Cases 1 - 8 of 8
Securities and Exchange Commission v. Bivona et al
as 1:2019mc00214
3Rd Party Defendant:
SRA II LLC, Clear Sailing Group IV LLC, SRA I LLC and others
Plaintiff:
Securities and Exchange Commission
Defendant:
Saddle River Advisors, LLC, SRA Management Associates, LLC, Frank Gregory Mazzola and others
Undetermined:
Kathy Bazoian Phelps, Esq.
Cause Of Action: 28 U.S.C. § 754
Securities and Exchange Commission v. Bivona et al
as 1:2019mc00057
Defendant:
SRA I LLC, SRA II LLC, Clear Sailing Group V LLC and others
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 754
Securities and Exchange Commission v. John V. Bivona, et al
as 2:2019cv01599
Receiver:
Kathy Bazoian Phelps
Defendant:
Felix Investments, LLC, Saddle River Advisors, LLC, SRA Management Associates, LLC and others
Plaintiff:
Securities and Exchange Commission
Securities and Exchange Commission v. John V. Bivona, et al
as 2:2019mc00030
Defendant:
Felix Investments, LLC, Saddle River Advisors, LLC, SRA Management Associates, LLC and others
Plaintiff:
Securities and Exchange Commission
Undetermined:
Kathy Bazoian Phelps
SECURITIES AND EXCHANGE COMMISSION v. BIVONA et al
as 3:2016mc00109
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant:
JOHN V BIVONA, SADDLE RIVER ADVISORS, LLC, SRA MANAGEMENT ASSOCIATES, LLC and others
Receiver:
SHERWOOD PARTNERS, INC.
Securities and Exchange Commission v. Bivona et al
as 1:2016mc00298
Plaintiff:
Securities and Exchange Commission
Defendant:
John V. Bivona, Saddle River Advisers, LLC, SRA Management Associates, LLC and others
Cause Of Action: 28 U.S.C. § 754
Securities and Exchange Commission v. John V Bivona et al
as 2:2016mc00134
Defendant:
Anne Bivona, John V Bivona, Clear Sailing Group IV LLC and others
Plaintiff:
Securities and Exchange Commission
Receiver:
Sherwood Partners Inc.
Securities and Exchange Commission v. Bivona et al
as 3:2016cv01386
Plaintiff:
Securities and Exchange Commission
Defendant:
John V. Bivona , Saddle River Advisors, LLC , SRA Management Associates, LLC and others
Miscellaneou:
Michael Maidy
Cause Of Action: 15 U.S.C. § 77
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