Cases 1 - 9 of 9
Lubovich et al v. Financial Industry Regulatory Authority, Inc.
as 9:2023cv81580
Plaintiff:
Jandra Stephen Lubovich and Aaron Chaim Lupuloff
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 09 U.S.C. § 0009 Motion to confirm arbitration award
Lubovich et al v. Byrnes, as Trustee of the Yife Tien Irrevocable Dynasty Trust et al
as 1:2023cv23813
Petitioner:
Jandra Stephen Lubovich, Jon Cary Cooper, Aaron Chaim Lupuloff and others
Respondent:
John Byrnes, as Trustee of the Yife Tien Irrevocable Dynasty Trust, Lucy Chua, as Trustee of the Yife Tien Irrevocable Dynasty Trust, Rocky Vista University, LLC and others
Cause Of Action: 09 U.S.C. § 0009 Motion to confirm arbitration award
Scottsdale Capital Advisors Corporation et al
as 8:2022cv02347
Plaintiff:
Scottsdale Capital Advisors Corporation and Alpine Securities Corporation
Defendant:
Financial Industry Regulatory Authority, Inc.
Intervenor Defendant:
United States of America
Cause Of Action: 28 U.S.C. § 2201 Constitutionality of State Statute(s)
Gallagher v. Financial Industry Regulatory Authority, Inc.
as 9:2021cv81394
Plaintiff:
Heslin Gallagher
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 15 U.S.C. § 0078
Blum v. Wells Fargo Advisors LLC. et al
as 9:2017cv81116
Plaintiff:
Russell S. Blum
Defendant:
Wells Fargo Advisors LLC. and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 09 U.S.C. § 0001
Plaintiff v. Defendant
as 9:2014cv80218
Plaintiff:
Plaintiff v. Defendant
Defendant:
Plaintiff v. Defendant
Cause Of Action: 28 U.S.C. § 1331
Bock v. Financial Industry Regulatory Authority, Inc.
as 9:2010cv81045
Plaintiff:
Michael Bock
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 09 U.S.C. § 0001
Financial Industry Association et al v. Securities & Exchange Commission et al
as 6:2010cv00408
Plaintiff:
Financial Industry Association , G&G Holdings, Inc. , Richard Goble and others
Defendant:
Securities & Exchange Commission, Financial Industry Regulatory Authority, Inc., The Depository Trust and Clearing Corporation and others
Cause Of Action: 28 U.S.C. § 1332 - Diversity: Securities & Exchange Commiss
Empire Financial Group, Inc. v. Financial Industry Regulatory Authority, Inc. et al
as 9:2008cv80534
Plaintiff:
Empire Financial Group, Inc. and Empire Financial Group, Inc.
Defendant:
Financial Industry Regulatory Authority, Inc., Mitch Atkins, Peter D. Cleven and others
Cause Of Action: 28 U.S.C. § 1446 Notice of Removal
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