U.S. Securities and Exchange Commission v. Joublin
| U.S. Securities and Exchange Commission |
| Hugues Pierre Joublin |
| 1:2022cv04397 |
| May 27, 2022 |
| US District Court for the Southern District of New York |
| Victor Marrero |
| Securities/Commodities |
| None |
Docket Report
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This docket was last retrieved on June 2, 2022. A more recent docket listing may be available from PACER.
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Filing 8
FINAL JUDGMENT AS TO DEFENDANT HUGUES PIERRE JOUBLIN: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating, directly or indirectly, Section 10(b) of the Securities Exchange Act of 1934 (the "Exchange Act") [15 U.S.C. 78j(b)] and Rule 10b-5 promulgated thereunder [17 C.F.R. 240.10b-5], by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, in connection with the purchase or sale of any security: IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for disgorgement of $4,995, representing net profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $619.36. The Court finds that sending the disgorged funds to the United States Treasury, as ordered below, is consistent with equitable principles. The Court further imposes a civil penalty in the amount of $4,995 pursuant to Section 21A(a) of the Exchange Act [15 U.S.C. 78u-1(a)]. Defendant shall satisfy these obligations by paying $10,609.36 to the Securities and Exchange Commission within 30 days after entry of this Final Judgment. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. (And as further set forth herein.) (Signed by Judge Victor Marrero on 6/2/2022) (jca) Transmission to Finance Unit (Cashiers) for processing.
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Filing 7
PROPOSED JUDGMENT. Document filed by U.S. Securities and Exchange Commission..(Kelly, Christopher)
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***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Notice to Attorney Christopher Kelly to RE-FILE Document #6 Proposed Order. Use the event type Proposed Orders, Proposed Judgment. Please add the case number to the document. (km)
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Filing 6
FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - PROPOSED ORDER. Document filed by U.S. Securities and Exchange Commission. Related Document Number: #5 ..(Kelly, Christopher) Proposed Order to be reviewed by Clerk's Office staff. Modified on 6/2/2022 (km).
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Filing 5
LETTER addressed to Judge Victor Marrero from Christopher R. Kelly dated June 1, 2022 re: Approval of Parties' proposed Consent Judgment. Document filed by U.S. Securities and Exchange Commission. (Attachments: #1 Exhibit CONSENT OF DEFENDANT HUGUES PIERRE JOUBLIN).(Kelly, Christopher)
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Filing 4
ELECTRONIC SUMMONS ISSUED as to Hugues Pierre Joublin..(sj)
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Case Designated ECF. (sj)
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Magistrate Judge Ona T. Wang is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (sj)
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Victor Marrero. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(sj)
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Filing 3
REQUEST FOR ISSUANCE OF SUMMONS as to Hugues Pierre Joublin, re: #1 Complaint. Document filed by U.S. Securities and Exchange Commission..(Kelly, Christopher)
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Filing 2
CIVIL COVER SHEET filed..(Kelly, Christopher)
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Filing 1
COMPLAINT against Hugues Pierre Joublin. Document filed by U.S. Securities and Exchange Commission..(Kelly, Christopher)
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| Plaintiff: U.S. Securities and Exchange Commission | |
| Represented By: | Christopher Reynolds Kelly |
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| Defendant: Hugues Pierre Joublin | |
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