Stein v. Waddell & Reed Financial, Inc. et al
Plaintiff: Shiva Stein
Defendant: James A. Jessee, Kathrine M.A. Kline, Dennis E. Logue, Michael F. Morrissey, Philip J. Sanders, Sharilyn S. Gasaway, Waddell & Reed Financial, Inc., Kathie J. Andrade, Thomas C. Godlasky and Jerry W. Walton
Case Number: 1:2021cv00668
Filed: January 25, 2021
Court: US District Court for the Southern District of New York
Presiding Judge: Vernon S Broderick
Nature of Suit: Securities/Commodities
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on February 26, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
February 26, 2021 Filing 6 NOTICE OF CHANGE OF ADDRESS by Gloria Kui Melwani on behalf of Shiva Stein. New Address: Melwani & Chan LLP, 1180 Avenue of the Americas, 8th Floor, New York, NY, United States 10036, 212-382-4620..(Melwani, Gloria)
February 24, 2021 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #5 MOTION for Peter A. Stokes to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
February 23, 2021 Filing 5 MOTION for Peter A. Stokes to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Kathie J. Andrade, Sharilyn S. Gasaway, Thomas C. Godlasky, James A. Jessee, Kathrine M.A. Kline, Dennis E. Logue, Michael F. Morrissey, Philip J. Sanders, Waddell & Reed Financial, Inc., Jerry W. Walton. (Attachments: #1 Affidavit, #2 Text of Proposed Order).(Stokes, Peter)
February 23, 2021 Filing 4 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Peter A. Stokes to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24052849. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Kathie J. Andrade, Sharilyn S. Gasaway, Thomas C. Godlasky, James A. Jessee, Kathrine M.A. Kline, Dennis E. Logue, Michael F. Morrissey, Philip J. Sanders, Waddell & Reed Financial, Inc., Jerry W. Walton. (Attachments: #1 Affidavit, #2 Text of Proposed Order).(Stokes, Peter) Modified on 2/23/2021 (wb).
February 23, 2021 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #4 MOTION for Peter A. Stokes to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24052849. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): expired Certificate of Good Standing from Supreme Court of Texas;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (wb)
January 26, 2021 Case Designated ECF. (sj)
January 26, 2021 Magistrate Judge Ona T. Wang is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (sj)
January 26, 2021 CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Vernon S. Broderick. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(sj)
January 26, 2021 ***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Gloria Kui Melwani. The following case opening statistical information was erroneously selected/entered: County code New York. The following correction(s) have been made to your case entry: the County code has been modified to XX Out of State. (sj)
January 25, 2021 Filing 3 CIVIL COVER SHEET filed..(Melwani, Gloria)
January 25, 2021 Filing 2 FILING ERROR - DEFICIENT CIVIL COVER SHEET - SIGNATURE ERROR - CIVIL COVER SHEET filed..(Melwani, Gloria) Modified on 1/26/2021 (sj).
January 25, 2021 Filing 1 COMPLAINT against Kathie J. Andrade, Sharilyn S. Gasaway, Thomas C. Godlasky, James A. Jessee, Kathrine M.A. Kline, Dennis E. Logue, Michael F. Morrissey, Philip J. Sanders, Waddell & Reed Financial, Inc., Jerry W. Walton. (Filing Fee $ 402.00, Receipt Number ANYSDC-23677134)Document filed by Shiva Stein..(Melwani, Gloria)

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Search for this case: Stein v. Waddell & Reed Financial, Inc. et al
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Defendant: James A. Jessee
Represented By: Peter Andrew Stokes
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Defendant: Kathrine M.A. Kline
Represented By: Peter Andrew Stokes
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Defendant: Dennis E. Logue
Represented By: Peter Andrew Stokes
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Defendant: Michael F. Morrissey
Represented By: Peter Andrew Stokes
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Defendant: Philip J. Sanders
Represented By: Peter Andrew Stokes
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Defendant: Sharilyn S. Gasaway
Represented By: Peter Andrew Stokes
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Defendant: Waddell & Reed Financial, Inc.
Represented By: Peter Andrew Stokes
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Defendant: Kathie J. Andrade
Represented By: Peter Andrew Stokes
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Defendant: Thomas C. Godlasky
Represented By: Peter Andrew Stokes
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Defendant: Jerry W. Walton
Represented By: Peter Andrew Stokes
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Plaintiff: Shiva Stein
Represented By: Gloria Kui Melwani
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