Securities and Exchange Commission v. Infinity Q Diversified Alpha Fund
| Securities and Exchange Commisison and Securities and Exchange Commission |
| Infinity Q Diversified Alpha Fund |
| 1:2022cv09608 |
| November 10, 2022 |
| U.S. District Court for the Southern District of New York |
| P Kevin Castel |
| Securities/Commodities |
| None |
Docket Report
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Filing 14
LETTER addressed to Judge P. Kevin Castel from Neal Jacobson dated November 23, 2022 re: maintaining the case active. Document filed by Securities and Exchange Commission..(Jacobson, Neal)
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Filing 13
AFFIDAVIT OF SERVICE. Document filed by Securities and Exchange Commission..(Jacobson, Neal)
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Filing 12
PROPOSED CONSENT ORDER. Document filed by Securities and Exchange Commission..(Jacobson, Neal)
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Filing 11
MEMORANDUM OF LAW in Support re: #10 MOTION to Approve Consent Judgment Notice of Motion on Consent for an Order Appointing Special Master and Imposing Litigation Injunction. . Document filed by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order Proposed Special Master Order).(Jacobson, Neal)
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Filing 10
MOTION to Approve Consent Judgment Notice of Motion on Consent for an Order Appointing Special Master and Imposing Litigation Injunction. Document filed by Securities and Exchange Commission..(Jacobson, Neal)
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Filing 9
MEMO ENDORSEMENT: on re: #7 Letter filed by Securities and Exchange Commission. ENDORSEMENT: Application Granted. File motion within 21 days. SO ORDERED. (Signed by Judge P. Kevin Castel on 11/17/2022) (ama)
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Filing 8
FINAL JUDGMENT ON CONSENT AS TO DEFENDANT INFINITY Q DIVERSIFIED ALPHA FUND: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating, directly or indirectly, Rule 22c-1 [17 C.F.R. 270.22c-l] promulgated under Section 22(c) of the Investment Company Act of 1940 [15 U.S.C. 80(a)-22(c)]. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that, as provided in Federal Rule of Civil Procedure 65( d)(2), the foregoing paragraph also binds the following who receive actual notice of this Final Judgment by personal service or otherwise: (a) Defendant's officers, agents, servants, employees, and attorneys; and (b) other persons in active concert or participation with Defendant or with anyone described in (a). IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that, pursuant to Fed. R. Civ. P. 53, this Court shall appoint a special master to carry out the duties set forth in the Consented to Order Appointing Special Master and Imposing Litigation Injunction. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment., Infinity Q Diversified Alpha Fund terminated. (Signed by Judge P. Kevin Castel on 11/16/2022) (ama)
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Filing 7
LETTER addressed to Judge P. Kevin Castel from SEC dated 11/16/22 re: Proposed Consent Judgment and Waiver of Pre-Motion Letter. Document filed by Securities and Exchange Commission..(Tutor, David)
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Magistrate Judge Barbara C. Moses is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (vba)
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***NOTICE TO COURT REGARDING PROPOSED JUDGMENT. Document No. #6 Proposed Judgment was reviewed and approved as to form. (tp)
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NOTICE OF CASE REASSIGNMENT to Judge P. Kevin Castel. Judge Unassigned is no longer assigned to the case. (vba)
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CASE ACCEPTED AS RELATED. Create association to 1:22-cv-01346-PKC. Notice of Assignment to follow. (vba)
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CASE REFERRED TO Judge P. Kevin Castel as possibly related to 1:22-cv-1346. (gp)
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Case Designated ECF. (gp)
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. .(gp)
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***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Andrew Dean. The party information for the following party/parties has been modified: Securities and Exchange Commission. The information for the party/parties has been modified for the following reason/reasons: party name contained a typographical error : Securities and Exchange Commisison. (gp)
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Filing 6
PROPOSED JUDGMENT. Document filed by Securities and Exchange Commisison..(Tutor, David) Proposed Judgment to be reviewed by Clerk's Office staff.
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Filing 5
NOTICE OF APPEARANCE by David H. Tutor on behalf of Securities and Exchange Commisison..(Tutor, David)
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Filing 4
STATEMENT OF RELATEDNESS re: that this action be filed as related to 22-cv-1346. Document filed by Securities and Exchange Commisison..(Dean, Andrew)
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Filing 3
NOTICE OF APPEARANCE by Neal Ralph Jacobson on behalf of Securities and Exchange Commisison..(Jacobson, Neal)
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Filing 2
CIVIL COVER SHEET filed..(Dean, Andrew)
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Filing 1
COMPLAINT against Infinity Q Diversified Alpha Fund. Document filed by Securities and Exchange Commisison..(Dean, Andrew)
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