Securities and Exchange Commission v. Sample

Justia Dockets & Filings Fifth Circuit Texas Northern District Securities and Exchange Commission v. Sample

Securities and Exchange Commission v. Sample

Plaintiff:	Securities and Exchange Commission
Defendant:	Matthew D Sample
Case Number:	3:2014cv01218
Filed:	April 4, 2014
Court:	US District Court for the Northern District of Texas
Office:	Dallas Office
County:	Dallas
Presiding Judge:	Jane J Boyle
Nature of Suit:	Securities/Commodities/Exchanges
Cause of Action:	15 U.S.C. § 77
Jury Demanded By:	None

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Date Filed	Document Text
November 20, 2017	Filing 18 MEMORANDUM OPINION AND ORDER: The Court GRANTS the SEC's 10 Motion for Monetary Remedies. First, the Court ORDERS Sample to disgorge $919,875 less restitution payments made to Lobo Fund victims. Second, the Court ORDERS Sample to pay i n prejudgment interest the amount reached by applying the IRS underpayment interest rate to the amount Sample must disgorge as of the date of this order, which is $919,875 less restitution payments Sample has actually made to the Lobo Fund victims. And Third, the Court ORDERS Sample to pay a civil penalty of $919,875. (Ordered by Judge Jane J. Boyle on 11/20/2017) (axm)

Date Filed

Document Text

November 20, 2017

Filing 18 MEMORANDUM OPINION AND ORDER: The Court GRANTS the SEC's 10 Motion for Monetary Remedies. First, the Court ORDERS Sample to disgorge $919,875 less restitution payments made to Lobo Fund victims. Second, the Court ORDERS Sample to pay i n prejudgment interest the amount reached by applying the IRS underpayment interest rate to the amount Sample must disgorge as of the date of this order, which is $919,875 less restitution payments Sample has actually made to the Lobo Fund victims. And Third, the Court ORDERS Sample to pay a civil penalty of $919,875. (Ordered by Judge Jane J. Boyle on 11/20/2017) (axm)

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Defendant: Matthew D Sample
Represented By:	Edwin J Tomko
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Plaintiff: Securities and Exchange Commission
Represented By:	Bret Helmer
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