Dinosaur Financial Group LLC et al v. Defendants CUSIP Global Services et al
Dinosaur Financial Group LLC and Swiss Life Investment Management Holding AG |
Defendants CUSIP Global Services, S&P Global, Inc., American Bankers Association, FactSet Research Systems Inc. and CUSIP Global Services |
Hildene Capital Management, LLC |
1:2022cv01860 |
March 4, 2022 |
US District Court for the Southern District of New York |
Katherine Polk Failla |
Anti-Trust |
15 U.S.C. § 1 Antitrust Litigation (Monopolizing Trade) |
Plaintiff |
Docket Report
This docket was last retrieved on February 15, 2023. A more recent docket listing may be available from PACER.
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Filing 87 SECOND AMENDED COMPLAINT amending #70 Amended Complaint, against American Bankers Association, FactSet Research Systems Inc., S&P Global, Inc. with JURY DEMAND.Document filed by Dinosaur Financial Group LLC, Hildene Capital Management, LLC, Swiss Life Investment Management Holding AG. Related document: #70 Amended Complaint,..(Aranoff, Ronald) |
Filing 86 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 11/17/2022 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:22-cv-01860-KPF, 1:22-cv-01929-KPF.(McGuirk, Kelly) |
Filing 85 TRANSCRIPT of Proceedings re: CONFERENCE held on 11/17/2022 before Judge Katherine Polk Failla. Court Reporter/Transcriber: Sonya Ketter Moore, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/27/2022. Redacted Transcript Deadline set for 1/6/2023. Release of Transcript Restriction set for 3/6/2023.Filed In Associated Cases: 1:22-cv-01860-KPF, 1:22-cv-01929-KPF.(McGuirk, Kelly) |
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Filing 83 JOINT LETTER addressed to Judge Katherine Polk Failla from Ronald J. Aranoff, Leiv Blad, Robert N. Kaplan, Eric J. Stock, David C. Kiernan, and Jeffrey I. Shinder dated December 5, 2022 re: Joint Proposed Schedule for Amended Complaint and Motion to Dismiss. Document filed by Hildene Capital Management, LLC.Filed In Associated Cases: 1:22-cv-01860-KPF, 1:22-cv-01929-KPF.(Aranoff, Ronald) |
Minute Entry for proceedings held before Judge Katherine Polk Failla: Pre-Motion Conference held on 11/17/2022. Attorneys Leiv Blad, Robert N. Kaplan, and Ronald Judah Aranoff representing Plaintiffs present. Attorneys Eric Jonathan Stock and Esther Lifshitz representing Defendant S& Global, Inc., present. Attorneys David Kiernan and Alexander Virgil Maugeri representing Defendant American Bankers Association present. Attorneys Seth Greenstein and Jeffrey I. Shinder representing Defendant FactSet Research Systems Inc., present. The parties shall file a status letter with the next steps in this case. (See transcript.) (Court Reporter Sadie Herbert, Paula Horowitz, and Sonya Moore) Associated Cases: 1:22-cv-01860-KPF, 1:22-cv-01929-KPF(tn) |
Filing 82 MEMO ENDORSEMENT on re: (65 in 1:22-cv-01929-KPF) Letter filed by American Bankers Association, (81 in 1:22-cv-01860-KPF) Letter filed by American Bankers Association. ENDORSEMENT: Application GRANTED. Mr. Kiernan may appear telephonically. At the designated time, counsel shall call (888) 363-4749, and use access code 5123533. The Clerk of Court is directed to also file this endorsement in 22 Civ. 1929. (Signed by Judge Katherine Polk Failla on 10/5/2022) Filed In Associated Cases: 1:22-cv-01860-KPF, 1:22-cv-01929-KPF (rro) |
Filing 81 LETTER addressed to Judge Katherine Polk Failla from David Kiernan dated October 5, 2022 re: Telephonic Appearance at Hearing. Document filed by American Bankers Association..(Kiernan, David) |
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Filing 79 LETTER MOTION to Adjourn Conference addressed to Judge Katherine Polk Failla from David C. Kiernan dated September 30, 2022. Document filed by American Bankers Association..(Kiernan, David) |
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Filing 77 LETTER RESPONSE to Motion addressed to Judge Katherine Polk Failla from Ronald J. Aranoff dated 09/23/2022 re: #74 LETTER MOTION for Conference for Defendants' motion to dismiss the Amended Complaint addressed to Judge Katherine Polk Failla from Defendants dated September 6, 2022. . Document filed by Hildene Capital Management, LLC..(Aranoff, Ronald) |
Filing 76 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 8/1/2022 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days....(McGuirk, Kelly) |
Filing 75 TRANSCRIPT of Proceedings re: CONFERENCE held on 8/1/2022 before Judge Katherine Polk Failla. Court Reporter/Transcriber: Steven Greenblum, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/30/2022. Redacted Transcript Deadline set for 10/11/2022. Release of Transcript Restriction set for 12/8/2022..(McGuirk, Kelly) |
Filing 74 LETTER MOTION for Conference for Defendants' motion to dismiss the Amended Complaint addressed to Judge Katherine Polk Failla from Defendants dated September 6, 2022. Document filed by American Bankers Association. (Attachments: #1 Exhibit 1 (ANSI X9.6-2014)).(Kiernan, David) |
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Filing 72 LETTER MOTION for Extension of Time to File, and for an Extension of Page Limits, for a Pre-Motion Letter in Support of Defendants' Joint Motion to Dismiss addressed to Judge Katherine Polk Failla from David C. Kiernan dated August 16, 2022. Document filed by American Bankers Association..(Kiernan, David) |
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Filing 70 AMENDED COMPLAINT amending #1 Complaint, against American Bankers Association, FactSet Research Systems Inc., S&P Global, Inc. with JURY DEMAND.Document filed by Dinosaur Financial Group LLC, Hildene Capital Management, LLC, Swiss Life Investment Management Holding AG. Related document: #1 Complaint,..(Wollmuth, David) |
Filing 69 LETTER addressed to Judge Katherine Polk Failla from Ronald J. Aranoff dated August 8, 2022 re: Plaintiffs' Response to the August 1, 2022 Minute Entry. Document filed by Hildene Capital Management, LLC.Filed In Associated Cases: 1:22-cv-01860-KPF, 1:22-cv-01929-KPF.(Aranoff, Ronald) |
Minute Entry for proceedings held before Judge Katherine Polk Failla: Telephone Conference held on 8/1/2022. Attorneys Robert N. Kaplan and Leiv Blad representing Plaintiffs Dinosaur Financial Group LLC and Swiss Life Investment Management Holding AG present. Attorney Ronald Judah Aranoff representing Plaintiff Hildene Capital Managment, LLC present. Attorneys Alexander H. Southwell and Eric Jonathan Stock representing Defendant S&P Global, Inc. present. Attorneys David Kiernan and Alexander Virgil Maugeri representing Defendant American Bankers Association present. Attorneys William Stephen Cannon and Jeffrey I. Shinder representing Defendant FactSet Research Systems Inc. present. Plaintiffs' letter is due on or before the deadline for the amended complaint to be filed, i.e. on or before 8/8/2022. (Court Reporter Steven Greenblum) (tn) |
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Filing 67 LETTER addressed to Judge Katherine Polk Failla from Robert N. Kaplan, Esq. dated 07/25/2022 re: Appointment of Interim Class Counsel for the Consolidated Action. Document filed by Dinosaur Financial Group LLC, Swiss Life Investment Management Holding AG..(Kaplan, Robert) |
Filing 66 NOTICE OF APPEARANCE by Adam M Bialek on behalf of Hildene Capital Management, LLC. Filed In Associated Cases: 1:22-cv-01860-KPF, 1:22-cv-01929-KPF.(Bialek, Adam) |
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Filing 64 JOINT LETTER addressed to Judge Katherine Polk Failla from David H. Wollmuth, Leiv Blad, Robert N. Kaplan, and David Nimmer dated July 8, 2022 re: the timeframe for filing a consolidated pleading and the timeframe necessary to privately discuss the appointment of interim class counsel. Document filed by Hildene Capital Management, LLC.Filed In Associated Cases: 1:22-cv-01860-KPF, 1:22-cv-01929-KPF.(Wollmuth, David) |
Filing 63 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 6/28/2022 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days... (js) |
Filing 62 TRANSCRIPT of Proceedings re: CONFERENCE held on 6/28/2022 before Judge Katherine Polk Failla. Court Reporter/Transcriber: Carole Ludwig, (212) 420-0771. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/22/2022. Redacted Transcript Deadline set for 8/1/2022. Release of Transcript Restriction set for 9/29/2022.Filed In Associated Cases: 1:22-cv-01860-KPF, 1:22-cv-01929-KPF (js) |
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Minute Entry for proceedings held before Judge Katherine Polk Failla: Initial Pretrial/Pre-motion Conference held on 6/28/2022. Attorneys Gregory Keith Arenson, Robert N. Kaplan, Jeffrey Blumenfeld, Meg Traci Slachetka, Leiv Blad, Joseph Mantegani, and David Nimmer representing Plaintiffs Dinosaur Financial Group LLC and Swiss Life Investment Management Holding AG present. Attorneys Ronald Judah Aranoff, Ryan Anthony Kane, and Grant Bercari representing Plaintiff Hildene Capital Managment, LLC present. Attorneys Alexander H. Southwell and Eric Jonathan Stock representing Defendant S&P Global, Inc. present. Attorneys David Kiernan, Alexander Virgil Maugeri, and Angela Gott representing Defendant American Bankers Association present. Attorneys William Stephen Cannon, Seth Greenstein, and Jeffrey I. Shinder representing Defendant FactSet Research Systems Inc. present. The Court will render its decision in due course. The parties shall order a copy of today's transcript. (See transcript.) (Court Reporter recorded) (tn) |
Filing 60 NOTICE OF APPEARANCE by Meg Traci Slachetka on behalf of Dinosaur Financial Group LLC, Swiss Life Investment Management Holding AG..(Slachetka, Meg) |
Filing 59 JOINT LETTER addressed to Judge Katherine Polk Failla from David C. Kiernan, David H. Wollmuth, Eric J. Stock, Leiv Blad, Robert N. Kaplan, Jeffrey I. Shinder and David Nimmer dated June 23, 2022 re: Pre-trial Conference Scheduled for June 28, 2022. Document filed by American Bankers Association..(Kiernan, David) |
Filing 58 LETTER RESPONSE to Motion addressed to Judge Katherine Polk Failla from Leiv Blad dated 5/27/2022 re: #53 LETTER MOTION for Conference / Request for a pre-motion conference in anticipation of a Motion to Consolidate addressed to Judge Katherine Polk Failla from Eric J. Stock dated May 6, 2022. . Document filed by Dinosaur Financial Group LLC, Swiss Life Investment Management Holding AG..(Blad, Leiv) |
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Filing 56 ***SELECTED PARTIES***LETTER RESPONSE to Motion addressed to Judge Katherine Polk Failla from Eric J. Stock, David C. Kiernan, and Jeffrey I. Shinder dated May 18, 2022 re: #36 LETTER MOTION for Conference to permit Plaintiffs to proceed with their motion for partial summary judgment addressed to Judge Katherine Polk Failla from Leiv Blad dated 4/20/2022. Defendants Response to Plaintiffs letter motion ECF No. 36 [Filed Under Seal]. Document filed by FactSet Research Systems Inc., American Bankers Association, CUSIP Global Services, Dinosaur Financial Group LLC, S&P Global, Inc., Swiss Life Investment Management Holding AG. (Attachments: #1 Exhibit Attachment 1 CGS Subscription Agreement)Motion or Order to File Under Seal: #54 .(Shinder, Jeffrey) |
Filing 55 LETTER RESPONSE to Motion addressed to Judge Katherine Polk Failla from Eric J. Stock, David C. Kiernan, and Jeffrey I. Shinder dated May 18, 2022 re: #36 LETTER MOTION for Conference to permit Plaintiffs to proceed with their motion for partial summary judgment addressed to Judge Katherine Polk Failla from Leiv Blad dated 4/20/2022. Defendants Response to Plaintiffs letter motion ECF No. 36 [Redacted with Under Seal Attachment. Document filed by FactSet Research Systems Inc.. (Attachments: #1 Exhibit Attachment 1 CGS Subscription Agreement).(Shinder, Jeffrey) |
Filing 54 LETTER MOTION to Seal Defendants S&P Global Inc., American Bankers Association, and FactSet Research Systems Inc., Motion for Leave to File a redacted response with under seal attachment to Plaintiffs Letter Motion ECF No. 36 addressed to Judge Katherine Polk Failla from Eric J. Stock, David C. Kiernan, and Jeffrey I. Shinder dated May 18, 2022. Document filed by FactSet Research Systems Inc...(Shinder, Jeffrey) |
Filing 53 LETTER MOTION for Conference / Request for a pre-motion conference in anticipation of a Motion to Consolidate addressed to Judge Katherine Polk Failla from Eric J. Stock dated May 6, 2022. Document filed by S&P Global, Inc...(Stock, Eric) |
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #49 MOTION for Sarah Rachel Bayer to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26082032. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (vba) |
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #46 MOTION for William Stephen Cannon to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26070616. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (vba) |
Filing 49 MOTION for Sarah Rachel Bayer to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26082032. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by FactSet Research Systems Inc.. (Attachments: #1 Affidavit in Support of Motion for Admission Pro Hac Vice, #2 Certificate of Good Standing-New York, #3 Proposed Order for Admission Pro Hac Vice).(Bayer, Sarah) |
Filing 48 LETTER RESPONSE in Support of Motion addressed to Judge Katherine Polk Failla from Eric J. Stock dated April 29, 2022 re: #40 LETTER MOTION for Extension of Time for Defendants to respond to Plaintiffs' April 20, 2022 letter requesting a pre-motion conference addressed to Judge Katherine Polk Failla from Eric J. Stock dated April 22, 2022. . Document filed by S&P Global, Inc...(Stock, Eric) |
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Filing 46 MOTION for William Stephen Cannon to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26070616. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by FactSet Research Systems Inc.. (Attachments: #1 Affidavit in Support of Motion for Admission Pro Hac Vice, #2 Certificate of Good Standing-Certificate of Good Standing-District of Columbia, #3 Proposed Order for Admission Pro Hac Vice).(Cannon, William) |
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #45 MOTION for Seth David Greenstein to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26068198. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (aea) |
Filing 45 MOTION for Seth David Greenstein to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26068198. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by FactSet Research Systems Inc.. (Attachments: #1 Affidavit in Support of Motion for Admission Pro Hac Vice, #2 Certificate of Good Standing-Maryland, #3 Certificate of Good Standing-District of Columbia, #4 Proposed Order for Admission Pro Hac Vice).(Greenstein, Seth) |
Filing 44 NOTICE OF APPEARANCE by Ethan Edward Litwin on behalf of FactSet Research Systems Inc...(Litwin, Ethan) |
Filing 43 NOTICE OF APPEARANCE by Jeffrey I Shinder on behalf of FactSet Research Systems Inc...(Shinder, Jeffrey) |
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Filing 40 LETTER MOTION for Extension of Time for Defendants to respond to Plaintiffs' April 20, 2022 letter requesting a pre-motion conference addressed to Judge Katherine Polk Failla from Eric J. Stock dated April 22, 2022. Document filed by S&P Global, Inc...(Stock, Eric) |
Set/Reset Deadlines: ( Responses due by 5/18/2022), Set/Reset Hearings:( Pre-Motion Conference set for 6/1/2022 at 12:30 PM before Judge Katherine Polk Failla.) (tg) |
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #38 MOTION for Michelle Karen Fischer to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26038339. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (vba) |
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Filing 38 MOTION for Michelle Karen Fischer to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26038339. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by American Bankers Association. (Attachments: #1 Affidavit, #2 Exhibit Ohio Certificate of Good Standing, #3 Exhibit DC Certificate of Good Standing, #4 Text of Proposed Order).(Fischer, Michelle) |
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #35 MOTION for Jeffrey Blumenfeld to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (vba) |
Filing 37 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by S&P Global, Inc...(Stock, Eric) |
Filing 36 LETTER MOTION for Conference to permit Plaintiffs to proceed with their motion for partial summary judgment addressed to Judge Katherine Polk Failla from Leiv Blad dated 4/20/2022. Document filed by Dinosaur Financial Group LLC, Swiss Life Investment Management Holding AG..(Blad, Leiv) |
Filing 35 MOTION for Jeffrey Blumenfeld to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Dinosaur Financial Group LLC, Swiss Life Investment Management Holding AG. (Attachments: #1 Affidavit of Jeffrey Blumenfeld, #2 Certificate of Good Standing District of Columbia, #3 Text of Proposed Order).(Blumenfeld, Jeffrey) |
>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #34 MOTION for Jeffrey Blumenfeld to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26025774. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): expired Certificate of Good Standing from Supreme Court of DC;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order. (vba) |
Filing 34 FILING ERROR - DEFICIENT DOCKET ENTRY MOTION for Jeffrey Blumenfeld to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26025774. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Dinosaur Financial Group LLC, Swiss Life Investment Management Holding AG. (Attachments: #1 Affidavit of Jeffrey Blumenfeld, #2 Certificate of Good Standing District of Columbia, #3 Text of Proposed Order).(Blumenfeld, Jeffrey) Modified on 4/20/2022 (vba). |
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #32 MOTION for David C. Kiernan to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-25964384. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (aea) |
Filing 32 MOTION for David C. Kiernan to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-25964384. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by American Bankers Association. (Attachments: #1 Affidavit in Support of Motion for Admission Pro Hac Vice, #2 Certificate of Good Standing - California, #3 Proposed Order Granting Admission Pro Hac Vice).(Kiernan, David) |
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Filing 30 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by American Bankers Association..(Maugeri, Alexander) |
Filing 29 NOTICE OF APPEARANCE by Alexander Virgil Maugeri on behalf of American Bankers Association..(Maugeri, Alexander) |
Set/Reset Deadlines: American Bankers Association answer due 5/6/2022; CUSIP Global Services answer due 5/6/2022; FactSet Research Systems Inc. answer due 5/6/2022; S&P Global, Inc. answer due 5/6/2022. (rro) |
Filing 28 LETTER MOTION for Extension of Time for Defendants to submit a letter seeking a pre-motion conference for a contemplated motion to dismiss the complaint addressed to Judge Katherine Polk Failla from Eric J. Stock dated April 4, 2022. Document filed by S&P Global, Inc...(Stock, Eric) |
Filing 27 NOTICE OF APPEARANCE by Eric Jonathan Stock on behalf of S&P Global, Inc...(Stock, Eric) |
Filing 26 NOTICE OF APPEARANCE by Alexander H. Southwell on behalf of S&P Global, Inc...(Southwell, Alexander) |
Filing 25 SUMMONS RETURNED EXECUTED. American Bankers Association served on 3/8/2022, answer due 3/29/2022. Service was accepted by Mirna Garita, Administrative Assistant. Document filed by Dinosaur Financial Group LLC; Swiss Life Investment Management Holding AG..(Blad, Leiv) |
Filing 24 SUMMONS RETURNED EXECUTED. FactSet Research Systems Inc. served on 3/9/2022, answer due 3/30/2022. Service was accepted by Adam Midlo, Facilities Manager. Document filed by Dinosaur Financial Group LLC; Swiss Life Investment Management Holding AG..(Blad, Leiv) |
Filing 23 SUMMONS RETURNED EXECUTED. CUSIP Global Services served on 3/22/2022, answer due 4/12/2022. Service was accepted by C/O Business Filings, Inc. Melanie Dorado, Managing Agent. Document filed by Dinosaur Financial Group LLC; Swiss Life Investment Management Holding AG..(Blad, Leiv) |
Filing 22 SUMMONS RETURNED EXECUTED. S&P Global, Inc. served on 3/15/2022, answer due 4/5/2022. Service was accepted by C/O Business Filings, Inc, Melanie Dorado, Managing Agent. Document filed by Dinosaur Financial Group LLC; Swiss Life Investment Management Holding AG..(Blad, Leiv) |
Filing 21 NOTICE OF APPEARANCE by Gregory Keith Arenson on behalf of Dinosaur Financial Group LLC, Swiss Life Investment Management Holding AG..(Arenson, Gregory) |
Filing 20 NOTICE OF APPEARANCE by Robert N. Kaplan on behalf of Dinosaur Financial Group LLC, Swiss Life Investment Management Holding AG..(Kaplan, Robert) |
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #16 MOTION for David Nimmer to Appear Pro Hac Vice for Plaintiffs. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu) |
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #15 MOTION for Joseph Mantegani to Appear Pro Hac Vice for Plaintiffs. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu) |
Filing 16 MOTION for David Nimmer to Appear Pro Hac Vice for Plaintiffs. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Dinosaur Financial Group LLC, Swiss Life Investment Management Holding AG. (Attachments: #1 Affidavit of David Nimmer, #2 Exhibit 1 - CA CGS, #3 Text of Proposed Order for Admission Pro Hac Vice).(Nimmer, David) |
Filing 15 MOTION for Joseph Mantegani to Appear Pro Hac Vice for Plaintiffs. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Dinosaur Financial Group LLC, Swiss Life Investment Management Holding AG. (Attachments: #1 Affidavit of Joseph Mantegani, #2 Exhibit 1 - CA CGS, #3 Text of Proposed Order for Admission Pro Hac Vice).(Mantegani, Joseph) |
>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #13 MOTION for Joseph Mantegani to Appear Pro Hac Vice for Plaintiffs. Filing fee $ 200.00, receipt number ANYSDC-25836098. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of California. We do not naccept certificates from a state bar registrar for this state.;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (bcu) |
>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #14 MOTION for David Nimmer to Appear Pro Hac Vice for Plaintiffs. Filing fee $ 200.00, receipt number ANYSDC-25836261. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of California. We do not naccept certificates from a state bar registrar for this state.;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (bcu) |
Filing 14 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for David Nimmer to Appear Pro Hac Vice for Plaintiffs. Filing fee $ 200.00, receipt number ANYSDC-25836261. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Dinosaur Financial Group LLC, Swiss Life Investment Management Holding AG. (Attachments: #1 Affidavit of David Nimmer, #2 Exhibit 1 - CA CGS, #3 Text of Proposed Order for Admission Pro Hac Vice).(Nimmer, David) Modified on 3/10/2022 (bcu). |
Filing 13 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Joseph Mantegani to Appear Pro Hac Vice for Plaintiffs. Filing fee $ 200.00, receipt number ANYSDC-25836098. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Dinosaur Financial Group LLC, Swiss Life Investment Management Holding AG. (Attachments: #1 Affidavit of Joseph Mantegani, #2 Exhibit 1 - CA CGS, #3 Text of Proposed Order for Admission Pro Hac Vice).(Mantegani, Joseph) Modified on 3/10/2022 (bcu). |
Filing 12 ELECTRONIC SUMMONS ISSUED as to S&P Global, Inc.. (vf) |
Filing 11 ELECTRONIC SUMMONS ISSUED as to FactSet Research Systems Inc. (vf) |
Filing 10 ELECTRONIC SUMMONS ISSUED as to CUSIP Global Services. (vf) |
Filing 9 ELECTRONIC SUMMONS ISSUED as to American Bankers Association. (vf) |
***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Leiv Blad. The following case opening statistical information was erroneously selected/entered: County code Albany; Fee Status code due (due). The following correction(s) have been made to your case entry: the County code has been modified to XX Out of U.S.; the Fee Status code has been modified to pd (paid). (vf) |
CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Katherine Polk Failla. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(vf) |
***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Leiv Blad. The party information for the following party/parties has been modified: Dinosaur Financial Group LLC, Swiss Life Investment Management Holding AG. The information for the party/parties has been modified for the following reason/reasons: party text was omitted. (vf) |
Magistrate Judge Stewart D. Aaron is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (vf) |
Case Designated ECF. (vf) |
Filing 8 REQUEST FOR ISSUANCE OF SUMMONS as to S&P Global, Inc., re: #1 Complaint,. Document filed by Dinosaur Financial Group LLC, Swiss Life Investment Management Holding AG..(Blad, Leiv) |
Filing 7 REQUEST FOR ISSUANCE OF SUMMONS as to FactSet Research Systems Inc., re: #1 Complaint,. Document filed by Dinosaur Financial Group LLC, Swiss Life Investment Management Holding AG..(Blad, Leiv) |
Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to CUSIP Global Services, re: #1 Complaint,. Document filed by Dinosaur Financial Group LLC, Swiss Life Investment Management Holding AG..(Blad, Leiv) |
Filing 5 REQUEST FOR ISSUANCE OF SUMMONS as to American Bankers Association, re: #1 Complaint,. Document filed by Dinosaur Financial Group LLC, Swiss Life Investment Management Holding AG..(Blad, Leiv) |
Filing 4 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Swiss Life Holding AG, Other Affiliate SIX Swiss Exchange for Swiss Life Investment Management Holding AG. Document filed by Swiss Life Investment Management Holding AG..(Blad, Leiv) |
Filing 3 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Dinosaur Financial Group LLC..(Blad, Leiv) |
Filing 2 CIVIL COVER SHEET filed..(Blad, Leiv) |
Filing 1 COMPLAINT against American Bankers Association, CUSIP Global Services, FactSet Research Systems Inc., S&P Global, Inc.. (Filing Fee $ 402.00, Receipt Number ANYSDC-25814916)Document filed by Dinosaur Financial Group LLC, Swiss Life Investment Management Holding AG..(Blad, Leiv) |
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