Pfeffer v. FINRA's Arbitration Panel et al
Plaintiff: Alba T. Pfeffer
Defendant: FINRA's Arbitration Panel, Wells Fargo Advisors, LLC and Andre Mirkine
Case Number: 7:2016cv08321
Filed: October 25, 2016
Court: US District Court for the Southern District of New York
Office: White Plains Office
County: Westchester
Presiding Judge: Vincent L. Briccetti
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 09 U.S.C. ยง 0010
Jury Demanded By: None

Available Case Documents

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Date Filed Document Text
May 23, 2017 Opinion or Order Filing 32 OPINION AND ORDER re: 11 MOTION to Dismiss or, in the Alternative, for Summary Judgment, filed by Wells Fargo Advisors, LLC, Andre Mirkine. Plaintiff's motion to vacate the arbitration award is DENIED. Defendants' motion to confirm the award is GRANTED. The Court certifies pursuant to 28 U.S.C. § 1915(a)(3) that any appeal from this Order would not be taken in good faith, and therefore in forma pauperis status is denied for the purpose of an appeal. See Coppedge v. United States, 369 U.S. 438, 444-45 (1962). The Clerk is instructed to terminate the motion (Doc. #11) and close this case. So Ordered. (Signed by Judge Vincent L. Briccetti on 5/23/17) Copies Mailed By Chambers. (yv) Modified on 5/23/2017 (yv).
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Search for this case: Pfeffer v. FINRA's Arbitration Panel et al
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Plaintiff: Alba T. Pfeffer
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Defendant: FINRA's Arbitration Panel
Represented By: Terri L. Reicher
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Defendant: Wells Fargo Advisors, LLC
Represented By: Sandra Dawn Grannum
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Defendant: Andre Mirkine
Represented By: Sandra Dawn Grannum
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