Cases 1 - 10 of 34
Kinnie Ma Ira et al v. National Holdings Corporation et al
as 1:2022cv01325
Plaintiff:
KINNIE MA IRA, JEFFERY S. GRAMM IRA, STACY GREASOR IRA and others
Defendant:
NATIONAL HOLDINGS CORPORATION, National Securities Corporation, B. RILEY FINANCIAL, INC. and others
Cause Of Action: 28 U.S.C. § 1332 - Diversity: Securities Fraud
Moses v. National Securities Corporation et al
as 1:2022cv08912
Defendant:
National Securities Corporation, National Holding Corporation, B. Riley Financial Inc. and others
Plaintiff:
Michael Moses
Cause Of Action: 28 U.S.C. § 1331 fr Fed. Question: Fraud
National Securities Corporation v. Stein
as 1:2021cv09091
Petitioner:
National Securities Corporation
Respondent:
Kurt Anthony Stein
Cause Of Action: 9 U.S.C. § 9 Motion to Confirm Arbitration Award
DeVary v. National Securities Corporation et al
as 1:2021cv07869
Plaintiff:
James DeVary
Defendant:
National Securities Corporation and Forte Capital Group, Inc.
Cause Of Action: 28 U.S.C. § 1332 lr Diversity - Labor
KAROON et al v. NATIONAL SECURITIES CORPORATION
as 2:2021cv16568
Petitioner:
KAYVAN KAROON and KS CAPITAL MANAGEMENT, INC.
Respondent:
NATIONAL SECURITIES CORPORATION
Cause Of Action: 09 U.S.C. § 0010
James Ginzkey, et al v. National Securities Corp.
as 21-80048
Respondent:
BARRY DONNER, on behalf of themselves and all others similarly situated, CHARLES CERF, RICHARD FITZGERALD and others
Petitioner:
NATIONAL SECURITIES CORPORATION, a Washington Corporation
USA v. Gary Christensen
as 20-10355
Not Classified By Court:
AMERICAN BULLION AND COIN LLC, ALLIANCE BANK OF ARIZONA, a division of Western Alliance Bank, MONY LIFE INSURANCE COMPANY OF AMERICA and others
Defendant / Appellant:
GARY S. CHRISTENSEN
Plaintiff / Appellee:
UNITED STATES OF AMERICA
Barthole v. Forte Capital Group Inc. et al
as 1:2020cv00536
Defendant:
National Securities Corporation and Forte Capital Group Inc.
Plaintiff:
Daniel Barthole
Cause Of Action: 29 U.S.C. § 201
Kinnie Ma Individual Retirement Account v. Ascendant Capital, LLC et al
as 1:2019cv01050
Defendant:
Avere Financial Group, LLC n/k/a Parsonex Capital Markets LLC, Kingsbury Capital, Inc., Innovation Partners LLC and others
Plaintiff:
Kinnie Ma Individual Retirement Account, Karen Loch, Victor Wade Individual Retirement Account and others
Consolidated Defendant:
GPB Automotive Portfolio, LP, GPB Holdings II, LP, RSM US LLP and others
Petitioner:
Millicent R. Barasch
Consolidated Plaintiff:
Loretta DeHay and The Stanley S. and Millicent R. Barasch Living Trust
Cross Defendant:
Evan Myrianthopoulos and Scott Naugle
Cause Of Action: 28 U.S.C. § 1332 Diversity-Fraud
Malhotra v. Sonim Technologies, Inc. et al
as 3:2019cv06416
Defendant:
National Securities Corporation, Alan Howe, Robert Plaschke and others
Plaintiff:
Ajay Malhotra
Cause Of Action: 15 U.S.C. § 77
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