Securities and Exchange Commission v. O'Brien
| Securities and Exchange Commission |
| James David O'Brien |
| 1:2021cv09575 |
| November 18, 2021 |
| US District Court for the Southern District of New York |
| Denise L Cote |
| Securities/Commodities |
| 15 U.S.C. ยง 77 |
| Plaintiff |
Docket Report
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This docket was last retrieved on February 3, 2023. A more recent docket listing may be available from PACER.
| Document Text |
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Filing 11
ORDER granting #10 Letter Motion for Extension of Time to Answer re #10 LETTER MOTION for Extension of Time to File Answer re: #1 Complaint addressed to Judge Denise L. Cote from John M. Hanamirian, Esquire dated December 17, 2021. Granted. (Signed by Judge Denise L. Cote on 12/17/2021) (vfr)
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| Filing 10 LETTER MOTION for Extension of Time to File Answer re: #1 Complaint addressed to Judge Denise L. Cote from John M. Hanamirian, Esquire dated December 17, 2021. Document filed by James David O'Brien..(Hanamirian, John) |
| Filing 9 CERTIFICATE of Counsel by Bennett Ellenbogen on behalf of Securities and Exchange Commission. Re: #8 Order for Initial Pretrial Conference,. Service of Notice of Pretrial Conference and Individual Practices.(Ellenbogen, Bennett) |
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Filing 8
NOTICE OF INITIAL PRETRIAL CONFERENCE: Initial Conference by telephone set for 2/17/2022 at 02:30 PM before Judge Denise L. Cote. The parties shall use the following dial-in credentials for the conference. Dial-in: 888-363-4749 Access code: 4324948. SO ORDERED. (Signed by Judge Denise L. Cote on 11/30/2021) (vfr)
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| Filing 7 WAIVER OF SERVICE RETURNED EXECUTED. James David O'Brien waiver sent on 11/23/2021, answer due 1/24/2022. Document filed by Securities and Exchange Commission..(Ellenbogen, Bennett) |
| Filing 6 ELECTRONIC SUMMONS ISSUED as to James David O'Brien..(pc) |
| Filing 5 REQUEST FOR ISSUANCE OF SUMMONS as to James David O'Brien, re: #1 Complaint. Document filed by Securities and Exchange Commission..(Ellenbogen, Bennett) |
| Case Designated ECF. (jgo) |
| Magistrate Judge Stewart D. Aaron is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (jgo) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Denise L. Cote. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(jgo) |
| Filing 4 NOTICE OF APPEARANCE by Bennett Ellenbogen on behalf of Securities and Exchange Commission..(Ellenbogen, Bennett) |
| Filing 3 NOTICE OF APPEARANCE by Paul G. Gizzi on behalf of Securities and Exchange Commission..(Gizzi, Paul) |
| Filing 2 CIVIL COVER SHEET filed..(Best, Richard) |
| Filing 1 COMPLAINT against James David O'Brien. Document filed by Securities and Exchange Commission..(Best, Richard) |
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| Plaintiff: Securities and Exchange Commission | |
| Represented By: | Paul G. Gizzi |
| Represented By: | Bennett Ellenbogen |
| Represented By: | Richard R. Best |
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| Defendant: James David O'Brien | |
| Represented By: | John M. Hanamirian |
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