NEFF v. PKS HOLDINGS, LLC et al
Plaintiff: TONI CAIAZZO NEFF
Defendant: PKS HOLDINGS, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., MHC SECURITIES, LLC, WENTWORTH MANAGEMENT, LLC, J. PETER PURCELL, DAVID PURCELL, LISA LAFOND, PETER SHEEHAN, ALEX MARKOWITS, RYAN MORFIN and KATHERINE FLOUTON
Case Number: 5:2018cv01826
Filed: May 1, 2018
Court: US District Court for the Eastern District of Pennsylvania
Office: Allentown Office
County: Berks
Presiding Judge: JOSEPH F. LEESON
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 15 U.S.C. ยง 78
Jury Demanded By: Plaintiff

Available Case Documents

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Date Filed Document Text
August 8, 2019 Opinion or Order Filing 23 ORDER THAT DEFENDANTS 12 MOTION TO DISMISS UNDER RULE 12(B)(2) IS GRANTED WITH RESPECT TO DEFENDANTS PKS HOLDINGS, LLC; MHC SECURITIES, LLC; WENTWORTH MANAGEMENT, LLC; J. PETER PURCELL; DAVID PURCELL; LISA LAFOND; PETER SHEEHAN; ALEX MARKOWITS; AND RYAN MORFIN, AND PLAINTIFFS CLAIMS ARE DISMISSED WITH RESPECT TO THOSE DEFENDANTS. DEFENDANTS MOTION TO DISMISS UNDER RULE 12(B)(6) IS GRANTED WITH RESPECT TO DEFENDANTS PURSHE KAPLAN STERLING INVESTMENTS, INC. AND KATHERINE FLOUTON. PLAINTIFFS AMENDED COMPLAINT IS DISMISSED WITH PREJUDICE. THIS CASE IS CLOSED. SIGNED BY HONORABLE JOSEPH F. LEESON, JR ON 8/8/19. 8/8/19 ENTERED AND COPIES E-MAILED.(mas, )
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Search for this case: NEFF v. PKS HOLDINGS, LLC et al
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Plaintiff: TONI CAIAZZO NEFF
Represented By: JAMES PATRICK GRIFFIN
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Defendant: PKS HOLDINGS, LLC
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Defendant: PURSHE KAPLAN STERLING INVESTMENTS, INC.
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Defendant: MHC SECURITIES, LLC
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Defendant: WENTWORTH MANAGEMENT, LLC
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Defendant: J. PETER PURCELL
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Defendant: DAVID PURCELL
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Defendant: LISA LAFOND
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Defendant: PETER SHEEHAN
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Defendant: ALEX MARKOWITS
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Defendant: RYAN MORFIN
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Defendant: KATHERINE FLOUTON
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