Cases 1 - 7 of 7
US Securities and Exchange Commission v. Sapere Wealth Management, LLC et al
as 3:2023cv00172
Plaintiff:
US Securities and Exchange Commission
Defendant:
Sapere Wealth Management, LLC and Scott Trease
Vanguard Group, Inc. v. Snipes et al
as 3:2022cv00261
Counter Defendant:
Vanguard Group, Inc.
Counter Claimant:
Matthew Philip Snipes and Topsail Wealth Management, LLC
Cause Of Action: 28 U.S.C. § 1332 Diversity-Contract Dispute
Securities and Exchange Commission v. Peters et al
as 5:2017cv00630
Plaintiff:
Securities and Exchange Commission
Defendant:
Stephen Condon Peters, VisionQuest Wealth Management, LLC, VisionQuest Capital, LLC and others
Cause Of Action: 15 U.S.C. § 77
United States of America v. Peters et al
as 5:2017cv00349
Plaintiff:
United States of America
Defendant:
Stephen Peters , Amy Peters , VisionQuest Wealth LLC and others
Cause Of Action: 21 U.S.C. § 881
Bergeron v. Prestige Wealth Management LLC
as 5:2013cv00204
Plaintiff:
Denis Bergeron
Defendant:
Prestige Wealth Management LLC
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Civil Rights Violation
US Commodity Futures Trading Commission v. Simmons et al
as 3:2011cv00023
Defendant:
Keith F. Simmons, Black Diamond Capital Solutions, LLC, Black Diamond Holdings, LLC and others
Plaintiff:
US Commodity Futures Trading Commission
Intervenor:
Claggett & Sons, Inc. and United States
Cause Of Action: 7 U.S.C. § 6
FRIDINGER v. STONEGATE WEALTH MANAGEMENT, LLC
as 1:2010cv00906
Plaintiff:
CHARLES R. FRIDINGER
Defendant:
STONEGATE WEALTH MANAGEMENT, LLC
Cause Of Action: 28 U.S.C. § 1332
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