MSI Financial Services, Inc. et al v. Financial Industry Regulatory Authority et al
Plaintiff: Zachary Brody and MSI Financial Services, Inc.
Defendant: Financial Industry Regulatory Authority and Wayne Magao
Case Number: 1:2018cv00414
Filed: July 26, 2018
Court: US District Court for the District of Rhode Island
Office: Providence Office
County: Providence
Presiding Judge: Lincoln D Almond
Referring Judge: John J McConnell
Nature of Suit: Other Statutes: Arbitration
Cause of Action: 15 U.S.C. ยง 78 m(a) Securities Exchange Act
Jury Demanded By: None
Docket Report

This docket was last retrieved on July 26, 2018. A more recent docket listing may be available from PACER.

Date Filed Document Text
July 26, 2018 Filing 3 Civil Cover Sheet filed by Zachary Brody, MSI Financial Services, Inc.. Regarding New Case: #1 Complaint, . (Tieger, Ethan)
July 26, 2018 Filing 2 NOTICE of Appearance by Samuel C. Bodurtha on behalf of Zachary Brody, MSI Financial Services, Inc. (Bodurtha, Samuel)
July 26, 2018 Filing 1 COMPLAINT ( filing fee paid $ 400.00, receipt number 0103-1240392 ), filed by MSI Financial Services, Inc., Zachary Brody. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit)(Tieger, Ethan) (Attachment 1 replaced on 7/26/2018) (Farrell Pletcher, Paula).
July 26, 2018 Case assigned to District Judge John J. McConnell, Jr. and Magistrate Judge Lincoln D. Almond. (Farrell Pletcher, Paula)

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Search for this case: MSI Financial Services, Inc. et al v. Financial Industry Regulatory Authority et al
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Defendant: Financial Industry Regulatory Authority
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Defendant: Wayne Magao
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Plaintiff: Zachary Brody
Represented By: Samuel C. Bodurtha
Represented By: Ethan Z. Tieger
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Plaintiff: MSI Financial Services, Inc.
Represented By: Samuel C. Bodurtha
Represented By: Ethan Z. Tieger
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