Nielen-Thomas, Susan v. Concorde Investment Services, LLC et al
Plaintiff: Susan Nielen-Thomas
Defendant: Concorde Investment Services, LLC, Fortune Financial Services, Inc., TD Ameritrade, Inc., Wisconsin River Bank, Jeffrey L. Butler and Wisconsin Investment Services, LLC
Cross_claimant: Wisconsin River Bank
Cross_defendant: Jeffrey L. Butler and Wisconsin Investment Services, LLC
Case Number: 3:2018cv00229
Filed: March 30, 2018
Court: US District Court for the Western District of Wisconsin
Office: Madison Office
County: Dane
Presiding Judge: Stephen L. Crocker
Presiding Judge: James D. Peterson
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 15 U.S.C. ยง 78
Jury Demanded By: Plaintiff

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
July 27, 2018 Opinion or Order Filing 59 JUDGMENT entered in favor of Defendants Concorde Investment Services, LLC, Fortune Financial Services, Inc., and TD Ameritrade, Inc. dismissing Plaintiff Susan Nielen-Thomas's claims with prejudice; dismissing Defendant Wisconsin River Bank's crossclaims without prejudice. (kwf)
July 26, 2018 Opinion or Order Filing 58 OPINION & ORDER denying 42 Motion to Remand; granting 15 Motion to Dismiss; granting 39 Motion to Dismiss; denying as moot 19 Motion to Dismiss; denying as moot 45 Motion to Dismiss. Signed by District Judge James D. Peterson on 7/26/2018. (kwf)
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Plaintiff: Susan Nielen-Thomas
Represented By: Patrick Thomas O'Neill
Represented By: Michael H. Schaalman
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Defendant: Concorde Investment Services, LLC
Represented By: Marc Stuart Ehrlich
Represented By: Sarah Anne Zylstra
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Defendant: Fortune Financial Services, Inc.
Represented By: Peyton Barkley Engel
Represented By: Andrew W. Erlandson
Represented By: Karl Edwin May
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Defendant: TD Ameritrade, Inc.
Represented By: Megan Burnett
Represented By: Erin M. Cook
Represented By: Donald Albert Daugherty, Jr.
Represented By: Dana Gloor
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Defendant: Wisconsin River Bank
Represented By: Franklin R. Kirk
Represented By: Tyler Bischoff Stevenson
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Defendant: Jeffrey L. Butler
Represented By: Nicholas Hahn
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Defendant: Wisconsin Investment Services, LLC
Represented By: Nicholas Hahn
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Cross_claimant: Wisconsin River Bank
Represented By: Franklin R. Kirk
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Cross_defendant: Jeffrey L. Butler
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Cross_defendant: Wisconsin Investment Services, LLC
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