SEC v. Herula, et al
Plaintiff: SEC
Defendant: Charles Sullivan, ., Estate of Martin D. Fife and Mary Lee Capalbo
Respondent: Geragos & Geragos, Mark Geragos, George Buehler, Laffer & Gottleib, Martin Laffer and Barbara Gottleib
Movant: Marc D. Wallick and Oharacho Nogyo Kyodo Kumiai
Case Number: 1:2002cv00154
Filed: April 1, 2002
Court: US District Court for the District of Rhode Island
Office: Providence Office
County: Providence
Presiding Judge: Mary M. Lisi
Presiding Judge: David L. Martin
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 15 U.S.C. ยง 77
Jury Demanded By: Defendant

Available Case Documents

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Date Filed Document Text
August 20, 2013 Opinion or Order Filing 335 ORDER re 333 Assented Motion To Modify Asset Freeze Order as to Defendant Estate of Martin Fife: The preliminary order and order freezing the assets and other equitable relief entered by this Court on May 8, 2002, and subsequently amended on December 5, 2002 and August 10, 2004, is further amended as specified in the attached Order. So Ordered by Chief Judge Mary M. Lisi on 8/20/2013. (Duhamel, John)
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Search for this case: SEC v. Herula, et al
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Plaintiff: SEC
Represented By: Bradford E. Ali
Represented By: Luke T. Cadigan
Represented By: Martin F. Healey
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Defendant: Charles Sullivan, .
Represented By: Charles W. Sullivan(Designation Waived or Self (Pro Se))
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Defendant: Estate of Martin D. Fife
Represented By: Sharon Trulock
Represented By: Donald S. Zakarin
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Defendant: Mary Lee Capalbo
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Movant: Marc D. Wallick
Represented By: Jeffrey S. Brenner
Represented By: Peter J. Furness
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Movant: Oharacho Nogyo Kyodo Kumiai
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Respondent: Geragos & Geragos
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Respondent: Mark Geragos
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Respondent: George Buehler
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Respondent: Laffer & Gottleib
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Respondent: Martin Laffer
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Respondent: Barbara Gottleib
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