MSI Financial Services, Inc. et al v. Financial Industry Regulatory Authority et al
Zachary Brody and MSI Financial Services, Inc. |
Financial Industry Regulatory Authority and Wayne Magao |
1:2018cv00414 |
July 26, 2018 |
US District Court for the District of Rhode Island |
Providence Office |
Providence |
Lincoln D Almond |
John J McConnell |
Other Statutes: Arbitration |
15 U.S.C. ยง 78 m(a) Securities Exchange Act |
None |
Docket Report
This docket was last retrieved on July 26, 2018. A more recent docket listing may be available from PACER.
Document Text |
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Filing 3 Civil Cover Sheet filed by Zachary Brody, MSI Financial Services, Inc.. Regarding New Case: #1 Complaint, . (Tieger, Ethan) |
Filing 2 NOTICE of Appearance by Samuel C. Bodurtha on behalf of Zachary Brody, MSI Financial Services, Inc. (Bodurtha, Samuel) |
Filing 1 COMPLAINT ( filing fee paid $ 400.00, receipt number 0103-1240392 ), filed by MSI Financial Services, Inc., Zachary Brody. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit)(Tieger, Ethan) (Attachment 1 replaced on 7/26/2018) (Farrell Pletcher, Paula). |
Case assigned to District Judge John J. McConnell, Jr. and Magistrate Judge Lincoln D. Almond. (Farrell Pletcher, Paula) |
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