Securities and Exchange Commission v. Gallagher et al
Plaintiff: Securities and Exchange Commission
Defendant: W. Neil "Doc" Gallagher, W. Neil Gallagher, Ph.D. Agency, Inc. and Gallagher Financial Group, Inc.
Undetermined: W. Neil "Doc" Gallagher, Gallagher Financial Group, Inc., W. Neil Gallagher, Ph.D. Agency, Inc.
Case Number: 5:2019mc00249
Filed: March 13, 2019
Court: US District Court for the Western District of Texas
Nature of Suit: Other Statutory Actions
Cause of Action: 28:754
Docket Report

This docket was last retrieved on March 13, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
March 13, 2019 Filing 1 COPY OF COMPLAINT (Filing fee $47.00 receipt number 500048457), filed by W. Neil "Doc" Gallagher, Gallagher Financial Group, Inc., W. Neil Gallagher, Ph.D. Agency, Inc. (Attachments: #1 Notice of Appointment of Receiver, #2 Order Appointing Receiver, #3 Order Unsealing Proceedings, #4 Copy of Cover Letter, #5 Filing Fee Receipt)(dtg)

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Defendant: W. Neil "Doc" Gallagher
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Defendant: W. Neil Gallagher, Ph.D. Agency, Inc.
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Defendant: Gallagher Financial Group, Inc.
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Undetermined: W. Neil "Doc" Gallagher, Gallagher Financial Group, Inc., W. Neil Gallagher, Ph.D. Agency, Inc.
Represented By: Cortney C. Thomas
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Plaintiff: Securities and Exchange Commission
Represented By: B. David Fraser
Represented By: Janie L. Frank
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