Cases 11 - 20 of 56
Berg v. ARI Network Services Inc et al
as 2:2017cv01033
Plaintiff:
Robert Berg
Defendant:
ARI Network Services Inc, William H Luden, Roy W Olivier and others
Cause Of Action: 15 U.S.C. § 78
Sharkey v. ARI Network Services Inc et al
as 2:2017cv01012
Plaintiff:
Sean Sharkey
Defendant:
ARI Network Services Inc , Chad J Cooper , William H Luden and others
Cause Of Action: 15 U.S.C. § 78
United States Securities and Exchange Commission v. Glick et al
as 1:2017cv02251
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Daniel H. Glick , Financial Management Strategies INC., Glick Accounting Services INC. and others
Cause Of Action: 15 U.S.C. § 77
Societe Generale Securities Services GmbH et al v. Caterpillar Inc. et al
as 1:2017cv01713
Defendant:
Caterpillar, Inc, Douglas R. Oberhelman, Caterpillar, Inc. and others
Plaintiff:
Newman, Jacob Newman and Societe Generale Securities Services GmbH
Petitioner:
Socit Gnrale Securities Services GmbH, Aymon Sukkar and Ricky Hoyle
Cause Of Action: 15 U.S.C. § 78
SEC v. Stephan von Hase, et al
as 16-1886
Plaintiff - Appellee:
SECURITIES AND EXCHANGE COMMISSION
Defendant - Appellant:
STEPHAN VON HASE and CTA WORLDWIDE SERVICES, S.A.
SEC, et al v. First Choice Management Servi, et al
as 16-1463
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Appellant:
JOHN W. HANNAH and CRM ENERGY PARTNERS
Defendant:
FIRST CHOICE MANAGEMENT SERVICES, INCORPORATED and GARY VAN WAEYENBERGHE
Appellee:
JOSEPH D. BRADLEY
ESPOSITO v. JP MORGAN CHASE BANK NA et al
as 1:2015cv01232
Plaintiff:
FRANK J. ESPOSITO, JR.
Defendant:
JP MORGAN CHASE BANK NA, JP MORGAN SECURITIES LLC, JON RAMEY and others
Cause Of Action: 28 U.S.C. § 1331 Fed. Question
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. ITT EDUCATIONAL SERVICES, INC. et al
as 1:2015cv00758
Defendant:
DANIEL M. FITZPATRICK, ITT EDUCATIONAL SERVICES, INC. and KEVIN M. MODANY
Plaintiff:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
CFTC v. Monex Deposit Company, et al
as 15-1467
Plaintiff - Appellee:
COMMODITY FUTURES TRADING COMMISSION
Defendant - Appellant:
MONEX DEPOSIT COMPANY, MONEX CREDIT COMPANY and NEWPORT SERVICE CORPORATION
LAWRENCE v. MODANY et al
as 1:2014cv02106
Defendant:
JOHN F. COZZI, JOHN E. DEAN, DANIEL M. FITZPATRICK and others
Plaintiff:
MICHELLE LAWRENCE
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
