Cases 1 - 10 of 234
Zahringer v. Financial Industry Regulatory Authority
as 1:2024cv21135
Petitioner:
Mr. James Zahringer
Respondent:
Financial Industry Regulatory Authority (FINRA)
Cause Of Action: 09 U.S.C. § 0009 Motion to confirm arbitration award
Ransom v. Gozola et al
as 2:2024cv00543
Petitioner:
Terrence Scott Ransom
Respondent:
Richard W Gozola and Financial Industry Regulatory Authority
Cause Of Action: 27 U.S.C. § 185 Enforcement of Arbitration Award
Strege v. Charles Schwab et al
as 3:2024cv00667
Plaintiff:
Adam Strege
Defendant:
Charles Schwab, Uranium One, Energy Fuels and others
Cause Of Action: 15 U.S.C. § 1681 Fair Credit Reporting Act
Clark v. The Charles Schwab Corporation et al
as 4:2024cv00073
Plaintiff:
Jason Ray Clark
Defendant:
The Charles Schwab Corporation, The Colorado Division of Securities, The Colorado Department of Regulatory Agencies and others
Cause Of Action: 42 U.S.C. § 1983 Civil Rights Act
Lubovich et al v. Financial Industry Regulatory Authority, Inc.
as 9:2023cv81580
Plaintiff:
Jandra Stephen Lubovich and Aaron Chaim Lupuloff
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 09 U.S.C. § 0009 Motion to confirm arbitration award
Frank Black v. Financial Industry Regulatory Authority
as 23-2297
Petitioner:
FRANK HARMON BLACK and SOUTHEAST INVESTMENTS, N.C., INC.
Respondent:
FINANCIAL INDUSTRY REGULATORY AUTHORITY and SECURITIES & EXCHANGE COMMISSION
Black et al v. Financial Industry Regulatory Authority et al
as 3:2023cv00709
Plaintiff:
Frank Harmon Black and Southeast Investments, N.C., Inc.
Defendant:
Financial Industry Regulatory Authority and Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
MESNER v. FMR LLC et al
as 2:2023cv00404
Plaintiff:
ANDREW S MESNER
Defendant:
FMR LLC, FIDELITY BROKERAGE SERVICES LLC and FINANCIAL INDUSTRY REGULATORY AUTHORITY INC
Cause Of Action: 18 U.S.C. § 1961 Racketeering (RICO) Act
Eugene Kim v. FINRA
as 23-7136
Plaintiff / Appellant:
Eugene H. Kim
Defendant / Appellee:
Financial Industry Regulatory Authority, Inc.
Intervenor / Appellee:
United States of America
LEBENTAL v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
as 1:2023cv03119
Plaintiff:
SIDNEY LEBENTAL
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Intervenor:
UNITED STATES OF AMERICA
Cause Of Action: 28 U.S.C. § 2201 Constitutionality of State Statute(s)
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