 2021. Document filed by John V. Miller, Nuveen Asset Management LLC, Nuveen Investments, Inc., Nuveen LLC, Nuveen Securities LLC..(Cole, Eva)
January 11, 2021 Opinion or Order Filing 37 DECLARATION of Eva W. Cole in Support re: #31 MOTION to Dismiss Amended Complaint pursuant to 12(b)(6) of the Federal Rules of Civil Procedure.. Document filed by John V. Miller, Nuveen Asset Management LLC, Nuveen Investments, Inc., Nuveen LLC, Nuveen Securities LLC. (Attachments: #1 Exhibit 15 - Expedite Oral Argument Transcript, #2 Exhibit 16 - Compel Oral Argument Transcript, #3 Exhibit 17 - Post-Trial Oral Argument Transcript, #4 Exhibit 18 - Nuveen Opposition to Expedite, #5 Exhibit 19 - Nuveen Written Closing Argument, #6 Exhibit 20 - PHC Motion to Expedite, #7 Exhibit 21 - Defamation Complaint, #8 Exhibit 22 - JX 309 Call Transcript).(Cole, Eva)
January 11, 2021 Opinion or Order Filing 36 REPLY MEMORANDUM OF LAW in Support re: #31 MOTION to Dismiss Amended Complaint pursuant to 12(b)(6) of the Federal Rules of Civil Procedure. . Document filed by John V. Miller, Nuveen Asset Management LLC, Nuveen Investments, Inc., Nuveen LLC, Nuveen Securities LLC..(Cole, Eva)
December 21, 2020 Opinion or Order Filing 35 DECLARATION of R. Scott Thompson in Opposition re: #31 MOTION to Dismiss Amended Complaint pursuant to 12(b)(6) of the Federal Rules of Civil Procedure.. Document filed by Preston Hollow Capital LLC. (Attachments: #1 Exhibit 1 - TIAA Annual Statement, #2 Exhibit 2 - FINRA Broker Check, #3 Exhibit 3 - Chancery Trial Tr., #4 Exhibit 4 - Chancery Court Final Order, #5 Exhibit 5 - Chancery Post-Trial Oral Argument, #6 Exhibit 6 - Chancery Telephonic MTD Ruling, #7 Exhibit 7 - PHC Chancery MTD Answering Brief).(Thompson, R.)
December 21, 2020 Opinion or Order Filing 34 MEMORANDUM OF LAW in Opposition re: #31 MOTION to Dismiss Amended Complaint pursuant to 12(b)(6) of the Federal Rules of Civil Procedure. . Document filed by Preston Hollow Capital LLC..(Thompson, R.)
November 20, 2020 Opinion or Order Filing 33 DECLARATION of Eva W. Cole in Support re: #31 MOTION to Dismiss Amended Complaint pursuant to 12(b)(6) of the Federal Rules of Civil Procedure.. Document filed by John V. Miller, Nuveen Asset Management LLC, Nuveen Investments, Inc., Nuveen LLC, Nuveen Securities LLC. (Attachments: #1 Exhibit 1 - Chancery Compl., #2 Exhibit 2 - Trial Tr., #3 Exhibit 3 - Motion to Expedite, #4 Exhibit 4 - Expedite Tr., #5 Exhibit 5 - Answering Br., #6 Exhibit 6 - PHC FOF, #7 Exhibit 7 - PHC WCA, #8 Exhibit 8 - PHC Reply WCA, #9 Exhibit 9 - Nuveen MTD, #10 Exhibit 10 - MTD Ruling Tr., #11 Exhibit 11 - MDT Arg. Tr., #12 Exhibit 12 - Final Order, #13 Exhibit 13 - Nuveen Pre-Trial Br., #14 Exhibit 14 - February 22, 2019 Letter).(Cole, Eva)
November 20, 2020 Opinion or Order Filing 32 MEMORANDUM OF LAW in Support re: #31 MOTION to Dismiss Amended Complaint pursuant to 12(b)(6) of the Federal Rules of Civil Procedure. . Document filed by John V. Miller, Nuveen Asset Management LLC, Nuveen Investments, Inc., Nuveen LLC, Nuveen Securities LLC..(Cole, Eva)
November 20, 2020 Opinion or Order Filing 31 MOTION to Dismiss Amended Complaint pursuant to 12(b)(6) of the Federal Rules of Civil Procedure. Document filed by John V. Miller, Nuveen Asset Management LLC, Nuveen Investments, Inc., Nuveen LLC, Nuveen Securities LLC. Responses due by 12/21/2020.(Cole, Eva)
November 20, 2020 Opinion or Order Filing 30 NOTICE OF APPEARANCE by Molly Murphey Donovan on behalf of John V. Miller, Nuveen Asset Management LLC, Nuveen Investments, Inc., Nuveen LLC, Nuveen Securities LLC..(Donovan, Molly)
November 5, 2020 Opinion or Order Filing 29 LETTER addressed to Judge P. Kevin Castel from R. Scott Thompson dated November 5, 2020 re: Response to Defendants Letter dated October 30, 2020 Regarding Briefing Schedule for Defendants Motion to Dismiss Plaintiff's Amended Complaint. Document filed by Preston Hollow Capital LLC..(Thompson, R.)
November 4, 2020 Opinion or Order Filing 28 SCHEDULING ORDER: Defendants may file their motion to dismiss by November 20, 2020, memorandum up to 40 pages. Plaintiff shall respond to the motion by December 21, 2020, memorandum up to 40 pages. Any reply by defendants shall be filed by January 11, 2021, memorandum up to 20 pages. Discovery is stayed. (As further set forth in this Order.) Motions due by 11/20/2020. Responses due by 12/21/2020 Replies due by 1/11/2021. (Signed by Judge P. Kevin Castel on 11/4/2020) (cf)
October 30, 2020 Opinion or Order Filing 27 LETTER addressed to Judge P. Kevin Castel from Eva W. Cole dated October 30, 2020 re: Briefing Schedule and Page Limits for Forthcoming Motion to Dismiss Plaintiff's Amended Complaint. Document filed by John V. Miller, Nuveen Asset Management LLC, Nuveen Investments, Inc., Nuveen LLC, Nuveen Securities LLC..(Cole, Eva)
October 23, 2020 Opinion or Order Filing 26 AMENDED COMPLAINT amending #1 Complaint against John V. Miller, Nuveen Asset Management LLC, Nuveen Investments, Inc., Nuveen LLC, Nuveen Securities LLC with JURY DEMAND.Document filed by Preston Hollow Capital LLC. Related document: #1 Complaint..(Wollmuth, David)
October 16, 2020 Opinion or Order Filing 25 LETTER addressed to Judge P. Kevin Castel from R. Scott Thompson dated October 16, 2020 re: Position as to recusal. Document filed by Preston Hollow Capital LLC..(Thompson, R.)
October 16, 2020 Opinion or Order Filing 24 LETTER addressed to Judge P. Kevin Castel from Eva W. Cole dated October 16, 2020 re: Position as to recusal. Document filed by John V. Miller, Nuveen Asset Management LLC, Nuveen Investments, Inc., Nuveen LLC, Nuveen Securities LLC..(Cole, Eva)
October 9, 2020 Opinion or Order Minute Entry for proceedings held before Judge P. Kevin Castel: Initial Pretrial Conference held on 10/9/2020. Minute Entry for proceedings held before Judge P. Kevin Castel: Initial Pretrial Conference held on 10/9/2020. Each party is directed to file within 7 days a letter stating its position whether the Judges recusal is required by reason of his ownership of municipal bonds held in an account that is managed by Nuveen at a third-party broker-dealer; the Judge states that he has no direct contact with the manager of the account. Also within 7 days, each party shall fax or email to Chambers a letter stating whether the party agrees to return to the previously retained private mediator at this juncture. Plaintiff is granted leave to amend the complaint within 14 days from today. If plaintiff elects to amend, defendants must submit a new pre-motion letter. If plaintiff elects not to amend, defendants motion to dismiss is due November 20, 2020, plaintiffs response due December 21, 2020, and defendants reply due January 11, 2021. Page limits for defendants motion to dismiss and plaintiffs response shall be 40 pages, defendants reply shall be 20 pages. Discovery is stayed. (Nacanther, Florence)
October 4, 2020 Opinion or Order NOTICE: The initial conference scheduled for October 9, 2020 at 11:30 a.m. will proceed telephonically. Dial-In: 888-363-4749, Access Code: 3667981. (Nacanther, Florence)
October 2, 2020 Opinion or Order Filing 23 JOINT LETTER addressed to Judge P. Kevin Castel from R. Scott Thompson and Eva W. Cole dated October 2, 2020 re: the Courts Order dated August 19, 2020. Document filed by Preston Hollow Capital LLC..(Thompson, R.)
September 17, 2020 Opinion or Order Filing 22 LETTER addressed to Judge P. Kevin Castel from R. Scott Thompson dated September 17, 2020 re: Response to Defendants' Letter dated September 11, 2020 Regarding Request for a Briefing Schedule for a Motion to Dismiss the Complaint. Document filed by Preston Hollow Capital LLC..(Thompson, R.)
September 11, 2020 Opinion or Order Filing 21 LETTER addressed to Judge P. Kevin Castel from Eva W. Cole dated September 11, 2020 re: Request for a briefing schedule for a motion to dismiss the Complaint for failure to state a claim under Rule 12(b)(6). Document filed by John V. Miller, Nuveen Asset Management LLC, Nuveen Investments, Inc., Nuveen LLC, Nuveen Securities LLC..(Cole, Eva)
August 27, 2020 Opinion or Order Filing 20 ORDER granting #19 Letter Motion for Extension of Time; granting #19 Letter Motion to Adjourn Conference: Extension of time to answer or otherwise respond to the complaint to September 11, 2020 is GRANTED. The initial pretrial conference previously scheduled for September 16, 2020 is adjourned to October 9, 2020 at 11:30am. (Initial Conference set for 10/9/2020 at 11:30 PM before Judge P. Kevin Castel.). (Signed by Judge P. Kevin Castel on 8/27/2020) (jwh)
August 27, 2020 Opinion or Order Set/Reset Deadlines: John V. Miller answer due 9/11/2020; Nuveen Asset Management LLC answer due 9/11/2020; Nuveen Investments, Inc. answer due 9/11/2020; Nuveen LLC answer due 9/11/2020; Nuveen Securities LLC answer due 9/11/2020. (jwh)
August 26, 2020 Opinion or Order Filing 19 CONSENT LETTER MOTION for Extension of Time to respond to operative Complaint, from September 4, 2020 to September 11, 2020, addressed to Judge P. Kevin Castel from Eva W. Cole dated August 26, 2020., JOINT LETTER MOTION to Adjourn Conference (Initial Pre-Trial Conference) scheduled for September 16, 2020 until after resolution of Defendants' forthcoming motion to dismiss, addressed to Judge P. Kevin Castel from Eva W. Cole dated August 26, 2020. Document filed by John V. Miller, Nuveen Asset Management LLC, Nuveen Investments, Inc., Nuveen LLC, Nuveen Securities LLC..(Cole, Eva)
August 24, 2020 Opinion or Order Filing 18 ORDER granting #17 Motion for Jeanifer E. Parsigian to Appear Pro Hac Vice (HEREBY ORDERED by Judge P. Kevin Castel)(Text Only Order) (Nacanther, Florence)
August 21, 2020 Opinion or Order Filing 17 MOTION for Jeanifer E. Parsigian to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-21267289. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by John V. Miller, Nuveen Asset Management LLC, Nuveen Investments, Inc., Nuveen LLC, Nuveen Securities LLC. (Attachments: #1 Declaration of Jeanifer E. Parsigian, with Certificate, #2 Text of Proposed Order).(Parsigian, Jeanifer)
August 21, 2020 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #17 MOTION for Jeanifer E. Parsigian to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-21267289. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu)
August 20, 2020 Opinion or Order Filing 16 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Nuveen Investments, Inc. for Nuveen Asset Management LLC, Nuveen Securities LLC; Corporate Parent Nuveen LLC, Corporate Parent Nuveen Holdings Inc., Corporate Parent Nuveen Holdings 1, Inc., Corporate Parent Nuveen Finance, LLC for Nuveen Investments, Inc.; Corporate Parent TIAA Board of Overseers, Corporate Parent Teachers Insurance and Annuity Association of America for Nuveen LLC. Document filed by Nuveen Asset Management LLC, Nuveen Investments, Inc., Nuveen LLC, Nuveen Securities LLC..(Cole, Eva)
August 20, 2020 Opinion or Order Filing 15 NOTICE OF APPEARANCE by Eva W. Cole on behalf of John V. Miller, Nuveen Asset Management LLC, Nuveen Investments, Inc., Nuveen LLC, Nuveen Securities LLC..(Cole, Eva)
August 20, 2020 Opinion or Order Filing 14 AFFIDAVIT OF SERVICE. John V. Miller served on 8/14/2020, answer due 9/4/2020; Nuveen Asset Management LLC served on 8/14/2020, answer due 9/4/2020; Nuveen Investments, Inc. served on 8/14/2020, answer due 9/4/2020; Nuveen LLC served on 8/14/2020, answer due 9/4/2020; Nuveen Securities LLC served on 8/14/2020, answer due 9/4/2020. Service was accepted by Eva W. Cole, attorney for Defendants. Document filed by Preston Hollow Capital LLC..(Thompson, R.)
August 19, 2020 Opinion or Order Filing 13 ORDER INITIAL PRETRIAL CONFERENCE: Counsel for all parties shall appear for an Initial Pretrial Conference, held pursuant to Rule 16 of the Federal Rules of Civil Procedure, on September 16, 2020 at 12:00 p.m. in Courtroom 11D at the United States Courthouse, 500 Pearl Street, New York, New York. Principal trial counsel shall appear at this and all subsequent conferences. Initial Conference set for 9/16/2020 at 12:00 PM in Courtroom 11D, 500 Pearl Street, New York, NY 10007 before Judge P. Kevin Castel. (Signed by Judge P. Kevin Castel on 8/19/2020) (va)
August 11, 2020 Opinion or Order Filing 12 MEMO ENDORSEMENT on re: #11 Letter Order Concerning Diversity Jurisdiction filed by Preston Hollow Capital LLC. ENDORSEMENT: Paragraph 11 is deemed stricken from the Complaint. So Ordered. (Signed by Judge P. Kevin Castel on 8/11/20) (yv)
August 10, 2020 Opinion or Order Filing 11 LETTER addressed to Judge P. Kevin Castel from R. Scott Thompson dated August 10, 2020 re: Order Concerning Diversity Jurisdiction. Document filed by Preston Hollow Capital LLC..(Thompson, R.)
July 22, 2020 Opinion or Order Filing 10 ORDER: The plaintiff shall amend its complaint to allege truthfully and accurately the citizenship of each of its constituent members and serve an interrogatory upon the defendant limited liability companies seeking the citizenship of the members of the defendant LLCs. Plaintiff shall amend its complaint within 30 days or the diversity jurisdiction allegations will be dismissed from the complaint. (Signed by Judge P. Kevin Castel on 7/22/2020) (jwh)
July 21, 2020 Opinion or Order Filing 9 ELECTRONIC SUMMONS ISSUED as to John V. Miller, Nuveen Asset Management LLC, Nuveen Investments, Inc., Nuveen LLC, Nuveen Securities LLC..(pne)
July 21, 2020 Opinion or Order CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge P. Kevin Castel. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(pne)
July 21, 2020 Opinion or Order Magistrate Judge James L. Cott is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (pne)
July 21, 2020 Opinion or Order Case Designated ECF. (pne)
July 20, 2020 Opinion or Order Filing 8 NOTICE OF APPEARANCE by Nicole Rende on behalf of Preston Hollow Capital LLC..(Rende, Nicole)
July 20, 2020 Opinion or Order Filing 7 NOTICE OF APPEARANCE by Sean Patrick McGonigle on behalf of Preston Hollow Capital LLC..(McGonigle, Sean)
July 20, 2020 Opinion or Order Filing 6 NOTICE OF APPEARANCE by Michael Christopher Ledley on behalf of Preston Hollow Capital LLC..(Ledley, Michael)
July 20, 2020 Opinion or Order Filing 5 NOTICE OF APPEARANCE by R. Scott Thompson on behalf of Preston Hollow Capital LLC..(Thompson, R.)
July 20, 2020 Opinion or Order Filing 4 REQUEST FOR ISSUANCE OF SUMMONS as to Nuveen LLC, Nuveen Investments, Inc., Nuveen Securities LLC, Nuveen Asset Management LLC, and John V. Miller, re: #1 Complaint. Document filed by Preston Hollow Capital LLC..(Wollmuth, David)
July 20, 2020 Opinion or Order Filing 3 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Preston Hollow Capital LLC..(Wollmuth, David)
July 20, 2020 Opinion or Order Filing 2 CIVIL COVER SHEET filed..(Wollmuth, David)
July 20, 2020 Opinion or Order Filing 1 COMPLAINT against John V. Miller, Nuveen Asset Management LLC, Nuveen Investments, Inc., Nuveen LLC, Nuveen Securities LLC. (Filing Fee $ 400.00, Receipt Number ANYSDC-20763410)Document filed by Preston Hollow Capital LLC..(Wollmuth, David)

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Defendant: Nuveen Investments, Inc.
Represented By: Eva W. Cole
Represented By: Jeanifer Parsigian
Represented By: Molly Murphey Donovan
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Defendant: John V. Miller
Represented By: Eva W. Cole
Represented By: Jeanifer Parsigian
Represented By: Jeffrey L. Kessler
Represented By: Mark Edward Rizik
Represented By: Molly Murphey Donovan
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Defendant: Nuveen LLC
Represented By: Eva W. Cole
Represented By: Jeanifer Parsigian
Represented By: Molly Murphey Donovan
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Defendant: Nuveen Securities LLC
Represented By: Eva W. Cole
Represented By: Jeanifer Parsigian
Represented By: Molly Murphey Donovan
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Defendant: Nuveen Asset Management LLC
Represented By: Jeanifer Parsigian
Represented By: Eva W. Cole
Represented By: Jeffrey L. Kessler
Represented By: Mark Edward Rizik
Represented By: Molly Murphey Donovan
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Plaintiff: Preston Hollow Capital LLC
Represented By: Nicole Rende
Represented By: Charlotte Davenport Stewart
Represented By: Michael Christopher Ledley
Represented By: R. Scott Thompson
Represented By: Sean Patrick McGonigle
Represented By: David H Wollmuth
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