Fort Washington Investment Advisors, Inc. v. Adkins et al
| Fort Washington Investment Advisors, Inc. |
| Carla Adkins, Katherine N. Owens and Carl A Adkins |
| 1:2019cv00685 |
| August 20, 2019 |
| US District Court for the Southern District of Ohio |
| Timothy S Black |
| Contract: Other |
| None |
Docket Report
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| Document Text |
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| Filing 23 MOTION for Leave to File Sur-Reply by Plaintiff Fort Washington Investment Advisors, Inc.. (Attachments: #1 Sur-Reply) (Moore, Richard) |
| Filing 22 REPLY to Response to Motion re #14 MOTION TO JOIN NECESSARY PARTY AND MOTION TO COMPEL ARBITRATION AND STAY PROCEEDINGS WITH MEMORANDUM IN SUPPORT MOTION to Compel MOTION to Stay filed by Defendants Carl A Adkins, Katherine N. Owens. (Pepper, Timothy) |
| Filing 21 RESPONSE in Opposition re #14 MOTION TO JOIN NECESSARY PARTY AND MOTION TO COMPEL ARBITRATION AND STAY PROCEEDINGS WITH MEMORANDUM IN SUPPORT MOTION to Compel MOTION to Stay filed by Plaintiff Fort Washington Investment Advisors, Inc.. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F) (Moore, Richard) |
| Filing 20 NOTICE by Defendants Carl A Adkins, Katherine N. Owens re #14 MOTION TO JOIN NECESSARY PARTY AND MOTION TO COMPEL ARBITRATION AND STAY PROCEEDINGS WITH MEMORANDUM IN SUPPORT MOTION to Compel MOTION to Stay [Notice Regarding Filing of FINRA Statement of Claim to Initiate Arbitration] (Attachments: #1 Exhibit 1: Declaration of Carl Adkins, #2 Exhibit 1-A: Statement of Claim) (Pepper, Timothy) |
Filing 19
ORDER extending Temporary Restraining Order. Signed by Judge Timothy S. Black on 9/11/19. (rrs)
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| NOTICE of Receipt of Original Power of Attorney re #18 Notice of Posting Bond in the Amount of $233,000 from Plaintiff Washington Investment Advisors, Inc. (sct) |
| Filing 18 NOTICE by Plaintiff Fort Washington Investment Advisors, Inc. of Posting of Bond (Attachments: #1 Exhibit A - Temporary Restraining Bond, #2 Exhibit B - File-Stamped Copy of Temporary Restraining Bond) (Castner, Tessa) |
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Filing 17
ORDER granting in part and denying in part Plaintiff's #2 Motion for TRO. Signed by Judge Timothy S. Black on 9/5/19. (rrs)
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| Filing 16 Supplemental Memorandum Opposing re #2 MOTION for Temporary Restraining Order filed by Defendants Carl A Adkins, Katherine N. Owens. (Pepper, Timothy) |
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Minute Entry and Notation Order: This civil action came before the Court for oral argument by telephone on 9/4/19 at 1:00 p.m. Richard Moore and Tessa Castner appeared on behalf of Plaintiff; Timothy Pepper appeared on behalf of Defendants. The parties presented oral argument on Plaintiff's motion for a temporary restraining order. (Doc. 2). By the parties' agreement, the Court GRANTS Defendants leave to file a sur-reply in further opposition to Plaintiff's motion for a temporary restraining order (Doc. 2) by 9/4/19 at 6:00 p.m. IT IS SO ORDERED. Signed by Judge Timothy S. Black on 9/4/2019.(Court Reporter Luke Lavin.) (rrs)
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| Filing 15 REPLY to Response to Motion re #2 MOTION for Temporary Restraining Order filed by Plaintiff Fort Washington Investment Advisors, Inc.. (Attachments: #1 Exhibit A) (Moore, Richard) |
| Filing 14 MOTION TO JOIN NECESSARY PARTY AND MOTION TO COMPEL ARBITRATION AND STAY PROCEEDINGS WITH MEMORANDUM IN SUPPORT by Defendants Carl A Adkins, Katherine N. Owens. (Attachments: #1 Exhibit 1 - FINRA 13200, #2 Exhibit 2 - FINRA 2140, #3 Exhibit 3 - FINRA 13000, #4 Exhibit 4 - FINRA 2010, #5 Exhibit 5 - FINRA 13804, #6 Exhibit 6 - Adkins BrokerCheck, #7 Exhibit 7 - Owens BrokerCheck, #8 Exhibit 8 - FINRA BrokerCheck - Touchstone, #9 Exhibit 9 - Touchstone Decl. Adkins 8.30.19, #10 Exhibit 10 - Touchstone Decl. Owens 8.30.19, #11 Exhibit 11 - FINRA BrokerCheck WFA) (Pepper, Timothy). Added MOTION to Compel, MOTION to Stay on 9/3/2019 (eh). |
| Filing 13 RESPONSE in Opposition re #2 MOTION for Temporary Restraining Order filed by Defendants Carl A Adkins, Katherine N. Owens. (Attachments: #1 Exhibit A - FINRA Rule 2140) (Pepper, Timothy) |
| Filing 12 SUMMONS Returned Executed as to Defendants Carl A Adkins, Katherine N. Owens. Carl A Adkins served on 8/22/2019, answer due 9/12/2019; Katherine N. Owens served on 8/22/2019, answer due 9/12/2019. (Castner, Tessa) |
| Notice of Correction re: #10 Affidavit of Service, #11 Affidavit of Service, documents were filed using the incorrect event, the filer has been contacted and is to re-file the documents using the correct event (bjc) |
| Filing 11 [FILED IN ERROR, PLEASE DISREGARD] AFFIDAVIT of Service for Personal Service served on Katherine N. Owens on 08/22/2019, filed by Plaintiff Fort Washington Investment Advisors, Inc.. (Castner, Tessa) Modified Docket Text on 8/28/2019 (bjc). |
| Filing 10 [FILED IN ERROR, PLEASE DISREGARD] AFFIDAVIT of Service for Personal Service served on Carl A. Adkins on 08/22/2019, filed by Plaintiff Fort Washington Investment Advisors, Inc.. (Castner, Tessa) Modified Docket Text on 8/28/2019 (bjc). |
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Minute Entry and Notation Order: This civil action came before the Court for a status conference by telephone on 8/27/19 at 4:00 p.m. Richard Moore and Tessa Castner appeared on behalf of Plaintiff; Timothy Pepper appeared on behalf of Defendants. The parties informed the Court that, despite their good faith efforts, they had been unable to revise the language of Doc. 2-2, such that they could investigate the allegations in the complaint without the need for expedited motion practice. As a result, the Court sets the following schedule. Defendants shall file a memorandum in opposition to the motion for temporary restraining order (Doc. 2) on 8/29/19 by 5:30 p.m. Plaintiff shall file a reply in support of the motion for temporary restraining order (Doc. 2) on 9/3/19 by 5:30 p.m. Oral argument will proceed by telephone on 9/4/19 at 1:00 p.m. COUNSEL SHALL CALL: 1-888-684-8852; Access code: 8411435; Security code: 123456, and wait for the Court to join the conference. IT IS SO ORDERED. Signed by Judge Timothy S. Black on 8/27/2019. (rrs)
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Minute Entry and Notation Order: This civil action came before the Court for a status conference by telephone on 8/23/19 at 4:00 p.m. Richard Moore appeared on behalf of Plaintiff; Timothy Pepper appeared on behalf of Defendants. The Court sets this civil action for a status conference by telephone on 8/27/19 at 4:00 p.m. COUNSEL SHALL CALL: 1-888-684-8852; Access code: 8411435; Security code: 123456, and wait for the Court to join the conference. In advance of the status conference by telephone, the parties shall make a good faith effort to revise the language of Doc. 2-2, such that both parties can investigate the allegations in the complaint without the need for expedited motion practice. If the parties reach an agreement prior to the commencement of the status conference by telephone, the parties shall jointly provide the Court with an agreed order via email to Chambers (black_chambers@ohsd.uscourts.gov). IT IS SO ORDERED. Signed by Judge Timothy S. Black on 8/23/2019. (rrs)
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| Filing 9 AFFIDAVIT Declaration of Michael Quin by Defendants Carl A Adkins, Katherine N. Owens. (Pepper, Timothy) |
| Filing 8 AFFIDAVIT Declaration of Carl A. Adkins by Defendants Carl A Adkins, Katherine N. Owens. (Pepper, Timothy) |
| Filing 7 AFFIDAVIT Declaration of Katherine N. Owens by Defendants Carl A Adkins, Katherine N. Owens. (Pepper, Timothy) |
| Filing 6 NOTICE of Appearance by Timothy G Pepper for Defendants Carl A Adkins, Katherine N. Owens (Pepper, Timothy) |
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Minute Entry and Notation Order: This civil action came before the Court for an informal preliminary conference by telephone on 8/22/19 at 4:00 p.m. Richard Moore and Tessa Castner appeared on behalf of Plaintiff; Timothy Pepper appeared on behalf of Defendants. The Court sets this civil action for a status conference by telephone on 8/23/19 at 4:00 p.m. COUNSEL SHALL CALL: 1-888-684-8852; Access code: 8411435; Security code: 123456, and wait for the Court to join the conference. In advance of the status conference by telephone, the parties shall make a good faith effort to revise the language of Doc. 2-2, such that both parties can investigate the allegations in the complaint without the need for expedited motion practice. If the parties reach an agreement prior to the commencement of the status conference by telephone, the parties shall jointly provide the Court with an agreed order via email to Chambers (black_chambers@ohsd.uscourts.gov). IT IS SO ORDERED. Signed by Judge Timothy S. Black on 8/22/2019. (rrs)
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| Filing 5 Summons Issued as to Carl A Adkins, Katherine N. Owens. (eh) |
| Filing 4 NOTICE of Appearance by Tessa Leigh Castner for Plaintiff Fort Washington Investment Advisors, Inc. (Castner, Tessa) |
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Notation Order: Pursuant to Local Rule 65.1, the Court sets this case for an informal preliminary conference by telephone on 8/22/19 at 4:00 p.m. for the purpose of discussing Plaintiff's motion for a temporary restraining order and preliminary injunction. (Doc. 2). Counsel for Plaintiff shall provide notice of this conference to counsel for Defendants. COUNSEL SHALL CALL: 1-888-684-8852; Access code: 8411435; Security code: 123456, and wait for the Court to join the conference. IT IS SO ORDERED. Signed by Judge Timothy S. Black on 8/21/19. (rrs)
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| If this case is referred, it will be to Magistrate Judge Stephanie K. Bowman. (eh) |
| Filing 3 Corporate Disclosure Statement by Plaintiff Fort Washington Investment Advisors, Inc.. (Moore, Richard) |
| Filing 2 MOTION for Temporary Restraining Order by Plaintiff Fort Washington Investment Advisors, Inc.. (Attachments: #1 Exhibit A - Verified Complaint, #2 Exhibit B - Proposed Temporary Restraining Order) (Moore, Richard) |
| Filing 1 COMPLAINT against Carla Adkins, Katherine N. Owens ( Filing fee $ 400 paid - receipt number: 0648-7070813), filed by Fort Washington Investment Advisors, Inc.. (Attachments: #1 Civil Cover Sheet, #2 Summons Form Adkins, #3 Summons Form Owens, #4 Exhibit, #5 Exhibit, #6 Exhibit, #7 Exhibit) (Moore, Richard) |
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