Cases
Cases 1 - 10 of 124
Legaspy v. Financial Industry Regulatory Authority We have downloadable decisions or orders for this case
as 1:2020cv04700
Plaintiff: Carlos Legaspy
Defendant: Financial Industry Regulatory Authority, Financial Industry Regulatory Authority, Inc.
Cause Of Action: Breach of Contract
AltaCorp. Capital Inc. v. Financial Industry Regulatory Authority, Inc. et al We have downloadable decisions or orders for this case
as 1:2020cv05221
Defendant: Financial Industry Regulatory Authority, Inc., FINRA Regulation, Inc., John C.T. Cloghesy
Plaintiff: AltaCorp. Capital Inc.
Securities and Exchange Commis v. Lek Securities Corporation
as 20-1854
Defendant: Lek Securities Corporation, Samuel Lek
3Rd Party Defendant: Financial Industry Regulatory Authority, Inc.
Defendant / Appellant: Nathan Fayyer, Vali Management Partners, DBA Avalon Fa LTD.", Sergey Pustelnik, AKA Serge Pustelnik
Plaintiff / Appellee: United States Securities and Exchange Commission
Ray v. Financial Industry Regulatory Authority, Inc.
as 3:2020cv00327
Defendant: Financial Industry Regulatory Authority, Inc.
Plaintiff: Allen D. Ray, Jr.
Cary Peterson v. Foster Garvey P.C., et al
as 20-5058
Defendant / Appellee: Steven V. Finnen, A U.S. citizen residing in Micronesia, William Jaynes, Owner of K-Press, Seton Hall University, "SHU", a non-governmental organization located in New Jersey and others
Plaintiff / Appellant: Cary Lee Peterson
Baird v. J.J.B. Hilliard, W.L. Lyons LLC et al
as 3:2020cv00162
Respondent: Financial Industry Regulatory Authority, Inc., J.J.B. Hilliard, W.L. Lyons LLC
Petitioner: Stokes Andrew Baird
Cause Of Action: Motion to Confirm Arbitration Loan
BLACKBOOK CAPITAL INC et al v. THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. We have downloadable decisions or orders for this case
as 2:2019cv21772
Plaintiff: FRANKLIN OGELE, BLACKBOOK CAPITAL INC
Defendant: THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., JOHN DOES 1-10
Cause Of Action: Administrative Procedure Act
Capital One Financial Corporation et al v. Hummer et al We have downloadable decisions or orders for this case
as 1:2019cv11582
Defendant: Jan Hummer, FINRA Regulation, Inc., Financial Industry Regulatory Authority, Inc.
Plaintiff: Capital One Investing, LLC, Capital One Financial Corporation
Cause Of Action: Diversity Action
BLACKBOOK CAPITAL, INC. et al v. THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
as 2:2019cv21492
Plaintiff: FRANKLIN OGELE, BLACKBOOK CAPITAL, INC.
Defendant: THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Cause Of Action: Administrative Procedure Act
Golde v. Financial Industry Regulatory Authority, Inc.
as 1:2019cv06677
Respondent: Financial Industry Regulatory Authority, Inc.
Petitioner: Darren Golde
Cause Of Action: Enforcement of Arbitration Award

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