Cases
Cases 1 - 10 of 115
Golde v. Financial Industry Regulatory Authority, Inc.
as 1:2019cv06677
Respondent: Financial Industry Regulatory Authority, Inc.
Petitioner: Darren Golde
Cause Of Action: Enforcement of Arbitration Award
Friedman v. Financial Industry Regulatory Authority, Inc.
as 1:2019cv05909
Petitioner: Elias Friedman
Respondent: Financial Industry Regulatory Authority, Inc.
WELLS FARGO CLEARING SERVICES LLC v. DI IANNI et al
as 2:2019cv02514
Respondent: MICHAEL AND JANICE DI IANNI
Nominal Defendant: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Petitioner: WELLS FARGO CLEARING SERVICES LLC
Cause Of Action: Diversity-Other Contract
Mohlman v. Financial Industry Regulatory Authority et al
as 3:2019cv00154
Defendant: Financial Industry Regulatory Authority, Inc., Susan Schroeder, John Does and others
Plaintiff: Jeffrey Allen Mohlman
Pee Pee Pop Trust, Pee Pee Pop Trust II, Pee Pee Pop Trust III, Man Cub Trust, Man Cub Trust II, Man Cub Trust III, Dated July 22, 2013 v. Financial Industry Regulatory Authority, Inc. We have downloadable decisions or orders for this case
as 3:2019cv00240
Defendant: Financial Industry Regulatory Authority, Inc.
Plaintiff: Pee Pee Pop Trust, Pee Pee Pop Trust II, Pee Pee Pop Trust III, Man Cub Trust, Man Cub Trust II, Man Cub Trust III, Dated July 22, 2013
Cause Of Action: - Petition for Removal: Securities Fraud
First Capital Real Estate Inve v. SDDCO Brokerage Advisors, LLC
as 19-670
Respondent / Appellee: SDDCO Brokerage Advisors, LLC
Respondent: Financial Industry Regulatory Authority, Inc.
Petitioner / Appellant: First Capital Real Estate Investments, LLC, a California limited liability company
Centaurus Financial Inc v. Ausloos et al We have downloadable decisions or orders for this case
as 2:2019cv00243
Defendant: Financial Industry Regulatory Authority, Adam J. Ausloos, Adam J Ausloos
Plaintiff: Centaurus Financial, Inc., Centaurus Financial Inc
Cause Of Action: Declaratory Judgment
Grante v. The PNC Financial Services Group, Inc. et al
as 9:2018cv81754
Defendant: Visa, Inc., Financial Industry Regulatory Authority, The Unknown Insurance Company for PNC and the PNC Financial Services Group, Inc. and others
Plaintiff: Steele Grante
Cause Of Action: Federal Question
Grante v. Westera Credit Union et al
as 9:2018cv81736
Defendant: Visa, Inc., The Unkown Insurance Company for Visa and Visa, Inc., Westera Credit Union and others
Plaintiff: Steele Grante
Cause Of Action: Fair Credit Reporting Act
Fifield v. MML Investors Services, LLC et al
as 2:2018cv13580
Respondent: MML Investors Services, LLC, LPL Financial, LLC, Financial Industry Regulatory Authority, Inc.
Claimant: Kevin Clayton Fifield
Cause Of Action: U.S. Arbitration Act

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