Global Tech Industries Group, Inc. v. Canaccord Genuity LLC et al
| Global Tech Industries Group, Inc. |
| Canaccord Genuity LLC, Credit Suisse Securities (USA) LLC, Instinet, LLC, Lime Trading Corp., GTS Securities LLC and John Does 1-50 |
| 1:2023cv02139 |
| March 13, 2023 |
| US District Court for the Southern District of New York |
| Victor Marrero |
| Securities/Commodities |
| Plaintiff |
Docket Report
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This docket was last retrieved on October 4, 2023. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 43 LETTER addressed to Judge Victor Marrero from Alan M. Pollack dated May 10, 2023 re: response to pre-motion to dismiss letter. Document filed by Global Tech Industries Group, Inc...(Pollack, Alan) |
| Filing 42 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Nomura Holdings, Inc., Corporate Parent Nomura Holding America Inc., Corporate Parent Instinet Holdings Incorporated, Corporate Parent Instinet Incorporated for Instinet, LLC. Document filed by Instinet, LLC..(Filor, Daniel) |
| Filing 41 NOTICE OF APPEARANCE by Daniel Post Filor on behalf of Instinet, LLC..(Filor, Daniel) |
| Filing 40 NOTICE OF APPEARANCE by Nicholas Barnes on behalf of Instinet, LLC..(Barnes, Nicholas) |
| Filing 39 NOTICE OF APPEARANCE by Richard Aframe Edlin on behalf of Instinet, LLC..(Edlin, Richard) |
| Filing 38 NOTICE OF APPEARANCE by Elizabeth H. Lindh on behalf of Lime Trading Corp...(Lindh, Elizabeth) |
| Filing 37 NOTICE OF APPEARANCE by Julia Catherine Koch on behalf of Canaccord Genuity LLC..(Koch, Julia) |
| Filing 36 NOTICE OF APPEARANCE by Eric Lawson on behalf of Canaccord Genuity LLC..(Lawson, Eric) |
| Filing 35 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Collins Stewart Inc., Corporate Parent Canaccord Genuity Group Inc., Corporate Parent Canaccord Adams (Delaware) Inc., Corporate Parent Canaccord Adams Financial Group Inc. for Canaccord Genuity LLC. Document filed by Canaccord Genuity LLC..(Fiotto, Anthony) |
| Filing 34 NOTICE OF APPEARANCE by Anthony S. Fiotto, Jr on behalf of Canaccord Genuity LLC..(Fiotto, Anthony) |
Filing 33
ORDER FOR ADMISSION PRO HAC VICE: granting #32 Motion for Elizabeth H. Lindh to Appear Pro Hac Vice. (Signed by Judge Victor Marrero on 4/24/2023) (ama)
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| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #32 MOTION for Elizabeth H. Lindh to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27642248. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (aea) |
| Filing 32 MOTION for Elizabeth H. Lindh to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27642248. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Lime Trading Corp.. (Attachments: #1 Affidavit in Support of Motion to Admit Pro Hac Vice, #2 Exhibit A Certificate of Good Standing, #3 Text of Proposed Order for Admission Pro Hac Vice).(Lindh, Elizabeth) |
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Filing 31
ORDER FOR ADMISSION PRO HAC VICE granting #30 MOTION for Stephen Young to Appear Pro Hac Vice. The motion of Stephen Young, for admission to practice Pro Hac Vice in the above captioned action is granted. (Signed by Judge Victor Marrero on 4/18/2023) (jca)
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| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #30 MOTION for Stephen Young to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number ANYSDC-27617436. Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (va) |
| Filing 30 MOTION for Stephen Young to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number ANYSDC-27617436. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Lime Trading Corp.. (Attachments: #1 Affidavit of Stephen Young ISO of Motion to Admit Pro Hac Vice, #2 Exhibit A to Affidavit -Certificate of Good Standing, #3 Text of Proposed Order for Admission Pro Hac Vice).(Young, Stephen) Modified on 4/18/2023 (va). |
| Filing 29 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent FH Global, Inc., Other Affiliate Victor Remsha for Lime Trading Corp.. Document filed by Lime Trading Corp...(Young, Stephen) |
| Filing 28 NOTICE OF APPEARANCE by Stephen Young on behalf of Lime Trading Corp...(Young, Stephen) |
| Filing 27 MOTION for Christian T. Kemnitz to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27574806. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by GTS Securities LLC. (Attachments: #1 Affidavit Of Christian T. Kemnitz In Support, #2 Exhibit - Certificate Of Good Standing, #3 Text of Proposed Order For Admission Pro Hac Vice).(Kemnitz, Christian) |
| Filing 26 MOTION for Hannah O. Koesterer to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27574669. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by GTS Securities LLC. (Attachments: #1 Affidavit Of Hannah O. Koesterer In Support, #2 Exhibit - Certificate Of Good Standing, #3 Text of Proposed Order For Admission Pro Hac Vice).(Koesterer, Hannah) |
| Filing 25 MOTION for Leigh A. Brissenden to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27574437. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by GTS Securities LLC. (Attachments: #1 Affidavit Of Leigh A. Brissenden In Support, #2 Exhibit - Certificate Of Good Standing, #3 Text of Proposed Order For Admission Pro Hac Vice).(Brissenden, Leigh) |
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Filing 24
ORDER SETTING TIME FOR THE PARTIES TO EXCHANGE PRE-MOTION LETTERS granting #23 FIRST LETTER MOTION for Extension of Time to Exchange Pre-Motion Letters. IT IS HEREBY AGREED, by and between the respective counsel for Plaintiff and Defendants, that Defendants' last day to serve pre-motion letter(s) on Plaintiff is April 19, 2023 and that Plaintiff's last day to respond to Defendants' letter(s) is May 10, 2023. SO ORDERED. (Signed by Judge Victor Marrero on 4/6/2023) (jca)
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| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #25 MOTION for Leigh A. Brissenden to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27574437. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sgz) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #27 MOTION for Christian T. Kemnitz to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27574806. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sgz) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #26 MOTION for Hannah O. Koesterer to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27574669. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sgz) |
| Filing 23 FIRST LETTER MOTION for Extension of Time to Exchange Pre-Motion Letters, addressed to Judge Victor Marrero from Peter G. Wilson dated 4/5/23. Document filed by GTS Securities LLC. (Attachments: #1 Text of Proposed Order To Exchange Pre-Motion Letters).(Wilson, Peter) |
| Filing 22 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent GTS Financial LLC for GTS Securities LLC. Document filed by GTS Securities LLC..(Wilson, Peter) |
| Filing 21 NOTICE OF APPEARANCE by Peter Ginewicz Wilson on behalf of GTS Securities LLC..(Wilson, Peter) |
| Filing 20 AFFIDAVIT OF SERVICE of Summons and Complaint,. GTS Securities LLC served on 3/17/2023, answer due 4/7/2023. Service was accepted by NY Sec'y of State. Document filed by Global Tech Industries Group, Inc...(Pollack, Alan) |
| Filing 19 AFFIDAVIT OF SERVICE of Summons and Complaint,. Lime Trading Corp. served on 3/17/2023, answer due 4/7/2023. Service was accepted by NY Sec'y of State. Document filed by Global Tech Industries Group, Inc...(Pollack, Alan) |
| Filing 18 AFFIDAVIT OF SERVICE of Summons and Complaint,. Instinet, LLC served on 3/17/2023, answer due 4/7/2023. Service was accepted by NY Sec'y of State. Document filed by Global Tech Industries Group, Inc...(Pollack, Alan) |
| Filing 17 AFFIDAVIT OF SERVICE of Summons and Complaint,. Credit Suisse Securities (USA) LLC served on 3/17/2023, answer due 4/7/2023. Service was accepted by NY Sec'y of State. Document filed by Global Tech Industries Group, Inc...(Pollack, Alan) |
| Filing 16 AFFIDAVIT OF SERVICE of Summons and Complaint,. Canaccord Genuity LLC served on 3/17/2023, answer due 4/7/2023. Service was accepted by NY Sec'y of State. Document filed by Global Tech Industries Group, Inc...(Pollack, Alan) |
| Filing 15 NOTICE OF APPEARANCE by James W. Christian on behalf of Global Tech Industries Group, Inc...(Christian, James) |
| Filing 14 ELECTRONIC SUMMONS ISSUED as to GTS Securities LLC. (vf) |
| Filing 13 ELECTRONIC SUMMONS ISSUED as to Lime Trading Corp.. (vf) |
| Filing 12 ELECTRONIC SUMMONS ISSUED as to Instinet, LLC. (vf) |
| Filing 11 ELECTRONIC SUMMONS ISSUED as to Credit Suisse Securities (USA) LLC. (vf) |
| Filing 10 ELECTRONIC SUMMONS ISSUED as to Canaccord Genuity LLC. (vf) |
| Filing 9 NOTICE OF APPEARANCE by Grant Reed Cornehls on behalf of Global Tech Industries Group, Inc...(Cornehls, Grant) |
| ***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Alan Marshall Pollack. The following case opening statistical information was erroneously selected/entered: County code New York. The following correction(s) have been made to your case entry: the County code has been modified to XX Out of State. (vf) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Victor Marrero. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(vf) |
| Magistrate Judge Katharine H. Parker is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (vf) |
| Case Designated ECF. (vf) |
| Filing 8 CIVIL COVER SHEET filed..(Pollack, Alan) |
| Filing 7 REQUEST FOR ISSUANCE OF SUMMONS as to GTS SECURITIES LLC, re: #1 Complaint,. Document filed by Global Tech Industries Group, Inc...(Pollack, Alan) |
| Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to LIME TRADING CORP., re: #1 Complaint,. Document filed by Global Tech Industries Group, Inc...(Pollack, Alan) |
| Filing 5 REQUEST FOR ISSUANCE OF SUMMONS as to INSTINET, LLC, re: #1 Complaint,. Document filed by Global Tech Industries Group, Inc...(Pollack, Alan) |
| Filing 4 REQUEST FOR ISSUANCE OF SUMMONS as to CREDIT SUISSE SECURITIES (USA) LLC, re: #1 Complaint,. Document filed by Global Tech Industries Group, Inc...(Pollack, Alan) |
| Filing 3 REQUEST FOR ISSUANCE OF SUMMONS as to CANACCORD GENUITY LLC, re: #1 Complaint,. Document filed by Global Tech Industries Group, Inc...(Pollack, Alan) |
| Filing 2 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Global Tech Industries Group, Inc...(Pollack, Alan) |
| Filing 1 COMPLAINT against Canaccord Genuity LLC, Credit Suisse Securities (USA) LLC, John Does 1-50, GTS Securities LLC, Instinet, LLC, Lime Trading Corp.. (Filing Fee $ 402.00, Receipt Number ANYSDC-27462334)Document filed by Global Tech Industries Group, Inc...(Pollack, Alan) |
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