Hart v. The Tri-State Consumer, Inc. et al
Plaintiff: Penny Hart
Defendant: Charles Slatery, The Tri-State Consumer, Inc. and WT Holdings, Inc.
Case Number: 1:2021cv01738
Filed: February 26, 2021
Court: US District Court for the Southern District of New York
Presiding Judge: Valerie E Caproni
Nature of Suit: Securities/Commodities
Cause of Action: 12 U.S.C. § 22
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on October 18, 2022. A more recent docket listing may be available from PACER.

Date Filed Document Text
April 16, 2021 Opinion or Order Filing 26 ORDER: dismissed as moot #19 Motion to Dismiss. IT IS HEREBY ORDERED: Defendants' motion to dismiss the complaint is dismissed as moot. As previously directed, Defendants' motion to dismiss Plaintiff's Amended Complaint is due May 13, 2021 (Dkt. 24); The Clerk of Court is respectfully directed to close the open motion at docket entry 19. SO ORDERED. (Signed by Judge Valerie E. Caproni on 4/16/2021) (ama)
April 15, 2021 Filing 25 AMENDED COMPLAINT amending #1 Complaint against Charles Slatery, The Tri-State Consumer, Inc., WT Holdings, Inc. with JURY DEMAND.Document filed by Penny Hart. Related document: #1 Complaint..(Berloth, Christopher)
April 6, 2021 Opinion or Order Filing 24 STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED, by and between the undersigned attorneys of record for all the parties in the above entitled action, that Plaintiff is to file its amended complaint no later than April 15, 2021; IT IS FURTHER STIPULATED AND AGREED, that Defendants are to file their second motion to dismiss no later than May 13, 2021; IT IS FURTHER STIPULATED AND AGREED, that Opposition papers to the motion to dismiss are to be filed no later than June 3, 2021; IT IS FURTHER STIPULATED AND AGREED, that Reply papers in further support of the motion to dismiss are to be filed no later than June 17, 2021; IT IS FURTHER STIPULATED AND AGREED, that the initial pre-trial conference is to be held on 7/9/2021 at 11:00 am. (As further set forth in this Order.) The parties must appear for the conference by dialing 888-363-4749, using the access code 3121171, and the security code 1738. Motions terminated: #23 LETTER MOTION to Adjourn Conference addressed to Judge Valerie E. Caproni from Christopher M. Berloth dated April 6, 2021. LETTER MOTION for Extension of Time to submit proposed case management plan and scheduling order addressed to Judge Valerie E. Caproni from Christopher M. Berloth dated April 6, 2021. filed by Penny Hart. ( Amended Pleadings due by 4/15/2021., Motions due by 5/13/2021., Responses due by 6/3/2021, Replies due by 6/17/2021., Initial Conference set for 7/9/2021 at 11:00 AM before Judge Valerie E. Caproni.) (Signed by Judge Valerie E. Caproni on 4/6/2021) (cf)
April 6, 2021 Filing 23 LETTER MOTION to Adjourn Conference addressed to Judge Valerie E. Caproni from Christopher M. Berloth dated April 6, 2021., LETTER MOTION for Extension of Time to submit proposed case management plan and scheduling order addressed to Judge Valerie E. Caproni from Christopher M. Berloth dated April 6, 2021. Document filed by Penny Hart. (Attachments: #1 Stipulation and Proposed Order).(Berloth, Christopher)
March 25, 2021 Filing 22 DECLARATION of Emmel Golden in Support re: #19 MOTION to Dismiss .. Document filed by WT Holdings, Inc...(Friedman, Robert)
March 25, 2021 Filing 21 DECLARATION of Charles Slatery in Support re: #19 MOTION to Dismiss .. Document filed by Charles Slatery. (Attachments: #1 Exhibit A - Executed Shareholder Agreement, #2 Exhibit B - Fully Executed Stock Transfer Agreement, #3 Exhibit C - Fully Executed Severance Agreement and General Release).(Friedman, Robert)
March 25, 2021 Filing 20 MEMORANDUM OF LAW in Support re: #19 MOTION to Dismiss . . Document filed by Charles Slatery, The Tri-State Consumer, Inc., WT Holdings, Inc...(Friedman, Robert)
March 25, 2021 Filing 19 MOTION to Dismiss . Document filed by Charles Slatery, The Tri-State Consumer, Inc., WT Holdings, Inc...(Friedman, Robert)
March 25, 2021 Filing 18 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by WT Holdings, Inc...(Friedman, Robert)
March 25, 2021 Filing 17 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent WT Holdings, Inc. for The Tri-State Consumer, Inc.. Document filed by The Tri-State Consumer, Inc...(Friedman, Robert)
March 25, 2021 Filing 16 NOTICE OF APPEARANCE by Robert Sanford Friedman on behalf of Charles Slatery, The Tri-State Consumer, Inc., WT Holdings, Inc...(Friedman, Robert)
March 25, 2021 Filing 15 NOTICE OF APPEARANCE by Joshua Isaac Schlenger on behalf of Charles Slatery, The Tri-State Consumer, Inc., WT Holdings, Inc...(Schlenger, Joshua)
March 8, 2021 Filing 14 SUMMONS RETURNED EXECUTED. The Tri-State Consumer, Inc. served on 3/4/2021, answer due 3/25/2021. Service was accepted by Dina Grant, Customer Service Employee. Document filed by Penny Hart..(Berloth, Christopher)
March 5, 2021 Filing 13 SUMMONS RETURNED EXECUTED. WT Holdings, Inc. served on 3/4/2021, answer due 3/25/2021. Service was accepted by Emmell Golden, President. Document filed by Penny Hart..(Berloth, Christopher)
March 5, 2021 Filing 12 SUMMONS RETURNED EXECUTED. Charles Slatery served on 3/4/2021, answer due 3/25/2021. Service was accepted by Charles Slatery. Document filed by Penny Hart..(Berloth, Christopher)
March 2, 2021 Filing 11 NOTICE OF APPEARANCE by Christopher M. Berloth on behalf of Penny Hart..(Berloth, Christopher)
March 2, 2021 Filing 10 NOTICE OF APPEARANCE by Thomas David Lyons on behalf of Penny Hart..(Lyons, Thomas)
March 2, 2021 ***DELETED DOCUMENT. Deleted document number #12 Certificate of Good Standing Request. The document was incorrectly filed in this case. (vba)
March 1, 2021 Opinion or Order Filing 9 NOTICE OF INITIAL PRETRIAL CONFERENCE: In light of the COVID-19 situation, the Court will conduct the Initial Pretrial Conference ("IPTC") in accordance with Rule 16 of the Federal Rules of Civil Procedure on April 16, 2021 at 11:00 a.m. by teleconference. At the scheduled time, counsel for all parties should call 888-363-4749, Access code 3121171#, Security code 1738. (As further set forth in this Order.) Initial Conference set for 4/16/2021 at 11:00 AM before Judge Valerie E. Caproni. (Signed by Judge Valerie E. Caproni on 3/1/2021) (cf)
March 1, 2021 Filing 8 ELECTRONIC SUMMONS ISSUED as to WT Holdings, Inc...(sj)
March 1, 2021 Filing 7 ELECTRONIC SUMMONS ISSUED as to The Tri-State Consumer, Inc.. (sj)
March 1, 2021 Filing 6 ELECTRONIC SUMMONS ISSUED as to Charles Slatery. (sj)
March 1, 2021 CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Valerie E. Caproni. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(sj)
March 1, 2021 Magistrate Judge Sarah L. Cave is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (sj)
March 1, 2021 Case Designated ECF. (sj)
February 26, 2021 Filing 5 REQUEST FOR ISSUANCE OF SUMMONS as to WT Holdings, Inc., re: #1 Complaint. Document filed by Penny Hart..(Klutkowski, Steven)
February 26, 2021 Filing 4 REQUEST FOR ISSUANCE OF SUMMONS as to The Tri-State Consumer, Inc., re: #1 Complaint. Document filed by Penny Hart..(Klutkowski, Steven)
February 26, 2021 Filing 3 REQUEST FOR ISSUANCE OF SUMMONS as to Charles Slatery, re: #1 Complaint. Document filed by Penny Hart..(Klutkowski, Steven)
February 26, 2021 Filing 2 CIVIL COVER SHEET filed..(Klutkowski, Steven)
February 26, 2021 Filing 1 COMPLAINT against Charles Slatery, The Tri-State Consumer, Inc., WT Holdings, Inc.. (Filing Fee $ 402.00, Receipt Number ANYSDC-24127322)Document filed by Penny Hart..(Klutkowski, Steven)

Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the New York Southern District Court's Electronic Court Filings (ECF) System

Search for this case: Hart v. The Tri-State Consumer, Inc. et al
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Web [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Charles Slatery
Represented By: Robert Sanford Friedman
Represented By: Joshua Isaac Schlenger
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: The Tri-State Consumer, Inc.
Represented By: Robert Sanford Friedman
Represented By: Joshua Isaac Schlenger
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: WT Holdings, Inc.
Represented By: Robert Sanford Friedman
Represented By: Joshua Isaac Schlenger
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: Penny Hart
Represented By: Steven W. Klutkowski
Represented By: Thomas David Lyons
Represented By: Christopher M. Berloth
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?