Securities and Exchange Commission v. Carlos I. Uresti, et al
Securities and Exchange Commission |
Stanley P. Bates and Carlos I. Uresti |
5:2018cv01013 |
September 28, 2018 |
US District Court for the Western District of Texas |
Xavier Rodriguez |
Securities/Commodities |
15 U.S.C. ยง 77 |
Plaintiff |
Docket Report
This docket was last retrieved on November 6, 2018. A more recent docket listing may be available from PACER.
Document Text |
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Filing 9 FINAL JUDGMENT against STANLEY P. BATES. Signed by Judge Xavier Rodriguez. (rg) |
Filing 8 ORDER GRANTING #4 Motion for Entry of Final Judgment under Rule 54(b) against Defendant Stanley P. Bates. Signed by Judge Xavier Rodriguez. (rg) |
Filing 7 SUMMONS Returned Executed by Securities and Exchange Commission. Carlos I. Uresti served on 10/1/2018, answer due 10/22/2018. (Bernstein, Keefe) |
Filing 6 Summons Issued as to Carlos I. Uresti. (rg) |
Filing 5 Summons Issued as to Stanley P. Bates. (rg) |
Filing 4 MOTION for Entry of Judgment under Rule 54(b) Plaintiff's Motion to Enter Final Judgment Against Defendant Stanley P. Bates by Securities and Exchange Commission. (Attachments: #1 Exhibit 1 Consent with Exhibt A Plea Transcript, #2 Proposed Order, #3 Proposed Final Judgment as to Stanley Bates)(Bernstein, Keefe) |
Filing 3 REQUEST FOR ISSUANCE OF SUMMONS by Securities and Exchange Commission. (Bernstein, Keefe) |
Filing 2 Certificate of Interested Parties by Securities and Exchange Commission. (Bernstein, Keefe) |
Filing 1 COMPLAINT (Filing fee $ 400.), filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(Bernstein, Keefe) |
If ordered by the court, all referrals will be assigned to Magistrate Judge Bemporad. (rg) |
Case assigned to Judge Xavier Rodriguez. CM WILL NOW REFLECT THE JUDGE INITIALS AS PART OF THE CASE NUMBER. PLEASE APPEND THESE JUDGE INITIALS TO THE CASE NUMBER ON EACH DOCUMENT THAT YOU FILE IN THIS CASE. (rg) |
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