Securities and Exchange Commission v. Markin
| Securities and Exchange Commission |
| Philip Markin |
| 1:2024cv06831 |
| September 10, 2024 |
| US District Court for the Southern District of New York |
| Jennifer H Rearden |
| Securities/Commodities |
| 15 U.S.C. ยง 78 m(a) Securities Exchange Act |
| Plaintiff |
Docket Report
RSS Track this Docket
This docket was last retrieved on September 27, 2024. A more recent docket listing may be available from PACER.
| Document Text |
|---|
Filing 7
FINAL JUDGMENT AS TO DEFENDANT PHILIP MARKIN The Securities and Exchange Commission having filed a Complaint and Defendant Philip Markin ("Defendant") having entered a general appearance; consented to the Court's jurisdiction over Defendant and the subject matter of this action; consented to entry of this Final Judgment without admitting or denying the allegations of the Complaint (except as to jurisdiction and except as otherwise provided herein in paragraph V); waived findings of fact and conclusions of law; and waived any right to appeal from this Final Judgment: IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant shall pay a civil penalty in the amount of $32,724 to the Securities and Exchange Commission pursuant to Section 21A of the Exchange Act [15 U.S.C. 78u-1]. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. (And as further set forth herein.) (Signed by Judge Jennifer H. Rearden on 9/27/2024) (jca) Transmission to Finance Unit (Cashiers) for processing.
|
|
Filing 6
LETTER addressed to Judge Jennifer H. Rearden from Chevon Walker, SEC dated September 26, 2024 re: Proposed Final Judgment (DE 4). Document filed by Securities and Exchange Commission..(Walker, Chevon)
|
|
CASE ACCEPTED AS RELATED. Create association to 1:22-cv-06276-JHR. Notice of Assignment to follow. (tro)
|
|
NOTICE OF CASE REASSIGNMENT to Judge Jennifer H. Rearden. Judge Unassigned is no longer assigned to the case. (tro)
|
|
Magistrate Judge Robert W. Lehrburger is designated to handle matters that may be referred in this case. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (tro)
|
|
***NOTICE TO COURT REGARDING PROPOSED JUDGMENT. Document No. #4 Proposed Judgment was reviewed and approved as to form. (tp)
|
|
Filing 5
STATEMENT OF RELATEDNESS re: that this action be filed as related to 22-cv-6276 (JHR). Document filed by Securities and Exchange Commission..(Walker, Chevon)
|
|
***NOTICE TO ATTORNEY TO ELECTRONICALLY FILE RELATED CASE STATEMENT. Notice to Attorney Tracy Ellen Sivitz, for non compliance with Local Rule 13 of the Division of Business Among Judges. Attorney must electronically file the Related Case Statement. Use the event type Statement of Relatedness found under the event list Other Documents. (rju)
|
|
Filing 4
PROPOSED JUDGMENT. Document filed by Securities and Exchange Commission..(Walker, Chevon) Proposed Judgment to be reviewed by Clerk's Office staff.
|
|
Filing 3
NOTICE OF APPEARANCE by Chevon Walker on behalf of Securities and Exchange Commission..(Walker, Chevon)
|
|
***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Tracy Ellen Sivitz. The following case opening statistical information was erroneously selected/entered: Fee Status code pd (paid). The following correction(s) have been made to your case entry: the Fee Status code has been modified to none (no fee required). (vf)
|
|
***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Securiies & Exchange Commission.. The party information for the following party/parties has been modified: Securiies & Exchange Commission.. The information for the party/parties has been modified for the following reason/reasons: party name contained a typographical error. (vf)
|
|
***NOTICE TO ATTORNEY TO ELECTRONICALLY FILE RELATED CASE STATEMENT. Notice to Attorney Tracy Ellen Sivitz, for non compliance with Local Rule 13 of the Division of Business Among Judges. Attorney must electronically file the Related Case Statement. Use the event type Statement of Relatedness found under the event list Other Documents. (vf)
|
|
CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. (vf)
|
|
CASE REFERRED TO Judge Jennifer H. Rearden as possibly related to 1:22-cv-06276 (vf)
|
|
Case Designated ECF. (vf)
|
|
Filing 2
CIVIL COVER SHEET filed..(Sivitz, Tracy)
|
|
Filing 1
COMPLAINT against Philip Markin. Document filed by Securiies & Exchange Commission..(Sivitz, Tracy)
|
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the New York Southern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
| Search for this case: Securities and Exchange Commission v. Markin | |
|---|---|
| Search News | [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ] |
| Search Web | [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ] |
| Defendant: Philip Markin | |
| Search News | [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ] |
| Search Finance | [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ] |
| Search Web | [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ] |
| Plaintiff: Securities and Exchange Commission | |
| Represented By: | Tracy Ellen Sivitz |
| Represented By: | Chevon Walker |
| Search News | [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ] |
| Search Finance | [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ] |
| Search Web | [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ] |
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
