Cases 81 - 90 of 232
Securities and Exchange Commis v. Amerindo Investment Advisors
as 19-2578
Claimant:
Lily Cates, Robin Sayko, J.P. Morgan Securities LLC and others
Defendant:
Amerindo Management Inc., Amerindo Advisors UK Limited, Amerindo Investment Advisors, Inc. (Panama) and others
Defendant / Appellant:
Gary Alan Tanaka
Plaintiff / Appellee:
United States Securities and Exchange Commission
State of New York v. United States Securities and
as 19-2893
Petitioner:
State of Delaware, State of California, State of Maine and others
Respondent:
Walter Clayton, III, in his official capacity as Chairman of the United States Securities and Exchange Commission and United States Securities and Exchange Commission
XY Planning Network, LLC v. United States Securities and E
as 19-2886
Petitioner:
Ford Financial Solutions, LLC and XY Planning Network, LLC
Respondent:
Walter Clayton, in his official capacity as Chairman of the United States Securities and Exchange Commission and United States Securities and Exchange Commission
United States Securities and v. Boock
as 19-2251
Defendant / Appellant:
Irwin Boock and Birte Boock
Defendant:
Jason C. Wong, Alena Dubinsky, 1621566 Ontario, Inc, a Corporation and others
Plaintiff / Appellee:
United States Securities and Exchange Commission
Penn v. United States Securities and E
as 19-2300
Petitioner:
Lawrence E. Penn, III
Respondent:
United States Securities and Exchange Commission
Securities & Exchange Commissi v. Illarramendi
as 17-1893
Defendant:
Highview Point Master Fund, LTD., Highview Point LP, Michael Kenwood Capital Management, LLC and others
Plaintiff:
Fractal Fund Management, Ltd., Fractal P Holding, Ltd. and Rowberrow Trading Corp.
Defendant / Appellant:
Francisco Illarramendi
Appellee:
John J. Carney
Plaintiff / Appellee:
United States Securities and Exchange Commission
Securities & Exchange Commissi v. Illarramendi
as 17-2551
Defendant:
Highview Point Master Fund, LTD., Highview Point LP, Michael Kenwood Capital Management, LLC and others
Plaintiff:
Fractal Fund Management, Ltd., Fractal P Holding, Ltd. and Rowberrow Trading Corp.
Defendant / Appellant:
Francisco Illarramendi
Appellee:
John J. Carney
Plaintiff / Appellee:
United States Securities and Exchange Commission
Securities & Exchange Commissi v. Illarramendi
as 17-1506
Defendant:
Highview Point Master Fund, LTD., Highview Point LP, Michael Kenwood Capital Management, LLC and others
Plaintiff:
Fractal Fund Management, Ltd., Fractal P Holding, Ltd. and Rowberrow Trading Corp.
Defendant / Appellant:
Francisco Illarramendi
Appellee:
John J. Carney
Plaintiff / Appellee:
United States Securities and Exchange Commission
Robbins Geller Rudman & Dowd LLP v. United States Securities and Exchange Commission
as 2:2019cv00933
Defendant:
United States Securities and Exchange Commission
Plaintiff:
Robbins Geller Rudman & Dowd LLP
Cause Of Action: 05 U.S.C. ยง 552 Freedom of Information Act
United States Securities and E v. Ahmed
as 19-355
Defendant / Appellant:
I.I. 3, A minor child, by and through his next friends Iftikar and Shalini Ahmed, his parents, I.I. 2, A minor child, by and through his next friends Iftikar and Shalini Ahmed, his parents, I-Cubed Domains, LLC and others
Defendant:
Iftikar Ali Ahmed Sole Prop and Iftikar A. Ahmed
Plaintiff / Appellee:
United States Securities and Exchange Commission
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