Commodity Futures Trading Commission v. Ehrlich
Plaintiff: Commodity Futures Trading Commission
Defendant: Stephen Ehrlich
Case Number: 1:2023cv08962
Filed: October 12, 2023
Court: US District Court for the Southern District of New York
Presiding Judge: Lewis A Kaplan
Nature of Suit: Securities/Commodities
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on August 29, 2024. A more recent docket listing may be available from PACER.

Date Filed Document Text
November 20, 2023 Opinion or Order Filing 12 ORDER GRANTING MOTION TO APPEAR PRO HAC VICE granting #4 Motion for Rachel Hayes to Appear Pro Hac Vice. It is hereby ORDERED that the Motion is GRANTED. (Signed by Judge Lewis A. Kaplan on 11/20/23) (yv)
November 20, 2023 Opinion or Order Filing 11 ORDER GRANTING MOTION TO APPEAR PRO HAC VICE granting #3 Motion for Alan Thomas Simpson to Appear Pro Hac Vice. It is hereby ORDERED that the Motion is GRANTED. (Signed by Judge Lewis A. Kaplan on 11/20/23) (yv)
November 17, 2023 Opinion or Order Filing 10 WAIVER OF SERVICE RETURNED EXECUTED. Stephen Ehrlich waiver sent on 10/23/2023, answer due 12/22/2023. Document filed by Commodity Futures Trading Commission..(Simpson, Alan)
November 3, 2023 Opinion or Order Filing 9 NOTICE OF APPEARANCE by Matthew J. Letten on behalf of Stephen Ehrlich..(Letten, Matthew)
November 3, 2023 Opinion or Order Filing 8 NOTICE OF APPEARANCE by Helen Harris on behalf of Stephen Ehrlich..(Harris, Helen)
November 3, 2023 Opinion or Order Filing 7 NOTICE OF APPEARANCE by Sarah Rebecca Krissoff on behalf of Stephen Ehrlich..(Krissoff, Sarah)
October 13, 2023 Opinion or Order Filing 6 ELECTRONIC SUMMONS ISSUED as to Stephen Ehrlich. (vf)
October 13, 2023 Opinion or Order Case Designated ECF. (vf)
October 13, 2023 Opinion or Order Magistrate Judge James L. Cott is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (vf)
October 13, 2023 Opinion or Order CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Lewis A. Kaplan. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(vf)
October 13, 2023 Opinion or Order ***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Alan Thomas Simpson. The following case opening statistical information was erroneously selected/entered: County code New York. The following correction(s) have been made to your case entry: the County code has been modified to XX Out of State. (vf)
October 12, 2023 Opinion or Order Filing 5 REQUEST FOR ISSUANCE OF SUMMONS as to Stephen Ehrlich, re: #1 Complaint. Document filed by Commodity Futures Trading Commission..(Simpson, Alan)
October 12, 2023 Opinion or Order Filing 4 MOTION for Rachel Hayes to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Commodity Futures Trading Commission. (Attachments: #1 Affidavit Affidavit in Support of Motion to Admit Counsel Pro Hac Vice, #2 Exhibit Certificates of Good Standing, #3 Proposed Order Proposed Order).(Hayes, Rachel)
October 12, 2023 Opinion or Order Filing 3 MOTION for Alan Thomas Simpson to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Commodity Futures Trading Commission. (Attachments: #1 Affidavit Affidavit in Support of Motion to Admit Counsel Pro Hac Vice, #2 Exhibit Certificates of Good Standing, #3 Proposed Order Text of Proposed Order).(Simpson, Alan)
October 12, 2023 Opinion or Order Filing 2 CIVIL COVER SHEET filed..(Simpson, Alan)
October 12, 2023 Opinion or Order Filing 1 COMPLAINT against Stephen Ehrlich. Document filed by Commodity Futures Trading Commission..(Simpson, Alan)
October 12, 2023 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #3 MOTION for Alan Thomas Simpson to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sgz)
October 12, 2023 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #4 MOTION for Rachel Hayes to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sgz)

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Plaintiff: Commodity Futures Trading Commission
Represented By: Rachel A. Hayes
Represented By: Alan Thomas Simpson
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Defendant: Stephen Ehrlich
Represented By: Sarah Rebecca Krissoff
Represented By: Helen Harris
Represented By: Matthew J. Letten
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