Securities/Commodities/Exchanges Cases filed in the Second Circuit Courts
In Re: Petrobras Securities
as 18-2324
Plaintiff: Aura Capital Ltd., Dimensional Emerging Markets Value Fund, DFA Investment Dimensions Group Inc., on behalf of its series Emerging Markets Core Equity Portfolio and others
Plaintiff - Appellee: Peter Kaltman, individually and on behalf of all others similarly situated, Union Asset Management Holding AG and Jonathan Messing, individually and on behalf of all other similarly situated
Appellant: Pomerantz LLP
Defendant - Appellee: Petroleo Brasileiro S.A. Petrobras, BB Securities Ltd., Theodore Marshall Helms and others
Defendant: Mariangela Mointeiro Tizatto, Josue Christiano Gome Da Silva, Daniel Lima De Oliveira and others
Appellee: Mathis B. Bishop, Catherine O. Bishop, Joseph Gielata and others
In Re: Petrobras Securities
as 18-2120
Plaintiff: Aura Capital Ltd., Dimensional Emerging Markets Value Fund, DFA Investment Dimensions Group Inc., on behalf of its series Emerging Markets Core Equity Portfolio and others
Plaintiff - Appellee: Universities Superannuation Scheme Limited, Peter Kaltman, individually and on behalf of all others similarly situated, Union Asset Management Holding AG and others
Appellant: Pomerantz LLP
Defendant - Appellee: Petroleo Brasileiro S.A. Petrobras, Jose Sergio Gabrielli, Silvio Sinedino Pinheiro and others
Defendant: Mariangela Mointeiro Tizatto, Josue Christiano Gome Da Silva, Daniel Lima De Oliveira and others
Appellee: William Thomas Haynes, as trustee for the benefit of W. Thomas and Katherine Haynes Irrevocable Trust for the benefit of Sara L. Haynes
Appellant-Cross-Appellee: Spencer Bueno, Joseph Gielata, Richard Gielata and others
Aberdeen Emerging Markets Fund et al
as 1:2015cv03860
Plaintiff: Aberdeen Emerging Markets Fund , Aberdeen Global Equity Fund , Aberdeen Global Natual Resources Fund and others
Defendant: Aon Hewitt Investment Consulting, Inc. , Desjardins Overseas Equity Value Fund and Petroleo Brasileiro S.A.- Petrobras
Cause Of Action: m(a) Securities Exchange Act
Dodge & Cox Global Stock Fund et al v. Petroleo Brasileirio S.A. -Petrobras et al
as 1:2015cv10111
Plaintiff: Dodge & Cox Global Stock Fund , Dodge & Cox Worldwide Funds plc Global Stock Fund , Dodge & Cox Income Fund and others
Defendant: Petroleo Brasileirio S.A. -Petrobras , Petrobras Global Finance B.V. , Petrobras America Inc. and others
Cause Of Action: m(a) Securities Exchange Act
The Prudential Insurance Company of America et al v. Petroleo Brasileiro S.A. et al
as 1:2016cv07192
Plaintiff: The Prudential Insurance Company of America , Prudential Retirement Insurance & Annuity Company , Prudential Trust Company and others
Defendant: Petroleo Brasileiro S.A., Petrobras International Finance Company S.A. and Petrobras Global Finance B.V.
Cause Of Action: sv Fed. Question: Securities Violation

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