SECURITIES AND EXCHANGE COMMISSION v. APPEL
| SECURITIES AND EXCHANGE COMMISSION |
| HOWARD M. APPEL |
| 2:2018cv03200 |
| July 27, 2018 |
| US District Court for the Eastern District of Pennsylvania |
| Philadelphia Office |
| Outside the State of PA. |
| PAUL S DIAMOND |
| Other Statutes: Securities/Commodities |
| 15 U.S.C. ยง 77 |
| None |
Docket Report
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This docket was last retrieved on September 12, 2018. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 8 JUDGMENT. ORDER THAT DEFENDANT IS PERMANENTLY RESTRAINED AND ENJOINED FROM VIOLATING, DIRECTLY OR INDIRECTLY, SEC. 10(b) OF THE SECURITIES EXCHANGE ACT OF 1934 (THE "EXCHANGE ACT") [15 USC SECTION 78j(b)] AND RULE 10b-5 PROMULGATED THEREUNDER [17 C.F.R. SEC. 240.10b-5], BY USING ANY MEANS OR INSTRUMENTALITY OF INTERSTATE COMMERCE, OR OF THE MAILS, OR OF ANY FACILITY OF ANY NATIONAL SECURITIES EXCHANGE, IN CONNECTION WITH THE PURCHASE OR SALE OF ANY SECURITY, ETC. SIGNED BY HONORABLE PAUL S. DIAMOND ON 9/10/18. 9/12/18 ENTERED & E-MAILED.(fdc) |
Filing 7
ORDER UPON CONSIDERATION OF PLAINTIFF'S UNOPPOSED MOTION TO APPROVE CONSENT JUDGMENT (DOC. NO. #6 ), IT IS HEREBY ORDERED THAT PLAINTIFF'S MOTION IS GRANTED. AN APPROPRIATE JUDGMENT WILL FOLLOW.. SIGNED BY HONORABLE PAUL S. DIAMOND ON 9/10/2018. 9/12/2018 ENTERED AND COPIES E-MAILED.(rt)
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| Filing 6 MOTION to Approve Consent Judgment (Uncontested) filed by SECURITIES AND EXCHANGE COMMISSION.Memorandum, Declaration, Exhibits to Declaration, and Certificate of Service. (Attachments: #1 Memorandum, #2 Declaration of Preethi Krishnamurthy and Local Civil Rule 7.1(b) Certification, #3 Exhibit 1 to the Declaration, #4 Exhibit 2 to the Declaration, #5 Certificate of Service)(KRISHNAMURTHY, PREETHI) Modified on 9/14/2018 (lvj, ). |
| Filing 5 NOTICE of Appearance by JOSEPH P. DEVER, JR on behalf of HOWARD M. APPEL (DEVER, JOSEPH) |
| Filing 4 WAIVER OF SERVICE Returned Executed by SECURITIES AND EXCHANGE COMMISSION. HOWARD M. APPEL waiver sent on 8/9/2018, answer due 10/9/2018. (KRISHNAMURTHY, PREETHI) |
| Filing 3 CERTIFICATE OF SERVICE by SECURITIES AND EXCHANGE COMMISSION re #2 Notice of Appearance (KRISHNAMURTHY, PREETHI) |
| Filing 2 NOTICE of Appearance by PREETHI KRISHNAMURTHY on behalf of SECURITIES AND EXCHANGE COMMISSION (KRISHNAMURTHY, PREETHI) |
| Filing 1 COMPLAINT against HOWARD M. APPEL, filed by SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Civil Cover Sheet, #2 Designation Form, #3 Case Management Track Form)(ahf) |
| Summons Issued as to HOWARD M. APPEL. 1 Given To: Counsel on 7/27/2018 (ahf) |
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| Defendant: HOWARD M. APPEL | |
| Represented By: | JOSEPH P. DEVER, JR. |
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| Plaintiff: SECURITIES AND EXCHANGE COMMISSION | |
| Represented By: | MARC P. BERGER |
| Represented By: | PREETHI KRISHNAMURTHY |
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