Securities and Exchange Commission v. Nadel et al

Plaintiff: Securities and Exchange Commission
Defendant: Warren D Nadel, Warren D. Nadel and Co, Registered Investment Advisers LLC and Katherine Nadel
Case Number: 6:2017cv03389
Filed: December 15, 2017
Court: South Carolina District Court
Office: Greenville Office
County: Greenville
Presiding Judge: Timothy M Cain
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 28:1331
Jury Demanded By: None

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Plaintiff: Securities and Exchange Commission
Represented By: George John Conits
Represented By: John J Graubard
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Defendant: Warren D Nadel
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Defendant: Warren D. Nadel and Co
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Defendant: Registered Investment Advisers LLC
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Defendant: Katherine Nadel
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